Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2019

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 258 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 17.0 $88M 246k 356.60
American Water Works (AWK) 4.9 $25M 202k 124.23
Apple (AAPL) 3.3 $17M 77k 223.96
Trimble Navigation (TRMB) 2.4 $12M 316k 38.81
Parker-Hannifin Corporation (PH) 2.2 $11M 62k 180.60
Taiwan Semiconductor Mfg (TSM) 2.0 $11M 225k 46.48
Flextronics International Ltd Com Stk (FLEX) 1.9 $10M 962k 10.47
Berkshire Hathaway (BRK.B) 1.8 $9.4M 45k 208.03
Honeywell International (HON) 1.8 $9.1M 54k 169.20
Pioneer Natural Resources 1.6 $8.3M 66k 125.77
Intellicheck Mobilisa (IDN) 1.4 $7.0M 1.4M 4.99
Chesapeake Utilities Corporation (CPK) 1.3 $6.5M 68k 95.32
Caterpillar (CAT) 1.2 $6.3M 50k 126.31
New Jersey Resources Corporation (NJR) 1.2 $6.2M 138k 45.22
JPMorgan Chase & Co. (JPM) 1.2 $6.1M 52k 117.69
Diamondback Energy (FANG) 1.2 $6.0M 67k 89.92
Alphabet Inc Class C cs (GOOG) 1.1 $5.9M 4.9k 1218.90
Hartford Financial Services (HIG) 1.1 $5.9M 97k 60.61
Citigroup (C) 1.1 $5.6M 81k 69.08
Vanguard Total Bond Market ETF (BND) 1.1 $5.5M 65k 84.43
Johnson & Johnson (JNJ) 1.1 $5.4M 42k 129.39
Microsoft Corporation (MSFT) 1.0 $5.2M 37k 139.02
Northwest Natural Holdin (NWN) 1.0 $5.1M 72k 71.34
Spdr S&p 500 Etf (SPY) 1.0 $5.1M 17k 296.78
Everest Re Group (EG) 0.9 $4.6M 17k 266.07
Vanguard FTSE All-World ex-US ETF (VEU) 0.9 $4.6M 92k 49.90
Vanguard Total Stock Market ETF (VTI) 0.8 $4.4M 29k 151.00
Liqtech International 0.8 $4.4M 557k 7.90
California Water Service (CWT) 0.8 $4.2M 79k 52.92
At&t (T) 0.8 $4.1M 108k 37.84
S&p Global (SPGI) 0.8 $4.1M 17k 244.98
Connecticut Water Service 0.8 $4.1M 58k 70.06
Walgreen Boots Alliance (WBA) 0.8 $4.1M 74k 55.30
Solar Cap (SLRC) 0.8 $3.9M 190k 20.65
CBS Corporation 0.8 $3.9M 96k 40.36
iShares Gold Trust 0.7 $3.8M 272k 14.10
Johnson Controls International Plc equity (JCI) 0.7 $3.7M 84k 43.89
Alphabet Inc Class A cs (GOOGL) 0.7 $3.6M 2.9k 1221.08
South Jersey Industries 0.7 $3.5M 107k 32.91
Axis Capital Holdings (AXS) 0.7 $3.5M 52k 66.71
Illumina (ILMN) 0.7 $3.5M 11k 304.26
Qorvo (QRVO) 0.7 $3.5M 47k 74.13
L3harris Technologies (LHX) 0.7 $3.5M 17k 208.66
Exxon Mobil Corporation (XOM) 0.7 $3.4M 48k 70.60
Arthur J. Gallagher & Co. (AJG) 0.6 $3.2M 36k 89.57
Macquarie Infrastructure Company 0.6 $3.2M 82k 39.47
Merck & Co (MRK) 0.6 $3.1M 36k 84.17
Micron Technology (MU) 0.6 $3.1M 71k 42.85
Home Depot (HD) 0.6 $2.9M 13k 232.00
4068594 Enphase Energy (ENPH) 0.6 $2.9M 132k 22.23
Ecolab (ECL) 0.6 $2.8M 14k 198.06
Hexcel Corporation (HXL) 0.5 $2.7M 33k 82.14
Union Pacific Corporation (UNP) 0.5 $2.5M 16k 161.96
Western Digital (WDC) 0.5 $2.5M 43k 59.64
Aqua America 0.5 $2.5M 57k 44.83
Procter & Gamble Company (PG) 0.5 $2.5M 20k 124.39
Boeing Company (BA) 0.4 $2.0M 5.3k 380.48
Matador Resources (MTDR) 0.4 $1.9M 117k 16.53
Westrock (WRK) 0.4 $1.9M 52k 36.44
Two Hbrs Invt Corp Com New reit 0.4 $1.9M 147k 13.13
Blue Capital Reinsurance Hol 0.4 $1.9M 254k 7.37
Qualcomm (QCOM) 0.3 $1.8M 23k 76.30
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.8M 16k 112.49
Core Laboratories 0.3 $1.7M 36k 46.63
iShares Russell 2000 Index (IWM) 0.3 $1.6M 12k 142.86
PNC Financial Services (PNC) 0.3 $1.6M 12k 140.12
Raytheon Company 0.3 $1.6M 8.1k 196.22
Oaktree Specialty Lending Corp 0.3 $1.6M 305k 5.18
Amazon (AMZN) 0.3 $1.6M 895.00 1736.31
Baidu (BIDU) 0.3 $1.6M 15k 102.79
Graftech International (EAF) 0.3 $1.5M 117k 12.80
Pfizer (PFE) 0.3 $1.5M 41k 35.93
UnitedHealth (UNH) 0.3 $1.4M 6.6k 217.25
Tecogen (TGEN) 0.3 $1.4M 607k 2.38
York Water Company (YORW) 0.3 $1.4M 32k 43.66
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $1.3M 11k 127.48
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.3 $1.4M 11k 126.79
Chevron Corporation (CVX) 0.2 $1.3M 11k 118.59
Lowe's Companies (LOW) 0.2 $1.3M 12k 109.97
Toll Brothers (TOL) 0.2 $1.3M 32k 41.05
Facebook Inc cl a (META) 0.2 $1.3M 7.2k 178.07
Intel Corporation (INTC) 0.2 $1.2M 24k 51.52
Amgen (AMGN) 0.2 $1.2M 6.4k 193.58
Diageo (DEO) 0.2 $1.2M 7.6k 163.55
Commscope Hldg (COMM) 0.2 $1.2M 102k 11.76
Wells Fargo & Company (WFC) 0.2 $1.1M 22k 50.45
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.1M 21k 53.25
Extended Stay America 0.2 $1.2M 79k 14.65
Ishares Tr 0.2 $1.1M 45k 24.85
Antero Res (AR) 0.2 $1.1M 360k 3.02
Fidelity National Information Services (FIS) 0.2 $1.0M 7.8k 132.76
CSX Corporation (CSX) 0.2 $1.0M 15k 69.29
Consolidated Edison (ED) 0.2 $1.0M 11k 94.51
Garrison Capital 0.2 $1.1M 152k 6.91
McKesson Corporation (MCK) 0.2 $985k 7.2k 136.69
Pure Cycle Corporation (PCYO) 0.2 $999k 97k 10.28
Abbott Laboratories (ABT) 0.2 $915k 11k 83.68
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $914k 6.4k 143.08
Autodesk (ADSK) 0.2 $887k 6.0k 147.71
Sap (SAP) 0.2 $876k 7.4k 117.85
Greenlight Capital Re Ltd cl a (GLRE) 0.2 $902k 86k 10.51
SPDR Gold Trust (GLD) 0.2 $857k 6.2k 138.88
Pvh Corporation (PVH) 0.2 $900k 10k 88.24
Coca-Cola Company (KO) 0.2 $815k 15k 54.43
salesforce (CRM) 0.2 $837k 5.6k 148.46
Allergan 0.2 $823k 4.9k 168.27
Chemours (CC) 0.2 $813k 54k 14.94
Pepsi (PEP) 0.1 $761k 5.6k 137.07
United Technologies Corporation 0.1 $781k 5.7k 136.47
Western Asset Global Cp Defi (GDO) 0.1 $754k 43k 17.42
Ares Coml Real Estate (ACRE) 0.1 $778k 51k 15.23
Abbvie (ABBV) 0.1 $763k 10k 75.75
Patterson-UTI Energy (PTEN) 0.1 $740k 87k 8.55
CF Industries Holdings (CF) 0.1 $718k 15k 49.21
Vanguard Mid-Cap Value ETF (VOE) 0.1 $721k 6.4k 112.97
Bank of America Corporation (BAC) 0.1 $688k 24k 29.19
Bristol Myers Squibb (BMY) 0.1 $649k 13k 50.74
Deere & Company (DE) 0.1 $663k 3.9k 168.57
Applied Materials (AMAT) 0.1 $679k 14k 49.93
Walt Disney Company (DIS) 0.1 $610k 4.7k 130.40
Danaher Corporation (DHR) 0.1 $605k 4.2k 144.36
Kellogg Company (K) 0.1 $605k 9.4k 64.36
Avis Budget (CAR) 0.1 $642k 23k 28.27
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $619k 12k 53.63
Hca Holdings (HCA) 0.1 $603k 5.0k 120.36
Suncoke Energy (SXC) 0.1 $627k 111k 5.64
Pieris Pharmaceuticals 0.1 $611k 179k 3.41
Hunt Cos Fin Tr 0.1 $616k 183k 3.36
Scorpio Tankers (STNG) 0.1 $600k 20k 29.77
Gap (GAP) 0.1 $573k 33k 17.37
Gilead Sciences (GILD) 0.1 $589k 9.3k 63.34
Illinois Tool Works (ITW) 0.1 $579k 3.7k 156.53
Trex Company (TREX) 0.1 $570k 6.3k 90.88
Enterprise Products Partners (EPD) 0.1 $569k 20k 28.56
Ishares Trust Barclays (CMBS) 0.1 $560k 11k 53.49
Ishares Tr trs flt rt bd (TFLO) 0.1 $574k 11k 50.24
Heritage Ins Hldgs (HRTG) 0.1 $570k 38k 14.96
Kkr & Co (KKR) 0.1 $582k 22k 26.86
3M Company (MMM) 0.1 $506k 3.1k 164.39
Verizon Communications (VZ) 0.1 $519k 8.6k 60.39
CVS Caremark Corporation (CVS) 0.1 $518k 8.2k 63.04
Stryker Corporation (SYK) 0.1 $517k 2.4k 216.41
SL Green Realty 0.1 $498k 6.1k 81.68
J.M. Smucker Company (SJM) 0.1 $508k 4.6k 110.03
Titan International (TWI) 0.1 $496k 184k 2.70
Kontoor Brands (KTB) 0.1 $520k 15k 35.13
Change Healthcare 0.1 $492k 41k 12.07
Colgate-Palmolive Company (CL) 0.1 $447k 6.1k 73.47
Vornado Realty Trust (VNO) 0.1 $468k 7.4k 63.64
Oracle Corporation (ORCL) 0.1 $458k 8.3k 55.05
Marvell Technology Group 0.1 $449k 18k 24.99
EQT Corporation (EQT) 0.1 $467k 44k 10.65
Western Asset Hgh Yld Dfnd (HYI) 0.1 $462k 31k 15.15
Nuveen Int Dur Qual Mun Trm 0.1 $481k 35k 13.68
Verso Corp cl a 0.1 $464k 38k 12.37
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.1 $447k 40k 11.11
Global Ship Lease (GSL) 0.1 $474k 62k 7.64
FedEx Corporation (FDX) 0.1 $399k 2.7k 145.62
Lennar Corporation (LEN) 0.1 $423k 7.6k 55.90
Laboratory Corp. of America Holdings 0.1 $399k 2.4k 168.14
Alaska Air (ALK) 0.1 $418k 6.4k 64.84
Assured Guaranty (AGO) 0.1 $388k 8.7k 44.41
SJW (SJW) 0.1 $430k 6.3k 68.25
General Motors Company (GM) 0.1 $401k 11k 37.48
Mondelez Int (MDLZ) 0.1 $419k 7.6k 55.30
Medley Mgmt 0.1 $419k 120k 3.50
First Tr Sr Floating Rate 20 0.1 $411k 46k 8.85
Equitrans Midstream Corp (ETRN) 0.1 $408k 28k 14.55
Via 0.1 $364k 15k 24.03
Norfolk Southern (NSC) 0.1 $361k 2.0k 179.51
Cisco Systems (CSCO) 0.1 $386k 7.8k 49.40
Hawaiian Electric Industries (HE) 0.1 $365k 8.0k 45.66
Kimberly-Clark Corporation (KMB) 0.1 $338k 2.4k 141.96
Emerson Electric (EMR) 0.1 $375k 5.6k 66.93
Allstate Corporation (ALL) 0.1 $353k 3.2k 108.75
ConocoPhillips (COP) 0.1 $348k 6.1k 56.93
International Business Machines (IBM) 0.1 $368k 2.5k 145.51
Mbia (MBI) 0.1 $359k 39k 9.23
Verisk Analytics (VRSK) 0.1 $371k 2.3k 157.94
Graphic Packaging Holding Company (GPK) 0.1 $358k 24k 14.75
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $360k 26k 13.89
Meta Financial (CASH) 0.1 $372k 11k 32.65
Wisdomtree Tr intl hedge eqt (HEDJ) 0.1 $339k 5.0k 67.32
United Ins Hldgs (ACIC) 0.1 $370k 26k 13.99
Yeti Hldgs (YETI) 0.1 $386k 14k 27.97
Discover Financial Services (DFS) 0.1 $321k 4.0k 81.18
Berkshire Hathaway (BRK.A) 0.1 $312k 1.00 312000.00
Ez (EZPW) 0.1 $316k 49k 6.46
Dime Community Bancshares 0.1 $311k 15k 21.40
Arlington Asset Investment 0.1 $303k 55k 5.49
Information Services (III) 0.1 $299k 120k 2.48
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $325k 2.8k 114.24
Green Dot Corporation (GDOT) 0.1 $316k 13k 25.28
iShares Lehman MBS Bond Fund (MBB) 0.1 $316k 2.9k 108.18
WisdomTree Japan Total Dividend (DXJ) 0.1 $328k 6.5k 50.42
Amc Networks Inc Cl A (AMCX) 0.1 $322k 6.6k 49.12
Stonecastle Finl (BANX) 0.1 $327k 15k 22.15
Ishares U S Etf Tr int rt hdg c b (LQDH) 0.1 $317k 3.4k 92.83
Global Wtr Res (GWRS) 0.1 $291k 25k 11.84
Pure Acquisition Corp cl a 0.1 $308k 30k 10.23
Change Healthcare Inc unit 99/99/9999 0.1 $296k 6.2k 47.70
McDonald's Corporation (MCD) 0.1 $268k 1.3k 214.40
NVIDIA Corporation (NVDA) 0.1 $248k 1.4k 173.79
Travelers Companies (TRV) 0.1 $276k 1.9k 148.63
AmerisourceBergen (COR) 0.1 $259k 3.1k 82.38
Nextera Energy (NEE) 0.1 $233k 1.0k 233.00
Fifth Third Ban (FITB) 0.1 $275k 10k 27.33
Hershey Company (HSY) 0.1 $265k 1.7k 154.79
Deutsche Bank Ag-registered (DB) 0.1 $249k 33k 7.49
Brookdale Senior Living (BKD) 0.1 $236k 31k 7.58
Marlin Business Services 0.1 $244k 9.7k 25.23
Tesla Motors (TSLA) 0.1 $270k 1.1k 241.07
QEP Resources 0.1 $248k 67k 3.70
Vermilion Energy (VET) 0.1 $243k 15k 16.67
D Stemline Therapeutics 0.1 $256k 25k 10.40
Fs Investment Corporation 0.1 $281k 48k 5.84
Cherry Hill Mort (CHMI) 0.1 $273k 21k 13.11
Bg Staffing 0.1 $249k 13k 19.13
Xai Octagon Floatng Rate Alt (XFLT) 0.1 $275k 31k 8.95
Resideo Technologies (REZI) 0.1 $256k 18k 14.35
E TRADE Financial Corporation 0.0 $207k 4.7k 43.70
Comcast Corporation (CMCSA) 0.0 $206k 4.6k 45.00
iShares MSCI Emerging Markets Indx (EEM) 0.0 $204k 5.0k 40.80
Newmont Mining Corporation (NEM) 0.0 $207k 5.4k 38.00
Northrop Grumman Corporation (NOC) 0.0 $209k 557.00 375.22
Morgan Stanley (MS) 0.0 $232k 5.4k 42.69
Occidental Petroleum Corporation (OXY) 0.0 $224k 5.0k 44.44
Philip Morris International (PM) 0.0 $213k 2.8k 75.91
Hill International 0.0 $214k 72k 2.99
ICF International (ICFI) 0.0 $211k 2.5k 84.40
iShares Lehman Aggregate Bond (AGG) 0.0 $230k 2.0k 113.08
Maiden Holdings (MHLD) 0.0 $206k 275k 0.75
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $232k 35k 6.58
Marathon Petroleum Corp (MPC) 0.0 $223k 3.7k 60.61
Amc Entmt Hldgs Inc Cl A 0.0 $198k 19k 10.71
Nuveen Emerging Mkts Debt 20 0.0 $196k 23k 8.72
BlackRock Income Trust 0.0 $144k 24k 6.08
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $151k 11k 14.37
Cui Global 0.0 $139k 164k 0.85
Hertz Global Holdings 0.0 $159k 12k 13.83
Himax Technologies (HIMX) 0.0 $105k 47k 2.26
General Electric Company 0.0 $123k 14k 8.94
Bed Bath & Beyond 0.0 $120k 11k 10.60
Net 1 UEPS Technologies (LSAK) 0.0 $84k 24k 3.57
MDC PARTNERS INC CL A SUB Vtg 0.0 $108k 38k 2.82
Perma-fix Env. (PESI) 0.0 $102k 23k 4.52
Chiasma 0.0 $83k 17k 4.96
Provention Bio 0.0 $106k 16k 6.84
Navios Maritime Containers L 0.0 $80k 40k 2.00
Ashford Hospitality Trust 0.0 $51k 16k 3.29
Capstead Mortgage Corporation 0.0 $74k 10k 7.40
Infinity Pharmaceuticals (INFIQ) 0.0 $36k 35k 1.03
Putnam Premier Income Trust (PPT) 0.0 $65k 12k 5.27
Ocular Therapeutix (OCUL) 0.0 $38k 13k 3.04
Pure Acquisition Corp *w exp 04/17/202 0.0 $48k 46k 1.04
WidePoint Corporation 0.0 $16k 50k 0.32
Sanofi Aventis Wi Conval Rt 0.0 $9.1k 16k 0.58
Target Hospitality Corp *w exp 03/15/202 0.0 $22k 25k 0.88