CNH Partners

Cnh Partners as of June 30, 2016

Portfolio Holdings for Cnh Partners

Cnh Partners holds 387 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nvidia Corp note 1.000 12/0 5.1 $468M 200M 2.34
Verisign Inc sdcv 3.250% 8/1 3.7 $345M 137M 2.52
Intel Corp. Jr. Sub. Cv. Deb. conv 2.1 $196M 120M 1.63
Tyson Foods Inc cnv p 2.0 $186M 2.5M 74.23
Microchip Technology Inc sdcv 2.125%12/1 2.0 $185M 88M 2.11
KLA-Tencor Corporation (KLAC) 2.0 $184M 2.5M 73.25
T Mobile Us Inc conv pfd ser a 1.9 $180M 2.4M 73.51
Tyco International 1.8 $169M 4.0M 42.60
Allergan Plc pfd conv ser a 1.8 $167M 200k 832.75
Yahoo! 1.8 $163M 4.3M 37.56
Humana (HUM) 1.6 $151M 837k 179.88
Rite Aid Corporation 1.6 $147M 20M 7.49
Dominion Resources Inc 6% 07/01/2016 conbnp 1.6 $146M 2.4M 61.10
CIGNA Corporation 1.6 $145M 1.1M 127.99
Starwood Hotels & Resorts Worldwide 1.5 $141M 1.9M 73.95
St. Jude Medical 1.4 $133M 1.7M 78.00
Alere 1.4 $133M 3.2M 41.68
Fiat Chrysler Auto 1.4 $132M 2.2M 60.13
ITC Holdings 1.4 $130M 2.8M 46.82
FirstMerit Corporation 1.4 $130M 6.4M 20.27
First Niagara Financial 1.3 $121M 12M 9.74
Crown Castle Intl Corp New cnv pfd stk sr a 1.3 $119M 986k 121.10
Anthem Inc conv p 1.2 $111M 2.5M 44.83
Valspar Corporation 1.2 $110M 1.0M 108.03
AGL Resources 1.1 $106M 1.6M 65.97
Welltower Inc 6.50% pfd prepet 1.1 $101M 1.5M 68.09
Wellpoint Inc Note cb 1.1 $99M 54M 1.83
Palo Alto Networks Inc note 7/0 1.1 $97M 76M 1.28
E.I. du Pont de Nemours & Company 1.0 $94M 1.5M 64.80
Questar Corporation 1.0 $93M 3.7M 25.37
Hawaiian Electric Industries (HE) 1.0 $93M 2.8M 32.79
Westar Energy 1.0 $92M 1.6M 56.09
Mgic Investment Corp note 1.0 $90M 81M 1.11
Molina Healthcare Inc. conv 1.0 $90M 66M 1.36
Tesla Mtrs Inc note 1.500% 6/0 1.0 $89M 52M 1.70
Priceline.com debt 1.000% 3/1 0.9 $83M 60M 1.39
EMC Corporation 0.9 $81M 3.0M 27.17
Qlik Technologies 0.9 $80M 2.7M 29.58
Linkedin Corp 0.9 $81M 426k 189.25
Columbia Pipeline 0.9 $81M 3.2M 25.49
TECO Energy 0.8 $75M 2.7M 27.64
Piedmont Natural Gas Company 0.8 $73M 1.2M 60.12
Astoria Financial Corporation 0.7 $66M 4.3M 15.33
Demandware 0.7 $66M 879k 74.90
FEI Company 0.7 $60M 562k 106.88
Herbalife Ltd conv 0.6 $59M 60M 0.99
Empire District Electric Company 0.6 $58M 1.7M 33.97
DreamWorks Animation SKG 0.6 $58M 1.4M 40.87
Hatteras Financial 0.6 $59M 3.6M 16.40
Quintiles Transnatio Hldgs I 0.6 $56M 864k 65.32
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.6 $56M 51M 1.09
Linkedin Corp note 0.500% 11/0 0.6 $56M 56M 0.99
Media Gen 0.6 $53M 3.1M 17.19
Cvent 0.6 $52M 1.5M 35.72
TiVo 0.5 $50M 5.1M 9.90
Rofin-Sinar Technologies 0.5 $48M 1.5M 31.94
Medicines Company conv 0.5 $48M 41M 1.18
Weyerhaeuser C conv prf 0.5 $46M 921k 50.28
Mu Us conv 0.5 $45M 30M 1.50
HeartWare International 0.5 $44M 769k 57.75
Ship Finance International sr cv nt 0.5 $45M 42M 1.06
Fairchild Semiconductor International 0.5 $42M 2.1M 19.85
Axiall 0.5 $42M 1.3M 32.61
Cemex Sab De Cv conv bnd 0.4 $41M 40M 1.03
Lexmark International 0.4 $38M 1.0M 37.75
Euronet Worldwide Inc Note 1.500%10/0 0.4 $38M 33M 1.15
Apollo 0.4 $37M 4.0M 9.12
PrivateBan 0.4 $37M 835k 44.03
Talmer Ban 0.4 $37M 1.9M 19.17
Frontier Communications Corp pfd conv ser-a 0.4 $37M 394k 94.88
Cheniere Energy Inc note 4.250% 3/1 0.4 $36M 63M 0.57
inContact, Inc . 0.4 $35M 2.5M 13.85
Spirit Realty Capital Inc convertible cor 0.4 $35M 33M 1.08
Ingram Micro 0.4 $34M 990k 34.78
Marketo 0.4 $34M 983k 34.82
Celator Pharmaceuticals 0.4 $34M 1.1M 30.18
Micron Technology Inc note 2.125% 2/1 0.4 $33M 23M 1.45
Memorial Resource Development 0.4 $34M 2.1M 15.88
Webmd Health Corp 1.5% cnvrtbnd 0.4 $33M 26M 1.27
Diamond Resorts International 0.3 $32M 1.1M 29.96
Examworks 0.3 $31M 897k 34.85
Talen Energy 0.3 $31M 2.3M 13.55
Black Hills Corp unit 99/99/9999 0.3 $32M 449k 70.84
D Tumi Holdings 0.3 $31M 1.2M 26.74
QLogic Corporation 0.3 $30M 2.0M 14.74
Webmd Health Conv Sr Notes conv 0.3 $29M 27M 1.10
Allscripts Healthcare So conv 0.3 $30M 30M 1.00
Carmike Cinemas 0.3 $29M 960k 30.12
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.3 $29M 940k 30.34
On Semiconductor Corp note 2.625%12/1 0.3 $28M 27M 1.04
Virgin America 0.3 $28M 498k 56.21
Standard Pacific Corp cnv 0.3 $27M 25M 1.08
Dynegy Inc unit 07/01/20191 0.3 $27M 250k 107.85
Whiting Pete Corp New dbcv 1.250% 4/0 0.3 $27M 30M 0.90
Exelon Corp 6.5% 01-jun-2017 convprf 0.3 $26M 527k 49.50
American Capital 0.3 $25M 1.6M 15.83
Starwood Property Trust note 0.3 $25M 24M 1.05
Monsanto Company 0.3 $24M 235k 103.41
Micron Technology Inc bond 0.3 $24M 16M 1.53
Meritor Inc conv 0.3 $24M 21M 1.13
Acorda Therap note 1.75% 6/15 0.3 $24M 27M 0.88
Workday Inc conv 0.3 $24M 21M 1.11
Ttm Technologies Inc conv 0.2 $23M 23M 1.00
Prospect Capital Corp conv 0.2 $22M 23M 0.95
Wpx Energy Inc p 0.2 $22M 475k 46.73
Envision Healthcare Hlds 0.2 $21M 834k 25.37
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.2 $21M 22M 0.95
Wright Med Group Inc note 2.000% 2/1 0.2 $21M 23M 0.92
Topbuild (BLD) 0.2 $20M 552k 36.20
Energizer Holdings (ENR) 0.2 $20M 397k 51.49
Klx Inc Com $0.01 0.2 $19M 614k 31.00
Emergent Biosolutions Inc conv 0.2 $19M 17M 1.14
Twenty-first Century Fox 0.2 $19M 687k 27.05
Keysight Technologies (KEYS) 0.2 $19M 642k 29.09
Cable One (CABO) 0.2 $19M 36k 511.42
Hewlett Packard Enterprise (HPE) 0.2 $19M 1.0M 18.27
Horizon Pharma Plc convertible security 0.2 $18M 20M 0.91
Medivation 0.2 $18M 294k 60.30
Parkway Properties 0.2 $18M 1.1M 16.73
Mentor Graphics 4% 2031 conv 0.2 $17M 16M 1.10
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $18M 18M 0.95
Cdk Global Inc equities 0.2 $18M 316k 55.49
Notes Gencorp Inc. 4.0625% dbcv 0.2 $17M 8.3M 2.03
Ldr Hldg 0.2 $17M 461k 36.95
Halyard Health 0.2 $17M 510k 32.52
Ferrari Nv Ord (RACE) 0.2 $17M 407k 40.93
Dow Chemical Company 0.2 $15M 308k 49.71
Vector Group Ltd frnt 1/1 0.2 $16M 11M 1.45
Starwood Ppty note 4.0% 1/15/ 0.2 $16M 15M 1.06
Liberty Tripadvisor Hldgs (LTRPA) 0.2 $15M 703k 21.88
Urban Edge Pptys (UE) 0.2 $16M 518k 29.86
Communications Sales&leas Incom us equities / etf's 0.2 $16M 545k 28.90
Care Cap Properties 0.2 $15M 584k 26.21
Msg Network Inc cl a 0.2 $16M 1.0M 15.34
eBay (EBAY) 0.2 $15M 620k 23.41
Chemours (CC) 0.2 $15M 1.8M 8.24
Northstar Realty Finance 0.2 $15M 1.3M 11.43
Cf Corporation 0.2 $15M 1.5M 9.92
Krispy Kreme Doughnuts 0.1 $14M 677k 20.96
Ihs 0.1 $14M 123k 115.61
Hologic Inc frnt 2.000%12/1 0.1 $14M 9.2M 1.50
Exelixis Inc cnv 0.1 $14M 9.4M 1.49
Starz - Liberty Capital 0.1 $14M 477k 29.92
Northstar Asset Management C 0.1 $14M 1.4M 10.21
Sunpower Corp dbcv 0.750% 6/0 0.1 $14M 15M 0.95
Gannett 0.1 $14M 991k 13.81
Cash America International 0.1 $12M 280k 42.62
Time 0.1 $12M 720k 16.46
Tivo Inc 2.0 10-01-21 cv 0.1 $12M 12M 0.98
Ingevity (NGVT) 0.1 $12M 355k 34.04
Convergys Corp sdcv 5.750% 9/1 0.1 $11M 4.7M 2.28
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.1 $11M 11M 1.01
Cien 4 12/15/20 0.1 $10M 8.0M 1.25
Spirit Rlty Cap Inc New Note cb 0.1 $10M 9.0M 1.12
Lumentum Hldgs (LITE) 0.1 $10M 428k 24.20
Intel Corp sdcv 0.1 $9.4M 7.2M 1.30
Ryland Group note 0.1 $9.0M 7.0M 1.29
Seacor Holdings Inc note 2.500%12/1 0.1 $9.0M 9.2M 0.98
Fidelity + Guaranty Life 0.1 $9.6M 414k 23.18
Vector Group Ltd note 1.75% 4/15 0.1 $9.4M 8.5M 1.11
Xura 0.1 $8.9M 363k 24.43
Gcp Applied Technologies 0.1 $9.4M 361k 26.04
Blackhawk Network Hldgs Inc cl a 0.1 $8.5M 253k 33.49
Liberty Broadband Corporation (LBRDA) 0.1 $8.5M 143k 59.40
Arowana 0.1 $8.8M 875k 10.02
Fintech Acquisition 0.1 $7.5M 755k 9.88
Huron Consulting Group I 1.25% cvbond 0.1 $7.3M 7.1M 1.02
Medidata Solutions Inc conv 0.1 $6.2M 5.7M 1.09
General Cable Corp Del New frnt 4.500% 11/1 0.1 $5.7M 9.9M 0.58
Elizabeth Arden 0.1 $5.6M 407k 13.76
Herbalife Ltd Com Stk (HLF) 0.1 $5.9M 101k 58.53
Hydra Inds Acquisition 0.1 $5.3M 540k 9.89
Sequenom Inc conv 0.1 $5.5M 9.5M 0.58
Amyris Inc dbcv 9.500% 4/1 0.1 $5.8M 12M 0.48
Western Digital (WDC) 0.1 $4.8M 101k 47.26
Electro Rent Corporation 0.1 $4.3M 278k 15.41
Suffolk Ban 0.1 $5.0M 158k 31.31
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $4.9M 6.3M 0.79
1347 Cap 0.1 $4.2M 451k 9.26
Alon Usa Energy Inc note 3.000% 9/1 0.1 $4.7M 5.5M 0.87
Pacific Spl Acquisition Corp 0.1 $4.2M 415k 10.09
Klr Energy Acquisition Corp unit 0.1 $5.1M 500k 10.10
Allegheny Technologies Inc note 4.750% 7/0 0.1 $4.2M 4.0M 1.06
Landcadia Holdings Inc unit 0.1 $5.0M 500k 10.03
Citrix Systems 0.0 $3.6M 45k 80.09
Higher One Holdings 0.0 $3.4M 672k 5.11
Rambus Inc Del note 1.125% 8/1 0.0 $4.1M 3.6M 1.16
California Res Corp 0.0 $4.0M 328k 12.20
Origo Acquisition Corp 0.0 $3.6M 350k 10.22
Keycorp New pfd 7.75% sr a 0.0 $2.6M 20k 132.40
Wilshire Ban 0.0 $2.5M 240k 10.42
Fox Chase Ban 0.0 $2.8M 138k 20.34
Liberty All-Star Equity Fund (USA) 0.0 $2.4M 474k 5.02
SciQuest 0.0 $2.4M 133k 17.66
Invacare Corp note 0.0 $2.5M 2.5M 0.98
Cbre Clarion Global Real Estat re (IGR) 0.0 $2.3M 283k 8.23
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $3.0M 394k 7.70
Rouse Pptys 0.0 $2.8M 152k 18.25
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.0 $2.6M 2.6M 1.01
Cenveo Corp conv bnd 0.0 $2.5M 2.7M 0.93
News (NWSA) 0.0 $3.0M 265k 11.35
Communityone Ban 0.0 $2.6M 202k 12.64
Cowen Group Inc New note 3.000% 3/1 0.0 $2.8M 3.1M 0.91
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $2.6M 3.4M 0.77
Carriage Svcs Inc note 2.750% 3/1 0.0 $2.4M 2.0M 1.18
XenoPort 0.0 $1.7M 244k 7.04
American Science & Engineering 0.0 $1.9M 52k 37.41
National Interstate Corporation 0.0 $1.9M 63k 30.24
Alpine Global Premier Properties Fund 0.0 $2.2M 392k 5.49
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $1.6M 200k 8.08
Cohen & Steers Quality Income Realty (RQI) 0.0 $1.6M 115k 13.72
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.3M 5.0M 0.45
First Tr High Income L/s (FSD) 0.0 $1.5M 101k 14.83
Apollo Residential Mortgage 0.0 $2.3M 170k 13.40
Amag Pharmaceuticals Inc note 2.500% 2/1 0.0 $1.4M 1.3M 1.11
Healthways Inc note 1.500% 7/0 0.0 $2.1M 2.3M 0.94
Accuray Inc debt 3.500% 2/0 0.0 $1.7M 1.5M 1.13
Amsburg Corp pfd 5.25% 0.0 $1.7M 11k 145.53
Alibaba Group Holding (BABA) 0.0 $1.8M 22k 79.52
C1 Financial 0.0 $1.8M 76k 23.33
Albany Molecular Resh Inc note 2.250%11/1 0.0 $1.6M 1.6M 1.03
Dt Asia Invts 0.0 $2.0M 209k 9.35
Avenue Financial Hldngs 0.0 $2.3M 117k 19.65
Resource Capital Corporation note 8.000 1/1 0.0 $1.5M 1.5M 0.98
Dht Holdings Inc cv acrd nt4.5%19 0.0 $1.9M 2.0M 0.95
Echo Global Logistics Inc note 2.500% 5/0 0.0 $1.4M 1.5M 0.95
Corenergy Infrastructure note 7% 6/15 0.0 $1.5M 1.5M 1.00
Enernoc, Inc. conv 0.0 $2.2M 3.0M 0.72
Ezcorp Inc sr unsecured 06/19 2.625 0.0 $2.1M 2.5M 0.84
Monster Worldwide Inc note 3.500%10/1 0.0 $2.0M 2.3M 0.87
Starwood Waypoint Residentl note 4.500%10/1 0.0 $2.0M 1.9M 1.10
Jensyn Acquisition Corp unit 99/99/9999 0.0 $2.0M 200k 10.09
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $1.4M 6.2k 228.72
Quorum Health 0.0 $1.6M 149k 10.71
Tronc 0.0 $1.6M 120k 13.80
Silver Run Acquisition Corp cl a 0.0 $2.1M 218k 9.56
Manitowoc Company 0.0 $930k 171k 5.45
Shire 0.0 $495k 2.7k 184.08
Buckeye Partners 0.0 $470k 6.7k 70.29
Resource America 0.0 $1.4M 140k 9.72
Central Securities (CET) 0.0 $1.1M 58k 19.64
Enterprise Products Partners (EPD) 0.0 $809k 28k 29.25
Western Gas Partners 0.0 $521k 10k 50.38
AmeriGas Partners 0.0 $512k 11k 46.70
Dcp Midstream Partners 0.0 $609k 18k 34.51
Genesis Energy (GEL) 0.0 $496k 13k 38.38
Hutchinson Technology Incorporated 0.0 $803k 237k 3.39
NuStar Energy 0.0 $585k 12k 49.83
Oneok Partners 0.0 $683k 17k 40.04
Plains All American Pipeline (PAA) 0.0 $486k 18k 27.50
Spectra Energy Partners 0.0 $491k 10k 47.15
SPX Corporation 0.0 $642k 43k 14.85
TC Pipelines 0.0 $565k 9.9k 57.22
TransMontaigne Partners 0.0 $827k 20k 41.10
Boardwalk Pipeline Partners 0.0 $649k 37k 17.45
Energy Transfer Partners 0.0 $632k 17k 38.06
Holly Energy Partners 0.0 $602k 17k 34.62
Silver Standard Res 0.0 $680k 53k 12.92
Sunoco Logistics Partners 0.0 $517k 18k 28.76
Magellan Midstream Partners 0.0 $681k 9.0k 76.03
Ark Restaurants (ARKR) 0.0 $520k 23k 22.34
Chicopee Ban 0.0 $556k 30k 18.27
Templeton Global Income Fund 0.0 $504k 79k 6.36
Tri-Continental Corporation (TY) 0.0 $707k 34k 20.53
Cohen & Steers REIT/P (RNP) 0.0 $1.2M 58k 20.53
Franklin Templeton (FTF) 0.0 $500k 43k 11.61
Huntington Bancshares Inc pfd conv ser a 0.0 $1.1M 800.00 1387.50
LMP Capital and Income Fund (SCD) 0.0 $524k 40k 13.13
Royce Value Trust (RVT) 0.0 $918k 78k 11.77
General American Investors (GAM) 0.0 $1.1M 36k 30.83
RMR Asia Pacific Real Estate Fund 0.0 $1.1M 51k 21.26
Cheniere Energy Partners (CQP) 0.0 $542k 18k 29.97
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $693k 63k 11.01
Targa Res Corp (TRGP) 0.0 $911k 22k 42.15
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $835k 151k 5.52
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $616k 49k 12.66
Western Asset Worldwide Income Fund 0.0 $599k 55k 10.99
BlackRock Core Bond Trust (BHK) 0.0 $899k 64k 13.97
Nuveen Maryland Premium Income Municipal 0.0 $510k 36k 14.21
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $518k 54k 9.63
First Trust/Aberdeen Global Opportunity 0.0 $773k 68k 11.44
Macquarie Global Infr Total Rtrn Fnd 0.0 $657k 31k 21.40
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $493k 32k 15.38
Kinder Morgan (KMI) 0.0 $512k 27k 18.71
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $574k 117k 4.91
Avenue Income Cr Strat 0.0 $476k 40k 11.99
Skullcandy 0.0 $754k 123k 6.14
Brookfield Global Listed 0.0 $648k 49k 13.16
Rose Rock Midstream 0.0 $517k 20k 26.40
Summit Midstream Partners 0.0 $597k 26k 22.85
Mplx (MPLX) 0.0 $774k 23k 33.63
Atlanticus Holdings (ATLC) 0.0 $557k 191k 2.91
Laporte Ban 0.0 $634k 39k 16.32
Ares Dynamic Cr Allocation (ARDC) 0.0 $1.1M 80k 13.74
Tallgrass Energy Partners 0.0 $518k 11k 46.00
Wci Cmntys Inc Com Par $0.01 0.0 $503k 30k 16.89
United Online 0.0 $576k 52k 11.01
Valero Energy Partners 0.0 $480k 10k 46.96
Alpine Total Dyn Fd New cefs 0.0 $726k 100k 7.26
Alpine Global Dynamic 0.0 $641k 76k 8.45
Quantum Corp note 4.500% 11/1 0.0 $1.2M 1.7M 0.74
Enlink Midstream Ptrs 0.0 $482k 29k 16.62
Enable Midstream 0.0 $568k 42k 13.51
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $614k 675k 0.91
Jason Inds Inc w exp 06/30/201 0.0 $464k 1.9M 0.24
Quidel Corp note 3.250%12/1 0.0 $930k 1.0M 0.93
Rice Midstream Partners Lp unit ltd partn 0.0 $508k 25k 20.43
Symmetry Surgical 0.0 $622k 47k 13.13
Great Wastern Ban 0.0 $628k 20k 31.52
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $567k 525k 1.08
Green Plains Inc conv 0.0 $1.1M 1.0M 1.12
Williams Partners 0.0 $656k 19k 34.64
Spectrum Pharmaceuticals Inc conv 0.0 $1.3M 1.5M 0.93
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $560k 3.5M 0.16
Lake Sunapee Bank 0.0 $567k 33k 17.12
Your Community Bankshares 0.0 $1.1M 30k 37.15
Fintech Acquisition Corp *w exp 02/19/202 0.0 $648k 810k 0.80
Barnes & Noble Ed 0.0 $621k 61k 10.15
Pjt Partners (PJT) 0.0 $618k 27k 23.01
Del Taco Restaurants Inc Exp 6 warr 0.0 $1.1M 579k 1.94
Agrofresh Solutions wts feb 19 19 0.0 $513k 540k 0.95
Moduslink Global Solutions 0.0 $639k 900k 0.71
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $648k 1.0M 0.63
Easterly Acquisition Corp *w exp 07/29/202 0.0 $583k 925k 0.63
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $613k 1.8M 0.35
Gores Hldgs Inc *w exp 08/13/202 0.0 $844k 3.4M 0.25
Boulevard Acquisition *w exp 09/25/202 0.0 $523k 1.9M 0.28
Manitowoc Foodservice 0.0 $650k 37k 17.63
Armstrong Flooring (AFIIQ) 0.0 $790k 47k 16.95
Nexeo Solutions Inc *w exp 06/09/202 0.0 $1.3M 1.9M 0.69
Interval Leisure 0.0 $313k 20k 15.88
Enbridge Energy Partners 0.0 $452k 20k 23.22
Martin Midstream Partners (MMLP) 0.0 $434k 19k 23.12
Vanguard Natural Resources 0.0 $76k 54k 1.41
FormFactor (FORM) 0.0 $136k 15k 8.97
Teekay Lng Partners 0.0 $229k 20k 11.27
Adams Express Company (ADX) 0.0 $344k 27k 12.68
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $228k 16k 13.93
Eaton Vance Short Duration Diversified I (EVG) 0.0 $355k 26k 13.50
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $385k 36k 10.68
Royce Micro Capital Trust (RMT) 0.0 $238k 32k 7.34
Eaton Vance Senior Income Trust (EVF) 0.0 $462k 77k 6.01
Lazard Global Total Return & Income Fund (LGI) 0.0 $170k 13k 13.08
Nuveen Diversified Dividend & Income 0.0 $373k 32k 11.70
Putnam High Income Securities Fund 0.0 $249k 33k 7.66
Calamos Global Dynamic Income Fund (CHW) 0.0 $274k 39k 7.03
Lehman Brothers First Trust IOF (NHS) 0.0 $336k 31k 10.94
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $184k 31k 5.96
Western Asset Global High Income Fnd (EHI) 0.0 $261k 27k 9.70
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $420k 45k 9.33
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $206k 19k 10.69
Western Asset Glbl Partners Incm Fnd 0.0 $414k 48k 8.57
Swiss Helvetia Fund (SWZ) 0.0 $340k 33k 10.34
Valley Natl Bancorp *w exp 11/14/201 0.0 $8.1k 116k 0.07
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $428k 30k 14.44
Tesoro Logistics Lp us equity 0.0 $458k 9.3k 49.51
First Trust Strategic 0.0 $163k 14k 11.95
Associated Banc Corp *w exp 11/21/201 0.0 $28k 24k 1.19
Allianzgi Nfj Divid Int Prem S cefs 0.0 $157k 13k 12.30
Phillips 66 Partners 0.0 $461k 8.2k 55.91
Energy Fuels (UUUU) 0.0 $40k 18k 2.22
Resource Cap Corp Note 6.000%12/0 note 0.0 $267k 275k 0.97
Community Health Sys Inc New right 01/27/2016 0.0 $0 10M 0.00
Brookfield High Income Fd In 0.0 $73k 10k 7.24
Cone Midstream Partners 0.0 $284k 16k 17.32
1347 Cap Corp right 07/21/2016 0.0 $130k 501k 0.26
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $229k 1.4M 0.16
Garnero Group Acquition Rts right 06/25/2016 0.0 $251k 2.8M 0.09
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $150k 501k 0.30
Shell Midstream Prtnrs master ltd part 0.0 $325k 9.6k 33.82
Gain Cap Hldgs Inc note 4.125%12/0 0.0 $414k 450k 0.92
Pangaea Logistics Solution L (PANL) 0.0 $113k 47k 2.42
Hydra Industries Acquisition wrnt 0.0 $360k 2.0M 0.18
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $53k 750k 0.07
Dt Asia Invts Ltd rights 03/30/2016 0.0 $83k 225k 0.37
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $320k 2.0M 0.16
Sprott Focus Tr (FUND) 0.0 $344k 54k 6.41
Barington Hilco Acquisition right 02/13/2017 0.0 $66k 546k 0.12
Barington Hilco Acquisition *w exp 02/11/201 0.0 $27k 546k 0.05
Harmony Merger Corp w exp 01/01/202 0.0 $326k 1.6M 0.20
Arowana Inc right 01/01/2017 0.0 $104k 800k 0.13
Global Partner Acquisition C *w exp 07/01/202 0.0 $224k 1.1M 0.21
Crestwood Equity Partners master ltd part 0.0 $456k 23k 20.14
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $87k 415k 0.21
Avid Technology Inc note 2.000% 6/1 0.0 $408k 600k 0.68
Silver Run Acquisition Corp *w exp 02/23/202 0.0 $83k 73k 1.14
Origo Acquisition Corp-rts right 12/12/2016 0.0 $46k 350k 0.13