Clear Harbor Asset Management as of Sept. 30, 2015
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 272 positions in its portfolio as reported in the September 2015 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Roper Industries (ROP) | 11.0 | $50M | 319k | 156.70 | |
Spdr S&p 500 Etf (SPY) | 3.6 | $16M | 86k | 191.53 | |
American Water Works (AWK) | 3.0 | $14M | 247k | 55.08 | |
Apple (AAPL) | 2.9 | $13M | 117k | 110.30 | |
General Motors Company (GM) | 2.8 | $13M | 420k | 30.02 | |
Flextronics International Ltd Com Stk (FLEX) | 2.5 | $11M | 1.1M | 10.54 | |
Pioneer Natural Resources | 2.5 | $11M | 93k | 121.64 | |
American Capital Mortgage In | 2.4 | $11M | 727k | 14.74 | |
Fifth Street Finance | 2.3 | $10M | 1.7M | 6.17 | |
Hartford Financial Services (HIG) | 2.2 | $10M | 221k | 45.78 | |
Axis Capital Holdings (AXS) | 2.2 | $9.9M | 185k | 53.72 | |
Parker-Hannifin Corporation (PH) | 1.9 | $8.5M | 88k | 97.31 | |
Johnson Controls | 1.8 | $8.1M | 196k | 41.36 | |
Exxon Mobil Corporation (XOM) | 1.6 | $7.2M | 97k | 74.35 | |
Energen Corporation | 1.5 | $6.9M | 139k | 49.86 | |
Berkshire Hathaway (BRK.B) | 1.5 | $6.9M | 53k | 130.39 | |
Trimble Navigation (TRMB) | 1.3 | $6.0M | 368k | 16.42 | |
Cui Global | 1.2 | $5.5M | 1.1M | 5.17 | |
Core Laboratories | 1.2 | $5.4M | 54k | 99.84 | |
Chesapeake Utilities Corporation (CPK) | 1.2 | $5.4M | 101k | 53.08 | |
Taiwan Semiconductor Mfg (TSM) | 1.2 | $5.3M | 257k | 20.75 | |
New Jersey Resources Corporation (NJR) | 1.1 | $5.2M | 173k | 30.03 | |
Northwest Natural Gas | 1.1 | $4.9M | 108k | 45.84 | |
Honeywell International (HON) | 1.1 | $4.9M | 52k | 94.70 | |
Johnson & Johnson (JNJ) | 1.1 | $4.8M | 51k | 93.34 | |
Connecticut Water Service | 1.1 | $4.8M | 131k | 36.52 | |
EQT Corporation (EQT) | 1.0 | $4.6M | 72k | 64.77 | |
Questar Corporation | 1.0 | $4.5M | 231k | 19.41 | |
South Jersey Industries | 0.9 | $4.0M | 160k | 25.25 | |
Micron Technology (MU) | 0.9 | $4.0M | 267k | 14.98 | |
Hexcel Corporation (HXL) | 0.9 | $3.9M | 88k | 44.86 | |
JPMorgan Chase & Co. (JPM) | 0.9 | $3.9M | 64k | 60.97 | |
0.8 | $3.6M | 5.7k | 624.06 | ||
Taro Pharmaceutical Industries (TARO) | 0.7 | $3.3M | 23k | 142.89 | |
CBS Corporation | 0.7 | $3.0M | 75k | 39.90 | |
Solar Cap (SLRC) | 0.7 | $3.0M | 189k | 15.82 | |
Caterpillar (CAT) | 0.6 | $2.8M | 44k | 65.36 | |
Two Harbors Investment | 0.6 | $2.8M | 312k | 8.82 | |
Arthur J. Gallagher & Co. (AJG) | 0.6 | $2.7M | 66k | 41.27 | |
Microsoft Corporation (MSFT) | 0.6 | $2.7M | 61k | 44.26 | |
Ares Coml Real Estate (ACRE) | 0.6 | $2.6M | 214k | 11.99 | |
Matador Resources (MTDR) | 0.6 | $2.5M | 120k | 20.74 | |
Chambers Str Pptys | 0.6 | $2.5M | 385k | 6.49 | |
General Electric Company | 0.5 | $2.4M | 97k | 25.22 | |
Tecogen (TGEN) | 0.5 | $2.4M | 698k | 3.45 | |
Verizon Communications (VZ) | 0.5 | $2.3M | 53k | 43.50 | |
1iqtech International | 0.5 | $2.3M | 2.3M | 0.97 | |
Merck & Co (MRK) | 0.5 | $2.2M | 44k | 49.39 | |
California Water Service (CWT) | 0.5 | $2.2M | 99k | 22.12 | |
Solar Senior Capital | 0.5 | $2.0M | 143k | 14.22 | |
Express Scripts Holding | 0.4 | $2.0M | 24k | 80.97 | |
Union Pacific Corporation (UNP) | 0.4 | $1.9M | 21k | 88.43 | |
FMC Corporation (FMC) | 0.4 | $1.9M | 55k | 33.91 | |
Scorpio Tankers | 0.4 | $1.8M | 191k | 9.17 | |
Wisdomtree Tr intl hedge eqt (HEDJ) | 0.4 | $1.8M | 33k | 54.64 | |
Dillard's (DDS) | 0.4 | $1.7M | 20k | 87.39 | |
PNC Financial Services (PNC) | 0.4 | $1.7M | 19k | 89.17 | |
ConAgra Foods (CAG) | 0.4 | $1.7M | 42k | 40.52 | |
EnerNOC | 0.3 | $1.6M | 202k | 7.90 | |
Xerox Corporation | 0.3 | $1.5M | 158k | 9.73 | |
MetLife (MET) | 0.3 | $1.6M | 33k | 47.15 | |
Getty Realty (GTY) | 0.3 | $1.5M | 97k | 15.81 | |
Travelers Companies (TRV) | 0.3 | $1.5M | 15k | 99.50 | |
Gilead Sciences (GILD) | 0.3 | $1.5M | 15k | 98.17 | |
American Capital Agency | 0.3 | $1.5M | 81k | 18.70 | |
QEP Resources | 0.3 | $1.5M | 121k | 12.53 | |
Pfizer (PFE) | 0.3 | $1.5M | 47k | 31.40 | |
Cherry Hill Mort (CHMI) | 0.3 | $1.5M | 96k | 15.23 | |
Procter & Gamble Company (PG) | 0.3 | $1.4M | 20k | 71.94 | |
Ecolab (ECL) | 0.3 | $1.4M | 12k | 109.74 | |
Consolidated Edison (ED) | 0.3 | $1.3M | 19k | 66.85 | |
Wyndham Worldwide Corporation | 0.3 | $1.3M | 18k | 71.92 | |
Goodyear Tire & Rubber Company (GT) | 0.3 | $1.2M | 42k | 29.33 | |
International Business Machines (IBM) | 0.3 | $1.2M | 8.4k | 145.01 | |
Applied Materials (AMAT) | 0.3 | $1.2M | 83k | 14.68 | |
WisdomTree Japan Total Dividend (DXJ) | 0.3 | $1.2M | 25k | 48.68 | |
Vanguard Consumer Discretionary ETF (VCR) | 0.2 | $1.1M | 9.6k | 117.83 | |
Abbvie (ABBV) | 0.2 | $1.1M | 21k | 54.43 | |
West | 0.2 | $1.1M | 51k | 22.40 | |
Wal-Mart Stores (WMT) | 0.2 | $1.1M | 16k | 64.86 | |
Tribune Co New Cl A | 0.2 | $1.0M | 29k | 35.59 | |
V.F. Corporation (VFC) | 0.2 | $998k | 15k | 68.23 | |
CVS Caremark Corporation (CVS) | 0.2 | $1.0M | 10k | 96.46 | |
Aetna | 0.2 | $1.0M | 9.2k | 109.36 | |
Macy's (M) | 0.2 | $980k | 19k | 51.31 | |
Michael Kors Holdings | 0.2 | $979k | 23k | 42.24 | |
Eaton (ETN) | 0.2 | $980k | 19k | 51.33 | |
Chevron Corporation (CVX) | 0.2 | $936k | 12k | 78.84 | |
Sanofi-Aventis SA (SNY) | 0.2 | $916k | 19k | 47.45 | |
Cys Investments | 0.2 | $914k | 126k | 7.26 | |
Walgreen Boots Alliance (WBA) | 0.2 | $911k | 11k | 83.14 | |
McKesson Corporation (MCK) | 0.2 | $851k | 4.6k | 184.96 | |
Aqua America | 0.2 | $872k | 33k | 26.46 | |
ROYAL BK SCOTLAND Group Plc sp adr l rp pf | 0.2 | $883k | 36k | 24.26 | |
Boeing Company (BA) | 0.2 | $796k | 6.1k | 130.90 | |
Lowe's Companies (LOW) | 0.2 | $807k | 12k | 68.92 | |
J.M. Smucker Company (SJM) | 0.2 | $837k | 7.3k | 114.14 | |
Monster Worldwide | 0.2 | $811k | 126k | 6.42 | |
iShares Gold Trust | 0.2 | $829k | 77k | 10.77 | |
York Water Company (YORW) | 0.2 | $833k | 40k | 21.02 | |
Vanguard Mortgage Bkd Sects ETF (VMBS) | 0.2 | $776k | 15k | 53.35 | |
At&t (T) | 0.2 | $713k | 22k | 32.57 | |
Exterran Holdings | 0.2 | $748k | 42k | 18.01 | |
Occidental Petroleum Corporation (OXY) | 0.2 | $749k | 11k | 66.18 | |
Universal Display Corporation (OLED) | 0.2 | $710k | 21k | 33.92 | |
Assured Guaranty (AGO) | 0.2 | $734k | 29k | 25.00 | |
News (NWSA) | 0.2 | $746k | 59k | 12.62 | |
Bed Bath & Beyond | 0.1 | $671k | 12k | 57.04 | |
Cisco Systems (CSCO) | 0.1 | $701k | 27k | 26.23 | |
Schlumberger (SLB) | 0.1 | $698k | 10k | 68.95 | |
EOG Resources (EOG) | 0.1 | $691k | 9.5k | 72.81 | |
Ashford Hospitality Trust | 0.1 | $701k | 115k | 6.10 | |
Exterran Partners | 0.1 | $680k | 41k | 16.43 | |
Titan International (TWI) | 0.1 | $652k | 99k | 6.61 | |
Information Services (III) | 0.1 | $658k | 168k | 3.91 | |
BlackRock Credit All Inc Trust IV (BTZ) | 0.1 | $623k | 51k | 12.18 | |
Dakota Plains | 0.1 | $643k | 803k | 0.80 | |
Twenty-first Century Fox | 0.1 | $648k | 24k | 27.00 | |
iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $609k | 5.6k | 107.84 | |
Pure Cycle Corporation (PCYO) | 0.1 | $590k | 119k | 4.95 | |
ChipMOS Technology Bermuda | 0.1 | $580k | 35k | 16.41 | |
Commscope Hldg (COMM) | 0.1 | $588k | 20k | 30.03 | |
3M Company (MMM) | 0.1 | $529k | 3.7k | 141.90 | |
Gap (GAP) | 0.1 | $546k | 19k | 28.52 | |
Forest City Enterprises | 0.1 | $524k | 26k | 20.14 | |
SPDR Gold Trust (GLD) | 0.1 | $540k | 5.1k | 106.93 | |
Entercom Communications | 0.1 | $554k | 55k | 10.16 | |
Macquarie Infrastructure Company | 0.1 | $527k | 7.1k | 74.59 | |
Investors Real Estate Trust | 0.1 | $550k | 71k | 7.75 | |
Orbotech Ltd Com Stk | 0.1 | $566k | 37k | 15.46 | |
NCI Building Systems | 0.1 | $551k | 52k | 10.56 | |
iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $531k | 4.3k | 123.55 | |
KKR & Co | 0.1 | $547k | 33k | 16.77 | |
Industries N shs - a - (LYB) | 0.1 | $567k | 6.8k | 83.38 | |
Putnam Premier Income Trust (PPT) | 0.1 | $546k | 112k | 4.89 | |
Mosaic (MOS) | 0.1 | $539k | 17k | 31.14 | |
Coca-Cola Company (KO) | 0.1 | $486k | 12k | 40.13 | |
Abbott Laboratories (ABT) | 0.1 | $488k | 12k | 40.18 | |
Dr Pepper Snapple | 0.1 | $481k | 6.1k | 78.99 | |
Chico's FAS | 0.1 | $489k | 31k | 15.72 | |
Piedmont Natural Gas Company | 0.1 | $489k | 12k | 40.08 | |
North Amern Energy Partners | 0.1 | $520k | 239k | 2.18 | |
Western Asset Global Cp Defi (GDO) | 0.1 | $481k | 30k | 15.82 | |
Western Asset Hgh Yld Dfnd (HYI) | 0.1 | $514k | 37k | 13.99 | |
Eqt Midstream Partners | 0.1 | $484k | 7.3k | 66.30 | |
Mondelez Int (MDLZ) | 0.1 | $509k | 12k | 41.85 | |
Sunedison | 0.1 | $488k | 68k | 7.18 | |
U.S. Bancorp (USB) | 0.1 | $459k | 21k | 22.17 | |
AutoNation (AN) | 0.1 | $450k | 7.7k | 58.21 | |
FedEx Corporation (FDX) | 0.1 | $446k | 3.1k | 143.96 | |
Bristol Myers Squibb (BMY) | 0.1 | $445k | 7.5k | 59.17 | |
Kimberly-Clark Corporation (KMB) | 0.1 | $456k | 4.2k | 109.06 | |
Intel Corporation (INTC) | 0.1 | $450k | 15k | 30.14 | |
Novartis (NVS) | 0.1 | $466k | 5.1k | 91.91 | |
Anadarko Petroleum Corporation | 0.1 | $474k | 7.9k | 60.35 | |
Colgate-Palmolive Company (CL) | 0.1 | $437k | 6.9k | 63.48 | |
UnitedHealth (UNH) | 0.1 | $453k | 3.9k | 116.01 | |
Activision Blizzard | 0.1 | $455k | 15k | 30.91 | |
Esterline Technologies Corporation | 0.1 | $433k | 6.0k | 71.87 | |
Barclays Bk Plc Ipsp croil etn | 0.1 | $454k | 54k | 8.46 | |
Intercontinental Exchange (ICE) | 0.1 | $434k | 1.8k | 235.23 | |
Del Taco Restaurants | 0.1 | $447k | 32k | 13.99 | |
CSX Corporation (CSX) | 0.1 | $407k | 15k | 26.93 | |
E.I. du Pont de Nemours & Company | 0.1 | $411k | 8.5k | 48.18 | |
Capital One Financial (COF) | 0.1 | $428k | 5.9k | 72.48 | |
Deere & Company (DE) | 0.1 | $416k | 5.6k | 73.96 | |
Liberty Media | 0.1 | $390k | 15k | 26.22 | |
Pepsi (PEP) | 0.1 | $400k | 4.2k | 94.32 | |
Danaher Corporation (DHR) | 0.1 | $387k | 4.5k | 85.32 | |
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $400k | 3.8k | 105.12 | |
Crestwood Midstream Partners | 0.1 | $405k | 66k | 6.18 | |
Home Depot (HD) | 0.1 | $386k | 3.3k | 115.40 | |
United Technologies Corporation | 0.1 | $374k | 4.2k | 88.90 | |
Fortress Investment | 0.1 | $359k | 65k | 5.54 | |
Graphic Packaging Holding Company (GPK) | 0.1 | $373k | 29k | 12.78 | |
Abb (ABBNY) | 0.1 | $378k | 21k | 17.68 | |
athenahealth | 0.1 | $358k | 2.7k | 133.53 | |
Hatteras Financial | 0.1 | $341k | 23k | 15.13 | |
iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $373k | 3.2k | 116.20 | |
Ishares Inc etf (HYXU) | 0.1 | $347k | 7.6k | 45.86 | |
Customers Ban (CUBI) | 0.1 | $368k | 14k | 25.73 | |
Apache Corporation | 0.1 | $297k | 7.6k | 39.11 | |
Kohl's Corporation (KSS) | 0.1 | $324k | 7.0k | 46.29 | |
Western Digital (WDC) | 0.1 | $296k | 3.7k | 79.57 | |
Amgen (AMGN) | 0.1 | $339k | 2.5k | 138.20 | |
CIGNA Corporation | 0.1 | $338k | 2.5k | 135.20 | |
EMC Corporation | 0.1 | $328k | 14k | 24.19 | |
Precision Castparts | 0.1 | $339k | 1.5k | 229.99 | |
CF Industries Holdings (CF) | 0.1 | $329k | 7.3k | 44.85 | |
Stillwater Mining Company | 0.1 | $323k | 31k | 10.34 | |
Chicago Bridge & Iron Company | 0.1 | $331k | 8.4k | 39.64 | |
Progenics Pharmaceuticals | 0.1 | $330k | 58k | 5.72 | |
Spectranetics Corporation | 0.1 | $331k | 28k | 11.78 | |
iShares Lehman MBS Bond Fund (MBB) | 0.1 | $333k | 3.0k | 109.68 | |
Vanguard European ETF (VGK) | 0.1 | $306k | 6.2k | 49.13 | |
Nuveen Ny Divid Advntg Mun F (NAN) | 0.1 | $338k | 25k | 13.42 | |
Citigroup (C) | 0.1 | $311k | 6.3k | 49.56 | |
Facebook Inc cl a (META) | 0.1 | $335k | 3.7k | 89.93 | |
ardmore Shipping (ASC) | 0.1 | $305k | 25k | 12.08 | |
Time Warner | 0.1 | $291k | 4.2k | 68.81 | |
Autodesk (ADSK) | 0.1 | $265k | 6.0k | 44.13 | |
Wells Fargo & Company (WFC) | 0.1 | $255k | 5.0k | 51.44 | |
Emerson Electric (EMR) | 0.1 | $292k | 6.6k | 44.14 | |
Altria (MO) | 0.1 | $272k | 5.0k | 54.40 | |
Philip Morris International (PM) | 0.1 | $285k | 3.6k | 79.39 | |
Stericycle (SRCL) | 0.1 | $279k | 2.0k | 139.50 | |
Patterson-UTI Energy (PTEN) | 0.1 | $266k | 20k | 13.15 | |
Oracle Corporation (ORCL) | 0.1 | $293k | 8.1k | 36.17 | |
Western Refining | 0.1 | $265k | 6.0k | 44.17 | |
Plains All American Pipeline (PAA) | 0.1 | $256k | 8.4k | 30.35 | |
KVH Industries (KVHI) | 0.1 | $251k | 25k | 10.01 | |
Wstrn Asst Emrgng Mrkts Incm Fnd | 0.1 | $267k | 28k | 9.57 | |
Apollo Global Management 'a' | 0.1 | $293k | 17k | 17.18 | |
Hollyfrontier Corp | 0.1 | $255k | 5.2k | 48.88 | |
Marathon Petroleum Corp (MPC) | 0.1 | $270k | 5.8k | 46.36 | |
Nuveen Int Dur Qual Mun Trm | 0.1 | $289k | 23k | 12.45 | |
Blue Capital Reinsurance Hol | 0.1 | $272k | 16k | 17.23 | |
1347 Property Insurance Holdings | 0.1 | $286k | 39k | 7.30 | |
Cit | 0.1 | $240k | 6.0k | 40.00 | |
Archer Daniels Midland Company (ADM) | 0.1 | $217k | 5.2k | 41.40 | |
Plum Creek Timber | 0.1 | $205k | 5.2k | 39.42 | |
Stryker Corporation (SYK) | 0.1 | $241k | 2.6k | 93.99 | |
Illinois Tool Works (ITW) | 0.1 | $243k | 2.9k | 82.40 | |
Fifth Third Ban (FITB) | 0.1 | $215k | 11k | 18.92 | |
Brinker International (EAT) | 0.1 | $211k | 4.0k | 52.75 | |
Dime Community Bancshares | 0.1 | $246k | 15k | 16.92 | |
EMC Insurance | 0.1 | $209k | 9.0k | 23.22 | |
Urban Outfitters (URBN) | 0.1 | $220k | 7.5k | 29.33 | |
Town Sports International Holdings | 0.1 | $242k | 92k | 2.63 | |
BlackRock Income Trust | 0.1 | $248k | 39k | 6.30 | |
Nuveen Conn Prem Income Mun sh ben int | 0.1 | $234k | 19k | 12.34 | |
Wisdomtree Asia Local Debt etf us | 0.1 | $235k | 5.6k | 42.34 | |
Ishares Trust Barclays (CMBS) | 0.1 | $232k | 4.5k | 51.84 | |
Bank of America Corporation (BAC) | 0.0 | $163k | 11k | 15.55 | |
Ford Motor Company (F) | 0.0 | $184k | 14k | 13.61 | |
FelCor Lodging Trust Incorporated | 0.0 | $160k | 23k | 7.06 | |
Gran Tierra Energy | 0.0 | $184k | 87k | 2.13 | |
Market Vectors Gold Miners ETF | 0.0 | $176k | 13k | 13.76 | |
Eaton Vance Floating-Rate Income Trust (EFT) | 0.0 | $164k | 12k | 13.23 | |
China Ceramics | 0.0 | $168k | 215k | 0.78 | |
SELECT INCOME REIT COM SH BEN int | 0.0 | $202k | 11k | 18.97 | |
Merrimack Pharmaceuticals In | 0.0 | $176k | 21k | 8.52 | |
Axiall | 0.0 | $187k | 12k | 15.71 | |
Viavi Solutions Inc equities (VIAV) | 0.0 | $172k | 32k | 5.37 | |
Goldcorp | 0.0 | $145k | 12k | 12.50 | |
Wausau Paper | 0.0 | $141k | 22k | 6.41 | |
MFA Mortgage Investments | 0.0 | $114k | 17k | 6.81 | |
Arbor Realty Trust (ABR) | 0.0 | $114k | 18k | 6.37 | |
Central Fd Cda Ltd cl a | 0.0 | $119k | 11k | 10.58 | |
Nuveen Nj Div Advantage Mun (NXJ) | 0.0 | $132k | 10k | 12.78 | |
Nuveen NY Municipal Value (NNY) | 0.0 | $152k | 16k | 9.68 | |
Apollo Residential Mortgage | 0.0 | $138k | 11k | 12.66 | |
Navigator Holdings Ltd Com Stk (NVGS) | 0.0 | $147k | 11k | 13.36 | |
China Techfaith Wireless Comm. Tech | 0.0 | $86k | 153k | 0.56 | |
FX Energy | 0.0 | $86k | 91k | 0.95 | |
Odyssey Marine Exploration | 0.0 | $87k | 242k | 0.36 | |
Hallador Energy (HNRG) | 0.0 | $104k | 15k | 6.93 | |
Putnam High Income Securities Fund | 0.0 | $91k | 13k | 7.05 | |
Scorpio Bulkers | 0.0 | $94k | 64k | 1.47 | |
Farmland Partners (FPI) | 0.0 | $113k | 11k | 10.50 | |
Spectrum Pharmaceuticals | 0.0 | $60k | 10k | 5.97 | |
Penn West Energy Trust | 0.0 | $45k | 100k | 0.45 | |
Uni-Pixel | 0.0 | $43k | 41k | 1.04 | |
Solazyme | 0.0 | $32k | 13k | 2.57 | |
Cytrx | 0.0 | $31k | 13k | 2.38 | |
Professional Diversity Net I | 0.0 | $23k | 31k | 0.75 | |
J.C. Penney Company | 0.0 | $4.0k | 10k | 0.40 | |
Barclays (BCS) | 0.0 | $14k | 41k | 0.34 | |
Exeter Res Corp | 0.0 | $11k | 35k | 0.31 | |
American DG Energy | 0.0 | $18k | 51k | 0.35 | |
Sanofi Aventis Wi Conval Rt | 0.0 | $6.1k | 34k | 0.18 | |
Metropcs Communications (TMUS) | 0.0 | $12k | 20k | 0.60 |