Clear Harbor Asset Management as of June 30, 2014
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 240 positions in its portfolio as reported in the June 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Roper Industries (ROP) | 11.6 | $54M | 373k | 146.01 | |
| Pioneer Natural Resources (PXD) | 5.3 | $25M | 108k | 229.81 | |
| American Water Works (AWK) | 2.8 | $13M | 269k | 49.45 | |
| Trimble Navigation (TRMB) | 2.8 | $13M | 353k | 36.95 | |
| Energen Corporation | 2.8 | $13M | 147k | 88.88 | |
| Flextronics International Ltd Com Stk (FLEX) | 2.7 | $13M | 1.2M | 11.07 | |
| Exxon Mobil Corporation (XOM) | 2.4 | $11M | 110k | 100.68 | |
| Core Laboratories | 2.4 | $11M | 66k | 167.05 | |
| Parker-Hannifin Corporation (PH) | 2.3 | $11M | 84k | 125.73 | |
| Northern Oil & Gas | 2.3 | $11M | 649k | 16.29 | |
| Johnson Controls | 2.2 | $10M | 207k | 49.93 | |
| Apple (AAPL) | 2.2 | $10M | 109k | 92.93 | |
| Hartford Financial Services (HIG) | 1.8 | $8.5M | 238k | 35.81 | |
| Apache Corporation | 1.7 | $7.8M | 77k | 100.61 | |
| EQT Corporation (EQT) | 1.6 | $7.5M | 70k | 106.90 | |
| Berkshire Hathaway (BRK.B) | 1.4 | $6.4M | 51k | 126.56 | |
| Questar Corporation | 1.3 | $6.2M | 250k | 24.80 | |
| Caterpillar (CAT) | 1.3 | $6.1M | 56k | 108.67 | |
| Northwest Natural Gas | 1.3 | $5.9M | 126k | 47.15 | |
| New Jersey Resources Corporation (NJR) | 1.2 | $5.4M | 95k | 57.16 | |
| QEP Resources | 1.1 | $5.3M | 153k | 34.50 | |
| Johnson & Johnson (JNJ) | 1.1 | $4.9M | 47k | 104.62 | |
| EnerNOC | 1.0 | $4.7M | 247k | 18.95 | |
| Occidental Petroleum Corporation (OXY) | 1.0 | $4.6M | 45k | 102.63 | |
| International Business Machines (IBM) | 0.9 | $4.4M | 25k | 181.25 | |
| Cui Global | 0.9 | $4.4M | 529k | 8.40 | |
| Connecticut Water Service | 0.9 | $4.4M | 130k | 33.87 | |
| Chesapeake Utilities Corporation (CPK) | 0.9 | $4.3M | 60k | 71.34 | |
| South Jersey Industries | 0.9 | $4.2M | 69k | 60.42 | |
| Microsoft Corporation (MSFT) | 0.9 | $4.1M | 98k | 41.70 | |
| Ares Coml Real Estate (ACRE) | 0.9 | $4.0M | 326k | 12.41 | |
| Hexcel Corporation (HXL) | 0.8 | $3.8M | 94k | 40.90 | |
| FX Energy | 0.8 | $3.7M | 1.0M | 3.61 | |
| Oaktree Cap | 0.8 | $3.6M | 72k | 49.99 | |
| Arthur J. Gallagher & Co. (AJG) | 0.8 | $3.6M | 77k | 46.61 | |
| Axis Capital Holdings (AXS) | 0.8 | $3.6M | 81k | 44.28 | |
| General Electric Company | 0.8 | $3.5M | 133k | 26.28 | |
| Matador Resources (MTDR) | 0.8 | $3.5M | 120k | 29.28 | |
| Fifth Street Finance | 0.7 | $3.4M | 347k | 9.83 | |
| Mosaic (MOS) | 0.7 | $3.1M | 62k | 49.44 | |
| Aetna | 0.6 | $2.9M | 36k | 81.09 | |
| General Motors Company (GM) | 0.6 | $2.9M | 80k | 36.30 | |
| Apollo Global Management 'a' | 0.6 | $2.9M | 106k | 27.72 | |
| Taiwan Semiconductor Mfg (TSM) | 0.6 | $2.7M | 128k | 21.38 | |
| 1iqtech International | 0.6 | $2.7M | 1.4M | 1.98 | |
| Xerox Corporation | 0.6 | $2.6M | 211k | 12.44 | |
| Getty Realty (GTY) | 0.5 | $2.5M | 132k | 19.08 | |
| Conversant | 0.5 | $2.6M | 100k | 25.40 | |
| California Water Service (CWT) | 0.5 | $2.5M | 102k | 24.20 | |
| Exterran Holdings | 0.5 | $2.3M | 52k | 45.00 | |
| Merck & Co (MRK) | 0.5 | $2.3M | 40k | 57.86 | |
| Outerwall | 0.5 | $2.2M | 38k | 59.35 | |
| Two Harbors Investment | 0.5 | $2.1M | 205k | 10.48 | |
| American Capital | 0.5 | $2.2M | 142k | 15.29 | |
| Solar Senior Capital | 0.5 | $2.1M | 124k | 16.88 | |
| Jabil Circuit (JBL) | 0.4 | $2.1M | 98k | 20.90 | |
| Consolidated Edison (ED) | 0.4 | $2.0M | 35k | 57.73 | |
| Uni-Pixel | 0.4 | $1.9M | 239k | 8.04 | |
| Titan International (TWI) | 0.4 | $1.9M | 112k | 16.82 | |
| Union Pacific Corporation (UNP) | 0.4 | $1.8M | 19k | 99.74 | |
| Verizon Communications (VZ) | 0.4 | $1.8M | 37k | 48.92 | |
| Seagate Technology Com Stk | 0.4 | $1.7M | 30k | 56.82 | |
| Vectren Corporation | 0.4 | $1.7M | 40k | 42.49 | |
| Tecogen (TGEN) | 0.4 | $1.7M | 210k | 7.99 | |
| Arbor Realty Trust (ABR) | 0.3 | $1.6M | 234k | 6.95 | |
| Gap (GPS) | 0.3 | $1.6M | 39k | 41.58 | |
| Hollyfrontier Corp | 0.3 | $1.6M | 36k | 43.68 | |
| Western Refining | 0.3 | $1.5M | 40k | 37.55 | |
| Schlumberger (SLB) | 0.3 | $1.5M | 12k | 117.94 | |
| Procter & Gamble Company (PG) | 0.3 | $1.4M | 18k | 78.61 | |
| Exterran Partners | 0.3 | $1.4M | 50k | 28.28 | |
| SELECT INCOME REIT COM SH BEN int | 0.3 | $1.4M | 47k | 29.65 | |
| Chevron Corporation (CVX) | 0.3 | $1.3M | 10k | 130.53 | |
| Ocwen Financial Corporation | 0.3 | $1.4M | 37k | 37.11 | |
| Oxford Lane Cap Corp (OXLC) | 0.3 | $1.3M | 78k | 16.92 | |
| Trade Str Residential | 0.3 | $1.3M | 175k | 7.49 | |
| Cisco Systems (CSCO) | 0.3 | $1.2M | 50k | 24.85 | |
| NetApp (NTAP) | 0.3 | $1.3M | 35k | 36.51 | |
| Odyssey Marine Exploration | 0.3 | $1.3M | 753k | 1.68 | |
| Ecolab (ECL) | 0.3 | $1.2M | 11k | 111.30 | |
| Scorpio Tankers | 0.3 | $1.2M | 120k | 10.17 | |
| American Capital Mortgage In | 0.3 | $1.2M | 61k | 20.02 | |
| CF Industries Holdings (CF) | 0.2 | $1.2M | 4.8k | 240.61 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.2 | $1.2M | 23k | 49.38 | |
| Solar Cap (SLRC) | 0.2 | $1.1M | 53k | 21.28 | |
| SPDR Gold Trust (GLD) | 0.2 | $1.1M | 8.4k | 128.04 | |
| Pfizer (PFE) | 0.2 | $992k | 33k | 29.67 | |
| McKesson Corporation (MCK) | 0.2 | $1.0M | 5.4k | 186.25 | |
| Walter Investment Management | 0.2 | $999k | 34k | 29.78 | |
| Aqua America | 0.2 | $985k | 38k | 26.23 | |
| URS Corporation | 0.2 | $918k | 20k | 45.85 | |
| Vanguard Mortgage Bkd Sects ETF (VMBS) | 0.2 | $921k | 18k | 52.63 | |
| Marathon Petroleum Corp (MPC) | 0.2 | $937k | 12k | 78.08 | |
| Cherry Hill Mort (CHMI) | 0.2 | $867k | 43k | 20.04 | |
| Western Digital (WDC) | 0.2 | $815k | 8.8k | 92.30 | |
| Walgreen Company | 0.2 | $819k | 11k | 74.10 | |
| J.M. Smucker Company (SJM) | 0.2 | $776k | 7.3k | 106.56 | |
| York Water Company (YORW) | 0.2 | $772k | 37k | 20.82 | |
| Pure Cycle Corporation (PCYO) | 0.2 | $741k | 109k | 6.77 | |
| PNC Financial Services (PNC) | 0.1 | $726k | 8.2k | 88.99 | |
| Energy Xxi | 0.1 | $694k | 29k | 23.64 | |
| Fortress Investment | 0.1 | $707k | 95k | 7.44 | |
| BHP Billiton (BHP) | 0.1 | $691k | 10k | 68.42 | |
| Abbvie (ABBV) | 0.1 | $683k | 12k | 56.40 | |
| Bed Bath & Beyond | 0.1 | $658k | 12k | 57.42 | |
| V.F. Corporation (VFC) | 0.1 | $666k | 11k | 63.01 | |
| Colgate-Palmolive Company (CL) | 0.1 | $640k | 9.4k | 68.20 | |
| Gilead Sciences (GILD) | 0.1 | $672k | 8.1k | 82.96 | |
| Spectranetics Corporation | 0.1 | $666k | 29k | 22.88 | |
| Vanguard European ETF (VGK) | 0.1 | $657k | 11k | 59.94 | |
| Powershares Senior Loan Portfo mf | 0.1 | $658k | 26k | 24.88 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $592k | 3.0k | 195.83 | |
| Emerson Electric (EMR) | 0.1 | $630k | 9.5k | 66.39 | |
| Yahoo! | 0.1 | $603k | 17k | 35.11 | |
| Vivus | 0.1 | $599k | 113k | 5.32 | |
| Hatteras Financial | 0.1 | $632k | 32k | 19.81 | |
| Eqt Midstream Partners | 0.1 | $624k | 6.5k | 96.74 | |
| Eaton (ETN) | 0.1 | $617k | 8.0k | 77.24 | |
| Rio Tinto (RIO) | 0.1 | $577k | 11k | 54.28 | |
| Stillwater Mining Company | 0.1 | $548k | 31k | 17.54 | |
| Abb (ABBNY) | 0.1 | $578k | 25k | 23.01 | |
| Orbotech Ltd Com Stk | 0.1 | $563k | 37k | 15.18 | |
| Gnc Holdings Inc Cl A | 0.1 | $566k | 17k | 34.12 | |
| U.S. Bancorp (USB) | 0.1 | $510k | 23k | 22.19 | |
| Principal Financial (PFG) | 0.1 | $527k | 10k | 50.46 | |
| Abbott Laboratories (ABT) | 0.1 | $494k | 12k | 40.88 | |
| AGL Resources | 0.1 | $526k | 9.6k | 55.07 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $509k | 4.6k | 111.11 | |
| Biogen Idec (BIIB) | 0.1 | $517k | 1.6k | 315.05 | |
| Endurance Specialty Hldgs Lt | 0.1 | $533k | 10k | 51.62 | |
| American Capital Agency | 0.1 | $514k | 22k | 23.39 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $532k | 5.1k | 103.60 | |
| Corning Incorporated (GLW) | 0.1 | $461k | 21k | 21.95 | |
| 0.1 | $477k | 815.00 | 585.28 | ||
| Oracle Corporation (ORCL) | 0.1 | $467k | 12k | 40.50 | |
| Piedmont Natural Gas Company | 0.1 | $464k | 12k | 37.42 | |
| iShares Gold Trust | 0.1 | $474k | 37k | 12.88 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $450k | 4.0k | 113.64 | |
| Baxter International (BAX) | 0.1 | $413k | 5.7k | 72.35 | |
| Bristol Myers Squibb (BMY) | 0.1 | $406k | 8.4k | 48.49 | |
| Intel Corporation (INTC) | 0.1 | $442k | 14k | 30.90 | |
| Novartis (NVS) | 0.1 | $410k | 4.5k | 90.51 | |
| ConocoPhillips (COP) | 0.1 | $444k | 5.2k | 85.68 | |
| Pepsi (PEP) | 0.1 | $419k | 4.7k | 89.32 | |
| United Technologies Corporation | 0.1 | $429k | 3.7k | 115.54 | |
| EMC Corporation | 0.1 | $403k | 15k | 26.37 | |
| Comstock Resources | 0.1 | $433k | 15k | 28.87 | |
| athenahealth | 0.1 | $444k | 3.6k | 125.07 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $440k | 4.2k | 105.57 | |
| Coca-Cola Company (KO) | 0.1 | $394k | 9.3k | 42.34 | |
| Newmont Mining Corporation (NEM) | 0.1 | $358k | 14k | 25.44 | |
| Macquarie Infrastructure Company | 0.1 | $374k | 6.0k | 62.33 | |
| BioScrip | 0.1 | $357k | 43k | 8.34 | |
| BofI Holding | 0.1 | $364k | 5.0k | 73.39 | |
| Magnum Hunter Resources Corporation | 0.1 | $362k | 18k | 19.84 | |
| Discover Financial Services (DFS) | 0.1 | $310k | 5.0k | 62.00 | |
| At&t (T) | 0.1 | $330k | 9.3k | 35.40 | |
| Autodesk (ADSK) | 0.1 | $339k | 6.0k | 56.45 | |
| Plains All American Pipeline (PAA) | 0.1 | $318k | 5.3k | 60.00 | |
| Terex Corporation (TEX) | 0.1 | $315k | 7.7k | 41.07 | |
| MFA Mortgage Investments | 0.1 | $324k | 40k | 8.21 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $314k | 2.6k | 119.12 | |
| Wisdomtree Asia Local Debt etf us | 0.1 | $340k | 6.9k | 49.56 | |
| Express Scripts Holding | 0.1 | $314k | 4.5k | 69.36 | |
| Sandstorm Gold (SAND) | 0.1 | $326k | 47k | 6.97 | |
| Jgwpt Holdings Inc-a | 0.1 | $338k | 30k | 11.27 | |
| 1347 Property Insurance Holdings | 0.1 | $316k | 36k | 8.91 | |
| Philip Morris International (PM) | 0.1 | $303k | 3.6k | 84.40 | |
| Ford Motor Company (F) | 0.1 | $292k | 17k | 17.25 | |
| Lowe's Companies (LOW) | 0.1 | $274k | 5.7k | 47.99 | |
| Proshares Tr Ii ultsh dj ubs cru | 0.1 | $258k | 11k | 24.59 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $260k | 7.8k | 33.43 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $242k | 4.2k | 57.67 | |
| Home Depot (HD) | 0.1 | $228k | 2.8k | 81.08 | |
| 3M Company (MMM) | 0.1 | $247k | 1.7k | 143.35 | |
| Plum Creek Timber | 0.1 | $235k | 5.2k | 45.19 | |
| AGCO Corporation (AGCO) | 0.1 | $254k | 4.5k | 56.13 | |
| Amgen (AMGN) | 0.1 | $236k | 2.0k | 118.47 | |
| Anadarko Petroleum Corporation | 0.1 | $251k | 2.3k | 109.61 | |
| Macy's (M) | 0.1 | $232k | 4.0k | 58.00 | |
| Stryker Corporation (SYK) | 0.1 | $229k | 2.7k | 84.38 | |
| Danaher Corporation (DHR) | 0.1 | $218k | 2.8k | 78.70 | |
| Stericycle (SRCL) | 0.1 | $237k | 2.0k | 118.50 | |
| Southwestern Energy Company (SWN) | 0.1 | $246k | 5.4k | 45.56 | |
| China Techfaith Wireless Comm. Tech | 0.1 | $253k | 196k | 1.29 | |
| Dime Community Bancshares | 0.1 | $230k | 15k | 15.82 | |
| Silicon Motion Technology (SIMO) | 0.1 | $219k | 11k | 20.47 | |
| Market Vectors Gold Miners ETF | 0.1 | $225k | 8.5k | 26.47 | |
| Rosetta Stone | 0.1 | $243k | 25k | 9.72 | |
| iShares S&P MidCap 400 Index (IJH) | 0.1 | $227k | 1.6k | 143.31 | |
| BlackRock Income Trust | 0.1 | $225k | 34k | 6.65 | |
| SPDR Barclay Cp Intr Trm Cr Bd (SPIB) | 0.1 | $246k | 7.1k | 34.48 | |
| Unwired Planet | 0.1 | $233k | 104k | 2.23 | |
| Nuveen Preferred And equity (JPI) | 0.1 | $217k | 9.2k | 23.48 | |
| West | 0.1 | $241k | 9.0k | 26.76 | |
| Barrick Gold Corp (GOLD) | 0.0 | $191k | 10k | 18.30 | |
| Travelers Companies (TRV) | 0.0 | $210k | 2.2k | 94.17 | |
| TICC Capital | 0.0 | $172k | 17k | 9.89 | |
| Central Fd Cda Ltd cl a | 0.0 | $198k | 14k | 14.56 | |
| Vermilion Energy (VET) | 0.0 | $202k | 2.9k | 69.66 | |
| Nuveen NY Municipal Value (NNY) | 0.0 | $169k | 17k | 9.88 | |
| Hercules Offshore | 0.0 | $162k | 40k | 4.01 | |
| Solazyme | 0.0 | $118k | 10k | 11.80 | |
| Crossroads Systems | 0.0 | $123k | 37k | 3.36 | |
| Market Vectors Etf Tr mtg reit etf | 0.0 | $128k | 5.0k | 25.40 | |
| Merrimack Pharmaceuticals In | 0.0 | $146k | 20k | 7.30 | |
| Professional Diversity Net I | 0.0 | $143k | 35k | 4.07 | |
| PetroQuest Energy | 0.0 | $98k | 13k | 7.54 | |
| Progenics Pharmaceuticals | 0.0 | $95k | 22k | 4.30 | |
| Spectrum Pharmaceuticals | 0.0 | $82k | 10k | 8.15 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $90k | 949.00 | 94.84 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.0 | $75k | 648.00 | 115.74 | |
| iShares MSCI ACWI ex US Index Fund (ACWX) | 0.0 | $84k | 1.7k | 48.25 | |
| WisdomTree Dreyfus NZ Dollar Fund | 0.0 | $116k | 5.4k | 21.32 | |
| I.D. Systems | 0.0 | $73k | 14k | 5.41 | |
| Halcon Resources | 0.0 | $105k | 25k | 4.20 | |
| iShares Russell 1000 Value Index (IWD) | 0.0 | $43k | 422.00 | 101.90 | |
| Exeter Res Corp | 0.0 | $26k | 36k | 0.72 | |
| Orion Energy Systems (OESX) | 0.0 | $49k | 12k | 4.08 | |
| American DG Energy | 0.0 | $44k | 24k | 1.80 | |
| iShares S&P 500 Value Index (IVE) | 0.0 | $43k | 477.00 | 90.15 | |
| Lihua International | 0.0 | $33k | 110k | 0.30 | |
| iShares MSCI EAFE Value Index (EFV) | 0.0 | $50k | 850.00 | 58.82 | |
| Vanguard Pacific ETF (VPL) | 0.0 | $25k | 400.00 | 62.50 | |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.0 | $27k | 225.00 | 120.00 | |
| Cytrx | 0.0 | $54k | 13k | 4.15 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $7.0k | 134.00 | 52.24 | |
| Sigma-Aldrich Corporation | 0.0 | $0 | 11k | 0.00 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $22k | 320.00 | 68.75 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $1.5k | 600.00 | 2.50 | |
| Vanguard Emerging Markets ETF (VWO) | 0.0 | $0 | 1.5k | 0.00 | |
| China Gerui Advanced Materials | 0.0 | $20k | 27k | 0.74 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $3.0k | 30.00 | 100.00 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.0 | $5.0k | 125.00 | 40.00 | |
| iShares S&P AMT-Fr Mncpl Bnd (NYF) | 0.0 | $11k | 100.00 | 110.00 | |
| WisdomTree Pacific ex-Japan Eq | 0.0 | $7.0k | 115.00 | 60.87 | |
| China Ceramics | 0.0 | $0 | 384k | 0.00 | |
| Advanced Photonix | 0.0 | $7.0k | 12k | 0.58 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $17k | 34k | 0.51 | |
| Wisdomtree Tr................... wsdm emktbd (EMCB) | 0.0 | $14k | 175.00 | 80.00 |
