Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2014

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 213 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 12.0 $54M 370k 146.29
Pioneer Natural Resources (PXD) 4.6 $21M 105k 196.97
American Water Works (AWK) 2.8 $13M 263k 48.23
Flextronics International Ltd Com Stk (FLEX) 2.6 $12M 1.1M 10.32
Trimble Navigation (TRMB) 2.4 $11M 357k 30.50
Energen Corporation 2.4 $11M 147k 72.24
Exxon Mobil Corporation (XOM) 2.2 $10M 106k 94.05
Core Laboratories 2.1 $9.6M 66k 146.39
Parker-Hannifin Corporation (PH) 2.1 $9.4M 83k 114.15
Johnson Controls 2.0 $9.1M 207k 44.00
Hartford Financial Services (HIG) 2.0 $8.9M 238k 37.25
Northern Oil & Gas 1.9 $8.8M 616k 14.22
Apple (AAPL) 1.9 $8.5M 85k 100.75
Axis Capital Holdings (AXS) 1.6 $7.2M 151k 47.33
Berkshire Hathaway (BRK.B) 1.6 $7.1M 52k 138.14
Apache Corporation 1.5 $7.0M 74k 93.87
EQT Corporation (EQT) 1.4 $6.5M 71k 91.54
Ares Coml Real Estate (ACRE) 1.3 $6.0M 513k 11.69
Apollo Global Management 'a' 1.3 $6.0M 251k 23.84
Northwest Natural Gas 1.2 $5.3M 125k 42.25
Questar Corporation 1.1 $5.1M 230k 22.29
Johnson & Johnson (JNJ) 1.1 $5.0M 47k 106.58
New Jersey Resources Corporation (NJR) 1.1 $5.0M 99k 50.51
Caterpillar (CAT) 1.1 $4.9M 49k 99.04
International Business Machines (IBM) 1.1 $4.8M 26k 189.85
QEP Resources 1.0 $4.4M 142k 30.78
EnerNOC 0.9 $4.3M 251k 16.96
Connecticut Water Service 0.9 $4.3M 131k 32.50
Cui Global 0.9 $4.3M 589k 7.24
General Motors Company (GM) 0.9 $4.2M 130k 31.94
American Capital Mortgage In 0.9 $4.0M 213k 18.82
Chesapeake Utilities Corporation (CPK) 0.9 $4.0M 96k 41.66
Hexcel Corporation (HXL) 0.8 $3.7M 94k 39.70
South Jersey Industries 0.8 $3.6M 68k 53.36
Occidental Petroleum Corporation (OXY) 0.8 $3.6M 37k 96.15
Arthur J. Gallagher & Co. (AJG) 0.8 $3.5M 77k 45.37
Ellington Financial 0.8 $3.5M 157k 22.22
General Electric Company 0.8 $3.4M 134k 25.62
Matador Resources (MTDR) 0.7 $3.1M 122k 25.85
Microsoft Corporation (MSFT) 0.7 $3.1M 66k 46.35
Aetna 0.7 $3.0M 37k 81.00
American Capital Agency 0.7 $3.0M 141k 21.25
Taiwan Semiconductor Mfg (TSM) 0.7 $3.0M 147k 20.18
Penn West Energy Trust 0.7 $2.9M 436k 6.75
1iqtech International 0.7 $2.9M 1.9M 1.54
FX Energy 0.6 $2.9M 943k 3.04
Tecogen (TGEN) 0.6 $2.8M 497k 5.60
Fortress Investment 0.6 $2.7M 395k 6.88
Hollyfrontier Corp 0.6 $2.7M 61k 43.68
Verizon Communications (VZ) 0.6 $2.5M 51k 49.99
Merck & Co (MRK) 0.5 $2.4M 41k 59.28
California Water Service (CWT) 0.5 $2.3M 102k 22.44
Exterran Holdings 0.5 $2.2M 51k 44.32
Xerox Corporation 0.5 $2.3M 171k 13.23
Union Pacific Corporation (UNP) 0.5 $2.1M 20k 108.43
Getty Realty (GTY) 0.5 $2.1M 125k 17.00
Dakota Plains 0.5 $2.1M 865k 2.40
Two Harbors Investment 0.5 $2.0M 210k 9.67
Assured Guaranty (AGO) 0.4 $2.0M 90k 22.16
Consolidated Edison (ED) 0.4 $2.0M 35k 56.65
Solar Senior Capital 0.4 $1.9M 127k 15.39
Pfizer (PFE) 0.4 $1.9M 64k 29.57
Yahoo! 0.4 $1.8M 45k 40.74
Jabil Circuit (JBL) 0.4 $1.8M 89k 20.17
Arbor Realty Trust (ABR) 0.4 $1.8M 261k 6.74
Scorpio Tankers 0.4 $1.6M 197k 8.31
Seagate Technology Com Stk 0.3 $1.6M 28k 57.27
Vectren Corporation 0.3 $1.6M 40k 39.90
Uni-Pixel 0.3 $1.5M 233k 6.34
Procter & Gamble Company (PG) 0.3 $1.4M 16k 83.76
Exterran Partners 0.3 $1.3M 44k 29.33
Citigroup (C) 0.3 $1.3M 26k 51.81
Trade Str Residential 0.3 $1.3M 181k 7.14
Cisco Systems (CSCO) 0.3 $1.3M 50k 25.17
Direxion Daily Small Cp Bull 3X (TNA) 0.3 $1.3M 20k 63.40
WisdomTree Japan Total Dividend (DXJ) 0.3 $1.3M 25k 52.32
Oxford Lane Cap Corp (OXLC) 0.3 $1.2M 81k 15.33
Ecolab (ECL) 0.3 $1.2M 11k 114.80
Chevron Corporation (CVX) 0.3 $1.2M 10k 119.30
Schlumberger (SLB) 0.3 $1.2M 12k 101.73
Titan International (TWI) 0.3 $1.2M 102k 11.82
W&T Offshore (WTI) 0.3 $1.2M 111k 11.00
Apollo Residential Mortgage 0.3 $1.2M 80k 15.42
Gap (GPS) 0.2 $1.1M 27k 41.69
Ocwen Financial Corporation 0.2 $1.1M 44k 26.19
SELECT INCOME REIT COM SH BEN int 0.2 $1.1M 48k 24.05
Conversant 0.2 $1.1M 33k 34.25
Solar Cap (SLRC) 0.2 $1.1M 58k 18.67
McKesson Corporation (MCK) 0.2 $1.0M 5.2k 194.64
Gilead Sciences (GILD) 0.2 $973k 9.1k 106.41
SPDR Gold Trust (GLD) 0.2 $975k 8.4k 116.24
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $1.0M 18k 57.77
Western Digital (WDC) 0.2 $913k 9.4k 97.28
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $920k 18k 52.57
Mosaic (MOS) 0.2 $902k 20k 44.39
J.M. Smucker Company (SJM) 0.2 $866k 8.7k 99.03
Aqua America 0.2 $875k 37k 23.52
Cherry Hill Mort (CHMI) 0.2 $854k 46k 18.70
PNC Financial Services (PNC) 0.2 $750k 8.8k 85.53
Spectranetics Corporation 0.2 $773k 29k 26.55
York Water Company (YORW) 0.2 $779k 39k 20.01
Pure Cycle Corporation (PCYO) 0.2 $772k 119k 6.47
JPMorgan Chase & Co. (JPM) 0.2 $705k 12k 60.28
V.F. Corporation (VFC) 0.2 $707k 11k 66.01
Altisource Residential Corp cl b 0.2 $720k 30k 24.00
Walgreen Company 0.1 $692k 12k 59.26
Abbvie (ABBV) 0.1 $699k 12k 57.72
Discover Financial Services (DFS) 0.1 $644k 10k 64.40
Spdr S&p 500 Etf (SPY) 0.1 $648k 3.3k 197.14
Colgate-Palmolive Company (CL) 0.1 $612k 9.4k 65.22
BHP Billiton (BHP) 0.1 $595k 10k 58.91
Eqt Midstream Partners 0.1 $578k 6.5k 89.61
Principal Financial (PFG) 0.1 $548k 10k 52.47
Bed Bath & Beyond 0.1 $556k 8.4k 65.81
Domtar Corp 0.1 $527k 15k 35.13
Biogen Idec (BIIB) 0.1 $543k 1.6k 330.90
Google 0.1 $527k 895.00 588.83
Abb (ABBNY) 0.1 $532k 24k 22.39
Orbotech Ltd Com Stk 0.1 $562k 36k 15.57
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $546k 5.3k 103.57
Marathon Petroleum Corp (MPC) 0.1 $530k 6.3k 84.60
U.S. Bancorp (USB) 0.1 $506k 23k 22.04
Abbott Laboratories (ABT) 0.1 $503k 12k 41.62
Kimberly-Clark Corporation (KMB) 0.1 $493k 4.6k 107.62
Intel Corporation (INTC) 0.1 $513k 15k 34.82
Emerson Electric (EMR) 0.1 $510k 8.2k 62.54
Rio Tinto (RIO) 0.1 $516k 11k 49.14
Fifth Street Finance 0.1 $484k 53k 9.19
Hatteras Financial 0.1 $500k 28k 17.96
Eaton (ETN) 0.1 $505k 8.0k 63.37
Novartis (NVS) 0.1 $430k 4.6k 94.09
Pepsi (PEP) 0.1 $437k 4.7k 93.16
EMC Corporation 0.1 $447k 15k 29.24
Dr Pepper Snapple 0.1 $448k 7.0k 64.25
Stillwater Mining Company 0.1 $470k 31k 15.04
athenahealth 0.1 $467k 3.6k 131.55
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $465k 4.0k 116.31
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $459k 4.4k 105.28
Putnam Premier Income Trust (PPT) 0.1 $430k 78k 5.48
Coca-Cola Company (KO) 0.1 $397k 9.3k 42.66
Baxter International (BAX) 0.1 $410k 5.7k 71.83
Bristol Myers Squibb (BMY) 0.1 $413k 8.1k 51.16
NVIDIA Corporation (NVDA) 0.1 $416k 23k 18.45
ConocoPhillips (COP) 0.1 $397k 5.2k 76.61
United Technologies Corporation 0.1 $424k 4.0k 105.66
Oracle Corporation (ORCL) 0.1 $422k 11k 38.26
Macquarie Infrastructure Company 0.1 $400k 6.0k 66.67
Piedmont Natural Gas Company 0.1 $416k 12k 33.55
iShares Gold Trust 0.1 $426k 36k 11.69
Odyssey Marine Exploration 0.1 $392k 431k 0.91
Herbalife Ltd Com Stk (HLF) 0.1 $350k 8.0k 43.75
Progenics Pharmaceuticals 0.1 $362k 70k 5.19
China Ceramics 0.1 $375k 375k 1.00
West 0.1 $350k 12k 29.49
At&t (T) 0.1 $334k 9.5k 35.22
Autodesk (ADSK) 0.1 $331k 6.0k 55.12
Newmont Mining Corporation (NEM) 0.1 $324k 14k 23.03
Philip Morris International (PM) 0.1 $299k 3.6k 83.29
Lowe's Companies (LOW) 0.1 $302k 5.7k 52.89
Energy Xxi 0.1 $321k 28k 11.34
BioScrip 0.1 $296k 43k 6.91
Plains All American Pipeline (PAA) 0.1 $312k 5.3k 58.87
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $318k 2.7k 118.22
Magnum Hunter Resources Corporation 0.1 $326k 17k 19.09
Vitamin Shoppe 0.1 $304k 6.8k 44.44
Proshares Tr Ii ultsh dj ubs cru 0.1 $321k 11k 30.60
Wisdomtree Asia Local Debt etf us 0.1 $329k 6.9k 47.96
Express Scripts Holding 0.1 $320k 4.5k 70.69
Home Depot (HD) 0.1 $293k 3.2k 91.65
3M Company (MMM) 0.1 $270k 1.9k 141.88
Amgen (AMGN) 0.1 $280k 2.0k 140.56
Anadarko Petroleum Corporation 0.1 $261k 2.6k 101.56
Ford Motor Company (F) 0.1 $250k 17k 14.77
China Techfaith Wireless Comm. Tech 0.1 $263k 196k 1.34
Rock-Tenn Company 0.1 $286k 6.0k 47.61
Comstock Resources 0.1 $279k 15k 18.60
Silicon Motion Technology (SIMO) 0.1 $288k 11k 26.92
Vodafone Group New Adr F (VOD) 0.1 $268k 8.2k 32.86
1347 Property Insurance Holdings 0.1 $283k 36k 7.81
Travelers Companies (TRV) 0.1 $207k 2.2k 94.09
International Paper Company (IP) 0.1 $239k 5.0k 47.80
Macy's (M) 0.1 $233k 4.0k 58.25
Stryker Corporation (SYK) 0.1 $219k 2.7k 80.69
WellPoint 0.1 $245k 2.0k 119.80
Danaher Corporation (DHR) 0.1 $218k 2.9k 75.96
Stericycle (SRCL) 0.1 $233k 2.0k 116.50
CF Industries Holdings (CF) 0.1 $207k 742.00 278.98
Western Refining 0.1 $210k 5.0k 42.00
Dime Community Bancshares 0.1 $209k 15k 14.38
Terex Corporation (TEX) 0.1 $244k 7.7k 31.81
iShares S&P MidCap 400 Index (IJH) 0.1 $217k 1.6k 136.99
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $230k 6.7k 34.10
Plum Creek Timber 0.0 $203k 5.2k 39.04
Central Fd Cda Ltd cl a 0.0 $167k 14k 12.28
Rosetta Stone 0.0 $201k 25k 8.04
BlackRock Income Trust 0.0 $200k 32k 6.34
Nuveen NY Municipal Value (NNY) 0.0 $166k 17k 9.71
Merrimack Pharmaceuticals In 0.0 $182k 21k 8.79
Unwired Planet 0.0 $192k 103k 1.86
Professional Diversity Net I 0.0 $177k 35k 5.04
Barrick Gold Corp (GOLD) 0.0 $153k 10k 14.66
TICC Capital 0.0 $114k 13k 8.84
MFA Mortgage Investments 0.0 $144k 19k 7.80
Orion Energy Systems (OESX) 0.0 $129k 24k 5.35
Spectrum Pharmaceuticals 0.0 $82k 10k 8.15
Solazyme 0.0 $75k 10k 7.50
Crossroads Systems 0.0 $104k 37k 2.84
American DG Energy 0.0 $38k 33k 1.14
Halcon Resources 0.0 $30k 25k 1.20
Cytrx 0.0 $33k 13k 2.54
Exeter Res Corp 0.0 $22k 36k 0.61
Advanced Photonix 0.0 $7.0k 12k 0.58
Sanofi Aventis Wi Conval Rt 0.0 $16k 34k 0.48