CNH Partners

Cnh Partners as of March 31, 2016

Portfolio Holdings for Cnh Partners

Cnh Partners holds 419 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verisign Inc sdcv 3.250% 8/1 4.1 $354M 137M 2.59
Nvidia Corp note 1.000 12/0 3.9 $333M 186M 1.79
Intel Corp. Jr. Sub. Cv. Deb. conv 2.4 $203M 128M 1.59
Tyson Foods Inc cnv p 2.2 $188M 2.5M 74.97
Microchip Technology Inc sdcv 2.125%12/1 2.0 $174M 88M 1.99
Yahoo! 1.8 $156M 4.2M 36.81
KLA-Tencor Corporation (KLAC) 1.8 $153M 2.1M 72.81
T Mobile Us Inc conv pfd ser a 1.8 $152M 2.3M 66.28
CIGNA Corporation 1.8 $152M 1.1M 137.24
Time Warner Cable 1.7 $146M 715k 204.62
Alere 1.7 $146M 2.9M 50.61
Rite Aid Corporation 1.6 $142M 18M 8.15
Dominion Resources Inc 6% 07/01/2016 conbnp 1.6 $140M 2.4M 58.27
TECO Energy 1.6 $138M 5.0M 27.53
Humana (HUM) 1.6 $138M 756k 182.95
Jarden Corporation 1.5 $131M 2.2M 58.95
AGL Resources 1.4 $119M 1.8M 65.14
Palo Alto Networks Inc note 7/0 1.4 $119M 76M 1.56
Atmel Corporation 1.4 $118M 15M 8.12
Anthem Inc conv p 1.4 $116M 2.5M 46.95
Airgas 1.3 $116M 817k 141.64
First Niagara Financial 1.3 $114M 12M 9.68
Crown Castle Intl Corp New cnv pfd stk sr a 1.2 $106M 986k 107.20
Wellpoint Inc Note cb 1.2 $104M 54M 1.92
Sandisk Corp note 1.500% 8/1 1.2 $103M 65M 1.58
Mgic Investment Corp note 1.2 $103M 81M 1.26
Heartland Payment Systems 1.2 $102M 1.1M 96.57
E.I. du Pont de Nemours & Company 1.2 $101M 1.6M 63.32
Progressive Waste Solutions 1.1 $99M 3.2M 31.03
Baker Hughes Incorporated 1.1 $99M 2.2M 43.83
Cablevision Systems Corporation 1.1 $98M 3.0M 33.00
FirstMerit Corporation 1.1 $97M 4.6M 21.05
Tesla Mtrs Inc note 1.500% 6/0 1.1 $96M 52M 1.84
Welltower Inc 6.50% pfd prepet 1.1 $92M 1.5M 62.09
Office Depot 1.1 $92M 13M 7.10
Cleco Corporation 1.1 $91M 1.6M 55.21
Baxalta Incorporated 1.0 $89M 2.2M 40.40
Hawaiian Electric Industries (HE) 1.0 $86M 2.6M 32.40
Piedmont Natural Gas Company 1.0 $86M 1.4M 59.83
Columbia Pipeline 1.0 $85M 3.4M 25.10
Dominion Res Inc Va unit 04/01/2013 1.0 $83M 1.4M 58.95
Adt 0.9 $81M 2.0M 41.26
Cameron International Corporation 0.9 $79M 1.2M 67.05
Linkedin Corp note 0.500% 11/0 0.9 $75M 83M 0.91
Astoria Financial Corporation 0.8 $73M 4.6M 15.84
Molina Healthcare Inc. conv 0.8 $73M 44M 1.65
Stericycle, Inc. pfd cv 0.8 $72M 769k 93.56
National Penn Bancshares 0.8 $71M 6.7M 10.64
Priceline.com debt 1.000% 3/1 0.8 $67M 46M 1.44
ITC Holdings 0.7 $56M 1.3M 43.57
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.6 $55M 2.8M 19.87
Questar Corporation 0.6 $52M 2.1M 24.80
Media Gen 0.6 $47M 2.9M 16.31
Valspar Corporation 0.5 $47M 434k 107.02
EMC Corporation 0.5 $47M 1.8M 26.65
Medicines Company conv 0.5 $46M 41M 1.13
Herbalife Ltd conv 0.5 $42M 44M 0.97
Starwood Hotels & Resorts Worldwide 0.5 $41M 493k 83.43
Ship Finance International sr cv nt 0.5 $41M 43M 0.96
Affymetrix 0.5 $41M 2.9M 14.01
Mu Us conv 0.4 $38M 30M 1.26
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.4 $38M 745k 50.92
Medicines Co dbcv 1.375% 6/0 0.4 $36M 28M 1.28
Tyco International 0.4 $35M 959k 36.71
Webmd Health Corp 1.5% cnvrtbnd 0.4 $35M 26M 1.34
Cheniere Energy Inc note 4.250% 3/1 0.4 $34M 63M 0.53
Allergan 0.4 $34M 125k 268.03
Fairchild Semiconductor International 0.4 $33M 1.7M 20.00
Spirit Realty Capital Inc convertible cor 0.4 $33M 33M 1.00
Euronet Worldwide Inc Note 1.500%10/0 0.4 $33M 27M 1.20
Newport Corporation 0.4 $32M 1.4M 23.00
Ingram Micro 0.4 $32M 892k 35.91
Fresh Market 0.4 $31M 1.1M 28.53
Webmd Health Conv Sr Notes conv 0.4 $31M 27M 1.15
Norfolk Southern (NSC) 0.3 $30M 361k 83.25
Allscripts Healthcare So conv 0.3 $30M 30M 1.02
Black Hills Corp unit 99/99/9999 0.3 $31M 449k 68.15
Carmike Cinemas 0.3 $30M 987k 30.04
On Semiconductor Corp note 2.625%12/1 0.3 $29M 27M 1.09
Mgic Invt Corp Wis note 5.000% 5/0 0.3 $28M 27M 1.04
D Tumi Holdings 0.3 $28M 1.0M 26.82
Micron Technology Inc note 2.125% 2/1 0.3 $28M 23M 1.20
Rofin-Sinar Technologies 0.3 $27M 835k 32.22
Standard Pacific Corp cnv 0.3 $26M 25M 1.06
Weyerhaeuser C conv prf 0.3 $27M 520k 51.28
Empire District Electric Company 0.3 $26M 779k 33.05
Alphabet Inc Class C cs (GOOG) 0.3 $26M 35k 744.94
Equinix Inc note 4.750% 6/1 0.3 $25M 5.8M 4.31
Meritor Inc conv 0.3 $25M 21M 1.16
Talmer Ban 0.3 $25M 1.4M 18.09
Starwood Property Trust note 0.3 $24M 24M 1.01
Acorda Therap note 1.75% 6/15 0.3 $23M 26M 0.89
Take-two Interactive Sof note 0.3 $23M 11M 1.98
Prospect Capital Corp conv 0.2 $22M 24M 0.89
Wright Med Group Inc note 2.000% 2/1 0.2 $21M 23M 0.90
Micron Technology Inc bond 0.2 $20M 16M 1.27
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.2 $20M 22M 0.91
Garnero Group Acquisition 0.2 $20M 2.0M 9.94
Klx Inc Com $0.01 0.2 $20M 614k 32.14
Ttm Technologies Inc conv 0.2 $19M 22M 0.90
Apollo 0.2 $18M 2.2M 8.21
Keysight Technologies (KEYS) 0.2 $18M 642k 27.74
Hewlett Packard Enterprise (HPE) 0.2 $18M 1.0M 17.73
Ferrari Nv Ord (RACE) 0.2 $18M 442k 41.70
Hydra Inds Acquisition 0.2 $17M 1.7M 9.83
Wpx Energy Inc p 0.2 $18M 475k 37.01
Msg Network Inc cl a 0.2 $18M 1.0M 17.29
Lake Shore Gold 0.2 $16M 11M 1.46
Mentor Graphics 4% 2031 conv 0.2 $17M 16M 1.05
Knowles (KN) 0.2 $16M 1.2M 13.18
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $17M 18M 0.90
Spirit Rlty Cap Inc New Note cb 0.2 $16M 16M 1.01
Sunpower Corp dbcv 0.750% 6/0 0.2 $16M 15M 1.11
Topbuild (BLD) 0.2 $16M 552k 29.74
Energizer Holdings (ENR) 0.2 $16M 397k 40.51
Liberty Tripadvisor Hldgs (LTRPA) 0.2 $16M 703k 22.16
Cable One (CABO) 0.2 $16M 36k 437.12
Care Cap Properties 0.2 $16M 584k 26.84
eBay (EBAY) 0.2 $15M 620k 23.86
Notes Gencorp Inc. 4.0625% dbcv 0.2 $15M 8.3M 1.82
Starwood Ppty note 4.0% 1/15/ 0.2 $15M 15M 1.01
Markit 0.2 $15M 416k 35.35
Cdk Global Inc equities 0.2 $15M 316k 46.55
Halyard Health 0.2 $15M 510k 28.73
Gannett 0.2 $15M 991k 15.14
Hologic Inc frnt 2.000%12/1 0.2 $14M 9.2M 1.51
Wp Glimcher 0.2 $14M 1.5M 9.49
Urban Edge Pptys (UE) 0.2 $13M 518k 25.84
Now (DNOW) 0.1 $13M 739k 17.72
Northstar Asset Management C 0.1 $13M 1.1M 11.35
Convergys Corp sdcv 5.750% 9/1 0.1 $12M 4.7M 2.49
Communications Sales&leas Incom us equities / etf's 0.1 $12M 545k 22.25
Chemours (CC) 0.1 $13M 1.8M 7.00
SanDisk Corporation 0.1 $11M 143k 76.08
Time 0.1 $11M 720k 15.44
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.1 $11M 11M 0.99
Lumentum Hldgs (LITE) 0.1 $12M 428k 26.97
Cien 4 12/15/20 0.1 $10M 8.0M 1.25
Horizon Pharma Plc convertible security 0.1 $10M 12M 0.86
Intel Corp sdcv 0.1 $9.2M 7.2M 1.27
Vector Group Ltd note 1.75% 4/15 0.1 $9.4M 8.5M 1.11
Anchor Bancorp Wisconsin 0.1 $9.6M 214k 45.06
Amyris Inc dbcv 9.500% 4/1 0.1 $9.9M 12M 0.82
Cascade Microtech 0.1 $8.8M 427k 20.62
Ryland Group note 0.1 $8.5M 7.0M 1.22
Blackhawk Network Hldgs Inc cl a 0.1 $8.7M 253k 34.30
Seacor Holdings Inc note 2.500%12/1 0.1 $8.8M 9.2M 0.95
Fidelity + Guaranty Life 0.1 $8.7M 332k 26.24
Liberty Broadband Corporation (LBRDA) 0.1 $8.3M 143k 58.16
Fintech Acquisition 0.1 $8.2M 815k 10.05
Arowana 0.1 $8.7M 875k 9.96
Cemex Sab De Cv conv bnd 0.1 $7.4M 7.1M 1.05
Gcp Applied Technologies 0.1 $7.4M 373k 19.94
Blount International 0.1 $7.1M 716k 9.98
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $6.7M 8.3M 0.81
Alon Usa Energy Inc note 3.000% 9/1 0.1 $7.2M 7.5M 0.97
Journal Media 0.1 $6.6M 553k 11.96
PowerSecure International 0.1 $5.9M 313k 18.69
Medidata Solutions Inc conv 0.1 $5.8M 5.7M 1.02
Sequenom Inc conv 0.1 $6.1M 9.5M 0.65
General Cable Corp Del New frnt 4.500% 11/1 0.1 $5.4M 9.9M 0.55
Herbalife Ltd Com Stk (HLF) 0.1 $5.5M 89k 61.56
Wilshire Ban 0.1 $5.3M 517k 10.30
Vector Group Ltd frnt 1/1 0.1 $5.1M 3.4M 1.50
Ar Cap Acquisition 0.1 $5.0M 510k 9.84
Frontier Communications Corp pfd conv ser-a 0.1 $5.2M 50k 104.50
Atlantic Alliance Partner 0.1 $5.2M 500k 10.43
Klr Energy Acquisition Corp unit 0.1 $5.0M 500k 10.03
Phoenix Cos 0.1 $4.4M 121k 36.84
Rambus Inc Del note 1.125% 8/1 0.1 $4.5M 3.6M 1.26
1347 Cap 0.1 $4.5M 451k 9.89
Pacific Spl Acquisition Corp 0.1 $4.2M 415k 10.01
Citrix Systems 0.0 $3.5M 44k 78.59
Cohen & Steers Quality Income Realty (RQI) 0.0 $3.1M 249k 12.41
Twenty-first Century Fox 0.0 $3.6M 130k 27.88
News (NWSA) 0.0 $3.4M 265k 12.77
California Resources 0.0 $3.4M 3.3M 1.03
C B Pharma Acquisition Corp 0.0 $3.5M 350k 10.10
Monster Worldwide Inc note 3.500%10/1 0.0 $3.5M 3.8M 0.92
Keycorp New pfd 7.75% sr a 0.0 $2.6M 20k 130.45
Checkpoint Systems 0.0 $2.2M 218k 10.12
Alpine Global Premier Properties Fund 0.0 $2.3M 405k 5.59
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $2.7M 340k 7.91
Fox Chase Ban 0.0 $2.7M 138k 19.32
Cohen & Steers REIT/P (RNP) 0.0 $2.3M 120k 18.92
Liberty All-Star Equity Fund (USA) 0.0 $2.4M 474k 4.97
Monarch Financial Holdings 0.0 $2.2M 135k 16.61
First Tr High Income L/s (FSD) 0.0 $2.6M 180k 14.62
Invacare Corp note 0.0 $2.4M 2.5M 0.97
Cbre Clarion Global Real Estat re (IGR) 0.0 $2.6M 331k 7.81
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $2.8M 394k 7.21
Apollo Residential Mortgage 0.0 $2.3M 170k 13.42
Ntelos Holdings 0.0 $2.6M 284k 9.20
Rouse Pptys 0.0 $2.8M 152k 18.38
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.0 $2.7M 2.6M 1.04
Pimco Dynamic Credit Income other 0.0 $2.3M 130k 17.44
Communityone Ban 0.0 $2.7M 202k 13.28
Dt Asia Invts 0.0 $2.3M 225k 10.15
Avenue Financial Hldngs 0.0 $2.3M 117k 19.37
Cowen Group Inc New note 3.000% 3/1 0.0 $2.8M 3.1M 0.93
Sunedison Inc note 2.000%10/0 0.0 $2.3M 57M 0.04
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $2.7M 3.4M 0.79
Carriage Svcs Inc note 2.750% 3/1 0.0 $2.2M 2.0M 1.10
Silver Run Acquisition Corp unit 99/99/9999t 0.0 $2.3M 218k 10.35
LeapFrog Enterprises 0.0 $1.7M 1.7M 0.99
National Interstate Corporation 0.0 $1.7M 58k 29.93
Cape Ban 0.0 $1.7M 130k 13.44
Templeton Global Income Fund 0.0 $1.7M 261k 6.52
Pulaski Financial 0.0 $1.6M 100k 16.15
HF Financial 0.0 $2.1M 114k 18.00
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $2.0M 152k 13.18
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $1.7M 138k 12.22
BlackRock Core Bond Trust (BHK) 0.0 $1.9M 138k 13.39
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.2M 5.0M 0.43
Blackstone Gso Strategic (BGB) 0.0 $1.3M 98k 13.63
Ares Dynamic Cr Allocation (ARDC) 0.0 $1.7M 129k 13.38
Amag Pharmaceuticals Inc note 2.500% 2/1 0.0 $1.4M 1.3M 1.09
Healthways Inc note 1.500% 7/0 0.0 $2.1M 2.3M 0.92
Accuray Inc debt 3.500% 2/0 0.0 $1.8M 1.5M 1.20
Amsburg Corp pfd 5.25% 0.0 $1.6M 11k 141.40
C1 Financial 0.0 $1.8M 76k 24.20
Wl Ross Holding Corp wrt 0.0 $1.3M 2.6M 0.49
Albany Molecular Resh Inc note 2.250%11/1 0.0 $1.8M 1.6M 1.11
Resource Capital Corporation note 8.000 1/1 0.0 $1.4M 1.5M 0.96
Del Taco Restaurants Inc Exp 6 warr 0.0 $1.8M 729k 2.45
Enernoc, Inc. conv 0.0 $2.1M 3.0M 0.71
Ezcorp Inc sr unsecured 06/19 2.625 0.0 $1.6M 2.5M 0.64
Starwood Waypoint Residentl note 4.500%10/1 0.0 $1.4M 1.4M 1.03
Jensyn Acquisition Corp unit 99/99/9999 0.0 $2.0M 200k 10.00
Manitowoc Company 0.0 $739k 171k 4.33
Buckeye Partners 0.0 $454k 6.7k 67.89
Pinnacle Entertainment 0.0 $1.2M 34k 35.11
Pioneer Floating Rate Trust (PHD) 0.0 $750k 67k 11.19
Central Securities (CET) 0.0 $1.1M 59k 19.13
Enterprise Products Partners (EPD) 0.0 $681k 28k 24.62
Western Gas Partners 0.0 $449k 10k 43.42
AmeriGas Partners 0.0 $477k 11k 43.51
Dcp Midstream Partners 0.0 $481k 18k 27.26
Hutchinson Technology Incorporated 0.0 $867k 237k 3.66
NuStar Energy 0.0 $474k 12k 40.38
Oneok Partners 0.0 $536k 17k 31.42
Spectra Energy Partners 0.0 $501k 10k 48.11
SPX Corporation 0.0 $1.1M 72k 15.01
TC Pipelines 0.0 $476k 9.9k 48.20
TransMontaigne Partners 0.0 $737k 20k 36.63
Boardwalk Pipeline Partners 0.0 $548k 37k 14.73
Energy Transfer Partners 0.0 $537k 17k 32.34
Holly Energy Partners 0.0 $588k 17k 33.82
NuVasive 0.0 $1.0M 21k 48.64
Sunoco Logistics Partners 0.0 $451k 18k 25.09
Magellan Midstream Partners 0.0 $616k 9.0k 68.77
Ark Restaurants (ARKR) 0.0 $826k 40k 20.61
Tri-Continental Corporation (TY) 0.0 $783k 39k 19.96
AllianceBernstein Global Hgh Incm (AWF) 0.0 $504k 43k 11.65
Eaton Vance Short Duration Diversified I (EVG) 0.0 $1.0M 76k 13.34
Franklin Templeton (FTF) 0.0 $1.2M 105k 11.34
Huntington Bancshares Inc pfd conv ser a 0.0 $1.1M 800.00 1365.00
Gabelli Dividend & Income Trust (GDV) 0.0 $670k 36k 18.48
LMP Capital and Income Fund (SCD) 0.0 $521k 42k 12.36
Crown Media Holdings 0.0 $1.2M 237k 5.08
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $741k 158k 4.69
Royce Value Trust (RVT) 0.0 $856k 73k 11.71
General American Investors (GAM) 0.0 $1.1M 34k 31.24
RMR Asia Pacific Real Estate Fund 0.0 $981k 51k 19.36
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $1.2M 91k 13.07
Cheniere Energy Partners (CQP) 0.0 $522k 18k 28.86
Eaton Vance Senior Income Trust (EVF) 0.0 $709k 122k 5.79
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $1.2M 110k 10.75
Nuveen Diversified Dividend & Income 0.0 $508k 46k 10.94
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $542k 72k 7.57
Western Asset Managed High Incm Fnd 0.0 $550k 124k 4.43
Targa Res Corp (TRGP) 0.0 $645k 22k 29.84
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $1.1M 73k 14.78
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $604k 48k 12.52
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $1.1M 199k 5.43
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $467k 35k 13.25
Lehman Brothers First Trust IOF (NHS) 0.0 $1.0M 95k 10.61
Nuveen Dividend Advantage Municipal Fd 2 0.0 $593k 40k 14.84
Western Asset Worldwide Income Fund 0.0 $1.0M 99k 10.39
Western Asset Global High Income Fnd (EHI) 0.0 $1.1M 125k 9.04
Nuveen Insured Quality Muncipal Fund 0.0 $644k 45k 14.23
Nuveen Maryland Premium Income Municipal 0.0 $817k 61k 13.41
Western Asset Glbl Partners Incm Fnd 0.0 $759k 95k 8.02
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $538k 59k 9.16
First Trust/Aberdeen Global Opportunity 0.0 $993k 91k 10.97
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $559k 42k 13.45
Macquarie Global Infr Total Rtrn Fnd 0.0 $642k 32k 20.08
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $1.2M 83k 14.15
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $439k 30k 14.57
Kinder Morgan (KMI) 0.0 $489k 27k 17.87
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $534k 117k 4.57
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $1.1M 83k 13.59
Avenue Income Cr Strat 0.0 $786k 72k 10.96
Apollo Sr Floating Rate Fd I (AFT) 0.0 $778k 51k 15.19
Nuveen Sht Dur Cr Opp 0.0 $748k 49k 15.13
Brookfield Global Listed 0.0 $622k 55k 11.35
First Trust Strategic 0.0 $456k 40k 11.38
Prudential Sht Duration Hg Y 0.0 $439k 29k 15.39
Summit Midstream Partners 0.0 $444k 26k 16.99
Mplx (MPLX) 0.0 $683k 23k 29.68
Javelin Mtg Invt 0.0 $753k 105k 7.18
Atlanticus Holdings (ATLC) 0.0 $574k 191k 3.00
Laporte Ban 0.0 $437k 28k 15.78
Prudential Gl Sh Dur Hi Yld 0.0 $507k 34k 14.87
Blackrock Multi-sector Incom other (BIT) 0.0 $648k 41k 15.81
Apollo Tactical Income Fd In (AIF) 0.0 $677k 50k 13.62
Cenveo Corp conv bnd 0.0 $1.1M 2.7M 0.42
Tallgrass Energy Partners 0.0 $431k 11k 38.28
Ivy High Income Opportunities 0.0 $806k 63k 12.73
Phillips 66 Partners 0.0 $516k 8.2k 62.58
Wci Cmntys Inc Com Par $0.01 0.0 $553k 30k 18.57
Kkr Income Opportunities (KIO) 0.0 $589k 41k 14.41
Valero Energy Partners 0.0 $484k 10k 47.35
Alpine Total Dyn Fd New cefs 0.0 $602k 80k 7.50
Alpine Global Dynamic 0.0 $668k 78k 8.53
Quantum Corp note 4.500% 11/1 0.0 $1.2M 1.7M 0.74
Castle A M & Co note 7.000%12/1 0.0 $682k 1.5M 0.47
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $1.1M 1.3M 0.87
Quidel Corp note 3.250%12/1 0.0 $890k 1.0M 0.89
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $473k 525k 0.90
Green Plains Inc conv 0.0 $1.0M 1.0M 1.00
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $440k 2.0M 0.22
Spectrum Pharmaceuticals Inc conv 0.0 $1.3M 1.5M 0.89
Sunedison Inc note 2.750% 1/0 0.0 $1.1M 29M 0.04
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $665k 3.5M 0.19
Biotie Therapies Corp. ads 0.0 $596k 23k 26.40
Corenergy Infrastructure note 7% 6/15 0.0 $1.2M 1.5M 0.78
Fintech Acquisition Corp *w exp 02/19/202 0.0 $527k 810k 0.65
Barnes & Noble Ed 0.0 $600k 61k 9.80
Pjt Partners (PJT) 0.0 $646k 27k 24.05
Agrofresh Solutions wts feb 19 19 0.0 $513k 540k 0.95
Moduslink Global Solutions 0.0 $621k 900k 0.69
Electrum Spl Acquisition Cor 0.0 $1.1M 110k 9.65
Global Partner Acquisition C 0.0 $1.3M 131k 9.62
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $525k 1.8M 0.30
Gores Hldgs Inc *w exp 08/13/202 0.0 $735k 3.5M 0.21
Boulevard Acquisition *w exp 09/25/202 0.0 $467k 1.9M 0.25
Manitowoc Foodservice 0.0 $725k 49k 14.74
Enbridge Energy Partners 0.0 $357k 20k 18.34
Genesis Energy (GEL) 0.0 $411k 13k 31.80
Martin Midstream Partners (MMLP) 0.0 $377k 19k 20.09
Plains All American Pipeline (PAA) 0.0 $371k 18k 21.00
Vanguard Natural Resources 0.0 $79k 54k 1.46
Centene Corporation (CNC) 0.0 $422k 6.9k 61.61
Teekay Lng Partners 0.0 $258k 20k 12.70
Adams Express Company (ADX) 0.0 $164k 13k 12.65
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $345k 26k 13.20
Calamos Strategic Total Return Fund (CSQ) 0.0 $134k 14k 9.52
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $375k 38k 9.85
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $340k 34k 9.96
New America High Income Fund I 0.0 $157k 19k 8.08
Boulder Growth & Income Fund (STEW) 0.0 $88k 11k 7.88
Royce Micro Capital Trust (RMT) 0.0 $327k 47k 7.00
BlackRock Floating Rate Income Trust (BGT) 0.0 $342k 27k 12.85
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $163k 12k 13.12
Lazard Global Total Return & Income Fund (LGI) 0.0 $176k 14k 12.42
Putnam High Income Securities Fund 0.0 $385k 53k 7.32
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $93k 12k 7.53
Calamos Global Dynamic Income Fund (CHW) 0.0 $261k 37k 7.04
Nuveen Senior Income Fund 0.0 $148k 25k 5.90
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $190k 12k 15.37
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $317k 53k 5.98
Nuveen Premium Income Municipal Fund 0.0 $324k 22k 14.59
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $219k 15k 14.34
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $359k 38k 9.59
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $122k 11k 10.84
Swiss Helvetia Fund (SWZ) 0.0 $330k 32k 10.17
Nuveen Select Quality Municipal Fund 0.0 $356k 24k 14.67
Nuveen North Carol Premium Incom Mun 0.0 $405k 29k 13.76
Exd - Eaton Vance Tax-advant 0.0 $143k 12k 12.31
Western Asset Global Cp Defi (GDO) 0.0 $232k 14k 16.47
Morgan Stanley income sec 0.0 $215k 12k 17.51
Valley Natl Bancorp *w exp 11/14/201 0.0 $17k 116k 0.15
Tesoro Logistics Lp us equity 0.0 $422k 9.3k 45.62
Rose Rock Midstream 0.0 $232k 20k 11.85
Associated Banc Corp *w exp 11/21/201 0.0 $56k 24k 2.39
Babson Cap Glb Sht Durhgh Yl 0.0 $412k 25k 16.70
Stone Hbr Emerg Mkts Tl 0.0 $343k 28k 12.34
Allianzgi Conv & Inc Fd taxable cef 0.0 $112k 20k 5.54
Allianzgi Nfj Divid Int Prem S cefs 0.0 $200k 16k 12.27
Allianzgi Conv & Income Fd I 0.0 $122k 25k 4.89
American Homes 4 Rent-a reit (AMH) 0.0 $200k 13k 15.93
Eaton Vance Fltg Rate In 0.0 $205k 14k 14.58
Energy Fuels (UUUU) 0.0 $40k 18k 2.22
Resource Cap Corp Note 6.000%12/0 note 0.0 $253k 275k 0.92
Thl Cr Sr Ln 0.0 $179k 11k 16.00
Enlink Midstream Ptrs 0.0 $350k 29k 12.07
Community Health Sys Inc New right 01/27/2016 0.0 $100k 10M 0.01
Brookfield High Income Fd In 0.0 $387k 55k 7.02
Voya Global Eq Div & Pr Opp (IGD) 0.0 $74k 11k 7.08
Enable Midstream 0.0 $360k 42k 8.56
Voya Infrastructure Industrial & Materia (IDE) 0.0 $152k 12k 12.47
Deutsche High Income Tr 0.0 $109k 13k 8.48
Cone Midstream Partners 0.0 $205k 16k 12.50
Jason Inds Inc w exp 06/30/201 0.0 $266k 2.2M 0.12
1347 Cap Corp right 07/21/2016 0.0 $165k 501k 0.33
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $428k 1.4M 0.30
Garnero Group Acquition Rts right 06/25/2016 0.0 $390k 2.8M 0.14
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $90k 501k 0.18
Shell Midstream Prtnrs master ltd part 0.0 $352k 9.6k 36.63
Rice Midstream Partners Lp unit ltd partn 0.0 $370k 25k 14.88
Gain Cap Hldgs Inc note 4.125%12/0 0.0 $419k 450k 0.93
Pangaea Logistics Solution L (PANL) 0.0 $126k 55k 2.29
Williams Partners 0.0 $387k 19k 20.44
Hydra Industries Acquisition wrnt 0.0 $380k 2.0M 0.19
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $75k 750k 0.10
Dt Asia Invts Ltd rights 03/30/2016 0.0 $38k 225k 0.17
Sprott Focus Tr (FUND) 0.0 $369k 61k 6.09
C B Pharma Acquisition Corp right 06/17/2016 0.0 $32k 350k 0.09
Barington Hilco Acquisition right 02/13/2017 0.0 $109k 546k 0.20
Barington Hilco Acquisition *w exp 02/11/201 0.0 $55k 546k 0.10
Azure Midstream Partners Lp m 0.0 $64k 51k 1.25
Harmony Merger Corp w exp 01/01/202 0.0 $375k 1.6M 0.23
Arowana Inc right 01/01/2017 0.0 $176k 800k 0.22
Global Partner Acquisition C *w exp 07/01/202 0.0 $180k 1.2M 0.15
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $173k 1.2M 0.15
Easterly Acquisition Corp *w exp 07/29/202 0.0 $278k 925k 0.30
Crestwood Equity Partners master ltd part 0.0 $264k 23k 11.66
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $54k 415k 0.13