CNH Partners

Cnh Partners as of March 31, 2015

Portfolio Holdings for Cnh Partners

Cnh Partners holds 455 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology SDCV 2.125%12/1 (Principal) 2.7 $211M 108M 1.96
Novellus Sys Note 2.625% 5/1 (Principal) 2.6 $199M 97M 2.05
Hudson City Ban 2.3 $179M 17M 10.48
Wellpoint Note 2.750%10/1 (Principal) 2.3 $178M 86M 2.07
Intel Corp SDCV 3.250% 8/0 (Principal) 2.3 $176M 111M 1.58
Time Warner Cable 2.3 $175M 1.2M 149.88
Lorillard 2.2 $172M 2.6M 65.35
TRW Automotive Holdings 2.1 $165M 1.6M 104.85
Family Dollar Stores 2.1 $160M 2.0M 79.24
Sigma-Aldrich Corporation 2.0 $159M 1.2M 138.25
Sunedison Note 2.000%10/0 (Principal) 2.0 $159M 92M 1.72
Dresser-Rand 1.9 $146M 1.8M 80.35
Sandisk Corp Note 1.500% 8/1 (Principal) 1.9 $144M 105M 1.37
Hospira 1.8 $143M 1.6M 87.84
Mgic Invt Corp Wis Note 2.000% 4/0 (Principal) 1.6 $124M 84M 1.47
Hawaiian Electric Industries (HE) 1.6 $122M 3.8M 32.12
Directv 1.6 $122M 1.4M 85.10
Pepco Holdings 1.5 $118M 4.4M 26.83
Baker Hughes Incorporated 1.5 $117M 1.8M 63.58
Fiat Chrysler Automobiles N Man Cov Sec 16 1.5 $116M 840k 138.00
Micron Technology Note 2.375% 5/0 (Principal) 1.4 $112M 40M 2.82
Salix Pharmaceuticals 1.4 $111M 641k 172.81
Yahoo! 1.4 $107M 2.4M 44.44
Integrys Energy 1.3 $103M 1.4M 72.02
Phh Corp Note 6.000% 6/1 (Principal) 1.3 $102M 51M 1.98
Polypore International 1.3 $98M 1.7M 58.90
Health Care Reit Pfd Per Con I 1.2 $96M 1.4M 67.97
Dominion Res Inc Va Unit 07/01/2016 1.2 $93M 1.6M 56.53
Southwestern Energy Dep Shs 1/20 B 1.2 $92M 1.8M 50.63
Actavis Pfd Conv Ser A 1.2 $91M 88k 1033.75
Tesla Mtrs Note 1.500% 6/0 (Principal) 1.2 $90M 56M 1.61
Dominion Res Inc Va Unit 04/01/2013 1.2 $90M 1.6M 56.31
Tyson Foods Unit 99/99/9999 1.1 $89M 1.8M 48.89
T Mobile Us Conv Pfd Ser A 1.1 $87M 1.5M 58.91
Talisman Energy Inc Com Stk 1.0 $81M 11M 7.68
Exelis 1.0 $78M 3.2M 24.37
Sunedison Note 2.750% 1/0 (Principal) 1.0 $77M 44M 1.75
Pharmacyclics 0.9 $69M 270k 255.95
Orbitz Worldwide 0.8 $66M 5.6M 11.66
Cleco Corporation 0.8 $63M 1.2M 54.52
Susquehanna Bancshares 0.8 $62M 4.5M 13.71
Radian Group Note 3.000%11/1 (Principal) 0.8 $59M 39M 1.54
Riverbed Technology 0.8 $59M 2.8M 20.91
Radian Group Note 2.250% 3/0 (Principal) 0.7 $54M 33M 1.61
Webmd Health Corp Note 1.500%12/0 (Principal) 0.7 $52M 49M 1.06
City National Corporation 0.6 $51M 567k 89.08
Cheniere Energy Note 4.250% 3/1 (Principal) 0.6 $49M 59M 0.83
Crown Castle Intl Corp Cnv Pfd Stk Sr A 0.6 $47M 447k 104.83
Electronic Arts Note 0.750% 7/1 (Principal) 0.6 $46M 25M 1.85
Mgm Resorts International Note 4.250% 4/1 (Principal) 0.6 $45M 39M 1.14
Aviv Reit 0.6 $45M 1.2M 36.50
Uti Worldwide Note 4.500% 3/0 (Principal) 0.6 $45M 40M 1.13
Micron Technology Note 3.125% 5/0 (Principal) 0.6 $44M 16M 2.78
Aruba Networks 0.5 $43M 1.7M 24.49
Meritor Note 7.875% 3/0 (Principal) 0.5 $42M 28M 1.50
Starwood Ppty Tr Note 4.550% 3/0 (Principal) 0.5 $42M 38M 1.10
Mgic Invt Corp Wis Note 5.000% 5/0 (Principal) 0.5 $42M 38M 1.11
Herbalife Note 2.000% 8/1 (Principal) 0.5 $41M 50M 0.83
Annaly Cap Mgmt Note 5.000% 5/1 (Principal) 0.5 $39M 39M 1.00
Health Care Reit Note 3.000%12/0 (Principal) 0.5 $38M 25M 1.49
Home Ln Servicing Solutions Ord Shs 0.5 $37M 2.2M 16.54
Advent Software 0.5 $36M 813k 44.11
Quinpario Acquisition Corp 2 Unit 01/01/2023 0.5 $35M 3.5M 10.08
MeadWestva 0.4 $35M 696k 49.87
Wl Ross Hldg Corp Com Shs 0.4 $35M 3.5M 10.00
Office Depot 0.4 $32M 3.5M 9.20
Equinix Note 4.750% 6/1 (Principal) 0.4 $32M 11M 2.89
American Rlty Cap Pptys Note 3.000% 8/0 (Principal) 0.4 $32M 32M 0.97
Mavenir Systems 0.4 $30M 1.7M 17.74
Auspex Pharmaceuticals 0.4 $29M 289k 100.27
Ship Finance International L Note 3.250% 2/0 (Principal) 0.4 $29M 29M 1.00
Catamaran 0.4 $28M 477k 59.54
Cemex Sab De Cv Note 3.250% 3/1 (Principal) 0.4 $28M 25M 1.12
Starwood Ppty Tr Note 4.000% 1/1 (Principal) 0.3 $26M 23M 1.16
Convergys Corp SDCV 5.750% 9/1 (Principal) 0.3 $26M 13M 2.10
Starwood Ppty Tr Note 3.750%10/1 (Principal) 0.3 $25M 24M 1.05
Freescale Semiconductor SHS 0.3 $25M 607k 40.76
Macerich Company (MAC) 0.3 $24M 279k 84.33
Pdl Biopharma Note 4.000% 2/0 (Principal) 0.3 $23M 24M 0.96
Garnero Group Acquisition SHS 0.3 $23M 2.4M 9.60
United States Stl Corp Note 2.750% 4/0 (Principal) 0.3 $22M 18M 1.21
Gencorp SDCV 4.062%12/3 (Principal) 0.3 $21M 8.3M 2.58
Square 1 Finl Cl A 0.3 $21M 788k 26.77
Spirit Rlty Cap Note 2.875% 5/1 (Principal) 0.3 $20M 20M 1.00
Terex Corp Note 4.000% 6/0 (Principal) 0.3 $20M 12M 1.65
Journal Communications Cl A 0.3 $20M 1.3M 14.82
Micron Technology Note 2.125% 2/1 (Principal) 0.2 $19M 7.8M 2.49
Hydra Inds Acquisition 0.2 $19M 2.0M 9.45
Standard Pac Corp Note 1.250% 8/0 (Principal) 0.2 $18M 15M 1.24
Harmony Merger Corp Unit 99/99/9999 0.2 $18M 1.8M 10.00
Weyerhaeuser Pref Conv Ser A 0.2 $18M 321k 54.97
Healthways Note 1.500% 7/0 (Principal) 0.2 $17M 15M 1.17
Terrapin 3 Acquisition Corp Com Cl A 0.2 $16M 1.7M 9.60
Ciena Corp Debt 4.000%12/1 (Principal) 0.2 $16M 13M 1.28
Take-two Interactive Softwar Note 1.750%12/0 (Principal) 0.2 $16M 11M 1.41
Cambridge Cap Acquisition 0.2 $16M 1.6M 10.05
Vector Group FRNT 1/1 (Principal) 0.2 $15M 11M 1.41
Cdk Global Inc equities 0.2 $15M 315k 46.76
American Tower Corp Pfd Conv Ser A 0.2 $15M 141k 103.13
Capitol Acquisition Corp Ii 0.2 $15M 1.4M 10.11
RTI International Metals 0.2 $14M 402k 35.91
Affymetrix Note 4.000% 7/0 (Principal) 0.2 $14M 6.5M 2.20
Stillwater Mng Note 1.750%10/1 (Principal) 0.2 $14M 13M 1.15
Hudson Valley Holding 0.2 $14M 549k 25.56
Life Time Fitness 0.2 $14M 192k 70.96
Hologic FRNT 2.000%12/1 (Principal) 0.2 $14M 9.2M 1.47
Red Hat 0.2 $13M 173k 75.75
Wesco Intl DBCV 6.000% 9/1 (Principal) 0.2 $12M 5.0M 2.48
Alon Usa Energy Note 3.000% 9/1 (Principal) 0.2 $12M 9.4M 1.28
Amsurg Corp Pfd Cnv Sr A-1 % 0.1 $12M 93k 124.12
Northstar Asset Management C 0.1 $12M 492k 23.34
Sears Holdings Corporation 0.1 $11M 265k 41.38
Tornier N V SHS 0.1 $11M 415k 26.22
Meadowbrook Ins Group DBCV 5.000% 3/1 (Principal) 0.1 $11M 9.4M 1.14
Cemex Sab De Cv Note 3.750% 3/1 (Principal) 0.1 $11M 8.9M 1.19
Av Homes Note 7.500% 2/1 (Principal) 0.1 $10M 10M 1.01
Ttm Technologies Note 1.750%12/1 (Principal) 0.1 $10M 9.4M 1.10
Roi Acquisition Corp Ii 0.1 $10M 1.1M 9.86
Fintech Acquisition Corp Unit 99/99/9999 0.1 $10M 1.0M 10.20
American Rlty Cap Pptys Note 3.750%12/1 (Principal) 0.1 $10M 10M 0.98
Liberty Interactive Corp Lbt Vent Com A 0.1 $10M 240k 42.01
Webmd Health Corp Note 2.500% 1/3 (Principal) 0.1 $10M 9.9M 1.02
Rambus Inc Del Note 1.125% 8/1 (Principal) 0.1 $9.9M 8.2M 1.22
Sequenom Note 5.000%10/0 (Principal) 0.1 $9.9M 9.5M 1.05
Spirit Rlty Cap Note 3.750% 5/1 (Principal) 0.1 $9.7M 9.7M 1.00
Time Warner Com New 0.1 $9.6M 114k 84.44
Ar Cap Acquisition 0.1 $9.6M 1.0M 9.51
Salix Pharmaceuticals Note 1.500% 3/1 (Principal) 0.1 $9.6M 3.6M 2.66
Automatic Data Processing (ADP) 0.1 $9.5M 111k 85.64
Amtrust Finl Svcs Note 2.750%12/1 (Principal) 0.1 $9.3M 10M 0.91
Global Defense & Natl Sec Sy 0.1 $9.3M 896k 10.36
Meadowbrook Insurance 0.1 $9.2M 1.1M 8.50
Webmd Health Corp Note 2.250% 3/3 (Principal) 0.1 $9.1M 9.1M 1.01
Time 0.1 $9.1M 406k 22.44
Navient Corporation equity (NAVI) 0.1 $9.1M 445k 20.33
SLM Corporation (SLM) 0.1 $9.0M 965k 9.28
Courier Corporation 0.1 $8.8M 358k 24.48
Timken Company (TKR) 0.1 $8.7M 206k 42.14
Cowen Group Note 3.000% 3/1 (Principal) 0.1 $8.7M 7.6M 1.14
Avatar Hldgs Note 7.500% 2/1 (Principal) 0.1 $8.7M 8.7M 1.00
Hyperion Therapeutics 0.1 $8.3M 181k 45.90
Dominion Res Inc Va Unit 99/99/9999 0.1 $8.2M 167k 49.37
Aegean Marine Pete Network I Note 4.000%11/0 (Principal) 0.1 $8.2M 6.8M 1.21
Developers Diversified Rlty Note 1.750%11/1 (Principal) 0.1 $8.2M 6.5M 1.26
Northstar Rlty Fin Corp Com New 0.1 $8.1M 450k 18.12
Wp Glimcher 0.1 $8.1M 487k 16.63
Accuray Debt 3.500% 2/0 (Principal) 0.1 $8.0M 4.5M 1.78
Omnicare Cap Tr Ii PFD B TR 4.00% 0.1 $8.0M 85k 94.53
Boulevard Acquisition 0.1 $7.9M 805k 9.80
Integrated Silicon Solution 0.1 $7.8M 436k 17.89
Bank of Kentucky Financial 0.1 $7.4M 150k 49.05
Lands' End (LE) 0.1 $7.2M 202k 35.88
Outfront Media (OUT) 0.1 $7.2M 240k 29.92
Rayonier (RYN) 0.1 $7.1M 263k 26.96
General Cable Corp Del FRNT 4.500%11/1 (Principal) 0.1 $7.0M 8.7M 0.80
Google CL C 0.1 $7.0M 13k 543.15
Spectrum Pharmaceuticals Note 2.750%12/1 (Principal) 0.1 $6.7M 7.3M 0.92
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $6.4M 477k 13.46
Now (DNOW) 0.1 $6.3M 292k 21.64
Heritage Financial 0.1 $6.0M 221k 27.23
Barington Hilco Acquisition Unit 99/99/9999t 0.1 $6.0M 600k 9.95
Blackrock Core Bd Tr Shs Ben Int (BHK) 0.1 $5.8M 422k 13.82
Rio Alto Mng 0.1 $5.7M 2.3M 2.46
Oil States International (OIS) 0.1 $5.6M 141k 39.77
Kofax Com Usd 0.1 $5.6M 512k 10.95
Cohen & Steers Quality Income Realty (RQI) 0.1 $5.5M 444k 12.42
Blackrock Res & Comm Strat T SHS (BCX) 0.1 $5.3M 559k 9.56
Renewable Energy Group MTNF 2.750% 6/1 (Principal) 0.1 $5.2M 5.6M 0.93
Kimberly-Clark Corporation (KMB) 0.1 $5.1M 48k 107.11
Blackrock Mun Target Term Tr Com Shs Ben In (BTT) 0.1 $5.0M 240k 20.97
Synchrony Financial (SYF) 0.1 $4.9M 162k 30.35
UIL Holdings Corporation 0.1 $4.9M 95k 51.42
Kohlberg Capital Corp Note 8.750% 3/1 (Principal) 0.1 $4.8M 4.4M 1.11
Timkensteel (MTUS) 0.1 $4.8M 183k 26.47
Rite Aid Corp Note 8.500% 5/1 (Principal) 0.1 $4.8M 1.4M 3.36
Vantage Drilling Company Note 7.875% 9/0 (Principal) 0.1 $4.8M 5.3M 0.91
Herbalife Com Usd Shs (HLF) 0.1 $4.8M 112k 42.76
Teva Pharmaceutical Inds Adr (TEVA) 0.1 $4.7M 75k 62.30
Levy Acquisition Corp *w Exp 11/19/201 0.1 $4.6M 1.1M 4.15
Ares Cap Corp Note 5.750% 2/0 (Principal) 0.1 $4.6M 4.4M 1.04
Viasystems Group Com Par$.01 0.1 $4.5M 259k 17.49
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $4.5M 405k 11.16
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $4.4M 309k 14.39
Nuveen Cr Strategies Incm Com Shs (JQC) 0.1 $4.4M 481k 9.05
Istar Finl Note 3.000%11/1 (Principal) 0.1 $4.3M 3.7M 1.19
1347 Cap 0.1 $4.3M 451k 9.60
Rayonier Advanced Matls (RYAM) 0.1 $4.3M 289k 14.90
Emulex Corp Com New 0.1 $4.3M 535k 7.97
LNB Ban 0.1 $4.3M 239k 17.84
Beazer Homes Usa Unit 07/15/2015 0.1 $4.1M 150k 27.16
Gain Cap Hldgs Note 4.125%12/0 (Principal) 0.1 $4.1M 3.8M 1.08
Vitesse Semiconductor Corp Com New 0.0 $3.7M 690k 5.31
National-Oilwell Var 0.0 $3.7M 73k 49.99
Citrix Systems 0.0 $3.6M 57k 63.87
Retrophin 0.0 $3.6M 150k 23.96
Entropic Communications 0.0 $3.6M 1.2M 2.96
Hampden Ban 0.0 $3.5M 158k 22.13
C B Pharma Acquisition Corp SHS 0.0 $3.4M 350k 9.78
M/i Homes Note 3.250% 9/1 (Principal) 0.0 $3.4M 2.9M 1.19
International Game Technology 0.0 $3.3M 188k 17.41
Liberty All Star Equity Sh Ben Int (USA) 0.0 $3.2M 554k 5.84
First Tr High Income L/s (FSD) 0.0 $3.2M 197k 16.38
Blackstone Gso Strategic Cr Com Shs Ben In (BGB) 0.0 $3.2M 198k 16.18
La Quinta Holdings 0.0 $3.2M 135k 23.68
Citizens Financial (CFG) 0.0 $3.2M 131k 24.13
Zs Pharma 0.0 $3.2M 75k 42.08
Meritage Homes Corp Note 1.875% 9/1 (Principal) 0.0 $3.1M 2.9M 1.07
Chesapeake Lodging Tr Sh Ben Int 0.0 $3.0M 90k 33.83
Acorda Therapeutics Note 1.750% 6/1 (Principal) 0.0 $2.9M 2.8M 1.03
Alpine Global Premier Pptys Com Sbi 0.0 $2.8M 404k 6.84
Albany Molecular Resh Note 2.250%11/1 (Principal) 0.0 $2.7M 2.1M 1.28
Liberty Tripadvisor Hldgs In Com Ser A (LTRPA) 0.0 $2.7M 85k 31.79
Zendesk 0.0 $2.7M 118k 22.69
Invacare Corp SDCV 4.125% 2/0 (Principal) 0.0 $2.7M 2.5M 1.06
Keycorp Pfd 7.75% Sr A 0.0 $2.6M 20k 129.65
Cenveo Corp Note 7.000% 5/1 (Principal) 0.0 $2.6M 2.7M 0.94
Bright Horizons Fam Sol In D (BFAM) 0.0 $2.6M 50k 51.28
M/i Homes Note 3.000% 3/0 (Principal) 0.0 $2.6M 2.5M 1.03
Hubspot (HUBS) 0.0 $2.4M 61k 39.90
Ark Restaurants (ARKR) 0.0 $2.4M 98k 24.92
Mannkind Corp Note 5.750% 8/1 (Principal) 0.0 $2.4M 2.3M 1.03
Bridge Capital Holdings 0.0 $2.3M 89k 26.11
Nuveen Premium Income Municipal Fund 0.0 $2.3M 165k 14.02
International Paper Company (IP) 0.0 $2.2M 40k 55.50
Dt Asia Invts SHS 0.0 $2.2M 225k 9.82
Cbre Clarion Global Real Estat re (IGR) 0.0 $2.1M 239k 8.95
Wl Ross Hldg Corp *w Exp 06/11/201 0.0 $2.1M 3.5M 0.61
Compucredit Hldgs Corp Note 5.875%11/3 (Principal) 0.0 $2.1M 5.0M 0.42
Simon Property (SPG) 0.0 $2.1M 11k 195.61
Quantum Corp Note 4.500%11/1 (Principal) 0.0 $2.0M 1.8M 1.17
Cohen & Steers REIT/P (RNP) 0.0 $2.0M 105k 19.45
Arvinmeritor FRNT 4.625% 3/0 (Principal) 0.0 $2.0M 2.0M 1.02
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $2.0M 147k 13.71
Nuance Communications Note 2.750%11/0 (Principal) 0.0 $2.0M 2.0M 1.00
Hawaiian Holdings Note 5.000% 3/1 (Principal) 0.0 $2.0M 700k 2.83
Encore Cap Group Note 3.000% 7/0 (Principal) 0.0 $2.0M 1.8M 1.08
Nuveen Premium Income Muni Fund 2 0.0 $2.0M 139k 14.19
Nuveen Insured Quality Muncipal Fund 0.0 $2.0M 147k 13.39
Sucampo Pharmaceuticals Cl A 0.0 $2.0M 126k 15.56
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $1.9M 365k 5.32
Resource Cap Corp Note 8.000% 1/1 (Principal) 0.0 $1.9M 2.0M 0.96
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $1.9M 136k 13.88
Wells Fargo Advantage Multi Com Shs (ERC) 0.0 $1.9M 140k 13.35
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $1.8M 275k 6.72
Jason Inds *w Exp 06/30/201 0.0 $1.8M 2.3M 0.79
Templeton Global Income Fund 0.0 $1.8M 255k 7.19
Franklin Templeton (FTF) 0.0 $1.8M 149k 12.17
Ares Dynamic Cr Allocation (ARDC) 0.0 $1.8M 109k 16.24
Central Securities (CET) 0.0 $1.7M 80k 21.80
Resource Cap Corp Note 6.000%12/0 (Principal) 0.0 $1.7M 1.9M 0.92
Nuveen Performance Plus Municipal Fund 0.0 $1.7M 114k 14.87
Cellular Dynamics Internatio 0.0 $1.7M 103k 16.43
Oneida Financial 0.0 $1.7M 85k 19.74
Eaton Vance Short Duration Diversified I (EVG) 0.0 $1.7M 115k 14.49
Civeo 0.0 $1.7M 652k 2.54
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $1.6M 136k 11.97
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $1.6M 121k 13.07
Q2 Holdings (QTWO) 0.0 $1.5M 73k 21.15
Western Asset Managed High Incm Fnd 0.0 $1.5M 294k 5.17
Nuveen Maryland Premium Income Municipal 0.0 $1.5M 119k 12.74
Nuveen Dividend Advantage Municipal Fd 2 0.0 $1.5M 107k 14.18
Blackstone Gso Lng Shrt Cr I Com Shs Bn Int (BGX) 0.0 $1.5M 93k 16.14
Flamel Technologies Sa Sponsored Adr 0.0 $1.5M 83k 17.98
Nuveen Munpl Markt Opp Fund 0.0 $1.5M 108k 13.70
First Tr Aberdeen Glbl Opp F Com Shs 0.0 $1.5M 126k 11.72
Western Asset Global Cp Defi (GDO) 0.0 $1.5M 83k 17.69
Invesco Quality Municipal Inc Trust (IQI) 0.0 $1.4M 114k 12.56
Nuveen Select Quality Municipal Fund 0.0 $1.4M 101k 14.09
Putnam Mun Opportunities Tr Sh Ben Int (PMO) 0.0 $1.4M 116k 12.26
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $1.4M 101k 13.90
Source Capital (SOR) 0.0 $1.4M 19k 73.31
Nuveen Quality Pref. Inc. Fund II 0.0 $1.2M 134k 9.16
Blackrock Ltd Duration Inc T Com Shs (BLW) 0.0 $1.2M 78k 15.80
Montpelier Re Holdings SHS 0.0 $1.2M 32k 38.44
Nuveen Quality Income Municipal Fund 0.0 $1.2M 86k 14.04
Surgical Care Affiliates 0.0 $1.2M 35k 34.34
One Gas (OGS) 0.0 $1.2M 28k 43.21
Globant S A (GLOB) 0.0 $1.2M 56k 21.07
Putnam Managed Municipal Income Trust (PMM) 0.0 $1.2M 158k 7.39
Kinder Morgan (KMI) 0.0 $1.2M 27k 42.06
Eaton Vance Municipal Bond Fund (EIM) 0.0 $1.1M 87k 12.91
Nuveen North Carol Premium Incom Mun 0.0 $1.1M 84k 13.18
Morgan Stanley Trusts Income Secs Inc 0.0 $1.1M 61k 18.00
Nuveen Divid Adv Mun Fd 3 Com Sh Ben Int (NZF) 0.0 $1.1M 77k 14.19
Quidel Corp Note 3.250%12/1 (Principal) 0.0 $1.1M 1.0M 1.09
RMR Asia Pacific Real Estate Fund 0.0 $1.1M 51k 21.26
Western Asset Worldwide Income Fund 0.0 $1.1M 95k 11.34
Huntington Bancshares Pfd Conv Ser A 0.0 $1.1M 800.00 1336.25
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $1.1M 76k 13.91
Castle A M & Co Note 7.000%12/1 (Principal) 0.0 $1.0M 1.6M 0.67
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $1.0M 79k 12.80
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $992k 77k 12.96
Pioneer Floating Rate Trust (PHD) 0.0 $978k 84k 11.63
Transamerica Income Shares 0.0 $976k 48k 20.38
Nuveen Municipal Advantage Fund 0.0 $975k 71k 13.76
MannKind Corporation 0.0 $963k 185k 5.20
Nuveen Diversified Dividend & Income 0.0 $939k 77k 12.20
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $934k 66k 14.11
Eaton Vance Sr Income Tr Sh Ben Int (EVF) 0.0 $933k 143k 6.51
Williams Partners Com Unit Ltd Par 0.0 $932k 19k 49.22
Enterprise Products Partners (EPD) 0.0 $911k 28k 32.94
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $908k 84k 10.82
Capitol Acquisition Corp Ii *w Exp 05/15/201 0.0 $891k 891k 1.00
State Invs Ban 0.0 $874k 42k 21.00
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $871k 59k 14.67
Nationstar Mortgage 0.0 $867k 35k 24.77
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $849k 58k 14.58
Nuveen Global Value Opportunities Fund 0.0 $840k 65k 12.88
Colonial Financial Services 0.0 $817k 57k 14.30
Nuveen Conn Prem Income Mun sh ben int 0.0 $809k 63k 12.75
Tandem Diabetes Care 0.0 $792k 63k 12.63
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $770k 52k 14.72
Lehman Brothers First Trust IOF (NHS) 0.0 $761k 62k 12.34
Verso Paper 0.0 $743k 413k 1.80
Hydra Inds Acquisition Corp Right 99/99/9999 0.0 $740k 2.0M 0.37
BlackRock Muniyield Michigan Ins. Fnd II 0.0 $732k 56k 13.01
Sunoco Logistics Prtnrs Com Units 0.0 $722k 18k 41.32
Wci Cmntys Com Par $0.01 0.0 $707k 30k 23.95
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $706k 53k 13.44
Alpha Natural Resources Note 4.875%12/1 (Principal) 0.0 $704k 2.7M 0.26
Alpine Global Dynamic Divd F Com New 0.0 $683k 66k 10.31
Invesco Van Kampen Bond Fund (VBF) 0.0 $678k 36k 18.70
Magellan Midstream Prtnrs Com Unit Rp Lp 0.0 $667k 8.7k 76.75
Blue Bird Corp *w Exp 01/23/201 0.0 $666k 900k 0.74
Putman High Income Sec Fund Shs Ben Int 0.0 $662k 81k 8.15
Air Methods Corp Com Par $.06 0.0 $662k 14k 46.62
Advent/Claymore Enhanced Growth & Income 0.0 $658k 70k 9.42
Mfs Mun Income Tr Sh Ben Int (MFM) 0.0 $633k 94k 6.75
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $633k 46k 13.85
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $631k 50k 12.73
Nuveen Sht Dur Cr Opp 0.0 $627k 37k 17.15
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $619k 45k 13.90
General Motors Company (GM) 0.0 $615k 16k 37.47
Marlin Midstream Partners Com Utltd Ptn In 0.0 $611k 28k 22.09
Ani Pharmaceuticals Note 3.000%12/0 (Principal) 0.0 $606k 525k 1.15
Nuveen Premier Mun Income 0.0 $606k 44k 13.91
Boston Private Finl Hldgs In *w Exp 11/21/201 0.0 $605k 118k 5.14
Wells Fargo Advantage Income Com Shs (EAD) 0.0 $596k 68k 8.80
Mfs Invt Grade Mun Tr Sh Ben Int (CXH) 0.0 $594k 63k 9.44
Alere Note 3.000% 5/1 (Principal) 0.0 $592k 500k 1.18
Gabelli Hlthcare & Wellness SHS (GRX) 0.0 $590k 52k 11.26
Regency Energy Partners Com Units L P 0.0 $586k 26k 22.88
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $578k 40k 14.33
Avenue Income Cr Strat 0.0 $569k 38k 15.13
BlackRock Insured Municipal Income Inves 0.0 $557k 38k 14.76
MPLX Com Unit Rep Ltd (MPLX) 0.0 $555k 7.6k 73.23
Garnero Group Acquisition Right 06/25/2016 0.0 $551k 2.9M 0.19
Blackrock MuniHoldings Insured 0.0 $548k 41k 13.49
Targa Res Corp (TRGP) 0.0 $548k 5.7k 95.77
Terrapin 3 Acquisition Corp *w Exp 06/27/201 0.0 $544k 1.7M 0.32
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $539k 37k 14.77
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $539k 39k 13.81
Nustar Energy Unit Com 0.0 $530k 8.7k 60.74
Holly Energy Partners Com Ut Ltd Ptn 0.0 $528k 17k 31.46
Nuveen Quality Preferred Income Fund 0.0 $528k 62k 8.54
Rose Rock Midstream Com U Rep Ltd 0.0 $524k 11k 47.46
Cheniere Energy Partners Com Unit (CQP) 0.0 $523k 18k 29.95
Enlink Midstream Partners Com Unit Rep Ltd 0.0 $519k 21k 24.75
Tallgrass Energy Partners Com Unit 0.0 $518k 10k 50.55
Transmontaigne Partners Com Unit L P 0.0 $516k 16k 32.27
Oneok Partners Unit Ltd Partn 0.0 $516k 13k 40.84
Neuberger Berman Real Estate Sec (NRO) 0.0 $515k 95k 5.42
Western Gas Partners Com Unit Lp In 0.0 $512k 7.8k 65.80
Markwest Energy Partners Unit Ltd Partn 0.0 $483k 7.3k 66.04
Crestwood Midstream Partners Unit Ltd Partner 0.0 $481k 33k 14.52
Western Asset Global High Income Fnd (EHI) 0.0 $481k 43k 11.11
Martin Midstream Prtnrs Unit L P Int (MMLP) 0.0 $477k 14k 35.43
Western Asset Glbl Partners Incm Fnd 0.0 $476k 50k 9.56
Phillips 66 Partners Com Unit Rep Int 0.0 $476k 6.7k 70.65
Qep Midstream Partners Com Unit Rp Ltd 0.0 $470k 30k 15.69
Nuveen Insured Municipal Opp. Fund 0.0 $468k 32k 14.69
General Mtrs *w Exp 12/31/201 0.0 $463k 357k 1.30
Genesis Energy Unit Ltd Partn (GEL) 0.0 $454k 9.7k 47.00
Kratos Defense & Sec Solutio Com New (KTOS) 0.0 $448k 81k 5.54
Valero Energy Partners Com Unt Rep Lp 0.0 $446k 9.2k 48.35
Apollo Sr Floating Rate Fd I (AFT) 0.0 $440k 25k 17.83
Spectra Energy Partners 0.0 $440k 8.5k 51.78
Atlanticus Holdings (ATLC) 0.0 $436k 191k 2.28
Nuveen Insd Dividend Advantage (NVG) 0.0 $432k 30k 14.52
Amerigas Partners Unit L P Int 0.0 $427k 9.0k 47.69
Enable Midstream Partners Com Unit Rp In 0.0 $425k 26k 16.39
Summit Midstream Partners Com Unit Ltd 0.0 $424k 13k 32.13
BlackRock Floating Rate Income Trust (BGT) 0.0 $423k 31k 13.48
Cambridge Cap Acquisition *w Exp 12/17/201 0.0 $422k 1.8M 0.24
Cohen & Steers Ltd Dur Pfd I (LDP) 0.0 $422k 18k 24.09
Nuveen Qual Preferred Inc. Fund III 0.0 $420k 49k 8.67
Tc Pipelines Ut Com Ltd Prt 0.0 $415k 6.4k 65.10
Voya Prime Rate Tr Sh Ben Int 0.0 $410k 74k 5.53
Enbridge Energy Partners 0.0 $410k 11k 36.03
Buckeye Partners Unit Ltd Partn 0.0 $409k 5.4k 75.52
Dcp Midstream Partners Com Ut Ltd Ptn 0.0 $407k 11k 36.92
Teekay Lng Partners Prtnrsp Units 0.0 $399k 11k 37.34
Plains All Amern Pipeline L Unit Ltd Partn (PAA) 0.0 $393k 8.1k 48.78
Boardwalk Pipeline Partners Ut Ltd Partner 0.0 $385k 24k 16.12
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $378k 33k 11.50
BlackRock Insured Municipal Income Trust (BYM) 0.0 $374k 26k 14.37
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $373k 27k 13.82
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $364k 27k 13.59
BlackRock MuniYield New Jersey Insured 0.0 $363k 25k 14.55
Royal Bk Scotland Group Spons Adr 20 Ord 0.0 $362k 36k 10.09
Boulevard Acquisition Corp *w Exp 02/19/201 0.0 $360k 600k 0.60
Cohen & Steers Total Return Real (RFI) 0.0 $356k 26k 13.69
Swiss Helvetia Fund (SWZ) 0.0 $347k 30k 11.55
BlackRock MuniYield Insured Investment 0.0 $344k 25k 13.94
Seventy Seven Energy 0.0 $342k 82k 4.15
Nicholas Financial Com New 0.0 $338k 24k 14.03
Energy Transfer Prtnrs Unit Ltd Partn 0.0 $337k 6.0k 55.78
Targa Resources Partners Com Unit 0.0 $325k 7.8k 41.41
Enova Intl (ENVA) 0.0 $325k 17k 19.69
Hydra Inds Acquisition Corp *w Exp 10/20/202 0.0 $320k 2.0M 0.16
Nuveen Ga Div Adv Mun Fd 2 0.0 $291k 23k 12.89
Urban Edge Pptys (UE) 0.0 $286k 12k 23.73
Eagle Rock Energy Partners L Unit 0.0 $274k 118k 2.33
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $264k 18k 14.48
Deutsche High Income Tr SHS 0.0 $256k 29k 8.87
Pangaea Logistics Solution L SHS (PANL) 0.0 $256k 96k 2.66
Independent Bank (INDB) 0.0 $255k 5.8k 43.81
Nuveen Premium Income Muni Fd 4 0.0 $251k 19k 13.37
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $243k 16k 15.12
Nuveen Senior Income Fund 0.0 $242k 36k 6.66
Keysight Technologies (KEYS) 0.0 $239k 6.4k 37.12
Cypress Semiconductor Corporation 0.0 $233k 17k 14.12
BlackRock MuniHolding Insured Investm 0.0 $233k 16k 14.39
Community Health Sys Right 01/27/2016 0.0 $228k 10M 0.02
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $227k 17k 13.39
Nuveen Ca Div Advantg Mun 0.0 $221k 15k 14.45
Callidus Software 0.0 $215k 17k 12.68
Paramount Gold and Silver 0.0 $214k 212k 1.01
Stone Hbr Emerg Mkts Tl 0.0 $207k 14k 14.45
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $206k 14k 14.97
Nuveen New York Perf. Plus Muni Fund 0.0 $204k 14k 14.74
Ellsworth Fund (ECF) 0.0 $186k 21k 8.74
Roi Acquisition Corp Ii *w Exp 09/17/201 0.0 $181k 1.1M 0.17
John Hancock Income Securities Trust (JHS) 0.0 $178k 12k 14.33
Nuveen Ca Div Adv Muni Fd 3 Com Sh Ben Int 0.0 $175k 13k 13.71
Hancock John Premuim Div Com Sh Ben Int (PDT) 0.0 $162k 12k 13.89
Fort Dearborn Income Securities 0.0 $162k 11k 14.35
Ar Cap Acquisition Corp *w Exp 10/06/201 0.0 $150k 750k 0.20
Rice Midstream Partners Unit Ltd Partn 0.0 $147k 10k 14.13
Western Asset Income Fund (PAI) 0.0 $146k 11k 13.83
New Amer High Income Com New (HYB) 0.0 $138k 15k 9.04
LMP Real Estate Income Fund 0.0 $133k 10k 13.04
Lakes Entmnt Com New 0.0 $106k 12k 8.55
C B Pharma Acquisition Corp Right 06/17/2016 0.0 $102k 350k 0.29
1347 Cap Corp Right 07/21/2016 0.0 $100k 501k 0.20
1347 Cap Corp *w Exp 07/15/202 0.0 $100k 501k 0.20
Atlas Energy Group Llc m 0.0 $95k 16k 6.01
Aberdeen Global Income Fund (FCO) 0.0 $94k 10k 9.31
Sprott Focus Tr (FUND) 0.0 $93k 13k 7.24
Liberty All-Star Growth Fund (ASG) 0.0 $91k 18k 5.19
Energy Fuels Com New (UUUU) 0.0 $81k 18k 4.50
Associated Banc Corp *w Exp 11/21/201 0.0 $59k 24k 2.52
Dt Asia Invts Right 03/30/2016 0.0 $36k 225k 0.16
Valley Natl Bancorp *w Exp 11/14/201 0.0 $23k 116k 0.20
Uranerz Energy Corporation Cmn 0.0 $18k 16k 1.10