Clear Harbor Asset Management

Clear Harbor Asset Management as of March 31, 2014

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 211 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 11.7 $50M 376k 133.51
Pioneer Natural Resources (PXD) 4.7 $20M 108k 187.14
Trimble Navigation (TRMB) 3.2 $14M 351k 38.87
Core Laboratories 3.0 $13M 66k 198.51
American Water Works (AWK) 2.8 $12M 267k 45.40
Energen Corporation 2.8 $12M 147k 80.81
Flextronics International Ltd Com Stk (FLEX) 2.5 $11M 1.2M 9.24
Exxon Mobil Corporation (XOM) 2.5 $11M 108k 97.68
Parker-Hannifin Corporation (PH) 2.4 $10M 84k 119.71
Johnson Controls 2.2 $9.7M 204k 47.32
Northern Oil & Gas 2.2 $9.6M 660k 14.62
Apache Corporation 1.8 $7.7M 93k 82.94
Hartford Financial Services (HIG) 1.8 $7.6M 215k 35.27
Apple (AAPL) 1.6 $6.9M 13k 536.77
EQT Corporation (EQT) 1.6 $6.8M 70k 96.97
Berkshire Hathaway (BRK.B) 1.5 $6.3M 51k 124.96
Questar Corporation 1.4 $5.9M 248k 23.78
Caterpillar (CAT) 1.3 $5.6M 56k 99.36
Northwest Natural Gas 1.3 $5.6M 127k 44.01
EnerNOC 1.3 $5.4M 242k 22.28
Johnson & Johnson (JNJ) 1.1 $4.6M 47k 98.24
New Jersey Resources Corporation (NJR) 1.1 $4.7M 94k 49.80
QEP Resources 1.1 $4.5M 154k 29.44
Connecticut Water Service 1.0 $4.4M 130k 34.17
Hexcel Corporation (HXL) 0.9 $4.1M 94k 43.53
Microsoft Corporation (MSFT) 0.9 $4.0M 98k 40.99
FX Energy 0.9 $4.0M 1.2M 3.34
South Jersey Industries 0.9 $3.8M 67k 56.09
Chesapeake Utilities Corporation (CPK) 0.9 $3.8M 60k 63.16
Two Harbors Investment 0.9 $3.7M 361k 10.25
Arthur J. Gallagher & Co. (AJG) 0.8 $3.6M 77k 47.58
General Electric Company 0.8 $3.5M 135k 25.89
Axis Capital Holdings (AXS) 0.7 $3.2M 69k 45.85
Occidental Petroleum Corporation (OXY) 0.7 $3.0M 32k 95.30
Mosaic (MOS) 0.7 $2.9M 58k 50.00
Matador Resources (MTDR) 0.7 $2.9M 119k 24.49
Conversant 0.7 $2.8M 101k 28.15
Xerox Corporation 0.6 $2.7M 242k 11.30
Aetna 0.6 $2.7M 36k 74.97
EMC Corporation 0.6 $2.6M 96k 27.41
Odyssey Marine Exploration 0.6 $2.7M 1.2M 2.29
Getty Realty (GTY) 0.6 $2.6M 136k 18.89
California Water Service (CWT) 0.6 $2.5M 106k 23.94
International Business Machines (IBM) 0.6 $2.4M 13k 192.45
Cui Global 0.6 $2.4M 214k 11.00
Exterran Holdings 0.5 $2.3M 53k 43.89
Union Pacific Corporation (UNP) 0.5 $2.3M 12k 187.64
Merck & Co (MRK) 0.5 $2.2M 39k 56.78
Titan International (TWI) 0.5 $2.2M 115k 18.99
Fifth Street Finance 0.5 $2.2M 228k 9.46
At&t (T) 0.5 $2.1M 59k 35.07
Solar Senior Capital 0.5 $2.1M 122k 17.11
American Capital Agency 0.5 $1.9M 89k 21.49
Consolidated Edison (ED) 0.4 $1.9M 35k 53.65
Jabil Circuit (JBL) 0.4 $1.8M 100k 18.00
General Motors Company (GM) 0.4 $1.8M 52k 34.42
Uni-Pixel 0.4 $1.8M 238k 7.66
Dillard's (DDS) 0.4 $1.7M 18k 92.41
Exterran Partners 0.4 $1.6M 58k 28.49
1iqtech International 0.4 $1.6M 853k 1.90
Seagate Technology Com Stk 0.4 $1.6M 28k 56.16
Vectren Corporation 0.4 $1.6M 40k 39.38
Gap (GPS) 0.3 $1.5M 37k 40.07
Procter & Gamble Company (PG) 0.3 $1.5M 18k 80.60
Arbor Realty Trust (ABR) 0.3 $1.5M 212k 6.92
MFA Mortgage Investments 0.3 $1.4M 177k 7.75
Hollyfrontier Corp 0.3 $1.4M 29k 47.58
Trade Str Residential 0.3 $1.4M 182k 7.58
Oxford Lane Cap Corp (OXLC) 0.3 $1.3M 78k 16.70
Chevron Corporation (CVX) 0.3 $1.2M 10k 118.91
Verizon Communications (VZ) 0.3 $1.3M 27k 47.55
CF Industries Holdings (CF) 0.3 $1.2M 4.8k 260.54
SELECT INCOME REIT COM SH BEN int 0.3 $1.3M 42k 30.27
Vodafone Group New Adr F (VOD) 0.3 $1.3M 34k 36.80
Ecolab (ECL) 0.3 $1.2M 11k 107.96
Schlumberger (SLB) 0.3 $1.2M 12k 97.47
SPDR Gold Trust (GLD) 0.3 $1.1M 9.3k 123.60
W&T Offshore (WTI) 0.3 $1.2M 67k 17.31
American Capital Mortgage In 0.3 $1.1M 61k 18.77
Cisco Systems (CSCO) 0.3 $1.1M 50k 22.41
Energy Xxi 0.3 $1.1M 47k 23.57
Intevac (IVAC) 0.3 $1.1M 114k 9.70
Pfizer (PFE) 0.2 $1.1M 33k 32.12
Solar Cap (SLRC) 0.2 $1.1M 50k 21.78
Ares Coml Real Estate (ACRE) 0.2 $1.0M 76k 13.41
Ocwen Financial Corporation 0.2 $981k 25k 39.16
McKesson Corporation (MCK) 0.2 $950k 5.4k 176.58
Abb (ABBNY) 0.2 $956k 37k 25.78
Aqua America 0.2 $941k 38k 25.06
WisdomTree Japan Total Dividend (DXJ) 0.2 $925k 20k 47.36
Walter Investment Management 0.2 $895k 30k 29.83
URS Corporation 0.2 $913k 19k 47.06
Spectranetics Corporation 0.2 $882k 29k 30.30
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $886k 17k 51.74
UnitedHealth (UNH) 0.2 $844k 10k 81.94
Taiwan Semiconductor Mfg (TSM) 0.2 $806k 40k 20.01
Western Digital (WDC) 0.2 $811k 8.8k 91.85
Medical Properties Trust (MPW) 0.2 $831k 65k 12.78
Skyworks Solutions (SWKS) 0.2 $827k 22k 37.54
China Ceramics 0.2 $819k 496k 1.65
Walgreen Company 0.2 $753k 11k 66.04
York Water Company (YORW) 0.2 $759k 37k 20.39
PNC Financial Services (PNC) 0.2 $707k 8.1k 86.98
Clayton Williams Energy 0.2 $731k 6.5k 113.07
Powershares Senior Loan Portfo mf 0.2 $719k 29k 24.82
J.M. Smucker Company (SJM) 0.2 $698k 7.2k 97.19
BHP Billiton (BHP) 0.2 $684k 10k 67.72
V.F. Corporation (VFC) 0.1 $643k 10k 61.89
Emerson Electric (EMR) 0.1 $634k 9.5k 66.81
Hercules Offshore 0.1 $645k 141k 4.59
Hatteras Financial 0.1 $638k 34k 18.84
Vanguard European ETF (VGK) 0.1 $629k 11k 58.94
Pure Cycle Corporation (PCYO) 0.1 $653k 108k 6.05
Abbvie (ABBV) 0.1 $622k 12k 51.36
Colgate-Palmolive Company (CL) 0.1 $609k 9.4k 64.90
Rio Tinto (RIO) 0.1 $587k 11k 55.85
Qualcomm (QCOM) 0.1 $620k 7.9k 78.88
Lorillard 0.1 $595k 11k 54.09
TICC Capital 0.1 $602k 62k 9.78
Denbury Resources 0.1 $583k 36k 16.39
Eaton (ETN) 0.1 $594k 7.9k 75.06
athenahealth 0.1 $569k 3.6k 160.28
Orbotech Ltd Com Stk 0.1 $571k 37k 15.39
Rambus (RMBS) 0.1 $548k 51k 10.75
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $560k 5.5k 101.73
Lihua International 0.1 $541k 110k 4.91
U.S. Bancorp (USB) 0.1 $499k 23k 21.86
Peabody Energy Corporation 0.1 $533k 33k 16.34
Spdr S&p 500 Etf (SPY) 0.1 $501k 2.7k 186.93
Kimberly-Clark Corporation (KMB) 0.1 $505k 4.6k 110.24
Hawaiian Holdings (HA) 0.1 $502k 36k 13.96
Cherry Hill Mort (CHMI) 0.1 $527k 28k 18.73
Principal Financial (PFG) 0.1 $480k 10k 45.96
Abbott Laboratories (ABT) 0.1 $465k 12k 38.48
Mbia (MBI) 0.1 $471k 34k 13.98
Google 0.1 $452k 406.00 1113.30
Oracle Corporation (ORCL) 0.1 $484k 12k 40.93
Stillwater Mining Company 0.1 $463k 31k 14.82
Comstock Resources 0.1 $480k 21k 22.86
Eqt Midstream Partners 0.1 $461k 6.6k 70.38
Ftd Cos 0.1 $477k 15k 31.80
Bristol Myers Squibb (BMY) 0.1 $440k 8.5k 51.93
United Technologies Corporation 0.1 $434k 3.7k 116.89
Ford Motor Company (F) 0.1 $420k 27k 15.60
Terex Corporation (TEX) 0.1 $446k 10k 44.29
Piedmont Natural Gas Company 0.1 $439k 12k 35.40
Vivus 0.1 $431k 73k 5.94
iShares Gold Trust 0.1 $445k 36k 12.45
BofI Holding 0.1 $425k 5.0k 85.69
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $422k 3.9k 109.04
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $429k 4.1k 105.46
Intel Corporation (INTC) 0.1 $369k 14k 25.80
Novartis (NVS) 0.1 $385k 4.5k 84.99
ConocoPhillips (COP) 0.1 $365k 5.2k 70.44
Pepsi (PEP) 0.1 $405k 4.9k 83.49
China Techfaith Wireless Comm. Tech 0.1 $367k 196k 1.87
Marathon Petroleum Corp (MPC) 0.1 $392k 4.5k 87.11
Outerwall 0.1 $366k 5.1k 72.48
Coca-Cola Company (KO) 0.1 $360k 9.3k 38.68
Newmont Mining Corporation (NEM) 0.1 $330k 14k 23.45
Macquarie Infrastructure Company 0.1 $344k 6.0k 57.33
Manitex International (MNTX) 0.1 $340k 21k 16.31
Wisdomtree Asia Local Debt etf us 0.1 $328k 6.8k 48.59
Express Scripts Holding 0.1 $340k 4.5k 75.10
Autodesk (ADSK) 0.1 $295k 6.0k 49.13
Philip Morris International (PM) 0.1 $294k 3.6k 81.89
Lowe's Companies (LOW) 0.1 $279k 5.7k 48.86
Plains All American Pipeline (PAA) 0.1 $298k 5.4k 55.19
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $288k 2.5k 116.79
Proshares Tr Ii ultsh dj ubs cru 0.1 $299k 11k 28.50
JPMorgan Chase & Co. (JPM) 0.1 $255k 4.2k 60.77
Amgen (AMGN) 0.1 $246k 2.0k 123.49
Macy's (M) 0.1 $237k 4.0k 59.25
Southwestern Energy Company (SWN) 0.1 $248k 5.4k 45.93
Dime Community Bancshares 0.1 $247k 15k 16.99
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $243k 7.1k 34.06
Sandstorm Gold (SAND) 0.1 $262k 47k 5.61
Home Depot (HD) 0.1 $223k 2.8k 79.30
3M Company (MMM) 0.1 $234k 1.7k 135.81
Plum Creek Timber 0.1 $219k 5.2k 42.12
Stryker Corporation (SYK) 0.1 $221k 2.7k 81.43
Danaher Corporation (DHR) 0.1 $208k 2.8k 75.09
Market Vectors Gold Miners ETF 0.1 $201k 8.5k 23.65
BlackRock Income Trust 0.1 $221k 34k 6.53
Unwired Planet 0.1 $230k 106k 2.17
Nuveen Preferred And equity (JPI) 0.1 $211k 9.2k 22.84
West 0.1 $215k 9.0k 23.88
Barrick Gold Corp (GOLD) 0.0 $186k 10k 17.82
Silicon Motion Technology (SIMO) 0.0 $180k 11k 16.82
Central Fd Cda Ltd cl a 0.0 $187k 14k 13.75
Nuveen NY Municipal Value (NNY) 0.0 $168k 18k 9.46
Maxwell Technologies 0.0 $136k 11k 12.95
Calamos Asset Management 0.0 $146k 11k 12.95
1-800-flowers (FLWS) 0.0 $141k 25k 5.64
Scorpio Tankers 0.0 $132k 13k 9.95
Professional Diversity Net I 0.0 $121k 35k 3.45
PetroQuest Energy 0.0 $74k 13k 5.69
BioScrip 0.0 $92k 13k 6.94
Progenics Pharmaceuticals 0.0 $78k 19k 4.11
Spectrum Pharmaceuticals 0.0 $79k 10k 7.85
Magnum Hunter Resources Corporation 0.0 $100k 12k 8.53
I.D. Systems 0.0 $91k 16k 5.65
Crossroads Systems 0.0 $88k 37k 2.40
Exeter Res Corp 0.0 $22k 36k 0.61
American DG Energy 0.0 $49k 24k 2.01
China Gerui Advanced Materials 0.0 $32k 27k 1.19
Halcon Resources 0.0 $39k 25k 1.56
Mediabistro 0.0 $31k 13k 2.41
Sigma-Aldrich Corporation 0.0 $0 11k 0.00
Advanced Photonix 0.0 $8.0k 12k 0.67
Sanofi Aventis Wi Conval Rt 0.0 $10k 34k 0.30