Clear Harbor Asset Management

Clear Harbor Asset Management as of June 30, 2014

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 240 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 11.6 $54M 373k 146.01
Pioneer Natural Resources 5.3 $25M 108k 229.81
American Water Works (AWK) 2.8 $13M 269k 49.45
Trimble Navigation (TRMB) 2.8 $13M 353k 36.95
Energen Corporation 2.8 $13M 147k 88.88
Flextronics International Ltd Com Stk (FLEX) 2.7 $13M 1.2M 11.07
Exxon Mobil Corporation (XOM) 2.4 $11M 110k 100.68
Core Laboratories 2.4 $11M 66k 167.05
Parker-Hannifin Corporation (PH) 2.3 $11M 84k 125.73
Northern Oil & Gas 2.3 $11M 649k 16.29
Johnson Controls 2.2 $10M 207k 49.93
Apple (AAPL) 2.2 $10M 109k 92.93
Hartford Financial Services (HIG) 1.8 $8.5M 238k 35.81
Apache Corporation 1.7 $7.8M 77k 100.61
EQT Corporation (EQT) 1.6 $7.5M 70k 106.90
Berkshire Hathaway (BRK.B) 1.4 $6.4M 51k 126.56
Questar Corporation 1.3 $6.2M 250k 24.80
Caterpillar (CAT) 1.3 $6.1M 56k 108.67
Northwest Natural Gas 1.3 $5.9M 126k 47.15
New Jersey Resources Corporation (NJR) 1.2 $5.4M 95k 57.16
QEP Resources 1.1 $5.3M 153k 34.50
Johnson & Johnson (JNJ) 1.1 $4.9M 47k 104.62
EnerNOC 1.0 $4.7M 247k 18.95
Occidental Petroleum Corporation (OXY) 1.0 $4.6M 45k 102.63
International Business Machines (IBM) 0.9 $4.4M 25k 181.25
Cui Global 0.9 $4.4M 529k 8.40
Connecticut Water Service 0.9 $4.4M 130k 33.87
Chesapeake Utilities Corporation (CPK) 0.9 $4.3M 60k 71.34
South Jersey Industries 0.9 $4.2M 69k 60.42
Microsoft Corporation (MSFT) 0.9 $4.1M 98k 41.70
Ares Coml Real Estate (ACRE) 0.9 $4.0M 326k 12.41
Hexcel Corporation (HXL) 0.8 $3.8M 94k 40.90
FX Energy 0.8 $3.7M 1.0M 3.61
Oaktree Cap 0.8 $3.6M 72k 49.99
Arthur J. Gallagher & Co. (AJG) 0.8 $3.6M 77k 46.61
Axis Capital Holdings (AXS) 0.8 $3.6M 81k 44.28
General Electric Company 0.8 $3.5M 133k 26.28
Matador Resources (MTDR) 0.8 $3.5M 120k 29.28
Fifth Street Finance 0.7 $3.4M 347k 9.83
Mosaic (MOS) 0.7 $3.1M 62k 49.44
Aetna 0.6 $2.9M 36k 81.09
General Motors Company (GM) 0.6 $2.9M 80k 36.30
Apollo Global Management 'a' 0.6 $2.9M 106k 27.72
Taiwan Semiconductor Mfg (TSM) 0.6 $2.7M 128k 21.38
1iqtech International 0.6 $2.7M 1.4M 1.98
Xerox Corporation 0.6 $2.6M 211k 12.44
Getty Realty (GTY) 0.5 $2.5M 132k 19.08
Conversant 0.5 $2.6M 100k 25.40
California Water Service (CWT) 0.5 $2.5M 102k 24.20
Exterran Holdings 0.5 $2.3M 52k 45.00
Merck & Co (MRK) 0.5 $2.3M 40k 57.86
Outerwall 0.5 $2.2M 38k 59.35
Two Harbors Investment 0.5 $2.1M 205k 10.48
American Capital 0.5 $2.2M 142k 15.29
Solar Senior Capital 0.5 $2.1M 124k 16.88
Jabil Circuit (JBL) 0.4 $2.1M 98k 20.90
Consolidated Edison (ED) 0.4 $2.0M 35k 57.73
Uni-Pixel 0.4 $1.9M 239k 8.04
Titan International (TWI) 0.4 $1.9M 112k 16.82
Union Pacific Corporation (UNP) 0.4 $1.8M 19k 99.74
Verizon Communications (VZ) 0.4 $1.8M 37k 48.92
Seagate Technology Com Stk 0.4 $1.7M 30k 56.82
Vectren Corporation 0.4 $1.7M 40k 42.49
Tecogen (TGEN) 0.4 $1.7M 210k 7.99
Arbor Realty Trust (ABR) 0.3 $1.6M 234k 6.95
Gap (GAP) 0.3 $1.6M 39k 41.58
Hollyfrontier Corp 0.3 $1.6M 36k 43.68
Western Refining 0.3 $1.5M 40k 37.55
Schlumberger (SLB) 0.3 $1.5M 12k 117.94
Procter & Gamble Company (PG) 0.3 $1.4M 18k 78.61
Exterran Partners 0.3 $1.4M 50k 28.28
SELECT INCOME REIT COM SH BEN int 0.3 $1.4M 47k 29.65
Chevron Corporation (CVX) 0.3 $1.3M 10k 130.53
Ocwen Financial Corporation 0.3 $1.4M 37k 37.11
Oxford Lane Cap Corp (OXLC) 0.3 $1.3M 78k 16.92
Trade Str Residential 0.3 $1.3M 175k 7.49
Cisco Systems (CSCO) 0.3 $1.2M 50k 24.85
NetApp (NTAP) 0.3 $1.3M 35k 36.51
Odyssey Marine Exploration 0.3 $1.3M 753k 1.68
Ecolab (ECL) 0.3 $1.2M 11k 111.30
Scorpio Tankers 0.3 $1.2M 120k 10.17
American Capital Mortgage In 0.3 $1.2M 61k 20.02
CF Industries Holdings (CF) 0.2 $1.2M 4.8k 240.61
WisdomTree Japan Total Dividend (DXJ) 0.2 $1.2M 23k 49.38
Solar Cap (SLRC) 0.2 $1.1M 53k 21.28
SPDR Gold Trust (GLD) 0.2 $1.1M 8.4k 128.04
Pfizer (PFE) 0.2 $992k 33k 29.67
McKesson Corporation (MCK) 0.2 $1.0M 5.4k 186.25
Walter Investment Management 0.2 $999k 34k 29.78
Aqua America 0.2 $985k 38k 26.23
URS Corporation 0.2 $918k 20k 45.85
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $921k 18k 52.63
Marathon Petroleum Corp (MPC) 0.2 $937k 12k 78.08
Cherry Hill Mort (CHMI) 0.2 $867k 43k 20.04
Western Digital (WDC) 0.2 $815k 8.8k 92.30
Walgreen Company 0.2 $819k 11k 74.10
J.M. Smucker Company (SJM) 0.2 $776k 7.3k 106.56
York Water Company (YORW) 0.2 $772k 37k 20.82
Pure Cycle Corporation (PCYO) 0.2 $741k 109k 6.77
PNC Financial Services (PNC) 0.1 $726k 8.2k 88.99
Energy Xxi 0.1 $694k 29k 23.64
Fortress Investment 0.1 $707k 95k 7.44
BHP Billiton (BHP) 0.1 $691k 10k 68.42
Abbvie (ABBV) 0.1 $683k 12k 56.40
Bed Bath & Beyond 0.1 $658k 12k 57.42
V.F. Corporation (VFC) 0.1 $666k 11k 63.01
Colgate-Palmolive Company (CL) 0.1 $640k 9.4k 68.20
Gilead Sciences (GILD) 0.1 $672k 8.1k 82.96
Spectranetics Corporation 0.1 $666k 29k 22.88
Vanguard European ETF (VGK) 0.1 $657k 11k 59.94
Powershares Senior Loan Portfo mf 0.1 $658k 26k 24.88
Spdr S&p 500 Etf (SPY) 0.1 $592k 3.0k 195.83
Emerson Electric (EMR) 0.1 $630k 9.5k 66.39
Yahoo! 0.1 $603k 17k 35.11
Vivus 0.1 $599k 113k 5.32
Hatteras Financial 0.1 $632k 32k 19.81
Eqt Midstream Partners 0.1 $624k 6.5k 96.74
Eaton (ETN) 0.1 $617k 8.0k 77.24
Rio Tinto (RIO) 0.1 $577k 11k 54.28
Stillwater Mining Company 0.1 $548k 31k 17.54
Abb (ABBNY) 0.1 $578k 25k 23.01
Orbotech Ltd Com Stk 0.1 $563k 37k 15.18
Gnc Holdings Inc Cl A 0.1 $566k 17k 34.12
U.S. Bancorp (USB) 0.1 $510k 23k 22.19
Principal Financial (PFG) 0.1 $527k 10k 50.46
Abbott Laboratories (ABT) 0.1 $494k 12k 40.88
AGL Resources 0.1 $526k 9.6k 55.07
Kimberly-Clark Corporation (KMB) 0.1 $509k 4.6k 111.11
Biogen Idec (BIIB) 0.1 $517k 1.6k 315.05
Endurance Specialty Hldgs Lt 0.1 $533k 10k 51.62
American Capital Agency 0.1 $514k 22k 23.39
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $532k 5.1k 103.60
Corning Incorporated (GLW) 0.1 $461k 21k 21.95
Google 0.1 $477k 815.00 585.28
Oracle Corporation (ORCL) 0.1 $467k 12k 40.50
Piedmont Natural Gas Company 0.1 $464k 12k 37.42
iShares Gold Trust 0.1 $474k 37k 12.88
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $450k 4.0k 113.64
Baxter International (BAX) 0.1 $413k 5.7k 72.35
Bristol Myers Squibb (BMY) 0.1 $406k 8.4k 48.49
Intel Corporation (INTC) 0.1 $442k 14k 30.90
Novartis (NVS) 0.1 $410k 4.5k 90.51
ConocoPhillips (COP) 0.1 $444k 5.2k 85.68
Pepsi (PEP) 0.1 $419k 4.7k 89.32
United Technologies Corporation 0.1 $429k 3.7k 115.54
EMC Corporation 0.1 $403k 15k 26.37
Comstock Resources 0.1 $433k 15k 28.87
athenahealth 0.1 $444k 3.6k 125.07
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $440k 4.2k 105.57
Coca-Cola Company (KO) 0.1 $394k 9.3k 42.34
Newmont Mining Corporation (NEM) 0.1 $358k 14k 25.44
Macquarie Infrastructure Company 0.1 $374k 6.0k 62.33
BioScrip 0.1 $357k 43k 8.34
BofI Holding 0.1 $364k 5.0k 73.39
Magnum Hunter Resources Corporation 0.1 $362k 18k 19.84
Discover Financial Services (DFS) 0.1 $310k 5.0k 62.00
At&t (T) 0.1 $330k 9.3k 35.40
Autodesk (ADSK) 0.1 $339k 6.0k 56.45
Plains All American Pipeline (PAA) 0.1 $318k 5.3k 60.00
Terex Corporation (TEX) 0.1 $315k 7.7k 41.07
MFA Mortgage Investments 0.1 $324k 40k 8.21
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $314k 2.6k 119.12
Wisdomtree Asia Local Debt etf us 0.1 $340k 6.9k 49.56
Express Scripts Holding 0.1 $314k 4.5k 69.36
Sandstorm Gold (SAND) 0.1 $326k 47k 6.97
Jgwpt Holdings Inc-a 0.1 $338k 30k 11.27
1347 Property Insurance Holdings 0.1 $316k 36k 8.91
Philip Morris International (PM) 0.1 $303k 3.6k 84.40
Ford Motor Company (F) 0.1 $292k 17k 17.25
Lowe's Companies (LOW) 0.1 $274k 5.7k 47.99
Proshares Tr Ii ultsh dj ubs cru 0.1 $258k 11k 24.59
Vodafone Group New Adr F (VOD) 0.1 $260k 7.8k 33.43
JPMorgan Chase & Co. (JPM) 0.1 $242k 4.2k 57.67
Home Depot (HD) 0.1 $228k 2.8k 81.08
3M Company (MMM) 0.1 $247k 1.7k 143.35
Plum Creek Timber 0.1 $235k 5.2k 45.19
AGCO Corporation (AGCO) 0.1 $254k 4.5k 56.13
Amgen (AMGN) 0.1 $236k 2.0k 118.47
Anadarko Petroleum Corporation 0.1 $251k 2.3k 109.61
Macy's (M) 0.1 $232k 4.0k 58.00
Stryker Corporation (SYK) 0.1 $229k 2.7k 84.38
Danaher Corporation (DHR) 0.1 $218k 2.8k 78.70
Stericycle (SRCL) 0.1 $237k 2.0k 118.50
Southwestern Energy Company 0.1 $246k 5.4k 45.56
China Techfaith Wireless Comm. Tech 0.1 $253k 196k 1.29
Dime Community Bancshares 0.1 $230k 15k 15.82
Silicon Motion Technology (SIMO) 0.1 $219k 11k 20.47
Market Vectors Gold Miners ETF 0.1 $225k 8.5k 26.47
Rosetta Stone 0.1 $243k 25k 9.72
iShares S&P MidCap 400 Index (IJH) 0.1 $227k 1.6k 143.31
BlackRock Income Trust 0.1 $225k 34k 6.65
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $246k 7.1k 34.48
Unwired Planet 0.1 $233k 104k 2.23
Nuveen Preferred And equity (JPI) 0.1 $217k 9.2k 23.48
West 0.1 $241k 9.0k 26.76
Barrick Gold Corp (GOLD) 0.0 $191k 10k 18.30
Travelers Companies (TRV) 0.0 $210k 2.2k 94.17
TICC Capital 0.0 $172k 17k 9.89
Central Fd Cda Ltd cl a 0.0 $198k 14k 14.56
Vermilion Energy (VET) 0.0 $202k 2.9k 69.66
Nuveen NY Municipal Value (NNY) 0.0 $169k 17k 9.88
Hercules Offshore 0.0 $162k 40k 4.01
Solazyme 0.0 $118k 10k 11.80
Crossroads Systems 0.0 $123k 37k 3.36
Market Vectors Etf Tr mtg reit etf 0.0 $128k 5.0k 25.40
Merrimack Pharmaceuticals In 0.0 $146k 20k 7.30
Professional Diversity Net I 0.0 $143k 35k 4.07
PetroQuest Energy 0.0 $98k 13k 7.54
Progenics Pharmaceuticals 0.0 $95k 22k 4.30
Spectrum Pharmaceuticals 0.0 $82k 10k 8.15
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $90k 949.00 94.84
iShares Barclays TIPS Bond Fund (TIP) 0.0 $75k 648.00 115.74
iShares MSCI ACWI ex US Index Fund (ACWX) 0.0 $84k 1.7k 48.25
WisdomTree Dreyfus NZ Dollar Fund 0.0 $116k 5.4k 21.32
I.D. Systems 0.0 $73k 14k 5.41
Halcon Resources 0.0 $105k 25k 4.20
iShares Russell 1000 Value Index (IWD) 0.0 $43k 422.00 101.90
Exeter Res Corp 0.0 $26k 36k 0.72
Orion Energy Systems (OESX) 0.0 $49k 12k 4.08
American DG Energy 0.0 $44k 24k 1.80
iShares S&P 500 Value Index (IVE) 0.0 $43k 477.00 90.15
Lihua International 0.0 $33k 110k 0.30
iShares MSCI EAFE Value Index (EFV) 0.0 $50k 850.00 58.82
Vanguard Pacific ETF (VPL) 0.0 $25k 400.00 62.50
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $27k 225.00 120.00
Cytrx 0.0 $54k 13k 4.15
Sanofi-Aventis SA (SNY) 0.0 $7.0k 134.00 52.24
Sigma-Aldrich Corporation 0.0 $0 11k 0.00
iShares MSCI EAFE Index Fund (EFA) 0.0 $22k 320.00 68.75
iShares Russell 2000 Index (IWM) 0.0 $1.5k 600.00 2.50
Vanguard Emerging Markets ETF (VWO) 0.0 $0 1.5k 0.00
China Gerui Advanced Materials 0.0 $20k 27k 0.74
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $3.0k 30.00 100.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $5.0k 125.00 40.00
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $11k 100.00 110.00
WisdomTree Pacific ex-Japan Eq 0.0 $7.0k 115.00 60.87
China Ceramics 0.0 $0 384k 0.00
Advanced Photonix 0.0 $7.0k 12k 0.58
Sanofi Aventis Wi Conval Rt 0.0 $17k 34k 0.51
Wisdomtree Tr................... wsdm emktbd (EMCB) 0.0 $14k 175.00 80.00