CNH Partners

Cnh Partners as of Dec. 31, 2015

Portfolio Holdings for Cnh Partners

Cnh Partners holds 465 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verisign Inc sdcv 3.250% 8/1 4.0 $355M 138M 2.57
Nvidia Corp note 1.000 12/0 2.7 $238M 142M 1.67
Novellus Systems, Inc. note 2.625% 5/1 2.6 $230M 97M 2.36
Allergan Plc pfd conv ser a 2.4 $211M 205k 1030.62
Precision Castparts 2.2 $196M 846k 232.01
Fiat Chrysler Auto 2.1 $187M 1.6M 116.44
Yahoo! 1.9 $173M 5.2M 33.26
Microchip Technology Inc sdcv 2.125%12/1 1.9 $171M 90M 1.91
T Mobile Us Inc conv pfd ser a 1.8 $162M 2.4M 67.78
Chubb Corporation 1.7 $156M 1.2M 132.64
Tyson Foods Inc cnv p 1.7 $153M 2.5M 61.14
CIGNA Corporation 1.6 $144M 987k 146.33
Humana (HUM) 1.6 $140M 786k 178.51
Pepco Holdings 1.6 $138M 5.3M 26.01
Time Warner Cable 1.5 $138M 741k 185.59
Broadcom Corporation 1.5 $132M 2.3M 57.82
Palo Alto Networks Inc note 7/0 1.4 $127M 76M 1.67
Sandisk Corp note 1.500% 8/1 1.4 $124M 79M 1.57
Intel Corp. Jr. Sub. Cv. Deb. conv 1.4 $124M 74M 1.67
Health Net 1.3 $113M 1.7M 68.46
Mgic Investment Corp note 1.2 $108M 77M 1.40
Allergan 1.1 $101M 324k 312.50
Baker Hughes Incorporated 1.1 $99M 2.1M 46.15
Dominion Resources Inc 6% 07/01/2016 conbnp 1.1 $99M 1.8M 53.73
Cablevision Systems Corporation 1.1 $96M 3.0M 31.90
Welltower Inc 6.50% pfd prepet 1.1 $95M 1.6M 61.06
Jarden Corporation 1.1 $94M 1.6M 57.12
KLA-Tencor Corporation (KLAC) 1.0 $89M 1.3M 69.35
Rite Aid Corporation 1.0 $87M 11M 7.84
Tesla Mtrs Inc note 1.500% 6/0 0.9 $85M 43M 1.97
King Digital Entertainment 0.9 $85M 4.8M 17.88
BioMed Realty Trust 0.9 $82M 3.5M 23.69
Symetra Finl Corp 0.9 $81M 2.5M 31.77
Wellpoint Inc Note cb 0.9 $80M 42M 1.91
Cleco Corporation 0.9 $79M 1.5M 52.21
PMC-Sierra 0.9 $78M 6.7M 11.62
AGL Resources 0.9 $77M 1.2M 63.81
Dominion Res Inc Va unit 04/01/2013 0.9 $77M 1.4M 53.06
Hawaiian Electric Industries (HE) 0.8 $76M 2.6M 28.95
Keurig Green Mtn 0.8 $76M 840k 89.98
Anthem Inc conv p 0.8 $75M 1.6M 46.50
Airgas 0.8 $73M 526k 138.32
Office Depot 0.8 $72M 13M 5.64
Cameron International Corporation 0.8 $71M 1.1M 63.20
Linkedin Corp note 0.500% 11/0 0.8 $71M 68M 1.05
Alcatel-Lucent 0.8 $70M 18M 3.83
Crown Castle Intl Corp New cnv pfd stk sr a 0.8 $70M 652k 107.21
SolarWinds 0.8 $69M 1.2M 58.90
First Niagara Financial 0.8 $67M 6.2M 10.85
Solera Holdings 0.7 $66M 1.2M 54.83
Piedmont Natural Gas Company 0.7 $67M 1.2M 57.02
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.7 $61M 3.3M 18.78
TECO Energy 0.7 $59M 2.2M 26.65
Constant Contact 0.6 $57M 1.9M 29.24
Ship Finance International sr cv nt 0.6 $54M 51M 1.07
Stericycle, Inc. pfd cv 0.6 $52M 569k 91.31
StanCorp Financial 0.6 $50M 438k 113.88
Partner Re 0.5 $48M 344k 139.74
Mu Us conv 0.5 $47M 30M 1.57
National Penn Bancshares 0.5 $46M 3.7M 12.33
Plum Creek Timber 0.5 $44M 923k 47.72
Astoria Financial Corporation 0.5 $43M 2.7M 15.85
Uti Worldwide 0.5 $41M 5.8M 7.03
Media Gen 0.5 $40M 2.5M 16.15
Medicines Co dbcv 1.375% 6/0 0.4 $40M 28M 1.43
Lam Research Corp note 0.500% 5/1 0.4 $39M 30M 1.30
Starwood Property Trust note 0.4 $39M 38M 1.02
Uti Worldwide 0.4 $38M 39M 0.99
Priceline.com debt 1.000% 3/1 0.4 $37M 26M 1.43
Herbalife Ltd conv 0.4 $37M 44M 0.84
Micron Technology Inc note 2.125% 2/1 0.4 $36M 24M 1.48
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.4 $36M 745k 48.39
Cheniere Energy Inc note 4.250% 3/1 0.4 $36M 69M 0.52
Meritor Inc conv 0.4 $35M 29M 1.20
Fairchild Semiconductor International 0.4 $34M 1.6M 20.71
Avolon Hldgs 0.4 $33M 1.1M 30.96
Sunedison Inc note 2.000%10/0 0.4 $33M 60M 0.55
MedAssets 0.4 $32M 1.0M 30.94
Acorda Therap note 1.75% 6/15 0.3 $31M 27M 1.16
Molina Healthcare Inc. conv 0.3 $30M 19M 1.56
Hewlett Packard Enterprise (HPE) 0.3 $30M 1.9M 15.20
Pep Boys - Manny, Moe & Jack 0.3 $29M 1.6M 18.41
Spirit Realty Capital Inc convertible cor 0.3 $29M 30M 0.96
Webmd Health Corp 1.5% cnvrtbnd 0.3 $29M 26M 1.12
Webmd Health Conv Sr Notes conv 0.3 $28M 27M 1.03
Mgic Invt Corp Wis note 5.000% 5/0 0.3 $27M 26M 1.03
Alphabet Inc Class C cs (GOOG) 0.3 $27M 35k 758.88
Heartland Payment Systems 0.3 $26M 273k 94.82
Ezchip Semiconductor Lt 0.3 $26M 1.0M 24.72
Weyerhaeuser C conv prf 0.3 $26M 520k 50.53
Baxalta Incorporated 0.3 $26M 670k 39.03
Smart Balance 0.3 $25M 2.3M 10.98
Micron Technology Inc bond 0.3 $25M 16M 1.59
Inland Real Estate Corporation 0.3 $24M 2.3M 10.62
Stillwater Mng Co note 1.750%10/1 0.3 $24M 25M 0.95
Starwood Ppty note 4.0% 1/15/ 0.3 $24M 23M 1.04
Equinix Inc note 4.750% 6/1 0.3 $23M 5.8M 3.95
Ttm Technologies Inc conv 0.3 $24M 26M 0.91
Gp Invts Acquisition Cor 0.3 $23M 2.4M 9.60
Cemex Sab De Cv conv bnd 0.2 $23M 23M 1.00
Twenty-first Century Fox 0.2 $21M 779k 27.16
Prospect Capital Corp conv 0.2 $21M 24M 0.87
Dyax 0.2 $21M 550k 37.62
Convergys Corp sdcv 5.750% 9/1 0.2 $20M 9.0M 2.26
Take-two Interactive Sof note 0.2 $21M 11M 1.83
Garnero Group Acquisition 0.2 $19M 2.0M 9.81
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.2 $19M 20M 0.99
EMC Corporation 0.2 $19M 748k 25.68
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.2 $19M 24M 0.81
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $17M 18M 0.94
Hydra Inds Acquisition 0.2 $17M 1.7M 9.66
On Semiconductor Corp note 2.625%12/1 0.2 $16M 15M 1.12
Standard Pacific Corp cnv 0.2 $17M 15M 1.12
Red Hat 0.2 $15M 183k 82.81
eBay (EBAY) 0.2 $15M 551k 27.48
Hologic Inc frnt 2.000%12/1 0.2 $16M 9.2M 1.69
Mentor Graphics 4% 2031 conv 0.2 $15M 15M 1.05
Spirit Rlty Cap Inc New Note cb 0.2 $15M 16M 0.95
Cdk Global Inc equities 0.2 $15M 317k 47.47
Harmony Merger 0.2 $15M 1.5M 9.75
Wpx Energy Inc p 0.2 $15M 475k 31.14
Care Cap Properties 0.2 $16M 511k 30.57
SanDisk Corporation 0.2 $14M 186k 75.99
Notes Gencorp Inc. 4.0625% dbcv 0.2 $14M 8.3M 1.74
Northstar Asset Management C 0.2 $14M 1.1M 12.14
Keysight Technologies (KEYS) 0.2 $14M 502k 28.33
Sunedison Inc note 2.750% 1/0 0.2 $15M 29M 0.51
Black Hills Corp unit 99/99/9999 0.2 $14M 260k 55.47
Energizer Holdings (ENR) 0.1 $14M 404k 34.06
Msg Network Inc cl a 0.1 $13M 632k 20.80
Easterly Acquisition 0.1 $13M 1.4M 9.90
Boulevard Acquisition cl a 0.1 $14M 1.4M 9.90
Amyris Inc dbcv 9.500% 4/1 0.1 $14M 13M 1.07
Radian Group Inc note 0.1 $12M 9.4M 1.29
Klx Inc Com $0.01 0.1 $13M 408k 30.79
Cable One (CABO) 0.1 $12M 28k 433.64
Diamond Foods 0.1 $12M 301k 38.55
Blackhawk Network Hldgs Inc cl a 0.1 $11M 258k 44.21
American Residential Pptys I 0.1 $12M 636k 18.90
Now (DNOW) 0.1 $12M 753k 15.82
Time 0.1 $12M 734k 15.67
Liberty Tripadvisor Hldgs (LTRPA) 0.1 $11M 370k 30.34
Starwood Hotels & Resorts Worldwide 0.1 $11M 153k 69.28
Wilshire Ban 0.1 $11M 913k 11.55
Cien 4 12/15/20 0.1 $10M 8.0M 1.30
Alon Usa Energy Inc note 3.000% 9/1 0.1 $11M 9.4M 1.18
Topbuild (BLD) 0.1 $11M 347k 30.77
Columbia Pipeline 0.1 $11M 553k 20.00
Atmel Corporation 0.1 $10M 1.2M 8.61
RealD 0.1 $9.7M 919k 10.55
Vector Group Ltd note 1.75% 4/15 0.1 $9.7M 8.5M 1.15
Ar Cap Acquisition 0.1 $9.8M 1.0M 9.73
Chemours (CC) 0.1 $9.7M 1.8M 5.36
Norfolk Southern (NSC) 0.1 $8.7M 103k 84.59
Knowles (KN) 0.1 $8.9M 668k 13.33
Navient Corporation equity (NAVI) 0.1 $9.2M 803k 11.45
Gannett 0.1 $9.0M 552k 16.29
Arowana 0.1 $8.6M 875k 9.82
Global Partner Acquisition C 0.1 $8.8M 888k 9.90
Healthways Inc note 1.500% 7/0 0.1 $7.9M 8.3M 0.95
Amsburg Corp pfd 5.25% 0.1 $7.6M 53k 144.13
Halyard Health 0.1 $8.4M 251k 33.41
California Resources 0.1 $7.6M 3.3M 2.33
Wp Glimcher 0.1 $8.3M 786k 10.61
Fintech Acquisition 0.1 $8.5M 890k 9.51
General Cable Corp Del New frnt 4.500% 11/1 0.1 $6.9M 11M 0.62
TeleCommunication Systems 0.1 $6.9M 1.4M 4.97
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $7.2M 8.3M 0.87
Cowen Group Inc New note 3.000% 3/1 0.1 $7.4M 7.6M 0.97
Sequenom Inc conv 0.1 $7.2M 9.5M 0.76
Paypal Holdings (PYPL) 0.1 $7.6M 209k 36.20
Hennessy Cap Acquisition Cor 0.1 $7.1M 735k 9.64
Metro Ban 0.1 $5.9M 188k 31.38
Cemex Sab De Cv conv bnd 0.1 $6.7M 7.1M 0.94
Fidelity + Guaranty Life 0.1 $6.6M 259k 25.37
Accuray Inc debt 3.500% 2/0 0.1 $6.1M 4.5M 1.36
Urban Edge Pptys (UE) 0.1 $6.6M 280k 23.45
Spectrum Pharmaceuticals Inc conv 0.1 $6.2M 7.1M 0.88
Moduslink Global Solutions 0.1 $6.6M 8.5M 0.78
Citrix Systems 0.1 $5.6M 74k 75.66
Blount International 0.1 $5.3M 536k 9.81
Herbalife Ltd Com Stk (HLF) 0.1 $5.1M 95k 53.62
Vector Group Ltd frnt 1/1 0.1 $5.2M 3.4M 1.54
One Gas (OGS) 0.1 $5.7M 114k 50.17
Barington Hilco Acquisition 0.1 $5.3M 546k 9.80
Atlantic Alliance Partner 0.1 $5.1M 500k 10.11
Lumentum Hldgs (LITE) 0.1 $4.9M 224k 22.02
Gores Hldgs Inc cl a 0.1 $5.7M 600k 9.55
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $4.1M 323k 12.76
Renewable Energy Group Inc mtnf 2.750% 6/1 0.1 $4.2M 4.9M 0.85
1347 Cap 0.1 $4.4M 451k 9.85
Ocata Therapeutics Inccom Isin cs 0.1 $4.1M 483k 8.42
Frontier Communications Corp pfd conv ser-a 0.1 $4.6M 50k 91.06
Monster Worldwide Inc note 3.500%10/1 0.1 $4.9M 3.8M 1.28
Capitol Acquisition Corp Iii 0.1 $4.5M 475k 9.56
Pacific Spl Acquisition Corp 0.1 $4.1M 415k 9.85
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $3.2M 410k 7.84
Cohen & Steers Quality Income Realty (RQI) 0.0 $3.7M 304k 12.22
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $3.6M 371k 9.78
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $3.4M 279k 12.34
BlackRock Core Bond Trust (BHK) 0.0 $3.3M 264k 12.64
Phoenix Cos 0.0 $3.4M 93k 37.04
GROUP Affymetrix Inc cnv 0.0 $3.2M 1.8M 1.81
Pimco Dynamic Credit Income other 0.0 $3.5M 193k 18.03
News (NWSA) 0.0 $3.5M 265k 13.36
Liberty Broadband Corporation (LBRDA) 0.0 $3.8M 74k 51.64
Gain Cap Hldgs Inc note 4.125%12/0 0.0 $3.8M 3.8M 1.01
C B Pharma Acquisition Corp 0.0 $3.5M 350k 9.95
Ezcorp Inc sr unsecured 06/19 2.625 0.0 $3.4M 4.9M 0.69
Keycorp New pfd 7.75% sr a 0.0 $2.6M 20k 131.50
Wausau Paper 0.0 $2.9M 286k 10.23
Alpine Global Premier Properties Fund 0.0 $2.4M 422k 5.77
Campus Crest Communities 0.0 $2.6M 379k 6.80
Cohen & Steers REIT/P (RNP) 0.0 $2.4M 129k 18.44
Liberty All-Star Equity Fund (USA) 0.0 $2.7M 496k 5.35
First Tr High Income L/s (FSD) 0.0 $2.8M 201k 14.08
Invacare Corp note 0.0 $2.6M 2.5M 1.02
Cbre Clarion Global Real Estat re (IGR) 0.0 $2.6M 347k 7.64
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $2.9M 412k 7.11
Blackstone Gso Strategic (BGB) 0.0 $3.0M 224k 13.37
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.0 $2.8M 2.6M 1.08
Rambus Inc Del note 1.125% 8/1 0.0 $3.0M 2.6M 1.16
Albany Molecular Resh Inc note 2.250%11/1 0.0 $2.9M 2.1M 1.35
Dt Asia Invts 0.0 $2.2M 225k 9.99
Carriage Svcs Inc note 2.750% 3/1 0.0 $2.4M 2.0M 1.18
Del Taco Restaurants Inc Exp 6 warr 0.0 $2.4M 832k 2.90
Dow Chemical Company 0.0 $2.1M 41k 51.47
Furmanite Corporation 0.0 $2.0M 299k 6.66
Templeton Global Income Fund 0.0 $2.2M 342k 6.35
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.3M 125k 10.78
Eaton Vance Short Duration Diversified I (EVG) 0.0 $1.4M 102k 13.41
Franklin Templeton (FTF) 0.0 $1.6M 151k 10.72
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $2.1M 445k 4.69
Monarch Financial Holdings 0.0 $2.1M 119k 17.99
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $1.7M 132k 12.90
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $1.4M 129k 10.55
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $1.8M 123k 14.58
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $2.0M 180k 11.32
Nuveen Premium Income Municipal Fund 0.0 $1.7M 119k 14.10
Nuveen Insured Quality Muncipal Fund 0.0 $1.4M 106k 13.64
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.2M 5.0M 0.43
First Trust/Aberdeen Global Opportunity 0.0 $1.4M 138k 10.13
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $1.7M 125k 13.50
Ntelos Holdings 0.0 $1.7M 187k 9.14
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $1.8M 82k 21.57
Prudential Gl Sh Dur Hi Yld 0.0 $1.3M 95k 14.15
Ares Dynamic Cr Allocation (ARDC) 0.0 $1.6M 122k 13.36
Cenveo Corp conv bnd 0.0 $2.0M 2.7M 0.74
Communityone Ban 0.0 $1.6M 122k 13.47
Liberator Medical Hld 0.0 $1.8M 548k 3.34
Quantum Corp note 4.500% 11/1 0.0 $1.5M 1.7M 0.92
Allscripts Healthcare So conv 0.0 $1.7M 1.6M 1.07
Encore Cap Group Inc note 3.000% 7/0 0.0 $1.4M 1.6M 0.86
Vivint Solar 0.0 $2.1M 220k 9.56
Resource Capital Corporation note 8.000 1/1 0.0 $1.4M 1.5M 0.96
Enernoc, Inc. conv 0.0 $1.8M 3.0M 0.59
Sequential Brnds 0.0 $1.8M 226k 7.91
Double Eagle Acquisition Cor 0.0 $1.9M 203k 9.56
Starwood Waypoint Residentl note 4.500%10/1 0.0 $1.4M 1.4M 1.00
Pinnacle Entertainment 0.0 $1.1M 34k 31.12
Pioneer Floating Rate Trust (PHD) 0.0 $988k 91k 10.86
Central Securities (CET) 0.0 $1.2M 62k 19.02
Enterprise Products Partners (EPD) 0.0 $708k 28k 25.60
Sirona Dental Systems 0.0 $1.0M 9.3k 109.54
Western Gas Partners 0.0 $492k 10k 47.58
Enbridge Energy Partners 0.0 $449k 20k 23.07
Genesis Energy (GEL) 0.0 $475k 13k 36.75
Hutchinson Technology Incorporated 0.0 $850k 237k 3.59
NuStar Energy 0.0 $471k 12k 40.12
Oneok Partners 0.0 $514k 17k 30.13
Spectra Energy Partners 0.0 $497k 10k 47.72
SPX Corporation 0.0 $668k 72k 9.33
TC Pipelines 0.0 $491k 9.9k 49.72
TransMontaigne Partners 0.0 $538k 20k 26.74
Boardwalk Pipeline Partners 0.0 $483k 37k 12.98
Energy Transfer Partners 0.0 $560k 17k 33.72
Holly Energy Partners 0.0 $541k 17k 31.12
Sunoco Logistics Partners 0.0 $462k 18k 25.70
Magellan Midstream Partners 0.0 $608k 9.0k 67.88
Ark Restaurants (ARKR) 0.0 $1.2M 51k 23.10
Tri-Continental Corporation (TY) 0.0 $837k 42k 20.02
Fox Chase Ban 0.0 $1.2M 58k 20.29
Huntington Bancshares Inc pfd conv ser a 0.0 $1.1M 800.00 1348.75
Gabelli Dividend & Income Trust (GDV) 0.0 $678k 37k 18.45
LMP Capital and Income Fund (SCD) 0.0 $536k 43k 12.36
Pulaski Financial 0.0 $1.2M 77k 15.97
Royce Value Trust (RVT) 0.0 $790k 67k 11.77
General American Investors (GAM) 0.0 $1.1M 35k 31.93
RMR Asia Pacific Real Estate Fund 0.0 $998k 52k 19.28
HF Financial 0.0 $834k 44k 18.89
BlackRock Floating Rate Income Trust (BGT) 0.0 $464k 37k 12.50
Cheniere Energy Partners (CQP) 0.0 $471k 18k 26.04
Eaton Vance Senior Income Trust (EVF) 0.0 $783k 136k 5.77
Nuveen Global Value Opportunities Fund 0.0 $761k 70k 10.92
Nuveen Diversified Dividend & Income 0.0 $513k 47k 10.84
Nuveen Premier Mun Income 0.0 $519k 38k 13.67
Putnam High Income Securities Fund 0.0 $532k 73k 7.31
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $1.2M 155k 7.45
Western Asset Managed High Incm Fnd 0.0 $1.3M 279k 4.52
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $1.1M 207k 5.55
Blackrock Muni Intermediate Drtn Fnd 0.0 $695k 49k 14.18
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $632k 49k 12.85
Invesco Quality Municipal Inc Trust (IQI) 0.0 $924k 73k 12.70
Lehman Brothers First Trust IOF (NHS) 0.0 $1.1M 109k 10.09
Nuveen Municipal Advantage Fund 0.0 $792k 57k 13.86
Nuveen Munpl Markt Opp Fund 0.0 $943k 68k 13.79
Nuveen Dividend Advantage Municipal Fd 2 0.0 $1.3M 93k 14.16
Nuveen Quality Income Municipal Fund 0.0 $1.0M 72k 14.18
Western Asset Worldwide Income Fund 0.0 $1.0M 103k 10.08
Western Asset Global High Income Fnd (EHI) 0.0 $1.1M 121k 8.72
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $928k 68k 13.70
Nuveen Maryland Premium Income Municipal 0.0 $1.1M 90k 12.69
Western Asset Glbl Partners Incm Fnd 0.0 $702k 91k 7.73
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $556k 60k 9.35
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $1.2M 91k 13.13
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $513k 36k 14.44
Macquarie Global Infr Total Rtrn Fnd 0.0 $610k 32k 19.05
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $1.0M 72k 13.97
Nuveen Select Quality Municipal Fund 0.0 $1.1M 76k 14.05
Nuveen North Carol Premium Incom Mun 0.0 $773k 59k 13.10
NewBridge Ban 0.0 $671k 55k 12.19
Western Asset Global Cp Defi (GDO) 0.0 $758k 48k 15.80
Alere Inc note 3.000% 5/1 0.0 $520k 500k 1.04
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $561k 117k 4.80
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $1.3M 95k 13.48
Avenue Income Cr Strat 0.0 $702k 62k 11.35
Apollo Sr Floating Rate Fd I (AFT) 0.0 $631k 42k 15.14
Tesoro Logistics Lp us equity 0.0 $465k 9.3k 50.27
Nuveen Sht Dur Cr Opp 0.0 $847k 57k 14.83
Brookfield Global Listed 0.0 $654k 56k 11.76
Zweig Total Return 0.0 $510k 42k 12.17
Prudential Sht Duration Hg Y 0.0 $1.2M 80k 14.60
Summit Midstream Partners 0.0 $489k 26k 18.72
Mplx (MPLX) 0.0 $905k 23k 39.32
Atlanticus Holdings (ATLC) 0.0 $613k 191k 3.20
Babson Cap Glb Sht Durhgh Yl 0.0 $786k 48k 16.48
Blackrock Multi-sector Incom other (BIT) 0.0 $1.3M 80k 15.81
Apollo Tactical Income Fd In (AIF) 0.0 $812k 58k 13.90
Sunedison 0.0 $517k 102k 5.09
Tallgrass Energy Partners 0.0 $464k 11k 41.21
Ivy High Income Opportunities 0.0 $774k 63k 12.39
Phillips 66 Partners 0.0 $506k 8.2k 61.37
Wci Cmntys Inc Com Par $0.01 0.0 $663k 30k 22.27
Kkr Income Opportunities (KIO) 0.0 $600k 43k 13.88
Valero Energy Partners 0.0 $528k 10k 51.66
Alpine Total Dyn Fd New cefs 0.0 $566k 74k 7.68
Alpine Global Dynamic 0.0 $715k 81k 8.85
Enlink Midstream Ptrs 0.0 $481k 29k 16.58
Castle A M & Co note 7.000%12/1 0.0 $551k 1.5M 0.38
C1 Financial 0.0 $940k 39k 24.20
Wl Ross Holding Corp wrt 0.0 $1.0M 3.1M 0.33
Garnero Group Acquition Rts right 06/25/2016 0.0 $668k 2.8M 0.24
Quidel Corp note 3.250%12/1 0.0 $970k 1.0M 0.97
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $515k 525k 0.98
Green Plains Inc conv 0.0 $1.3M 1.0M 1.27
Williams Partners 0.0 $527k 19k 27.83
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $460k 2.0M 0.23
Journal Media 0.0 $757k 63k 12.02
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $735k 3.5M 0.21
Harmony Merger Corp w exp 01/01/202 0.0 $571k 1.6M 0.35
Corenergy Infrastructure note 7% 6/15 0.0 $760k 1.0M 0.76
Barnes & Noble Ed 0.0 $609k 61k 9.95
Pjt Partners (PJT) 0.0 $760k 27k 28.29
Agrofresh Solutions wts feb 19 19 0.0 $508k 540k 0.94
Electrum Spl Acquisition Cor 0.0 $1.1M 110k 9.64
Crestwood Equity Partners master ltd part 0.0 $470k 23k 20.76
Avangrid 0.0 $483k 13k 38.41
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $735k 1.8M 0.42
Gores Hldgs Inc *w exp 08/13/202 0.0 $945k 3.5M 0.27
Boulevard Acquisition *w exp 09/25/202 0.0 $747k 1.9M 0.40
Akamai Technologies (AKAM) 0.0 $317k 6.0k 52.58
Buckeye Partners 0.0 $441k 6.7k 65.95
AmeriGas Partners 0.0 $376k 11k 34.29
Community Bank System (CBU) 0.0 $287k 7.2k 39.92
Dcp Midstream Partners 0.0 $435k 18k 24.65
Martin Midstream Partners (MMLP) 0.0 $407k 19k 21.69
Targa Resources Partners 0.0 $292k 18k 16.51
Plains All American Pipeline (PAA) 0.0 $408k 18k 23.09
Vanguard Natural Resources 0.0 $161k 54k 2.98
Teekay Lng Partners 0.0 $267k 20k 13.14
Rentrak Corporation 0.0 $323k 6.8k 47.50
Nxp Semiconductors N V (NXPI) 0.0 $444k 5.3k 84.27
Adams Express Company (ADX) 0.0 $148k 12k 12.84
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $357k 26k 13.52
Calamos Strategic Total Return Fund (CSQ) 0.0 $121k 12k 9.87
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $414k 40k 10.25
New America High Income Fund I 0.0 $211k 28k 7.67
Liberty All-Star Growth Fund (ASG) 0.0 $60k 13k 4.56
Boulder Growth & Income Fund (STEW) 0.0 $92k 12k 7.75
Royce Micro Capital Trust (RMT) 0.0 $317k 44k 7.25
Mitel Networks Corp 0.0 $288k 38k 7.68
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $169k 15k 11.52
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $412k 33k 12.64
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $287k 23k 12.35
Lazard Global Total Return & Income Fund (LGI) 0.0 $177k 14k 13.11
Nuveen Premium Income Muni Fund 2 0.0 $365k 25k 14.45
Western Asset High Incm Fd I (HIX) 0.0 $445k 71k 6.31
Targa Res Corp (TRGP) 0.0 $288k 11k 27.05
Advent/Claymore Enhanced Growth & Income 0.0 $276k 33k 8.27
Calamos Global Dynamic Income Fund (CHW) 0.0 $243k 34k 7.17
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $382k 30k 12.83
MFS Municipal Income Trust (MFM) 0.0 $440k 65k 6.80
Nuveen Senior Income Fund 0.0 $232k 40k 5.78
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $412k 29k 14.36
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $368k 25k 14.61
Putnam Managed Municipal Income Trust (PMM) 0.0 $343k 47k 7.36
Putnam Municipal Opportunities Trust (PMO) 0.0 $400k 33k 12.28
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $309k 52k 5.92
Nuveen Performance Plus Municipal Fund 0.0 $200k 13k 14.94
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $358k 34k 10.44
Nuveen Ohio Quality Income M 0.0 $240k 16k 15.29
Swiss Helvetia Fund (SWZ) 0.0 $423k 40k 10.56
Nuveen Michigan Qlity Incom Municipal 0.0 $226k 17k 13.71
Exd - Eaton Vance Tax-advant 0.0 $261k 21k 12.55
Morgan Stanley income sec 0.0 $366k 22k 16.87
Nuveen Conn Prem Income Mun sh ben int 0.0 $332k 26k 12.75
Valley Natl Bancorp *w exp 11/14/201 0.0 $17k 116k 0.15
Western Asset Hgh Yld Dfnd (HYI) 0.0 $434k 31k 14.09
Kinder Morgan (KMI) 0.0 $408k 27k 14.91
First Trust Strategic 0.0 $402k 36k 11.14
Rose Rock Midstream 0.0 $295k 20k 15.06
Associated Banc Corp *w exp 11/21/201 0.0 $68k 24k 2.90
Stone Hbr Emerg Mkts Tl 0.0 $331k 29k 11.37
Allianzgi Conv & Inc Fd taxable cef 0.0 $170k 31k 5.53
Allianzgi Nfj Divid Int Prem S cefs 0.0 $202k 16k 12.39
Allianzgi Conv & Income Fd I 0.0 $151k 30k 5.04
Allianzgi Equity & Conv In 0.0 $360k 20k 17.95
Eaton Vance Fltg Rate In 0.0 $216k 15k 14.17
Energy Fuels (UUUU) 0.0 $53k 18k 2.95
Resource Cap Corp Note 6.000%12/0 note 0.0 $256k 275k 0.93
Thl Cr Sr Ln 0.0 $245k 16k 15.84
Community Health Sys Inc New right 01/27/2016 0.0 $100k 10M 0.01
Brookfield High Income Fd In 0.0 $401k 58k 6.88
Voya Prime Rate Trust sh ben int 0.0 $285k 56k 5.06
Enable Midstream 0.0 $387k 42k 9.20
Voya Infrastructure Industrial & Materia (IDE) 0.0 $148k 12k 12.30
Deutsche High Income Tr 0.0 $297k 37k 7.96
Cone Midstream Partners 0.0 $162k 16k 9.88
Jason Inds Inc w exp 06/30/201 0.0 $133k 2.2M 0.06
Wl Ross Hldg 0.0 $273k 27k 9.97
1347 Cap Corp right 07/21/2016 0.0 $15k 501k 0.03
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $425k 1.7M 0.25
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $70k 501k 0.14
Shell Midstream Prtnrs master ltd part 0.0 $399k 9.6k 41.52
Rice Midstream Partners Lp unit ltd partn 0.0 $335k 25k 13.47
Pangaea Logistics Solution L (PANL) 0.0 $179k 67k 2.66
Hydra Industries Acquisition wrnt 0.0 $380k 2.0M 0.19
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $135k 750k 0.18
Dt Asia Invts Ltd rights 03/30/2016 0.0 $23k 225k 0.10
Atlas Energy Group Llc m 0.0 $15k 16k 0.95
Sprott Focus Tr (FUND) 0.0 $364k 63k 5.80
C B Pharma Acquisition Corp right 06/17/2016 0.0 $46k 350k 0.13
Barington Hilco Acquisition right 02/13/2017 0.0 $109k 546k 0.20
Barington Hilco Acquisition *w exp 02/11/201 0.0 $66k 546k 0.12
Communications Sales&leas Incom us equities / etf's 0.0 $441k 24k 18.69
Azure Midstream Partners Lp m 0.0 $162k 51k 3.15
Babcock & Wilcox Enterprises 0.0 $396k 19k 20.85
Viavi Solutions Inc equities (VIAV) 0.0 $284k 47k 6.09
Fintech Acquisition Corp *w exp 02/19/202 0.0 $223k 890k 0.25
Arowana Inc right 01/01/2017 0.0 $160k 800k 0.20
Global Partner Acquisition C *w exp 07/01/202 0.0 $348k 1.2M 0.29
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $219k 1.2M 0.19
Easterly Acquisition Corp *w exp 07/29/202 0.0 $305k 925k 0.33
Pace Hldgs Corp cl a 0.0 $432k 45k 9.60
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $62k 415k 0.15