Clear Harbor Asset Management as of Dec. 31, 2014
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 281 positions in its portfolio as reported in the December 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Roper Industries (ROP) | 10.9 | $56M | 356k | 156.35 | |
| Pioneer Natural Resources (PXD) | 2.9 | $15M | 100k | 148.85 | |
| American Water Works (AWK) | 2.8 | $14M | 263k | 53.30 | |
| Flextronics International Ltd Com Stk (FLEX) | 2.5 | $13M | 1.1M | 11.18 | |
| Parker-Hannifin Corporation (PH) | 2.2 | $11M | 87k | 128.95 | |
| Apple (AAPL) | 2.1 | $11M | 96k | 110.38 | |
| Hartford Financial Services (HIG) | 2.0 | $10M | 242k | 41.69 | |
| Trimble Navigation (TRMB) | 1.9 | $9.9M | 374k | 26.54 | |
| Johnson Controls | 1.9 | $9.9M | 205k | 48.34 | |
| Exxon Mobil Corporation (XOM) | 1.9 | $9.6M | 104k | 92.45 | |
| Spdr S&p 500 Etf (SPY) | 1.8 | $9.1M | 44k | 205.66 | |
| Energen Corporation | 1.8 | $9.1M | 143k | 63.76 | |
| Axis Capital Holdings (AXS) | 1.8 | $9.1M | 178k | 51.09 | |
| iShares Russell 2000 Index (IWM) | 1.6 | $8.0M | 66k | 120.00 | |
| Berkshire Hathaway (BRK.B) | 1.6 | $7.9M | 53k | 150.15 | |
| Ares Coml Real Estate (ACRE) | 1.4 | $7.0M | 613k | 11.48 | |
| Core Laboratories | 1.3 | $6.6M | 55k | 120.49 | |
| Northwest Natural Gas | 1.2 | $6.2M | 125k | 49.90 | |
| New Jersey Resources Corporation (NJR) | 1.1 | $5.9M | 96k | 61.20 | |
| Questar Corporation | 1.1 | $5.9M | 232k | 25.28 | |
| Solar Cap (SLRC) | 1.1 | $5.5M | 308k | 18.01 | |
| EQT Corporation (EQT) | 1.1 | $5.5M | 73k | 75.70 | |
| Cui Global | 1.1 | $5.5M | 734k | 7.45 | |
| Apollo Global Management 'a' | 1.1 | $5.4M | 227k | 23.58 | |
| Johnson & Johnson (JNJ) | 1.0 | $5.1M | 49k | 104.56 | |
| Taiwan Semiconductor Mfg (TSM) | 1.0 | $5.0M | 223k | 22.38 | |
| Connecticut Water Service | 0.9 | $4.9M | 134k | 36.29 | |
| Chesapeake Utilities Corporation (CPK) | 0.9 | $4.8M | 97k | 49.66 | |
| American Capital Mortgage In | 0.9 | $4.8M | 255k | 18.84 | |
| Caterpillar (CAT) | 0.9 | $4.6M | 51k | 91.52 | |
| Scorpio Tankers | 0.9 | $4.5M | 521k | 8.69 | |
| General Motors Company (GM) | 0.8 | $4.3M | 124k | 34.91 | |
| Pfizer (PFE) | 0.8 | $4.3M | 137k | 31.15 | |
| South Jersey Industries | 0.8 | $4.1M | 70k | 58.93 | |
| American Capital Agency | 0.8 | $4.0M | 184k | 21.83 | |
| Aetna | 0.8 | $3.9M | 43k | 88.83 | |
| Hexcel Corporation (HXL) | 0.8 | $3.8M | 92k | 41.49 | |
| EnerNOC | 0.7 | $3.7M | 241k | 15.45 | |
| Arthur J. Gallagher & Co. (AJG) | 0.7 | $3.6M | 76k | 47.08 | |
| Assured Guaranty (AGO) | 0.7 | $3.5M | 136k | 25.99 | |
| Verizon Communications (VZ) | 0.6 | $3.3M | 70k | 46.78 | |
| Fifth Street Finance | 0.6 | $3.2M | 405k | 8.01 | |
| Microsoft Corporation (MSFT) | 0.6 | $3.2M | 69k | 46.44 | |
| Tecogen (TGEN) | 0.6 | $3.1M | 592k | 5.22 | |
| Two Harbors Investment | 0.6 | $3.0M | 297k | 10.02 | |
| Oxford Lane Cap Corp (OXLC) | 0.6 | $2.8M | 186k | 14.95 | |
| Occidental Petroleum Corporation (OXY) | 0.5 | $2.6M | 33k | 80.60 | |
| 0.5 | $2.5M | 4.8k | 528.74 | ||
| California Water Service (CWT) | 0.5 | $2.5M | 103k | 24.61 | |
| QEP Resources | 0.5 | $2.5M | 122k | 20.22 | |
| Matador Resources (MTDR) | 0.5 | $2.5M | 124k | 20.23 | |
| General Electric Company | 0.5 | $2.5M | 98k | 25.27 | |
| Union Pacific Corporation (UNP) | 0.5 | $2.3M | 20k | 119.12 | |
| Consolidated Edison (ED) | 0.5 | $2.3M | 35k | 66.01 | |
| Procter & Gamble Company (PG) | 0.4 | $2.2M | 25k | 91.08 | |
| Tribune Co New Cl A | 0.4 | $2.3M | 38k | 59.77 | |
| Getty Realty (GTY) | 0.4 | $2.2M | 120k | 18.21 | |
| 1iqtech International | 0.4 | $2.2M | 2.0M | 1.09 | |
| Merck & Co (MRK) | 0.4 | $2.1M | 37k | 56.79 | |
| Apollo Residential Mortgage | 0.4 | $2.1M | 131k | 15.77 | |
| Eaton (ETN) | 0.4 | $2.0M | 30k | 67.98 | |
| Xerox Corporation | 0.4 | $1.9M | 139k | 13.86 | |
| Jabil Circuit (JBL) | 0.4 | $1.9M | 86k | 21.83 | |
| Solar Senior Capital | 0.4 | $1.8M | 122k | 14.97 | |
| Express Scripts Holding | 0.4 | $1.8M | 22k | 84.67 | |
| Trade Str Residential | 0.4 | $1.8M | 240k | 7.69 | |
| Chevron Corporation (CVX) | 0.3 | $1.8M | 16k | 112.16 | |
| Taro Pharmaceutical Industries (TARO) | 0.3 | $1.8M | 12k | 148.17 | |
| Gap (GPS) | 0.3 | $1.8M | 43k | 42.10 | |
| International Business Machines (IBM) | 0.3 | $1.8M | 11k | 160.41 | |
| Carlyle Group | 0.3 | $1.7M | 63k | 27.50 | |
| MetLife (MET) | 0.3 | $1.7M | 31k | 54.08 | |
| Hollyfrontier Corp | 0.3 | $1.6M | 44k | 37.47 | |
| JPMorgan Chase & Co. (JPM) | 0.3 | $1.6M | 25k | 62.58 | |
| Wyndham Worldwide Corporation | 0.3 | $1.6M | 18k | 85.76 | |
| Seagate Technology Com Stk | 0.3 | $1.6M | 24k | 66.50 | |
| Sunedison | 0.3 | $1.6M | 80k | 19.51 | |
| Dakota Plains | 0.3 | $1.5M | 860k | 1.76 | |
| PNC Financial Services (PNC) | 0.3 | $1.4M | 16k | 91.23 | |
| Exterran Holdings | 0.3 | $1.4M | 43k | 32.58 | |
| FX Energy | 0.3 | $1.3M | 854k | 1.55 | |
| Cherry Hill Mort (CHMI) | 0.3 | $1.3M | 73k | 18.50 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.2 | $1.3M | 26k | 49.23 | |
| Arbor Realty Trust (ABR) | 0.2 | $1.2M | 183k | 6.77 | |
| Uni-Pixel | 0.2 | $1.2M | 219k | 5.69 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.2 | $1.2M | 22k | 55.62 | |
| Ecolab (ECL) | 0.2 | $1.2M | 11k | 104.51 | |
| Michael Kors Holdings | 0.2 | $1.2M | 15k | 75.11 | |
| Via | 0.2 | $1.1M | 15k | 75.26 | |
| Marathon Petroleum Corp (MPC) | 0.2 | $1.1M | 12k | 90.27 | |
| SELECT INCOME REIT COM SH BEN int | 0.2 | $1.1M | 46k | 24.42 | |
| McKesson Corporation (MCK) | 0.2 | $1.1M | 5.2k | 207.66 | |
| Schlumberger (SLB) | 0.2 | $1.1M | 13k | 85.42 | |
| EMC Corporation | 0.2 | $1.1M | 36k | 29.73 | |
| Hatteras Financial | 0.2 | $1.1M | 59k | 18.42 | |
| Abbott Laboratories (ABT) | 0.2 | $1.0M | 23k | 45.03 | |
| Western Digital (WDC) | 0.2 | $1.0M | 9.4k | 110.71 | |
| Titan International (TWI) | 0.2 | $1.0M | 95k | 10.63 | |
| ROYAL BK SCOTLAND Group Plc sp adr l rp pf | 0.2 | $996k | 42k | 23.55 | |
| Spectranetics Corporation | 0.2 | $1.0M | 29k | 34.59 | |
| CVS Caremark Corporation (CVS) | 0.2 | $974k | 10k | 96.27 | |
| Gilead Sciences (GILD) | 0.2 | $976k | 10k | 94.23 | |
| Aqua America | 0.2 | $993k | 37k | 26.69 | |
| Cooper Standard Holdings (CPS) | 0.2 | $962k | 17k | 57.90 | |
| Discover Financial Services (DFS) | 0.2 | $917k | 14k | 65.50 | |
| Apache Corporation | 0.2 | $923k | 15k | 62.69 | |
| Capital One Financial (COF) | 0.2 | $901k | 11k | 82.55 | |
| Sanofi-Aventis SA (SNY) | 0.2 | $919k | 20k | 45.63 | |
| Pos (PKX) | 0.2 | $938k | 15k | 63.83 | |
| Activision Blizzard | 0.2 | $942k | 47k | 20.16 | |
| Exterran Partners | 0.2 | $903k | 42k | 21.63 | |
| York Water Company (YORW) | 0.2 | $927k | 40k | 23.22 | |
| Vanguard Mortgage Bkd Sects ETF (VMBS) | 0.2 | $908k | 17k | 53.02 | |
| Twenty-first Century Fox | 0.2 | $900k | 23k | 38.42 | |
| News (NWSA) | 0.2 | $905k | 58k | 15.69 | |
| Walgreen Boots Alliance (WBA) | 0.2 | $902k | 12k | 76.23 | |
| Mosaic (MOS) | 0.2 | $853k | 19k | 45.63 | |
| Bank of America Corporation (BAC) | 0.2 | $814k | 46k | 17.90 | |
| V.F. Corporation (VFC) | 0.2 | $825k | 11k | 74.86 | |
| EOG Resources (EOG) | 0.2 | $801k | 8.7k | 92.09 | |
| Oracle Corporation (ORCL) | 0.2 | $818k | 18k | 44.95 | |
| Abbvie (ABBV) | 0.2 | $806k | 12k | 65.48 | |
| Honeywell International (HON) | 0.1 | $779k | 7.8k | 99.90 | |
| J.M. Smucker Company (SJM) | 0.1 | $755k | 7.5k | 101.03 | |
| KKR & Co | 0.1 | $773k | 33k | 23.22 | |
| FedEx Corporation (FDX) | 0.1 | $695k | 4.0k | 173.75 | |
| CBS Corporation | 0.1 | $719k | 13k | 55.31 | |
| Forest City Enterprises | 0.1 | $738k | 35k | 21.29 | |
| Northern Oil & Gas | 0.1 | $723k | 128k | 5.65 | |
| Information Services (III) | 0.1 | $739k | 175k | 4.22 | |
| Koninklijke Philips Electronics NV (PHG) | 0.1 | $648k | 22k | 29.01 | |
| Colgate-Palmolive Company (CL) | 0.1 | $649k | 9.4k | 69.16 | |
| Rio Tinto (RIO) | 0.1 | $672k | 15k | 46.07 | |
| SPDR Gold Trust (GLD) | 0.1 | $658k | 5.8k | 113.60 | |
| Gsi | 0.1 | $638k | 43k | 14.72 | |
| Magnachip Semiconductor Corp (MX) | 0.1 | $672k | 52k | 12.99 | |
| Bed Bath & Beyond | 0.1 | $604k | 7.9k | 76.15 | |
| International Paper Company (IP) | 0.1 | $589k | 11k | 53.55 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $615k | 5.8k | 106.00 | |
| WisdomTree Europe SmallCap Div (DFE) | 0.1 | $594k | 12k | 51.43 | |
| Principal Financial (PFG) | 0.1 | $542k | 10k | 51.90 | |
| ConocoPhillips (COP) | 0.1 | $584k | 8.5k | 69.01 | |
| Universal Display Corporation (OLED) | 0.1 | $572k | 21k | 27.73 | |
| Esterline Technologies Corporation | 0.1 | $557k | 5.1k | 109.75 | |
| North Amern Energy Partners | 0.1 | $583k | 186k | 3.14 | |
| American International (AIG) | 0.1 | $554k | 9.9k | 56.05 | |
| Industries N shs - a - (LYB) | 0.1 | $540k | 6.8k | 79.41 | |
| Putnam Premier Income Trust (PPT) | 0.1 | $536k | 102k | 5.25 | |
| ChipMOS Technology Bermuda | 0.1 | $552k | 24k | 23.32 | |
| Eqt Midstream Partners | 0.1 | $568k | 6.5k | 88.06 | |
| Chambers Str Pptys | 0.1 | $551k | 68k | 8.05 | |
| Cit | 0.1 | $495k | 10k | 47.83 | |
| U.S. Bancorp (USB) | 0.1 | $498k | 23k | 22.16 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $529k | 4.6k | 115.48 | |
| Intel Corporation (INTC) | 0.1 | $534k | 15k | 36.29 | |
| Emerson Electric (EMR) | 0.1 | $503k | 8.2k | 61.68 | |
| Macy's (M) | 0.1 | $493k | 7.5k | 65.73 | |
| Royal Dutch Shell | 0.1 | $514k | 7.7k | 66.97 | |
| UnitedHealth (UNH) | 0.1 | $501k | 5.0k | 101.11 | |
| Chico's FAS | 0.1 | $504k | 31k | 16.21 | |
| Abb (ABBNY) | 0.1 | $503k | 24k | 21.17 | |
| Orbotech Ltd Com Stk | 0.1 | $527k | 36k | 14.80 | |
| Piedmont Natural Gas Company | 0.1 | $489k | 12k | 39.44 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $508k | 4.0k | 125.80 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $493k | 4.7k | 105.18 | |
| Bristol Myers Squibb (BMY) | 0.1 | $477k | 8.1k | 59.09 | |
| Las Vegas Sands (LVS) | 0.1 | $465k | 8.0k | 58.12 | |
| Novartis (NVS) | 0.1 | $465k | 5.0k | 92.63 | |
| Anadarko Petroleum Corporation | 0.1 | $460k | 5.6k | 82.44 | |
| United Technologies Corporation | 0.1 | $482k | 4.2k | 115.09 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $476k | 20k | 23.38 | |
| Tupperware Brands Corporation (TUP) | 0.1 | $441k | 7.0k | 63.00 | |
| Dr Pepper Snapple | 0.1 | $472k | 6.6k | 71.65 | |
| Graphic Packaging Holding Company (GPK) | 0.1 | $456k | 34k | 13.63 | |
| Stillwater Mining Company | 0.1 | $461k | 31k | 14.75 | |
| BHP Billiton (BHP) | 0.1 | $478k | 10k | 47.33 | |
| Progenics Pharmaceuticals | 0.1 | $450k | 60k | 7.56 | |
| Pure Cycle Corporation (PCYO) | 0.1 | $477k | 119k | 4.00 | |
| Axiall | 0.1 | $440k | 10k | 42.50 | |
| Baxter International (BAX) | 0.1 | $418k | 5.7k | 73.23 | |
| Altria (MO) | 0.1 | $416k | 8.5k | 49.23 | |
| Pepsi (PEP) | 0.1 | $401k | 4.2k | 94.55 | |
| Lowe's Companies (LOW) | 0.1 | $393k | 5.7k | 68.83 | |
| Rock-Tenn Company | 0.1 | $401k | 6.6k | 61.04 | |
| Macquarie Infrastructure Company | 0.1 | $427k | 6.0k | 71.17 | |
| ModusLink Global Solutions | 0.1 | $403k | 107k | 3.75 | |
| Plains All American Pipeline (PAA) | 0.1 | $412k | 8.0k | 51.27 | |
| athenahealth | 0.1 | $430k | 3.0k | 145.76 | |
| Nuveen New York Perf. Plus Muni Fund | 0.1 | $415k | 29k | 14.45 | |
| Ishares Inc etf (HYXU) | 0.1 | $419k | 8.3k | 50.78 | |
| Intercontinental Exchange (ICE) | 0.1 | $405k | 1.8k | 219.51 | |
| Time Warner | 0.1 | $342k | 4.0k | 85.50 | |
| Coca-Cola Company (KO) | 0.1 | $358k | 8.5k | 42.22 | |
| CSX Corporation (CSX) | 0.1 | $339k | 9.4k | 36.20 | |
| Home Depot (HD) | 0.1 | $336k | 3.2k | 105.10 | |
| Autodesk (ADSK) | 0.1 | $361k | 6.0k | 60.12 | |
| Qualcomm (QCOM) | 0.1 | $369k | 5.0k | 74.28 | |
| Gran Tierra Energy | 0.1 | $366k | 95k | 3.85 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.1 | $364k | 28k | 12.93 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.1 | $349k | 25k | 13.74 | |
| West | 0.1 | $379k | 12k | 32.96 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $364k | 11k | 34.13 | |
| 3M Company (MMM) | 0.1 | $313k | 1.9k | 164.48 | |
| At&t (T) | 0.1 | $319k | 9.5k | 33.64 | |
| Amgen (AMGN) | 0.1 | $317k | 2.0k | 159.14 | |
| Philip Morris International (PM) | 0.1 | $292k | 3.6k | 81.34 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $326k | 3.0k | 108.67 | |
| Wausau Paper | 0.1 | $283k | 25k | 11.37 | |
| Vivus | 0.1 | $288k | 100k | 2.88 | |
| iShares Gold Trust | 0.1 | $305k | 27k | 11.44 | |
| NCI Building Systems | 0.1 | $299k | 16k | 18.51 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $330k | 2.8k | 119.57 | |
| Vitamin Shoppe | 0.1 | $308k | 6.3k | 48.66 | |
| Vanguard European ETF (VGK) | 0.1 | $326k | 6.2k | 52.34 | |
| China Ceramics | 0.1 | $292k | 360k | 0.81 | |
| Wisdomtree Asia Local Debt etf us | 0.1 | $322k | 6.9k | 46.94 | |
| Citigroup (C) | 0.1 | $291k | 5.4k | 54.19 | |
| Ryman Hospitality Pptys (RHP) | 0.1 | $324k | 6.1k | 52.81 | |
| Nuveen Int Dur Qual Mun Trm | 0.1 | $323k | 26k | 12.65 | |
| 1347 Property Insurance Holdings | 0.1 | $304k | 39k | 7.86 | |
| Leucadia National | 0.1 | $267k | 12k | 22.44 | |
| PPG Industries (PPG) | 0.1 | $231k | 1.0k | 231.00 | |
| Travelers Companies (TRV) | 0.1 | $243k | 2.3k | 105.65 | |
| Wells Fargo & Company (WFC) | 0.1 | $264k | 4.8k | 54.79 | |
| Medtronic | 0.1 | $260k | 3.6k | 72.22 | |
| Laboratory Corp. of America Holdings (LH) | 0.1 | $271k | 2.5k | 107.75 | |
| CIGNA Corporation | 0.1 | $265k | 2.6k | 102.91 | |
| Stryker Corporation (SYK) | 0.1 | $256k | 2.7k | 94.33 | |
| Ford Motor Company (F) | 0.1 | $241k | 16k | 15.52 | |
| Danaher Corporation (DHR) | 0.1 | $276k | 3.2k | 85.71 | |
| Stericycle (SRCL) | 0.1 | $262k | 2.0k | 131.00 | |
| Fifth Third Ban (FITB) | 0.1 | $232k | 11k | 20.41 | |
| FelCor Lodging Trust Incorporated | 0.1 | $245k | 23k | 10.82 | |
| Dime Community Bancshares | 0.1 | $237k | 15k | 16.30 | |
| Silicon Motion Technology (SIMO) | 0.1 | $265k | 11k | 23.66 | |
| Odyssey Marine Exploration | 0.1 | $253k | 272k | 0.93 | |
| Greif (GEF.B) | 0.1 | $236k | 4.8k | 49.17 | |
| Nuveen NY Municipal Value (NNY) | 0.1 | $279k | 29k | 9.79 | |
| SPDR Barclay Cp Intr Trm Cr Bd (SPIB) | 0.1 | $231k | 6.7k | 34.25 | |
| Hawaiian Telcom Holdco | 0.1 | $262k | 9.5k | 27.58 | |
| Merrimack Pharmaceuticals In | 0.1 | $231k | 20k | 11.32 | |
| Garrison Capital | 0.1 | $265k | 18k | 14.46 | |
| Navigator Holdings Ltd Com Stk (NVGS) | 0.1 | $232k | 11k | 21.09 | |
| Scorpio Bulkers | 0.1 | $278k | 141k | 1.97 | |
| Anthem (ELV) | 0.1 | $257k | 2.0k | 125.67 | |
| Plum Creek Timber | 0.0 | $223k | 5.2k | 42.88 | |
| Allstate Corporation (ALL) | 0.0 | $210k | 3.0k | 70.09 | |
| Contango Oil & Gas Company | 0.0 | $223k | 7.6k | 29.21 | |
| China Techfaith Wireless Comm. Tech | 0.0 | $191k | 170k | 1.12 | |
| Intervest Bancshares | 0.0 | $202k | 20k | 10.05 | |
| American Capital | 0.0 | $229k | 16k | 14.62 | |
| CF Industries Holdings (CF) | 0.0 | $202k | 742.00 | 272.24 | |
| iShares S&P MidCap 400 Index (IJH) | 0.0 | $229k | 1.6k | 144.57 | |
| BlackRock Income Trust | 0.0 | $198k | 31k | 6.41 | |
| Retail Opportunity Investments (ROIC) | 0.0 | $216k | 13k | 16.81 | |
| Morgan Stanley Emerging Markets Domestic (EDD) | 0.0 | $182k | 17k | 10.55 | |
| Nuveen Conn Prem Income Mun sh ben int | 0.0 | $205k | 16k | 12.53 | |
| Ishares Trust Barclays (CMBS) | 0.0 | $203k | 4.0k | 51.20 | |
| Diamond Resorts International | 0.0 | $224k | 8.0k | 27.91 | |
| Blue Capital Reinsurance Hol | 0.0 | $199k | 11k | 17.73 | |
| Patterson-UTI Energy (PTEN) | 0.0 | $169k | 10k | 16.60 | |
| Quantum Corporation | 0.0 | $132k | 75k | 1.76 | |
| MFA Mortgage Investments | 0.0 | $134k | 17k | 8.00 | |
| Central Fd Cda Ltd cl a | 0.0 | $130k | 11k | 11.56 | |
| Penn West Energy Trust | 0.0 | $153k | 73k | 2.08 | |
| Nuveen Nj Div Advantage Mun (NXJ) | 0.0 | $139k | 10k | 13.46 | |
| Professional Diversity Net I | 0.0 | $159k | 33k | 4.88 | |
| Energy Xxi | 0.0 | $95k | 29k | 3.26 | |
| AllianceBernstein Income Fund | 0.0 | $109k | 15k | 7.50 | |
| Putnam High Income Securities Fund | 0.0 | $97k | 12k | 8.15 | |
| Audience | 0.0 | $117k | 27k | 4.38 | |
| NAVIOS MARITIME HOLDINGS INC Com Stk | 0.0 | $53k | 13k | 4.12 | |
| American DG Energy | 0.0 | $29k | 48k | 0.60 | |
| Spectrum Pharmaceuticals | 0.0 | $70k | 10k | 6.95 | |
| Magnum Hunter Resources Corporation | 0.0 | $37k | 12k | 3.15 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $27k | 34k | 0.80 | |
| Solazyme | 0.0 | $30k | 12k | 2.61 | |
| Cytrx | 0.0 | $36k | 13k | 2.77 | |
| Exeter Res Corp | 0.0 | $21k | 36k | 0.58 | |
| Advanced Photonix | 0.0 | $4.0k | 12k | 0.33 | |
| Halcon Resources | 0.0 | $1.0k | 10k | 0.10 |
