CNH Partners

Cnh Partners as of March 31, 2019

Portfolio Holdings for Cnh Partners

Cnh Partners holds 528 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Novellus Systems, Inc. note 2.625% 5/1 7.2 $573M 104M 5.53
L3 Technologies 3.1 $251M 1.2M 206.37
Suntrust Banks Inc $1.00 Par Cmn 3.0 $241M 4.1M 59.25
Advanced Micro Devices Inc Note 2.125% 9/0 bond 2.9 $233M 71M 3.27
Altaba 2.3 $184M 2.5M 74.12
Tribune Co New Cl A 2.3 $182M 3.9M 46.14
Integrated Device Technology 2.2 $179M 3.7M 48.99
USG Corporation 2.2 $179M 4.1M 43.30
Goldcorp 2.2 $178M 16M 11.44
Arris 2.1 $170M 5.4M 31.61
Wellpoint Inc Note cb 2.0 $161M 41M 3.97
Microchip Technology Inc note 1.625% 2/1 2.0 $161M 99M 1.63
First Data 2.0 $156M 5.9M 26.27
Red Hat 1.9 $151M 826k 182.70
Worldpay Ord 1.8 $145M 1.3M 113.50
Sprint 1.5 $117M 21M 5.65
Finisar Corporation 1.4 $115M 5.0M 23.17
Celgene Corporation 1.4 $112M 1.2M 94.34
Mellanox Technologies 1.4 $111M 938k 118.36
Molina Healthcare Inc. conv 1.4 $111M 32M 3.44
Micron Technology Inc note 2.125% 2/1 1.3 $104M 27M 3.78
Square Inc convertible security 1.3 $103M 32M 3.27
Palo Alto Networks Inc note 7/0 1.2 $97M 44M 2.20
Belmond 1.2 $93M 3.7M 24.93
Spark Therapeutics 1.1 $90M 789k 113.88
Versum Matls 1.1 $89M 1.8M 50.31
Herbalife Ltd conv 1.0 $81M 65M 1.25
Luxoft Holding Inc cmn 1.0 $77M 1.3M 58.71
Microchip Technology Inc sdcv 2.125%12/1 0.9 $72M 65M 1.10
Avista Corporation (AVA) 0.9 $68M 1.7M 40.62
Caesars Entmt Corp note 5.000%10/0 0.8 $66M 46M 1.42
Colfax Corp unit 01/15/2022t 0.8 $66M 497k 133.61
Allegheny Technologies Inc note 4.750% 7/0 0.8 $65M 34M 1.91
WellCare Health Plans 0.8 $63M 235k 269.75
Fortive Corporation convertible preferred security 0.8 $60M 57k 1053.84
Ultimate Software 0.8 $60M 182k 330.13
Chesapeake Energy Corp convertible security 0.8 $60M 65M 0.93
Travelport Worldwide 0.7 $57M 3.6M 15.73
WABCO Holdings 0.6 $51M 385k 131.83
Pacific Biosciences of California (PACB) 0.6 $49M 6.8M 7.23
Workday Inc corporate bonds 0.6 $47M 20M 2.37
Ellie Mae 0.6 $47M 471k 98.69
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.6 $45M 33M 1.37
Teradyne Inc note 1.250%12/1 0.6 $45M 32M 1.40
Genworth Financial (GNW) 0.6 $44M 12M 3.83
TCF Financial Corporation 0.5 $41M 2.0M 20.69
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.5 $40M 27M 1.49
Infrareit 0.5 $38M 1.8M 20.97
Servicenow Inc note 6/0 0.5 $37M 20M 1.86
Herbalife Ltd convertible security 0.5 $36M 34M 1.06
Ares Capital Corp convertible security 0.4 $35M 35M 1.00
Ttm Technologies Inc conv 0.4 $35M 27M 1.30
Danaher Corporation 4.75 mnd cv p 0.4 $32M 30k 1050.30
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.4 $30M 27M 1.08
Workday Inc note 0.250%10/0 0.4 $28M 20M 1.42
Amag Pharmaceuticals Inc note 2.500% 2/1 0.3 $28M 33M 0.87
Neurocrine Biosciences Inc Note 2.250 5/1 0.3 $27M 20M 1.35
Rowan Companies 0.3 $26M 2.4M 10.79
Thrx 2 1/8 01/15/23 0.3 $26M 26M 1.02
Istar Inc note 3.125% 9/1 0.3 $27M 29M 0.92
Exact Sciences convertible/ 0.3 $26M 25M 1.02
Rmg Acquisition Corp unit 99/99/9999 0.3 $25M 2.5M 10.03
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.3 $25M 31M 0.81
Micro Focus Intl 0.3 $25M 965k 25.79
Stewart Information Services Corporation (STC) 0.3 $24M 552k 42.69
Huron Consulting Group I 1.25% cvbond 0.3 $24M 24M 0.99
Dycom Inds Inc Note 0.750% 9/1 bond 0.3 $24M 26M 0.93
Ship Finance International L Note 5.75010/1 0.3 $24M 24M 1.00
Dish Network Corp note 3.375% 8/1 0.3 $23M 28M 0.85
Trine Acquisition Corp unit 03/31/2021 0.3 $23M 2.3M 10.02
Diamondpeak Hldgs Cor unit 99/99/9999 0.3 $23M 2.3M 10.02
Acamar Partners Acqsition Co unit 12/30/2025 0.3 $23M 2.3M 10.00
Connecticut Water Service 0.3 $22M 317k 68.65
Jbg Smith Properties (JBGS) 0.3 $21M 509k 41.35
Nvent Electric Plc Voting equities (NVT) 0.3 $21M 773k 26.98
Zillow Group Inc convertible/ 0.3 $20M 22M 0.92
Tortoise Acquisition Corp unit 03/04/2024 0.3 $21M 2.1M 9.99
Priceline Grp Inc note 0.350% 6/1 0.2 $20M 15M 1.35
Veeco Instrs Inc Del note 2.700% 1/1 0.2 $20M 23M 0.86
Nuvasive Inc note 2.250% 3/1 0.2 $20M 18M 1.12
Altice Usa Inc cl a (ATUS) 0.2 $20M 922k 21.48
Crescent Acquisition Corp unit 99/99/9999 0.2 $20M 2.0M 10.00
Hennessy Cap Acqustion Corp unit 99/99/9999 0.2 $20M 2.0M 10.08
Nxp Semiconductors N V (NXPI) 0.2 $19M 219k 88.39
J2 Global Inc note 3.250% 6/1 0.2 $19M 14M 1.34
Tesla Inc convertible security 0.2 $19M 17M 1.09
Hercules Capital Inc dbcv 4.375% 2/0 0.2 $19M 19M 0.98
Apergy Corp 0.2 $19M 472k 41.06
Ii-vi Incorp convertible security 0.2 $19M 18M 1.05
Opko Health Inc convertible security 0.2 $19M 20M 0.95
Bemis Company 0.2 $19M 337k 55.48
Seacor Holdings Inc note 2.500%12/1 0.2 $18M 19M 0.95
Inphi Corp note 0.750% 9/0 0.2 $18M 17M 1.05
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.2 $19M 19M 1.01
Synaptics Inc note 0.500% 6/1 0.2 $18M 20M 0.93
Redwood Trust Inc convertible security 0.2 $19M 19M 0.98
Ari 5.375% 10/15/23 0.2 $19M 19M 0.98
Boxwood Merger Corp 0.2 $18M 1.9M 9.72
Redwood Tr Inc note 4.750% 8/1 0.2 $18M 19M 0.96
Meritor Inc note 3.250%10/1 0.2 $17M 18M 0.96
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.2 $18M 332k 53.10
Pivotal Acquisition Cl A Ord 0.2 $18M 1.8M 9.78
Cypress Semiconductor Corp note 4.500% 1/1 0.2 $17M 13M 1.28
Wyndham Hotels And Resorts (WH) 0.2 $17M 335k 49.99
Tuscan Holdings Corp unit 99/99/9999 0.2 $17M 1.6M 10.39
Infinera Corporation note 2.125% 9/0 0.2 $16M 20M 0.79
Frontdoor (FTDR) 0.2 $16M 467k 34.42
Fox Corp (FOXA) 0.2 $16M 440k 36.71
Rent-A-Center (UPBD) 0.2 $15M 734k 20.87
Navigators 0.2 $15M 214k 69.87
Hyde Park Bancorp, Mhc 0.2 $15M 640k 23.90
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $15M 15M 1.00
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.2 $15M 14M 1.10
Prospect Capital Corporation conb 0.2 $16M 16M 0.99
Cf Fin Acquisition Corp 0.2 $15M 1.5M 9.90
Monocle Acquisition Corp 0.2 $16M 1.6M 9.80
Fintech Acquisition Corp Iii 0.2 $15M 1.6M 9.75
Integrated Device Tech conv 0.2 $14M 9.0M 1.57
Chaserg Technlgy Acquisitn C class a 0.2 $14M 1.4M 9.87
Dte Energy Co conv p 0.2 $14M 250k 55.48
Black Knight 0.2 $14M 252k 54.50
Resideo Technologies (REZI) 0.2 $14M 717k 19.29
Equitrans Midstream Corp (ETRN) 0.2 $14M 628k 21.78
Sempra Energy convertible preferred security 0.2 $13M 121k 105.88
Quotient Technology Inc convertible security 0.2 $13M 14M 0.94
Becton Dickinson & Co pfd shs conv a 0.1 $12M 186k 62.23
One Madison Corp 0.1 $12M 1.2M 10.25
Arcosa (ACA) 0.1 $12M 386k 30.55
Verastem Inc note 5.000%11/0 0.1 $12M 15M 0.79
Live Nation Entertainmen convertible security 0.1 $12M 10M 1.16
Blackstone Mtg Tr Inc note 4.375% 5/0 0.1 $12M 11M 1.01
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.1 $11M 11M 0.98
Garrett Motion (GTX) 0.1 $12M 781k 14.73
Thunder Bridge Acquisition L shs class a 0.1 $11M 1.1M 10.20
Intrexon Corp note 3.500% 7/0 0.1 $11M 19M 0.59
Gs Acquisition Holdings Cl A Ord 0.1 $11M 1.1M 10.02
Insurance Acquisition Corp unit 03/31/2024 0.1 $11M 1.1M 10.10
Nxp Semiconductors N V dbcv 1.000% 12/0 0.1 $10M 10M 1.03
Brighthouse Finl (BHF) 0.1 $11M 295k 36.29
Retrophin Inc note 2.500% 9/1 0.1 $11M 12M 0.93
Spartan Energy Acquisition Cl A Ord 0.1 $11M 1.1M 9.83
Amci Acquisition Corp class a 0.1 $10M 1.1M 9.84
Andina Acquisition Corp Iii 0.1 $11M 1.1M 9.75
Clovis Oncology Inc note 2.500% 9/1 0.1 $9.3M 10M 0.93
Medicines Company conv 0.1 $9.7M 9.7M 1.00
Amyris Inc bond 0.1 $9.6M 9.6M 1.00
Newmark Group (NMRK) 0.1 $9.5M 1.1M 8.34
Gordon Pointe Acquisition 0.1 $9.4M 930k 10.10
Mudrick Cap Acquisition Corp 0.1 $9.6M 950k 10.08
Lf Cap Acquisition Corp cl a 0.1 $9.7M 960k 10.06
Forum Merger Ii Corp cl a 0.1 $9.3M 940k 9.90
Livent Corp 0.1 $9.7M 793k 12.28
Schultze Special Purpose Acquisi Ord 0.1 $9.7M 990k 9.78
Veoneer Incorporated 0.1 $8.7M 383k 22.87
Vectoiq Acquisition Corp 0.1 $8.9M 890k 9.99
Scorpio Tankers Inc note 3.000% 5/1 0.1 $8.7M 9.8M 0.89
Gores Holdings Iii 0.1 $8.4M 850k 9.86
Graf Industrial Corp 0.1 $9.0M 916k 9.83
Echo Global Logistics Inc note 2.500% 5/0 0.1 $7.6M 7.6M 1.00
Medicines Company 2.750000 07/15/2023 bond 0.1 $8.0M 9.5M 0.85
Delphi Technologies 0.1 $8.1M 422k 19.26
Industrial Logistics pfds, reits (ILPT) 0.1 $7.8M 385k 20.17
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $7.7M 7.5M 1.02
Far Pt Acquisition Corp cl a founders sh 0.1 $8.0M 800k 9.95
American Elec Pwr Co Inc unit 03/15/2022 0.1 $7.7M 150k 51.63
Pentair cs (PNR) 0.1 $7.5M 168k 44.51
Red Hat Inc conv 0.1 $6.9M 2.8M 2.49
Quantenna Communications 0.1 $7.4M 306k 24.33
Gigcapital 0.1 $6.9M 675k 10.20
Trinity Merger Corp 0.1 $7.2M 700k 10.22
New Mtn Fin Corp note 5.750% 8/1 0.1 $7.1M 7.0M 1.01
New Frontier Corp 0.1 $7.4M 750k 9.85
Prospect Capital Corporation note 0.1 $6.9M 7.0M 0.99
HFF 0.1 $6.5M 136k 47.75
Illumina (ILMN) 0.1 $6.1M 20k 310.71
Fidelity Southern Corporation 0.1 $6.3M 229k 27.39
Vector Group Ltd note 1.75% 4/15 0.1 $6.1M 6.0M 1.02
Citrix Systems Inc conv 0.1 $6.6M 4.6M 1.42
Varex Imaging (VREX) 0.1 $6.1M 179k 33.88
Cars (CARS) 0.1 $6.2M 273k 22.80
Modern Media Acquisition 0.1 $6.2M 595k 10.36
Pensare Acquisition Corp 0.1 $6.5M 637k 10.27
Green Plains Inc conv bnd 0.1 $6.5M 6.8M 0.96
Cm Seven Star Acquisition 0.1 $6.6M 638k 10.28
Nebula Acquisition Corp 0.1 $6.0M 600k 9.99
Hci Group Inc note 4.250% 3/0 0.1 $6.0M 6.0M 1.00
Tkk Symphony Acquistion Cor 0.1 $6.7M 675k 9.91
BioMarin Pharmaceutical (BMRN) 0.1 $5.3M 59k 88.83
Verint Sys Inc note 1.5% 6/1 0.1 $5.6M 5.0M 1.11
On Semiconductor Corp Note 1.000%12/0 bond 0.1 $5.6M 4.5M 1.24
Crown Castle Intl Corp New 6.875% con pfd a 0.1 $5.9M 5.0k 1184.20
Finisar Corp note 0.500%12/1 0.1 $5.9M 6.0M 0.98
Leisure Acquisition Corp 0.1 $5.5M 550k 10.00
Helix Energy Solutions Group convertible security 0.1 $5.6M 5.0M 1.12
Nuance Communications Inc note 1.250% 4/0 0.1 $5.5M 5.5M 0.99
Tiberius Acquisition Corp 0.1 $5.4M 540k 10.08
Dfb Healthcare Acquistion 0.1 $5.5M 550k 9.99
Clovis Oncology Inc note 1.250% 5/0 0.1 $5.8M 7.4M 0.78
Twelve Seas Investment Compa 0.1 $5.6M 560k 10.00
Akamai Technologies (AKAM) 0.1 $4.9M 69k 71.71
Multi-Color Corporation 0.1 $4.4M 88k 49.89
Viavi Solutions Inc equities (VIAV) 0.1 $4.7M 379k 12.38
Leo Holdings Corp 0.1 $4.5M 447k 10.01
Arlo Technologies (ARLO) 0.1 $4.6M 1.1M 4.13
Megalith Finl Acquisition Co cl a 0.1 $4.8M 481k 9.98
Granite Pt Mtg Tr Inc note 6.375%10/0 0.1 $5.1M 5.0M 1.01
Gores Metropoulos 0.1 $4.9M 500k 9.75
Tier Reit 0.1 $4.1M 143k 28.66
Invacare Corp conv bnd 0.1 $3.6M 4.0M 0.91
Legacy Acquisition Corp 0.1 $4.2M 420k 10.04
Legacy Reserves Lp/ Legacy F note 8.000% 9/2 0.1 $3.9M 11M 0.35
Transocean (RIG) 0.0 $3.3M 375k 8.71
Tesla Motors (TSLA) 0.0 $3.2M 12k 279.84
New Relic 0.0 $2.9M 30k 98.68
Zillow Group Inc note 2.000%12/0 0.0 $3.4M 3.3M 1.03
Regalwood Global Energy 0.0 $3.3M 323k 10.10
Pure Acquisition Corp cl a 0.0 $3.0M 300k 10.02
Allegro Merger Corp 0.0 $3.0M 300k 9.98
Innoviva Inc note 2.500% 8/1 0.0 $3.2M 3.0M 1.07
Collier Creek Holdings 0.0 $3.5M 350k 9.96
Air Transport Services (ATSG) 0.0 $2.1M 92k 23.05
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.6M 5.0M 0.51
Jazz Pharmaceuticals (JAZZ) 0.0 $2.4M 17k 142.97
National Health Invs Inc note 0.0 $2.3M 2.0M 1.15
Harmonic Inc note 4.000 12/0 0.0 $2.3M 2.0M 1.14
Black Ridge Acquisition Corp 0.0 $2.1M 210k 10.21
Big Rock Partners Acquisi 0.0 $2.1M 200k 10.32
Booking Holdings (BKNG) 0.0 $2.3M 1.3k 1745.17
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.0 $2.3M 2.0M 1.14
Gopro Inc note 3.500% 4/1 0.0 $2.5M 2.5M 0.99
South Jersey Inds Inc unit 99/99/9999 0.0 $2.1M 41k 51.70
Qts Rlty Tr 0.0 $2.5M 23k 109.04
Hl Acquisitions Corp 0.0 $2.1M 216k 9.93
Churchill Cap Corp *w exp 09/11/202 0.0 $2.3M 698k 3.28
Fifth Third Ban (FITB) 0.0 $1.5M 58k 25.23
Wynn Resorts (WYNN) 0.0 $1.5M 13k 119.36
Enbridge (ENB) 0.0 $1.2M 34k 36.25
Expedia (EXPE) 0.0 $1.6M 13k 118.98
Guidewire Software (GWRE) 0.0 $1.8M 18k 97.17
Supernus Pharmaceuticals (SUPN) 0.0 $1.5M 43k 35.03
Wix (WIX) 0.0 $1.9M 16k 120.81
Corenergy Infrastructure note 7% 6/15 0.0 $1.7M 1.5M 1.12
Timkensteel Corp note 6.000% 6/0 0.0 $1.8M 1.5M 1.17
Pros Holding Inc 2% Due 12/1/2 cvbond 0.0 $1.9M 1.5M 1.29
Ptc Therapeutics Inc conv bd us 0.0 $1.6M 1.5M 1.04
Virtus Investment Partners convertible preferred security 0.0 $1.6M 18k 88.01
One Madison Corp w exp 99/99/999 0.0 $1.3M 1.1M 1.15
Invacare Corp convertible security 0.0 $1.7M 2.0M 0.86
Williams Companies (WMB) 0.0 $834k 29k 28.72
Buckeye Partners 0.0 $469k 14k 33.99
Pioneer Floating Rate Trust (PHD) 0.0 $461k 44k 10.41
Enterprise Products Partners (EPD) 0.0 $808k 28k 29.11
AmeriGas Partners 0.0 $428k 14k 30.87
Dcp Midstream Partners 0.0 $682k 21k 33.03
Energy Transfer Equity (ET) 0.0 $1.1M 70k 15.37
Genesis Energy (GEL) 0.0 $563k 24k 23.30
Martin Midstream Partners (MMLP) 0.0 $508k 41k 12.45
NuStar Energy (NS) 0.0 $469k 17k 26.89
Oil States International (OIS) 0.0 $909k 54k 16.97
Plains All American Pipeline (PAA) 0.0 $729k 30k 24.50
TC Pipelines 0.0 $587k 16k 37.39
Holly Energy Partners 0.0 $596k 22k 26.97
Teekay Lng Partners 0.0 $510k 34k 14.95
Magellan Midstream Partners 0.0 $586k 9.7k 60.68
Oneok (OKE) 0.0 $1.2M 17k 69.83
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $534k 36k 14.77
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $625k 59k 10.69
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $568k 44k 13.03
Eaton Vance Tax-advntg Glbl Di (ETG) 0.0 $606k 39k 15.55
Gabelli Dividend & Income Trust (GDV) 0.0 $527k 25k 21.28
Takeda Pharmaceutical (TAK) 0.0 $598k 29k 20.36
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $498k 49k 10.26
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $457k 35k 12.94
BlackRock Floating Rate Income Trust (BGT) 0.0 $503k 41k 12.21
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $733k 59k 12.50
Cheniere Energy Partners (CQP) 0.0 $913k 22k 41.91
Eaton Vance Senior Income Trust (EVF) 0.0 $453k 74k 6.15
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $668k 51k 13.19
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $590k 47k 12.65
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $564k 48k 11.82
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $778k 72k 10.86
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $658k 84k 7.88
Targa Res Corp (TRGP) 0.0 $880k 21k 41.54
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $584k 40k 14.71
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $423k 31k 13.76
Eaton Vance Municipal Bond Fund (EIM) 0.0 $403k 33k 12.40
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $404k 31k 13.22
Blackrock Muniyield Quality Fund (MQY) 0.0 $463k 33k 14.08
Nuveen Maryland Premium Income Municipal 0.0 $414k 33k 12.47
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $542k 44k 12.32
BlackRock Insured Municipal Income Trust (BYM) 0.0 $406k 30k 13.41
Nuveen Ohio Quality Income M 0.0 $436k 30k 14.47
Western Asset Intm Muni Fd I (SBI) 0.0 $443k 50k 8.81
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $506k 36k 13.93
Blackrock California Mun. Income Trust (BFZ) 0.0 $632k 49k 12.84
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $443k 33k 13.25
Blackrock Muniyield California Ins Fund 0.0 $403k 30k 13.46
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $567k 42k 13.67
BlackRock MuniYield New Jersey Fund 0.0 $494k 34k 14.41
BlackRock MuniHoldings New York Insured (MHN) 0.0 $489k 38k 12.91
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $421k 31k 13.40
Nuveen Michigan Qlity Incom Municipal 0.0 $487k 37k 13.25
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $468k 35k 13.37
First Tr High Income L/s (FSD) 0.0 $618k 42k 14.60
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $477k 38k 12.70
Apollo Sr Floating Rate Fd I (AFT) 0.0 $476k 32k 14.84
Cbre Clarion Global Real Estat re (IGR) 0.0 $898k 120k 7.47
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $515k 63k 8.17
Nuveen Real (JRI) 0.0 $575k 36k 16.03
Eqt Midstream Partners 0.0 $461k 10k 46.19
Dividend & Income Fund (BXSY) 0.0 $533k 47k 11.35
Mplx (MPLX) 0.0 $760k 23k 32.88
Atlanticus Holdings (ATLC) 0.0 $651k 191k 3.40
Allianzgi Nfj Divid Int Prem S cefs 0.0 $611k 51k 12.06
Ares Dynamic Cr Allocation (ARDC) 0.0 $594k 40k 14.85
Blackrock Multi-sector Incom other (BIT) 0.0 $402k 24k 16.57
Apollo Tactical Income Fd In (AIF) 0.0 $425k 29k 14.69
Phillips 66 Partners 0.0 $667k 13k 52.33
Intrexon 0.0 $1.1M 213k 5.26
Enlink Midstream (ENLC) 0.0 $584k 46k 12.79
Enable Midstream 0.0 $672k 47k 14.33
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $1.1M 675k 1.68
H & Q Healthcare Fund equities (HQH) 0.0 $552k 27k 20.53
Shell Midstream Prtnrs master ltd part 0.0 $458k 22k 20.44
1,375% Liberty Media 15.10.2023 note 0.0 $1.1M 1.0M 1.12
Petroleum & Res Corp Com cef (PEO) 0.0 $711k 42k 16.76
Patriot Natl Ban (PNBK) 0.0 $526k 35k 15.26
Tallgrass Energy Gp Lp master ltd part 0.0 $799k 32k 25.13
Crestwood Equity Partners master ltd part 0.0 $983k 28k 35.19
Fortive (FTV) 0.0 $1.0M 13k 83.87
Blackrock Debt Strat (DSU) 0.0 $749k 70k 10.72
Vitamin Shoppe Inc note 2.250 12/0 0.0 $900k 1.0M 0.90
Penn Va 0.0 $644k 15k 44.10
Hess Midstream Partners Lp unit ltd pr int 0.0 $642k 30k 21.19
National Energy Services Reu *w exp 05/05/202 0.0 $449k 394k 1.14
Andeavor Logistics Lp Com Unit Lp Int 0.0 $532k 15k 35.23
Modern Media Acquisition right 99/99/9999 0.0 $561k 1.7M 0.33
Cnx Midstream Partners 0.0 $523k 34k 15.20
Opes Acquisition Corp 0.0 $1.0M 100k 10.15
Mtech Acquisition Corp 0.0 $757k 75k 10.09
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $461k 56k 8.24
Regalwood Global Energy Ltd warrant 0.0 $428k 441k 0.97
Gigcapital Inc right 03/06/2020 0.0 $975k 1.5M 0.65
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $410k 1.1M 0.37
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $1.1M 2.3M 0.51
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $553k 50k 11.01
Pgim Short Duration High Yie (ISD) 0.0 $413k 29k 14.20
Flexion Therapeutics convertible security 0.0 $1.2M 1.3M 0.88
Retail Value Inc reit 0.0 $431k 14k 31.16
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $606k 600k 1.01
Pure Acquisition Corp *w exp 04/17/202 0.0 $957k 863k 1.11
Leo Holdings Corp *w exp 02/07/202 0.0 $870k 1.1M 0.78
Trinity Merger Corp *w exp 05/11/202 0.0 $810k 2.3M 0.36
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $697k 1.6M 0.43
Far Pt Acquisition Corp w exp 06/01/202 0.0 $402k 300k 1.34
Tiberius Acquisition Corp w exp 02/28/202 0.0 $465k 1.1M 0.44
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $420k 1.2M 0.35
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $780k 500k 1.56
Ezcorp Inc note 2.875% 7/0 0.0 $1.1M 1.0M 1.13
Forum Merger Ii Corp warrant 0.0 $713k 1.6M 0.44
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $592k 1.9M 0.32
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $1.2M 1.6M 0.72
Us Well Services Inc us well services inc-cw21 0.0 $563k 558k 1.01
Graf Indl Corp *w exp 12/31/202 0.0 $588k 1.8M 0.33
Arya Sciences Acquisition-a shs cl a 0.0 $981k 100k 9.81
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $527k 810k 0.65
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $487k 333k 1.46
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $479k 435k 1.10
Amci Acquisition Corp *w exp 05/20/202 0.0 $644k 2.3M 0.28
Western Midstream Partners (WES) 0.0 $590k 19k 31.35
Antero Midstream Corp antero midstream (AM) 0.0 $449k 33k 13.77
Target Hospitality Corp *w exp 03/15/202 (THWWW) 0.0 $413k 267k 1.55
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $504k 1.4M 0.35
Bioceres Crop Solutions Corp (BIOX) 0.0 $421k 81k 5.23
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $1.0M 1.2M 0.91
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $774k 1.8M 0.43
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $645k 1.5M 0.43
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $538k 1.7M 0.32
Boxwood Merger Corp *w exp 11/26/202 0.0 $950k 2.5M 0.38
Andina Acquisition Corp Iii right 07/31/2020 0.0 $408k 1.2M 0.34
Cimarex Energy 0.0 $270k 3.9k 69.82
TheStreet 0.0 $92k 39k 2.33
WSFS Financial Corporation (WSFS) 0.0 $266k 6.9k 38.67
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $376k 31k 12.29
Cohen & Steers Quality Income Realty (RQI) 0.0 $387k 30k 12.81
Dreyfus Strategic Municipal Bond Fund 0.0 $105k 14k 7.72
Eaton Vance Municipal Income Trust (EVN) 0.0 $358k 29k 12.20
Eaton Vance Short Duration Diversified I (EVG) 0.0 $242k 19k 12.96
Franklin Templeton (FTF) 0.0 $196k 20k 9.64
New America High Income Fund I (HYB) 0.0 $177k 21k 8.51
Royce Value Trust (RVT) 0.0 $329k 24k 13.78
General American Investors (GAM) 0.0 $355k 11k 33.35
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $232k 16k 14.38
Blackrock Muniyield Insured Fund (MYI) 0.0 $369k 29k 12.92
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $336k 27k 12.38
Nuveen California Municipal Value Fund (NCA) 0.0 $141k 15k 9.58
Nuveen Fltng Rte Incm Opp 0.0 $264k 28k 9.57
Nuveen Diversified Dividend & Income 0.0 $169k 16k 10.37
Western Asset High Incm Fd I (HIX) 0.0 $205k 32k 6.47
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $348k 28k 12.41
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $236k 17k 14.16
BlackRock Municipal Bond Trust 0.0 $182k 13k 14.50
BlackRock Global Energy & Resources Trus (BGR) 0.0 $122k 10k 12.11
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $176k 21k 8.54
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $342k 62k 5.56
Blackrock MuniEnhanced Fund 0.0 $257k 24k 10.72
Blackrock Muniyield Quality Fund II (MQT) 0.0 $283k 23k 12.29
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $391k 29k 13.60
Dreyfus Strategic Muni. 0.0 $153k 19k 7.91
Dreyfus Municipal Income 0.0 $105k 12k 8.44
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $219k 19k 11.75
Federated Premier Municipal Income (FMN) 0.0 $318k 24k 13.41
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $141k 12k 12.01
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $157k 12k 13.03
Invesco Quality Municipal Inc Trust (IQI) 0.0 $225k 19k 12.11
MFS Municipal Income Trust (MFM) 0.0 $138k 20k 6.91
Lehman Brothers First Trust IOF (NHS) 0.0 $130k 12k 11.32
Nuveen Senior Income Fund 0.0 $313k 54k 5.80
Nuveen Real Estate Income Fund (JRS) 0.0 $237k 23k 10.38
Pioneer High Income Trust (PHT) 0.0 $186k 21k 8.93
Putnam Managed Municipal Income Trust (PMM) 0.0 $79k 11k 7.49
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $160k 31k 5.25
BlackRock MuniHolding Insured Investm 0.0 $217k 17k 12.90
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $189k 20k 9.68
Blackrock MuniHoldings Insured 0.0 $265k 22k 12.12
Semgroup Corp cl a 0.0 $359k 24k 14.75
Alliance California Municipal Income Fun 0.0 $195k 13k 14.75
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $232k 24k 9.69
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $185k 18k 10.05
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $283k 22k 12.72
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $120k 11k 10.80
Blackrock New York Municipal Income Trst (BNY) 0.0 $287k 22k 13.03
BlackRock MuniYield California Fund 0.0 $384k 29k 13.36
Cohen and Steers Global Income Builder 0.0 $157k 18k 8.54
DTF Tax Free Income (DTF) 0.0 $277k 21k 13.24
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $322k 31k 10.56
Macquarie Global Infr Total Rtrn Fnd 0.0 $308k 14k 22.17
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $329k 24k 13.85
Western Asset Municipal Partners Fnd 0.0 $201k 14k 14.46
Delaware Inv Mn Mun Inc Fd I 0.0 $314k 25k 12.65
Nuveen Ga Div Adv Mun Fd 2 0.0 $197k 17k 11.93
Nuveen North Carol Premium Incom Mun 0.0 $395k 31k 12.78
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $257k 20k 12.82
Nuveen Conn Prem Income Mun sh ben int 0.0 $383k 32k 12.06
Brookfield Global Listed 0.0 $336k 27k 12.32
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $74k 13k 5.65
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $382k 17k 22.24
Summit Midstream Partners 0.0 $338k 35k 9.74
Madison Covered Call Eq Strat (MCN) 0.0 $95k 14k 6.84
Ivy High Income Opportunities 0.0 $275k 20k 13.52
Eaton Vance Fltg Rate In 0.0 $194k 13k 14.85
Thl Cr Sr Ln 0.0 $172k 11k 15.32
Voya Global Eq Div & Pr Opp (IGD) 0.0 $171k 26k 6.50
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $117k 11k 10.79
Gopro (GPRO) 0.0 $331k 51k 6.50
Voya Infrastructure Industrial & Materia (IDE) 0.0 $198k 16k 12.63
Jason Inds Inc w exp 06/30/201 0.0 $39k 1.9M 0.02
First Tr Dynamic Europe Eqt 0.0 $184k 13k 14.33
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $12k 174k 0.07
Jensyn Acquisition Corp right 99/99/9999 0.0 $49k 174k 0.28
Brookfield Real Assets Incom shs ben int (RA) 0.0 $364k 17k 21.60
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $0 42k 0.00
Daseke Inc *w exp 03/31/202 0.0 $121k 378k 0.32
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $221k 470k 0.47
Virtus Total Return Fund cf 0.0 $223k 22k 10.06
Rosehill Resources Inc - A warrant 0.0 $100k 245k 0.41
Modern Media Acquisition w exp 05/17/202 0.0 $132k 425k 0.31
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $55k 500k 0.11
Kbl Merger Corp Iv right 03/22/2019 0.0 $230k 1.0M 0.23
Vantage Energy Acquisition w exp 04/12/202 0.0 $58k 250k 0.23
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $84k 700k 0.12
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $15k 75k 0.20
Bison Cap Acquisition Corp right 03/20/2019 0.0 $53k 150k 0.35
Constellation Alpha Cap Corp right 99/99/9999 0.0 $91k 700k 0.13
Pensare Acquisition Corp *w exp 07/27/202 0.0 $50k 250k 0.20
Pensare Acquisition Corp right 0.0 $290k 1.0M 0.29
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $113k 67k 1.70
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $67k 83k 0.80
Bp Midstream Partners Lp Ltd P ml 0.0 $253k 18k 14.46
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $63k 210k 0.30
Black Ridge Acquisition Corp right 07/10/2019 0.0 $74k 210k 0.35
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $115k 83k 1.38
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $64k 375k 0.17
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $248k 750k 0.33
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $79k 662k 0.12
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $18k 100k 0.18
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $52k 200k 0.26
Legacy Acquisition Corp wt 0.0 $375k 1.3M 0.30
Leisure Acquisition Corp *w exp 12/05/201 0.0 $375k 625k 0.60
Alta Mesa Res Inc *w exp 03/28/202 0.0 $12k 308k 0.04
Infra And Energy Altrntive I *w exp 05/20/202 0.0 $154k 343k 0.45
Gigcapital Inc w exp 06/08/202 0.0 $315k 1.1M 0.28
Opes Acquisition Corp w exp 01/15/202 0.0 $60k 250k 0.24
Nebula Acquisition Corp *w exp 03/12/202 0.0 $175k 233k 0.75
Mtech Acquisition Corp warrants 0.0 $40k 63k 0.64
Spirit Mta Reit 0.0 $174k 27k 6.51
Corepoint Lodging Inc. Reit 0.0 $135k 12k 11.13
Pgim Global Short Duration H (GHY) 0.0 $176k 13k 13.97
Aberdeen Global Dynamic Divd F (AGD) 0.0 $166k 18k 9.49
Magnolia Oil & Gas Corp tpg pace energy hold 0.0 $282k 83k 3.38
Klx Energy Servics Holdngs I 0.0 $315k 13k 25.12
Dws Strategic Municipal Income Trust (KSM) 0.0 $150k 13k 11.23
Falcon Minerals Corp *w exp 07/21/202 0.0 $205k 250k 0.82
Twelve Seas Investment Compa right 12/22/2019 0.0 $324k 1.2M 0.27
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $312k 1.2M 0.26
Gain Cap Hldgs Inc bond 0.0 $225k 225k 1.00
Priority Technology Hldgs In (PRTH) 0.0 $212k 31k 6.90
Megalith Finl Acquisition Co warrant 0.0 $312k 1.2M 0.27
New Frontier Corp warrant 0.0 $315k 450k 0.70
Allegro Merger Corp *w exp 01/06/202 0.0 $234k 900k 0.26
Hl Acquisitions Corp *w exp 06/21/202 0.0 $68k 270k 0.25
Hl Acquisitions Corp right 07/17/2023 0.0 $78k 270k 0.29
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $315k 1.9M 0.17
Allegro Merger Corp right 12/31/2023 0.0 $243k 900k 0.27
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $169k 188k 0.90
Collier Creek Holdings *w exp 99/99/999 0.0 $135k 117k 1.16
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $91k 133k 0.68
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $15k 125k 0.12
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $126k 75k 1.67
Longevity Acquisition Corp right 07/31/2020 0.0 $24k 125k 0.19
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $40k 250k 0.16
Arya Sciences Acquisition Co *w exp 10/10/202 0.0 $60k 50k 1.20
Gty Technology Holdings Inc *w exp 02/19/202 0.0 $189k 315k 0.60
Lyft (LYFT) 0.0 $391k 5.0k 78.20
Levi Strauss Co New cl a com stk (LEVI) 0.0 $236k 10k 23.60
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $338k 1.3M 0.27
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $240k 1.2M 0.20
Gores Metropoulos Inc *w exp 01/28/202 0.0 $233k 167k 1.40