Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2015

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 272 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 11.0 $50M 319k 156.70
Spdr S&p 500 Etf (SPY) 3.6 $16M 86k 191.53
American Water Works (AWK) 3.0 $14M 247k 55.08
Apple (AAPL) 2.9 $13M 117k 110.30
General Motors Company (GM) 2.8 $13M 420k 30.02
Flextronics International Ltd Com Stk (FLEX) 2.5 $11M 1.1M 10.54
Pioneer Natural Resources (PXD) 2.5 $11M 93k 121.64
American Capital Mortgage In 2.4 $11M 727k 14.74
Fifth Street Finance 2.3 $10M 1.7M 6.17
Hartford Financial Services (HIG) 2.2 $10M 221k 45.78
Axis Capital Holdings (AXS) 2.2 $9.9M 185k 53.72
Parker-Hannifin Corporation (PH) 1.9 $8.5M 88k 97.31
Johnson Controls 1.8 $8.1M 196k 41.36
Exxon Mobil Corporation (XOM) 1.6 $7.2M 97k 74.35
Energen Corporation 1.5 $6.9M 139k 49.86
Berkshire Hathaway (BRK.B) 1.5 $6.9M 53k 130.39
Trimble Navigation (TRMB) 1.3 $6.0M 368k 16.42
Cui Global 1.2 $5.5M 1.1M 5.17
Core Laboratories 1.2 $5.4M 54k 99.84
Chesapeake Utilities Corporation (CPK) 1.2 $5.4M 101k 53.08
Taiwan Semiconductor Mfg (TSM) 1.2 $5.3M 257k 20.75
New Jersey Resources Corporation (NJR) 1.1 $5.2M 173k 30.03
Northwest Natural Gas 1.1 $4.9M 108k 45.84
Honeywell International (HON) 1.1 $4.9M 52k 94.70
Johnson & Johnson (JNJ) 1.1 $4.8M 51k 93.34
Connecticut Water Service 1.1 $4.8M 131k 36.52
EQT Corporation (EQT) 1.0 $4.6M 72k 64.77
Questar Corporation 1.0 $4.5M 231k 19.41
South Jersey Industries 0.9 $4.0M 160k 25.25
Micron Technology (MU) 0.9 $4.0M 267k 14.98
Hexcel Corporation (HXL) 0.9 $3.9M 88k 44.86
JPMorgan Chase & Co. (JPM) 0.9 $3.9M 64k 60.97
Google 0.8 $3.6M 5.7k 624.06
Taro Pharmaceutical Industries (TARO) 0.7 $3.3M 23k 142.89
CBS Corporation 0.7 $3.0M 75k 39.90
Solar Cap (SLRC) 0.7 $3.0M 189k 15.82
Caterpillar (CAT) 0.6 $2.8M 44k 65.36
Two Harbors Investment 0.6 $2.8M 312k 8.82
Arthur J. Gallagher & Co. (AJG) 0.6 $2.7M 66k 41.27
Microsoft Corporation (MSFT) 0.6 $2.7M 61k 44.26
Ares Coml Real Estate (ACRE) 0.6 $2.6M 214k 11.99
Matador Resources (MTDR) 0.6 $2.5M 120k 20.74
Chambers Str Pptys 0.6 $2.5M 385k 6.49
General Electric Company 0.5 $2.4M 97k 25.22
Tecogen (TGEN) 0.5 $2.4M 698k 3.45
Verizon Communications (VZ) 0.5 $2.3M 53k 43.50
1iqtech International 0.5 $2.3M 2.3M 0.97
Merck & Co (MRK) 0.5 $2.2M 44k 49.39
California Water Service (CWT) 0.5 $2.2M 99k 22.12
Solar Senior Capital 0.5 $2.0M 143k 14.22
Express Scripts Holding 0.4 $2.0M 24k 80.97
Union Pacific Corporation (UNP) 0.4 $1.9M 21k 88.43
FMC Corporation (FMC) 0.4 $1.9M 55k 33.91
Scorpio Tankers 0.4 $1.8M 191k 9.17
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $1.8M 33k 54.64
Dillard's (DDS) 0.4 $1.7M 20k 87.39
PNC Financial Services (PNC) 0.4 $1.7M 19k 89.17
ConAgra Foods (CAG) 0.4 $1.7M 42k 40.52
EnerNOC 0.3 $1.6M 202k 7.90
Xerox Corporation 0.3 $1.5M 158k 9.73
MetLife (MET) 0.3 $1.6M 33k 47.15
Getty Realty (GTY) 0.3 $1.5M 97k 15.81
Travelers Companies (TRV) 0.3 $1.5M 15k 99.50
Gilead Sciences (GILD) 0.3 $1.5M 15k 98.17
American Capital Agency 0.3 $1.5M 81k 18.70
QEP Resources 0.3 $1.5M 121k 12.53
Pfizer (PFE) 0.3 $1.5M 47k 31.40
Cherry Hill Mort (CHMI) 0.3 $1.5M 96k 15.23
Procter & Gamble Company (PG) 0.3 $1.4M 20k 71.94
Ecolab (ECL) 0.3 $1.4M 12k 109.74
Consolidated Edison (ED) 0.3 $1.3M 19k 66.85
Wyndham Worldwide Corporation 0.3 $1.3M 18k 71.92
Goodyear Tire & Rubber Company (GT) 0.3 $1.2M 42k 29.33
International Business Machines (IBM) 0.3 $1.2M 8.4k 145.01
Applied Materials (AMAT) 0.3 $1.2M 83k 14.68
WisdomTree Japan Total Dividend (DXJ) 0.3 $1.2M 25k 48.68
Vanguard Consumer Discretionary ETF (VCR) 0.2 $1.1M 9.6k 117.83
Abbvie (ABBV) 0.2 $1.1M 21k 54.43
West 0.2 $1.1M 51k 22.40
Wal-Mart Stores (WMT) 0.2 $1.1M 16k 64.86
Tribune Co New Cl A 0.2 $1.0M 29k 35.59
V.F. Corporation (VFC) 0.2 $998k 15k 68.23
CVS Caremark Corporation (CVS) 0.2 $1.0M 10k 96.46
Aetna 0.2 $1.0M 9.2k 109.36
Macy's (M) 0.2 $980k 19k 51.31
Michael Kors Holdings 0.2 $979k 23k 42.24
Eaton (ETN) 0.2 $980k 19k 51.33
Chevron Corporation (CVX) 0.2 $936k 12k 78.84
Sanofi-Aventis SA (SNY) 0.2 $916k 19k 47.45
Cys Investments 0.2 $914k 126k 7.26
Walgreen Boots Alliance (WBA) 0.2 $911k 11k 83.14
McKesson Corporation (MCK) 0.2 $851k 4.6k 184.96
Aqua America 0.2 $872k 33k 26.46
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 0.2 $883k 36k 24.26
Boeing Company (BA) 0.2 $796k 6.1k 130.90
Lowe's Companies (LOW) 0.2 $807k 12k 68.92
J.M. Smucker Company (SJM) 0.2 $837k 7.3k 114.14
Monster Worldwide 0.2 $811k 126k 6.42
iShares Gold Trust 0.2 $829k 77k 10.77
York Water Company (YORW) 0.2 $833k 40k 21.02
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $776k 15k 53.35
At&t (T) 0.2 $713k 22k 32.57
Exterran Holdings 0.2 $748k 42k 18.01
Occidental Petroleum Corporation (OXY) 0.2 $749k 11k 66.18
Universal Display Corporation (OLED) 0.2 $710k 21k 33.92
Assured Guaranty (AGO) 0.2 $734k 29k 25.00
News (NWSA) 0.2 $746k 59k 12.62
Bed Bath & Beyond 0.1 $671k 12k 57.04
Cisco Systems (CSCO) 0.1 $701k 27k 26.23
Schlumberger (SLB) 0.1 $698k 10k 68.95
EOG Resources (EOG) 0.1 $691k 9.5k 72.81
Ashford Hospitality Trust 0.1 $701k 115k 6.10
Exterran Partners 0.1 $680k 41k 16.43
Titan International (TWI) 0.1 $652k 99k 6.61
Information Services (III) 0.1 $658k 168k 3.91
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $623k 51k 12.18
Dakota Plains 0.1 $643k 803k 0.80
Twenty-first Century Fox 0.1 $648k 24k 27.00
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $609k 5.6k 107.84
Pure Cycle Corporation (PCYO) 0.1 $590k 119k 4.95
ChipMOS Technology Bermuda 0.1 $580k 35k 16.41
Commscope Hldg (COMM) 0.1 $588k 20k 30.03
3M Company (MMM) 0.1 $529k 3.7k 141.90
Gap (GPS) 0.1 $546k 19k 28.52
Forest City Enterprises 0.1 $524k 26k 20.14
SPDR Gold Trust (GLD) 0.1 $540k 5.1k 106.93
Entercom Communications 0.1 $554k 55k 10.16
Macquarie Infrastructure Company 0.1 $527k 7.1k 74.59
Investors Real Estate Trust 0.1 $550k 71k 7.75
Orbotech Ltd Com Stk 0.1 $566k 37k 15.46
NCI Building Systems 0.1 $551k 52k 10.56
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $531k 4.3k 123.55
KKR & Co 0.1 $547k 33k 16.77
Industries N shs - a - (LYB) 0.1 $567k 6.8k 83.38
Putnam Premier Income Trust (PPT) 0.1 $546k 112k 4.89
Mosaic (MOS) 0.1 $539k 17k 31.14
Coca-Cola Company (KO) 0.1 $486k 12k 40.13
Abbott Laboratories (ABT) 0.1 $488k 12k 40.18
Dr Pepper Snapple 0.1 $481k 6.1k 78.99
Chico's FAS 0.1 $489k 31k 15.72
Piedmont Natural Gas Company 0.1 $489k 12k 40.08
North Amern Energy Partners 0.1 $520k 239k 2.18
Western Asset Global Cp Defi (GDO) 0.1 $481k 30k 15.82
Western Asset Hgh Yld Dfnd (HYI) 0.1 $514k 37k 13.99
Eqt Midstream Partners 0.1 $484k 7.3k 66.30
Mondelez Int (MDLZ) 0.1 $509k 12k 41.85
Sunedison 0.1 $488k 68k 7.18
U.S. Bancorp (USB) 0.1 $459k 21k 22.17
AutoNation (AN) 0.1 $450k 7.7k 58.21
FedEx Corporation (FDX) 0.1 $446k 3.1k 143.96
Bristol Myers Squibb (BMY) 0.1 $445k 7.5k 59.17
Kimberly-Clark Corporation (KMB) 0.1 $456k 4.2k 109.06
Intel Corporation (INTC) 0.1 $450k 15k 30.14
Novartis (NVS) 0.1 $466k 5.1k 91.91
Anadarko Petroleum Corporation 0.1 $474k 7.9k 60.35
Colgate-Palmolive Company (CL) 0.1 $437k 6.9k 63.48
UnitedHealth (UNH) 0.1 $453k 3.9k 116.01
Activision Blizzard 0.1 $455k 15k 30.91
Esterline Technologies Corporation 0.1 $433k 6.0k 71.87
Barclays Bk Plc Ipsp croil etn 0.1 $454k 54k 8.46
Intercontinental Exchange (ICE) 0.1 $434k 1.8k 235.23
Del Taco Restaurants 0.1 $447k 32k 13.99
CSX Corporation (CSX) 0.1 $407k 15k 26.93
E.I. du Pont de Nemours & Company 0.1 $411k 8.5k 48.18
Capital One Financial (COF) 0.1 $428k 5.9k 72.48
Deere & Company (DE) 0.1 $416k 5.6k 73.96
Liberty Media 0.1 $390k 15k 26.22
Pepsi (PEP) 0.1 $400k 4.2k 94.32
Danaher Corporation (DHR) 0.1 $387k 4.5k 85.32
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $400k 3.8k 105.12
Crestwood Midstream Partners 0.1 $405k 66k 6.18
Home Depot (HD) 0.1 $386k 3.3k 115.40
United Technologies Corporation 0.1 $374k 4.2k 88.90
Fortress Investment 0.1 $359k 65k 5.54
Graphic Packaging Holding Company (GPK) 0.1 $373k 29k 12.78
Abb (ABBNY) 0.1 $378k 21k 17.68
athenahealth 0.1 $358k 2.7k 133.53
Hatteras Financial 0.1 $341k 23k 15.13
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $373k 3.2k 116.20
Ishares Inc etf (HYXU) 0.1 $347k 7.6k 45.86
Customers Ban (CUBI) 0.1 $368k 14k 25.73
Apache Corporation 0.1 $297k 7.6k 39.11
Kohl's Corporation (KSS) 0.1 $324k 7.0k 46.29
Western Digital (WDC) 0.1 $296k 3.7k 79.57
Amgen (AMGN) 0.1 $339k 2.5k 138.20
CIGNA Corporation 0.1 $338k 2.5k 135.20
EMC Corporation 0.1 $328k 14k 24.19
Precision Castparts 0.1 $339k 1.5k 229.99
CF Industries Holdings (CF) 0.1 $329k 7.3k 44.85
Stillwater Mining Company 0.1 $323k 31k 10.34
Chicago Bridge & Iron Company 0.1 $331k 8.4k 39.64
Progenics Pharmaceuticals 0.1 $330k 58k 5.72
Spectranetics Corporation 0.1 $331k 28k 11.78
iShares Lehman MBS Bond Fund (MBB) 0.1 $333k 3.0k 109.68
Vanguard European ETF (VGK) 0.1 $306k 6.2k 49.13
Nuveen Ny Divid Advntg Mun F (NAN) 0.1 $338k 25k 13.42
Citigroup (C) 0.1 $311k 6.3k 49.56
Facebook Inc cl a (META) 0.1 $335k 3.7k 89.93
ardmore Shipping (ASC) 0.1 $305k 25k 12.08
Time Warner 0.1 $291k 4.2k 68.81
Autodesk (ADSK) 0.1 $265k 6.0k 44.13
Wells Fargo & Company (WFC) 0.1 $255k 5.0k 51.44
Emerson Electric (EMR) 0.1 $292k 6.6k 44.14
Altria (MO) 0.1 $272k 5.0k 54.40
Philip Morris International (PM) 0.1 $285k 3.6k 79.39
Stericycle (SRCL) 0.1 $279k 2.0k 139.50
Patterson-UTI Energy (PTEN) 0.1 $266k 20k 13.15
Oracle Corporation (ORCL) 0.1 $293k 8.1k 36.17
Western Refining 0.1 $265k 6.0k 44.17
Plains All American Pipeline (PAA) 0.1 $256k 8.4k 30.35
KVH Industries (KVHI) 0.1 $251k 25k 10.01
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $267k 28k 9.57
Apollo Global Management 'a' 0.1 $293k 17k 17.18
Hollyfrontier Corp 0.1 $255k 5.2k 48.88
Marathon Petroleum Corp (MPC) 0.1 $270k 5.8k 46.36
Nuveen Int Dur Qual Mun Trm 0.1 $289k 23k 12.45
Blue Capital Reinsurance Hol 0.1 $272k 16k 17.23
1347 Property Insurance Holdings 0.1 $286k 39k 7.30
Cit 0.1 $240k 6.0k 40.00
Archer Daniels Midland Company (ADM) 0.1 $217k 5.2k 41.40
Plum Creek Timber 0.1 $205k 5.2k 39.42
Stryker Corporation (SYK) 0.1 $241k 2.6k 93.99
Illinois Tool Works (ITW) 0.1 $243k 2.9k 82.40
Fifth Third Ban (FITB) 0.1 $215k 11k 18.92
Brinker International (EAT) 0.1 $211k 4.0k 52.75
Dime Community Bancshares 0.1 $246k 15k 16.92
EMC Insurance 0.1 $209k 9.0k 23.22
Urban Outfitters (URBN) 0.1 $220k 7.5k 29.33
Town Sports International Holdings 0.1 $242k 92k 2.63
BlackRock Income Trust 0.1 $248k 39k 6.30
Nuveen Conn Prem Income Mun sh ben int 0.1 $234k 19k 12.34
Wisdomtree Asia Local Debt etf us 0.1 $235k 5.6k 42.34
Ishares Trust Barclays (CMBS) 0.1 $232k 4.5k 51.84
Bank of America Corporation (BAC) 0.0 $163k 11k 15.55
Ford Motor Company (F) 0.0 $184k 14k 13.61
FelCor Lodging Trust Incorporated 0.0 $160k 23k 7.06
Gran Tierra Energy 0.0 $184k 87k 2.13
Market Vectors Gold Miners ETF 0.0 $176k 13k 13.76
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $164k 12k 13.23
China Ceramics 0.0 $168k 215k 0.78
SELECT INCOME REIT COM SH BEN int 0.0 $202k 11k 18.97
Merrimack Pharmaceuticals In 0.0 $176k 21k 8.52
Axiall 0.0 $187k 12k 15.71
Viavi Solutions Inc equities (VIAV) 0.0 $172k 32k 5.37
Goldcorp 0.0 $145k 12k 12.50
Wausau Paper 0.0 $141k 22k 6.41
MFA Mortgage Investments 0.0 $114k 17k 6.81
Arbor Realty Trust (ABR) 0.0 $114k 18k 6.37
Central Fd Cda Ltd cl a 0.0 $119k 11k 10.58
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $132k 10k 12.78
Nuveen NY Municipal Value (NNY) 0.0 $152k 16k 9.68
Apollo Residential Mortgage 0.0 $138k 11k 12.66
Navigator Holdings Ltd Com Stk (NVGS) 0.0 $147k 11k 13.36
China Techfaith Wireless Comm. Tech 0.0 $86k 153k 0.56
FX Energy 0.0 $86k 91k 0.95
Odyssey Marine Exploration 0.0 $87k 242k 0.36
Hallador Energy (HNRG) 0.0 $104k 15k 6.93
Putnam High Income Securities Fund 0.0 $91k 13k 7.05
Scorpio Bulkers 0.0 $94k 64k 1.47
Farmland Partners (FPI) 0.0 $113k 11k 10.50
Spectrum Pharmaceuticals 0.0 $60k 10k 5.97
Penn West Energy Trust 0.0 $45k 100k 0.45
Uni-Pixel 0.0 $43k 41k 1.04
Solazyme 0.0 $32k 13k 2.57
Cytrx 0.0 $31k 13k 2.38
Professional Diversity Net I 0.0 $23k 31k 0.75
J.C. Penney Company 0.0 $4.0k 10k 0.40
Barclays (BCS) 0.0 $14k 41k 0.34
Exeter Res Corp 0.0 $11k 35k 0.31
American DG Energy 0.0 $18k 51k 0.35
Sanofi Aventis Wi Conval Rt 0.0 $6.1k 34k 0.18
Metropcs Communications (TMUS) 0.0 $12k 20k 0.60