Clear Harbor Asset Management as of June 30, 2020
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 263 positions in its portfolio as reported in the June 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Roper Industries (ROP) | 17.5 | $93M | 239k | 388.26 | |
| Apple (AAPL) | 4.8 | $26M | 70k | 364.80 | |
| American Water Works (AWK) | 4.7 | $25M | 194k | 128.66 | |
| Trimble Navigation (TRMB) | 2.4 | $13M | 296k | 43.19 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 2.2 | $12M | 207k | 56.77 | |
| Intellicheck Com New (IDN) | 2.1 | $11M | 1.5M | 7.55 | |
| Parker-Hannifin Corporation (PH) | 2.1 | $11M | 60k | 183.28 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 2.0 | $10M | 58k | 178.52 | |
| 4068594 Enphase Energy (ENPH) | 1.9 | $9.9M | 208k | 47.57 | |
| Flex Ord (FLEX) | 1.8 | $9.7M | 948k | 10.25 | |
| Microsoft Corporation (MSFT) | 1.7 | $8.8M | 43k | 203.51 | |
| Honeywell International (HON) | 1.5 | $7.9M | 55k | 144.59 | |
| Vanguard Bd Index Fds Total Bnd Mrkt (BND) | 1.3 | $7.1M | 80k | 88.34 | |
| Liqtech International | 1.3 | $6.7M | 1.2M | 5.46 | |
| Pioneer Natural Resources | 1.2 | $6.3M | 65k | 97.70 | |
| Caterpillar (CAT) | 1.2 | $6.1M | 49k | 126.49 | |
| Alphabet Cap Stk Cl C (GOOG) | 1.1 | $6.1M | 4.3k | 1413.70 | |
| Johnson & Johnson (JNJ) | 1.1 | $6.0M | 43k | 140.63 | |
| Vanguard Index Fds Total Stk Mkt (VTI) | 1.1 | $5.7M | 37k | 156.52 | |
| S&p Global (SPGI) | 1.0 | $5.5M | 17k | 329.48 | |
| Vanguard Intl Equity Index F Allwrld Ex Us (VEU) | 1.0 | $5.3M | 112k | 47.61 | |
| Chesapeake Utilities Corporation (CPK) | 1.0 | $5.2M | 62k | 84.00 | |
| Qorvo (QRVO) | 0.9 | $4.8M | 43k | 110.52 | |
| Illumina (ILMN) | 0.9 | $4.6M | 12k | 370.36 | |
| JPMorgan Chase & Co. (JPM) | 0.9 | $4.5M | 48k | 94.06 | |
| Ishares Gold Trust Ishares | 0.8 | $4.5M | 263k | 16.99 | |
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.8 | $4.3M | 14k | 308.37 | |
| New Jersey Resources Corporation (NJR) | 0.8 | $4.2M | 130k | 32.65 | |
| Wells Fargo & Company (WFC) | 0.7 | $3.7M | 143k | 25.60 | |
| Alphabet Cap Stk Cl A (GOOGL) | 0.7 | $3.6M | 2.6k | 1418.04 | |
| Home Depot (HD) | 0.7 | $3.6M | 14k | 250.49 | |
| Citigroup Com New (C) | 0.7 | $3.6M | 70k | 51.09 | |
| California Water Service (CWT) | 0.7 | $3.6M | 75k | 47.70 | |
| Essential Utils (WTRG) | 0.6 | $3.4M | 81k | 42.24 | |
| Everest Re Group (EG) | 0.6 | $3.3M | 16k | 206.17 | |
| L3harris Technologies (LHX) | 0.6 | $3.3M | 19k | 169.68 | |
| Micron Technology (MU) | 0.6 | $3.2M | 63k | 51.52 | |
| Ecolab (ECL) | 0.6 | $3.2M | 16k | 198.97 | |
| At&t (T) | 0.6 | $3.1M | 104k | 30.23 | |
| Merck & Co (MRK) | 0.5 | $2.9M | 37k | 77.34 | |
| Hartford Financial Services (HIG) | 0.5 | $2.8M | 74k | 38.56 | |
| CF Industries Holdings (CF) | 0.5 | $2.8M | 101k | 28.14 | |
| Procter & Gamble Company (PG) | 0.5 | $2.8M | 24k | 119.58 | |
| Union Pacific Corporation (UNP) | 0.5 | $2.7M | 16k | 169.09 | |
| MFA Mortgage Investments | 0.5 | $2.7M | 1.1M | 2.49 | |
| Solar Cap (SLRC) | 0.5 | $2.6M | 162k | 16.01 | |
| Arthur J. Gallagher & Co. (AJG) | 0.5 | $2.5M | 26k | 97.49 | |
| Westrock (WRK) | 0.5 | $2.5M | 87k | 28.26 | |
| Oaktree Specialty Lending Corp | 0.4 | $2.3M | 519k | 4.47 | |
| Spdr Ser Tr Spdr Bloomberg (BIL) | 0.4 | $2.2M | 24k | 91.53 | |
| Ishares Tr Barclays 7 10 Yr (IEF) | 0.4 | $2.2M | 18k | 121.89 | |
| UnitedHealth (UNH) | 0.4 | $2.1M | 7.3k | 294.97 | |
| Macquarie Infrastructure Company | 0.4 | $2.1M | 68k | 30.69 | |
| Raytheon Technologies Corp (RTX) | 0.4 | $1.9M | 31k | 61.63 | |
| Diamondback Energy (FANG) | 0.4 | $1.9M | 46k | 41.82 | |
| Amazon (AMZN) | 0.4 | $1.9M | 685.00 | 2759.12 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $1.8M | 41k | 44.71 | |
| Amgen (AMGN) | 0.3 | $1.7M | 7.3k | 235.91 | |
| Intel Corporation (INTC) | 0.3 | $1.7M | 29k | 59.83 | |
| Crestwood Equity Partners Unit Ltd Partner | 0.3 | $1.7M | 315k | 5.47 | |
| Bristol Myers Squibb (BMY) | 0.3 | $1.7M | 29k | 58.78 | |
| Ishares Tr 3 7 Yr Treas Bd (IEI) | 0.3 | $1.7M | 12k | 133.67 | |
| Scorpio Tankers SHS (STNG) | 0.3 | $1.6M | 128k | 12.81 | |
| Facebook Cl A (META) | 0.3 | $1.6M | 7.1k | 227.09 | |
| Diageo P L C Spon Adr New (DEO) | 0.3 | $1.6M | 12k | 134.40 | |
| Western Digital (WDC) | 0.3 | $1.6M | 35k | 44.15 | |
| Lowe's Companies (LOW) | 0.3 | $1.5M | 11k | 135.12 | |
| Qualcomm (QCOM) | 0.3 | $1.5M | 17k | 91.23 | |
| Abbvie (ABBV) | 0.3 | $1.5M | 15k | 98.19 | |
| York Water Company (YORW) | 0.3 | $1.5M | 31k | 47.96 | |
| Hexcel Corporation (HXL) | 0.3 | $1.5M | 33k | 45.21 | |
| Ishares Tr Iboxx Inv Cp Etf (LQD) | 0.3 | $1.4M | 11k | 134.52 | |
| Autodesk (ADSK) | 0.3 | $1.4M | 6.0k | 239.13 | |
| American Intl Group Com New (AIG) | 0.3 | $1.4M | 46k | 31.17 | |
| Two Hbrs Invt Corp Com New | 0.3 | $1.4M | 278k | 5.04 | |
| Abbott Laboratories (ABT) | 0.3 | $1.4M | 15k | 91.46 | |
| Tfii Cn (TFII) | 0.3 | $1.4M | 39k | 35.38 | |
| Edison International (EIX) | 0.3 | $1.4M | 25k | 54.32 | |
| First Tr Nasdaq-100 Tech Ind Ny Arca Biotech (FBT) | 0.3 | $1.3M | 8.0k | 167.79 | |
| Fidelity National Information Services (FIS) | 0.2 | $1.3M | 9.9k | 134.13 | |
| Vanguard Scottsdale Fds Mortg-back Sec (VMBS) | 0.2 | $1.3M | 23k | 54.36 | |
| Toll Brothers (TOL) | 0.2 | $1.2M | 38k | 32.60 | |
| Pfizer (PFE) | 0.2 | $1.2M | 38k | 32.69 | |
| Tesla Motors (TSLA) | 0.2 | $1.2M | 1.1k | 1080.18 | |
| Spdr Gold Tr Gold Shs (GLD) | 0.2 | $1.2M | 7.3k | 167.33 | |
| Ishares Tr Ibonds Dec22 Etf (Principal) | 0.2 | $1.2M | 47k | 25.67 | |
| Franco-Nevada Corporation (FNV) | 0.2 | $1.2M | 8.6k | 139.69 | |
| Discover Financial Services (DFS) | 0.2 | $1.2M | 24k | 50.08 | |
| New Residential Invt Corp Com New (RITM) | 0.2 | $1.2M | 156k | 7.43 | |
| Apollo Invt Corp Com New (MFIC) | 0.2 | $1.1M | 116k | 9.57 | |
| New York Mtg Tr Com Par $.02 | 0.2 | $1.1M | 410k | 2.61 | |
| Sap Se Spon Adr (SAP) | 0.2 | $1.0M | 7.5k | 139.95 | |
| Danaher Corporation (DHR) | 0.2 | $1.0M | 5.8k | 176.81 | |
| Kraft Heinz (KHC) | 0.2 | $985k | 31k | 31.89 | |
| Benefytt Technologies Com Cl A | 0.2 | $982k | 48k | 20.46 | |
| Chevron Corporation (CVX) | 0.2 | $980k | 11k | 89.26 | |
| FedEx Corporation (FDX) | 0.2 | $951k | 6.8k | 140.24 | |
| Viacomcbs CL B (PARA) | 0.2 | $912k | 39k | 23.31 | |
| Disney Walt Com Disney (DIS) | 0.2 | $911k | 8.2k | 111.48 | |
| Cigna Corp (CI) | 0.2 | $899k | 4.8k | 187.57 | |
| Change Healthcare | 0.2 | $898k | 80k | 11.20 | |
| Extended Stay Amer Unit 99/99/9999b | 0.2 | $896k | 80k | 11.19 | |
| Booking Holdings (BKNG) | 0.2 | $896k | 563.00 | 1591.47 | |
| Envestnet (ENV) | 0.2 | $880k | 12k | 73.52 | |
| Purecycle Corp Com New (PCYO) | 0.2 | $878k | 96k | 9.19 | |
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.2 | $868k | 5.3k | 163.99 | |
| Northwest Natural Holdin (NWN) | 0.2 | $858k | 15k | 55.78 | |
| Visa Com Cl A (V) | 0.2 | $837k | 4.3k | 193.26 | |
| salesforce (CRM) | 0.2 | $837k | 4.5k | 187.25 | |
| Kellogg Company (K) | 0.2 | $818k | 12k | 66.05 | |
| Pepsi (PEP) | 0.2 | $812k | 6.1k | 132.25 | |
| Vanguard Index Fds Mcap Vl Idxvip (VOE) | 0.1 | $769k | 8.0k | 95.74 | |
| Applied Materials (AMAT) | 0.1 | $767k | 13k | 60.43 | |
| Stryker Corporation (SYK) | 0.1 | $761k | 4.2k | 180.12 | |
| Newmont Mining Corporation (NEM) | 0.1 | $747k | 12k | 61.75 | |
| Boeing Company (BA) | 0.1 | $744k | 4.1k | 183.30 | |
| Consolidated Edison (ED) | 0.1 | $739k | 10k | 71.91 | |
| Gilead Sciences (GILD) | 0.1 | $737k | 9.6k | 76.96 | |
| Antero Res (AR) | 0.1 | $732k | 288k | 2.54 | |
| Chemours (CC) | 0.1 | $704k | 46k | 15.34 | |
| Commscope Hldg (COMM) | 0.1 | $691k | 83k | 8.34 | |
| Illinois Tool Works (ITW) | 0.1 | $690k | 3.9k | 174.73 | |
| McKesson Corporation (MCK) | 0.1 | $685k | 4.5k | 153.52 | |
| Western Asset Global Cp Defi (GDO) | 0.1 | $684k | 42k | 16.37 | |
| SJW (SJW) | 0.1 | $678k | 11k | 62.12 | |
| Titan International (TWI) | 0.1 | $677k | 464k | 1.46 | |
| 0.1 | $670k | 23k | 29.78 | ||
| Matador Resources (MTDR) | 0.1 | $661k | 78k | 8.50 | |
| Verizon Communications (VZ) | 0.1 | $659k | 12k | 55.11 | |
| Trex Company (TREX) | 0.1 | $652k | 5.0k | 130.09 | |
| Chubb (CB) | 0.1 | $647k | 5.1k | 126.71 | |
| Coca-Cola Company (KO) | 0.1 | $645k | 14k | 44.67 | |
| Mastercard Incorporated Cl A (MA) | 0.1 | $636k | 2.2k | 295.81 | |
| Lam Research Corporation (LRCX) | 0.1 | $633k | 2.0k | 323.62 | |
| Pieris Pharmaceuticals | 0.1 | $625k | 202k | 3.10 | |
| Assured Guaranty (AGO) | 0.1 | $606k | 25k | 24.41 | |
| Ishares Tr Sh Tr Crport Etf (IGSB) | 0.1 | $586k | 11k | 54.76 | |
| Bank of America Corporation (BAC) | 0.1 | $573k | 24k | 23.76 | |
| CSX Corporation (CSX) | 0.1 | $570k | 8.2k | 69.74 | |
| Discovery Com Ser A | 0.1 | $563k | 27k | 21.11 | |
| Vaneck Merk Gold Trust Gold Trust (OUNZ) | 0.1 | $563k | 32k | 17.38 | |
| Southwest Airlines (LUV) | 0.1 | $562k | 17k | 34.16 | |
| Hca Holdings (HCA) | 0.1 | $559k | 5.8k | 97.13 | |
| Ishares Tr Ibonds Dec21 Etf (Principal) | 0.1 | $556k | 22k | 25.15 | |
| Ishares Tr TRS FLT RT BD (TFLO) | 0.1 | $549k | 11k | 50.25 | |
| PG&E Corporation (PCG) | 0.1 | $548k | 62k | 8.86 | |
| Heritage Ins Hldgs (HRTG) | 0.1 | $541k | 41k | 13.09 | |
| Lennar Corp Cl A (LEN) | 0.1 | $535k | 8.7k | 61.66 | |
| Comcast Corp Cl A (CMCSA) | 0.1 | $535k | 14k | 38.99 | |
| Deere & Company (DE) | 0.1 | $527k | 3.4k | 157.08 | |
| United Ins Hldgs (ACIC) | 0.1 | $524k | 67k | 7.82 | |
| Kkr & Co (KKR) | 0.1 | $518k | 17k | 30.88 | |
| Smucker J M Com New (SJM) | 0.1 | $512k | 4.8k | 105.76 | |
| Universal Technical Institute (UTI) | 0.1 | $512k | 74k | 6.96 | |
| Antero Midstream Corp antero midstream (AM) | 0.1 | $511k | 100k | 5.10 | |
| Ishares Silver Tr Ishares (SLV) | 0.1 | $510k | 30k | 17.00 | |
| Colgate-Palmolive Company (CL) | 0.1 | $508k | 6.9k | 73.26 | |
| Hawaiian Electric Industries (HE) | 0.1 | $503k | 14k | 36.06 | |
| Nuveen Int Dur Qual Mun Trm | 0.1 | $501k | 35k | 14.20 | |
| Garrison Capital | 0.1 | $498k | 147k | 3.38 | |
| NVIDIA Corporation (NVDA) | 0.1 | $493k | 1.3k | 380.11 | |
| Goodyear Tire & Rubber Company (GT) | 0.1 | $481k | 54k | 8.94 | |
| Laboratory Corp Amer Hldgs Com New | 0.1 | $472k | 2.8k | 166.02 | |
| AmerisourceBergen (COR) | 0.1 | $463k | 4.6k | 100.67 | |
| Alliance Data Systems Corporation (BFH) | 0.1 | $461k | 10k | 45.15 | |
| Zebra Technologies Corporati Cl A (ZBRA) | 0.1 | $447k | 1.7k | 256.16 | |
| First Tr Sr Floating Rate 20 Com Shs | 0.1 | $442k | 54k | 8.26 | |
| PNC Financial Services (PNC) | 0.1 | $439k | 4.2k | 105.15 | |
| Industrial Logistics Pptys T Com Shs Ben Int (ILPT) | 0.1 | $438k | 21k | 20.54 | |
| Alexander & Baldwin (ALEX) | 0.1 | $427k | 35k | 12.20 | |
| General Motors Company (GM) | 0.1 | $426k | 17k | 25.27 | |
| Leidos Holdings (LDOS) | 0.1 | $420k | 4.5k | 93.65 | |
| Western Asset Hgh Yld Dfnd (HYI) | 0.1 | $413k | 30k | 13.97 | |
| Hunt Cos Fin Tr | 0.1 | $412k | 156k | 2.65 | |
| Verisk Analytics (VRSK) | 0.1 | $401k | 2.4k | 170.20 | |
| Mondelez Intl Cl A (MDLZ) | 0.1 | $387k | 7.6k | 51.08 | |
| Mdc Partners Cl A Sub Vtg | 0.1 | $386k | 186k | 2.08 | |
| Cisco Systems (CSCO) | 0.1 | $381k | 8.2k | 46.61 | |
| Servicesource | 0.1 | $378k | 239k | 1.58 | |
| Change Healthcare Unit 99/99/9999 | 0.1 | $373k | 8.5k | 43.99 | |
| Broadcom (AVGO) | 0.1 | $369k | 1.2k | 315.92 | |
| Ishares Tr Mbs Etf (MBB) | 0.1 | $367k | 3.3k | 110.84 | |
| Emerson Electric (EMR) | 0.1 | $365k | 5.9k | 62.03 | |
| Barnes & Noble Ed | 0.1 | $361k | 226k | 1.60 | |
| CVS Caremark Corporation (CVS) | 0.1 | $357k | 5.5k | 64.96 | |
| Vaneck Vectors Etf Tr Gold Miners Etf (GDX) | 0.1 | $356k | 9.7k | 36.70 | |
| Norfolk Southern (NSC) | 0.1 | $353k | 2.0k | 175.53 | |
| Asml Holding N V N Y Registry Shs (ASML) | 0.1 | $350k | 951.00 | 368.03 | |
| Travelers Companies (TRV) | 0.1 | $349k | 3.1k | 114.05 | |
| Enterprise Products Partners (EPD) | 0.1 | $346k | 19k | 18.19 | |
| PerkinElmer (RVTY) | 0.1 | $343k | 3.5k | 98.00 | |
| Berkshire Hathaway Inc Del Cl A (BRK.A) | 0.1 | $342k | 1.00 | 342000.00 | |
| Uber Technologies (UBER) | 0.1 | $341k | 11k | 31.07 | |
| Ares Coml Real Estate (ACRE) | 0.1 | $338k | 37k | 9.13 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $337k | 2.4k | 141.54 | |
| Proshares Tr Ultpro Sht 2017 | 0.1 | $337k | 31k | 10.75 | |
| EQT Corporation (EQT) | 0.1 | $335k | 28k | 11.88 | |
| China Mobile Sponsored Adr | 0.1 | $333k | 9.9k | 33.62 | |
| Oracle Corporation (ORCL) | 0.1 | $328k | 5.9k | 55.19 | |
| Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.1 | $319k | 26k | 12.31 | |
| Ishares Core Msci Emkt (IEMG) | 0.1 | $315k | 6.6k | 47.66 | |
| Ishares U S Etf Tr Int Rt Hdg C B (LQDH) | 0.1 | $312k | 3.5k | 90.04 | |
| Graphic Packaging Holding Company (GPK) | 0.1 | $310k | 22k | 14.01 | |
| ConocoPhillips (COP) | 0.1 | $310k | 7.4k | 41.99 | |
| Green Dot Corp Cl A (GDOT) | 0.1 | $303k | 6.2k | 49.07 | |
| Ishares Tr National Mun Etf (MUB) | 0.1 | $299k | 2.6k | 115.49 | |
| International Business Machines (IBM) | 0.1 | $297k | 2.5k | 120.78 | |
| Ishares Tr Msci India Etf (INDA) | 0.1 | $292k | 10k | 29.05 | |
| Axis Capital Holdings SHS (AXS) | 0.1 | $289k | 7.1k | 40.62 | |
| 3M Company (MMM) | 0.1 | $280k | 1.8k | 156.16 | |
| American Express Company (AXP) | 0.1 | $278k | 2.9k | 95.34 | |
| Trane Technologies SHS (TT) | 0.1 | $276k | 3.1k | 89.03 | |
| Graftech International (EAF) | 0.1 | $276k | 35k | 7.99 | |
| SL Green Realty | 0.1 | $269k | 5.5k | 49.21 | |
| Allstate Corporation (ALL) | 0.0 | $257k | 2.6k | 97.13 | |
| Greenlight Capital Re Class A (GLRE) | 0.0 | $252k | 39k | 6.51 | |
| Loral Space & Communications | 0.0 | $252k | 13k | 19.53 | |
| Citrix Systems | 0.0 | $251k | 1.7k | 148.00 | |
| Toyota Motor Corp Sp Adr Rep2com (TM) | 0.0 | $251k | 2.0k | 125.50 | |
| Frontline Shs New | 0.0 | $248k | 36k | 6.98 | |
| Global Wtr Res (GWRS) | 0.0 | $247k | 23k | 10.56 | |
| Wisdomtree Tr Europe Hedged Eq (HEDJ) | 0.0 | $239k | 3.9k | 60.61 | |
| Morgan Stanley Com New (MS) | 0.0 | $237k | 4.9k | 48.37 | |
| Global Ship Lease Com Cl A (GSL) | 0.0 | $235k | 56k | 4.24 | |
| Provention Bio | 0.0 | $226k | 16k | 14.12 | |
| Patterson-UTI Energy (PTEN) | 0.0 | $225k | 65k | 3.46 | |
| Stonecastle Finl (BANX) | 0.0 | $225k | 14k | 15.89 | |
| Hershey Company (HSY) | 0.0 | $222k | 1.7k | 129.67 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $220k | 608.00 | 361.84 | |
| Dominion Resources (D) | 0.0 | $216k | 2.7k | 81.14 | |
| Otis Worldwide Corp (OTIS) | 0.0 | $215k | 3.8k | 56.91 | |
| Meta Financial (CASH) | 0.0 | $213k | 12k | 18.16 | |
| Bank Of Nt Butterfield&son L Shs New (NTB) | 0.0 | $210k | 8.6k | 24.42 | |
| Crown Castle Intl (CCI) | 0.0 | $208k | 1.2k | 167.74 | |
| Wisdomtree Tr Japn Hedge Eqt (DXJ) | 0.0 | $207k | 4.4k | 46.94 | |
| Morgan Stanley Emerging Markets Domestic (EDD) | 0.0 | $205k | 36k | 5.65 | |
| Raven Industries | 0.0 | $204k | 9.5k | 21.47 | |
| Spdr Ser Tr Portfoli S&p1500 (SPTM) | 0.0 | $204k | 5.4k | 37.71 | |
| Philip Morris International (PM) | 0.0 | $201k | 2.9k | 70.11 | |
| Dime Community Bancshares | 0.0 | $200k | 15k | 13.76 | |
| Grupo Televisa Sa Spon Adr Rep Ord (TV) | 0.0 | $190k | 36k | 5.24 | |
| Bg Staffing | 0.0 | $189k | 17k | 11.33 | |
| Information Services (III) | 0.0 | $177k | 86k | 2.07 | |
| Equitrans Midstream Corp (ETRN) | 0.0 | $171k | 21k | 8.30 | |
| Himax Technologies Sponsored Adr (HIMX) | 0.0 | $169k | 41k | 4.13 | |
| Nuveen Mun 2021 Target Term | 0.0 | $147k | 15k | 9.90 | |
| Cherry Hill Mort (CHMI) | 0.0 | $140k | 16k | 9.00 | |
| Perma-fix Environmental Svcs Com New (PESI) | 0.0 | $138k | 22k | 6.38 | |
| Chico's FAS | 0.0 | $130k | 94k | 1.38 | |
| Just Energy Group | 0.0 | $124k | 242k | 0.51 | |
| Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) | 0.0 | $120k | 12k | 10.12 | |
| Mbia (MBI) | 0.0 | $120k | 17k | 7.27 | |
| Dell Technologies CL C Call Option (DELL) | 0.0 | $118k | 14k | 8.55 | |
| Orbital Energy Group | 0.0 | $97k | 156k | 0.62 | |
| BlackRock Income Trust | 0.0 | $97k | 16k | 6.15 | |
| General Electric Company | 0.0 | $95k | 14k | 6.82 | |
| Magnolia Oil & Gas Corp Cl A (MGY) | 0.0 | $92k | 15k | 6.05 | |
| Net 1 Ueps Technologies Com New (LSAK) | 0.0 | $91k | 30k | 3.04 | |
| Hill International | 0.0 | $76k | 50k | 1.52 | |
| Putnam Premier Income Tr Sh Ben Int (PPT) | 0.0 | $63k | 13k | 4.73 | |
| Medley Capital Corporation | 0.0 | $35k | 46k | 0.77 | |
| Infinity Pharmaceuticals (INFIQ) | 0.0 | $29k | 32k | 0.90 | |
| Ashford Hospitality Tr Com Shs | 0.0 | $11k | 16k | 0.71 |
