CNH Partners

Cnh Partners as of June 30, 2020

Portfolio Holdings for Cnh Partners

Cnh Partners holds 518 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
E Trade Financial Corp Com New 2.8 $64M 1.3M 49.73
Wright Med Group N V Ord Shs 2.3 $53M 1.8M 29.72
Tesla Note 2.000% 5/1 (Principal) 2.3 $52M 15M 3.51
Advanced Disposal Services I 2.3 $52M 1.7M 30.17
IBERIABANK Corporation 2.2 $49M 1.1M 45.54
Qiagen Nv Shs New 2.1 $48M 1.1M 42.81
Willis Towers Watson SHS (WTW) 2.1 $47M 240k 196.95
Acacia Communications 2.0 $46M 681k 67.19
Tiffany & Co. 2.0 $45M 368k 121.94
Caesars Entertainment 1.9 $43M 3.5M 12.13
Microchip Technology Note 2.250% 2/1 (Principal) 1.8 $41M 28M 1.46
Legg Mason 1.8 $41M 824k 49.75
El Paso Elec Com New 1.8 $40M 589k 67.00
Delphi Technologies Pl SHS 1.7 $38M 2.7M 14.21
Mercadolibre Note 2.000% 8/1 (Principal) 1.5 $34M 15M 2.29
LogMeIn 1.5 $34M 400k 84.77
Fitbit Cl A 1.5 $34M 5.2M 6.46
Cincinnati Bell Com New 1.3 $29M 2.0M 14.85
Taubman Centers 1.2 $27M 717k 37.76
Portola Pharmaceuticals 1.2 $27M 1.5M 17.99
Inovio Pharmaceuticals Note 6.500% 3/0 (Principal) 1.1 $25M 5.0M 4.98
Wayfair Note 1.125%11/0 (Principal) 1.1 $25M 14M 1.79
Novellus Sys Note 2.625% 5/1 (Principal) 1.1 $24M 2.4M 10.17
Exact Sciences Corp Note 1.000% 1/1 (Principal) 1.0 $23M 17M 1.37
Grubhub 1.0 $23M 332k 68.82
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 1.0 $23M 24M 0.97
Forescout Technologies 0.9 $21M 1.0M 21.20
Change Healthcare Unit 99/99/9999 0.9 $20M 450k 43.51
Workday Note 0.250%10/0 (Principal) 0.8 $19M 14M 1.38
58 Spon Adr Rep A 0.8 $17M 319k 53.94
Gfl Environmental Unit 99/99/9999t 0.8 $17M 345k 49.92
American Airls Group Note 6.500% 7/0 (Principal) 0.7 $17M 18M 0.95
Theravance Note 2.125% 1/1 (Principal) 0.7 $16M 17M 0.99
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.7 $15M 10M 1.46
Ship Finance International L Note 5.750%10/1 (Principal) 0.6 $14M 15M 0.95
Zillow Group Note 2.750% 5/1 (Principal) 0.6 $14M 12M 1.17
Terraform Pwr Com Cl A 0.6 $14M 748k 18.44
Prospect Cap Corp Note 6.375% 3/0 (Principal) 0.6 $14M 14M 0.98
Rapid7 Note 1.250% 8/0 (Principal) 0.6 $14M 10M 1.35
Genworth Finl Com Cl A (GNW) 0.6 $14M 5.8M 2.31
B Riley Prin Merger Corp Ii Cl A 0.6 $13M 1.2M 10.73
Fireeye Note 0.875% 6/0 (Principal) 0.6 $13M 14M 0.91
Live Oak Acquisition Corp Unit 99/99/9999 0.6 $13M 1.3M 10.02
Longview Acquisition Corp Unit 99/99/9999 0.6 $13M 1.3M 10.10
Splunk Note 1.125% 9/1 (Principal) 0.6 $13M 8.6M 1.47
Viavi Solutions Note 1.750% 6/0 (Principal) 0.5 $12M 11M 1.12
Gigcapital3 Unit 99/99/9999 0.5 $12M 1.2M 10.04
Pluralsight Note 0.375% 3/0 (Principal) 0.5 $12M 13M 0.89
Apollo Coml Real Est Fin Note 5.375%10/1 (Principal) 0.5 $11M 14M 0.82
Priceline Grp Note 0.900% 9/1 (Principal) 0.5 $11M 11M 1.06
Foley Trasimene Acquistn Cor Unit 99/99/9999 0.5 $11M 1.0M 10.67
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.5 $11M 4.6M 2.30
Meritor Note 3.250%10/1 (Principal) 0.5 $11M 11M 1.00
Fortress Value Acquisition C Unit 99/99/9999 0.5 $10M 1.0M 10.30
World Wrestling Entmt Note 3.375%12/1 (Principal) 0.4 $9.6M 5.1M 1.87
Collective Growth Corp Unit 04/29/2025 0.4 $9.5M 1.0M 9.51
Hope Bancorp Note 2.000% 5/1 (Principal) 0.4 $9.4M 11M 0.83
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 0.4 $9.3M 11M 0.83
Ligand Pharmaceuticals Note 0.750% 5/1 (Principal) 0.4 $9.2M 11M 0.88
Fortive Corp Note 0.875% 2/1 (Principal) 0.4 $9.2M 9.3M 0.99
Sustainable Opportnts Acq Unit 99/99/9999 0.4 $8.8M 875k 10.10
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.4 $8.6M 9.2M 0.94
Chegg Note 0.125% 3/1 (Principal) 0.4 $8.4M 6.0M 1.42
Social Cap Hedspia Hldg Co I Unit 99/99/9999 0.4 $8.3M 700k 11.87
Fti Consulting Note 2.000% 8/1 (Principal) 0.4 $8.3M 6.5M 1.27
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.4 $8.0M 8.7M 0.92
Guess Note 2.000% 4/1 (Principal) 0.4 $7.9M 12M 0.68
RH Note 6/1 (Principal) 0.3 $7.8M 5.6M 1.40
Social Cap Hdosphia Hldg Unit 99/99/9999 0.3 $7.5M 600k 12.56
Retrophin Note 2.500% 9/1 (Principal) 0.3 $7.5M 9.0M 0.83
Altair Engr Note 0.250% 6/0 (Principal) 0.3 $7.5M 7.1M 1.05
Inseego Corp Note 3.250% 5/0 (Principal) 0.3 $7.4M 7.0M 1.05
KBR Note 2.500%11/0 (Principal) 0.3 $7.3M 6.5M 1.13
Air Transport Services Grp I Note 1.125%10/1 (Principal) 0.3 $7.3M 7.7M 0.95
Blackstone Mtg Tr Note 4.750% 3/1 (Principal) 0.3 $7.0M 7.5M 0.92
Novus Cap Corp 0.3 $6.9M 700k 9.81
Veoneer Note 4.000% 6/0 (Principal) 0.3 $6.7M 8.0M 0.84
New Mtn Fin Corp Note 5.750% 8/1 (Principal) 0.3 $6.5M 6.9M 0.94
Aerojet Rocketdyne Hldgs Note 2.250%12/1 (Principal) 0.3 $6.4M 4.0M 1.60
Benefitfocus Note 1.250%12/1 (Principal) 0.3 $6.4M 8.1M 0.79
Southwest Airls Note 1.250% 5/0 (Principal) 0.3 $6.4M 5.3M 1.21
Ares Capital Corp Note 4.625% 3/0 (Principal) 0.3 $6.4M 6.5M 0.98
Cleveland Cliffs DBCV 1.500% 1/1 (Principal) 0.3 $6.3M 6.9M 0.92
Seacor Holdings Note 2.500%12/1 (Principal) 0.3 $6.3M 7.2M 0.87
Jaws Acquisition Corp Unit 99/99/9999 0.3 $6.3M 600k 10.43
Intrexon Corp Note 3.500% 7/0 (Principal) 0.3 $6.2M 16M 0.40
Cytokinetics Note 4.000%11/1 (Principal) 0.3 $6.1M 2.6M 2.39
Hci Group Note 4.250% 3/0 (Principal) 0.3 $6.0M 6.0M 0.99
Colfax Corp Unit 01/15/2022t 0.3 $5.9M 49k 121.91
Nuance Communications DBCV 1.000%12/1 (Principal) 0.3 $5.9M 5.0M 1.18
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.3 $5.7M 4.1M 1.40
Mfa Finl Note 6.250% 6/1 (Principal) 0.3 $5.7M 6.4M 0.89
Team Note 5.000% 8/0 (Principal) 0.3 $5.6M 8.0M 0.70
Hudson Executive Invt Corp Unit 06/21/2025 0.2 $5.6M 550k 10.20
Interprivate Acquisition Cor Unit 10/29/2024 0.2 $5.6M 550k 10.16
Resideo Technologies (REZI) 0.2 $5.5M 491k 11.30
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.2 $5.5M 3.3M 1.67
Coupa Software Note 0.125% 6/1 (Principal) 0.2 $5.5M 3.0M 1.82
Bitauto Hldgs Sponsored Ads 0.2 $5.4M 344k 15.85
Mobile Mini 0.2 $5.1M 173k 29.50
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.2 $5.1M 5.8M 0.89
Pacira Biosciences Note 2.375% 4/0 (Principal) 0.2 $5.1M 4.7M 1.09
Fusion Acquisition Corp Unit 99/99/9999 0.2 $5.1M 500k 10.16
Rmg Acquisition Corp Cl A 0.2 $5.1M 495k 10.23
Booking Holdings (BKNG) 0.2 $5.0M 3.2k 1576.50
Kensington Cap Acquisition C Unit 07/01/2027 0.2 $5.0M 500k 10.02
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.2 $5.0M 5.7M 0.88
Nextera Energy Unit 09/01/2022s 0.2 $4.9M 100k 48.83
Scorpio Tankers Note 3.000% 5/1 (Principal) 0.2 $4.8M 5.6M 0.86
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.2 $4.8M 4.8M 1.01
Amag Pharmaceuticals Note 3.250% 6/0 (Principal) 0.2 $4.8M 6.1M 0.78
Vonage Hldgs Corp Note 1.750% 6/0 (Principal) 0.2 $4.7M 5.0M 0.94
Wellpoint Note 2.750%10/1 (Principal) 0.2 $4.7M 1.3M 3.66
Acamar Partners Acqsition Cl A 0.2 $4.6M 445k 10.25
Discovery Com Ser C 0.2 $4.6M 237k 19.26
8X8 Note 0.500% 2/0 (Principal) 0.2 $4.5M 5.0M 0.90
Arconic 0.2 $4.5M 322k 13.93
Carrier Global Corporation (CARR) 0.2 $4.3M 195k 22.22
Liberty Media Corp Del Deb 2.250% 9/3 (Principal) 0.2 $4.3M 9.0M 0.48
Ezcorp Note 2.375% 5/0 (Principal) 0.2 $4.3M 5.5M 0.78
Greenbrier Cos Note 2.875% 2/0 (Principal) 0.2 $4.3M 5.2M 0.83
Newmark Group Cl A (NMRK) 0.2 $4.2M 868k 4.86
Hercules Capital DBCV 4.375% 2/0 (Principal) 0.2 $4.2M 4.3M 0.98
Blackstone Mtg Tr Note 4.375% 5/0 (Principal) 0.2 $4.1M 4.4M 0.94
Covetrus 0.2 $4.1M 239k 17.34
Gogo Note 6.000% 5/1 (Principal) 0.2 $4.1M 5.9M 0.70
Graf Indl Corp *w Exp 12/31/202 0.2 $4.1M 1.8M 2.28
Tortoise Acquisition Corp *w Exp 03/04/202 0.2 $4.0M 371k 10.80
Corteva (CTVA) 0.2 $4.0M 151k 26.46
Industrial Logistics Pptys T Com Shs Ben Int (ILPT) 0.2 $4.0M 193k 20.55
Dow (DOW) 0.2 $3.9M 99k 40.09
Centerpoint Energy Dep Rp Pfd Cv B 0.2 $3.9M 109k 35.80
Southern Unit 08/01/2022 0.2 $3.8M 85k 44.31
Infinera Corp Note 2.125% 9/0 (Principal) 0.2 $3.8M 4.4M 0.85
Nrg Energy DBCV 2.750% 6/0 (Principal) 0.2 $3.7M 3.7M 1.02
Stable Rd Acquisition Corp Com Cl A 0.2 $3.7M 375k 9.95
Nextera Energy Unit 99/99/9999 0.2 $3.7M 88k 42.49
Iaa 0.2 $3.7M 99k 37.61
Arcosa (ACA) 0.2 $3.7M 87k 42.20
Crescent Acquisition Corp Com Cl A 0.2 $3.7M 350k 10.46
Alcon Ord Shs (ALC) 0.2 $3.6M 63k 57.33
Far Pt Acquisition Corp Com Cl A 0.2 $3.6M 350k 10.24
Livent Corp 0.2 $3.6M 580k 6.16
Granite Pt Mtg Tr Note 6.375%10/0 (Principal) 0.2 $3.5M 5.0M 0.70
Kontoor Brands (KTB) 0.2 $3.5M 196k 17.81
Fox Corp Cl A Com (FOXA) 0.2 $3.4M 127k 26.79
Caesars Entmt Corp Note 5.000%10/0 (Principal) 0.1 $3.4M 2.0M 1.69
Osi Systems Note 1.250% 9/0 (Principal) 0.1 $3.3M 3.5M 0.96
Otis Worldwide Corp (OTIS) 0.1 $3.3M 58k 56.86
Madison Square Grdn Entertnm Cl A (SPHR) 0.1 $3.3M 44k 74.99
Tuscan Holdings Corp 0.1 $3.3M 320k 10.23
Forum Merger Ii Corp *w Exp 09/30/202 0.1 $3.3M 693k 4.70
Realpage Note 1.500% 5/1 (Principal) 0.1 $3.2M 3.0M 1.08
Churchill Cap Corp Iii 0.1 $3.2M 300k 10.79
Galileo Acquisition Corp SHS 0.1 $3.2M 325k 9.91
Compucredit Hldgs Corp Note 5.875%11/3 (Principal) 0.1 $3.2M 5.0M 0.63
Innoviva Note 2.500% 8/1 (Principal) 0.1 $3.2M 3.0M 1.06
Nuveen Municipal Credit Com Sh Ben Int (NZF) 0.1 $3.1M 208k 14.76
Landcadia Hldgs Ii *w Exp 05/09/202 0.1 $3.1M 583k 5.25
Gossamer Bio Note 5.000% 6/0 (Principal) 0.1 $3.0M 3.0M 1.01
South Mtn Merger Corp Com Cl A 0.1 $3.0M 295k 10.19
Greenrose Acquisition Corp Unit 02/28/2024 (GNRUQ) 0.1 $3.0M 300k 10.00
Juniper Indl Hldgs Com Cl A 0.1 $2.9M 295k 9.97
Frontdoor (FTDR) 0.1 $2.9M 66k 44.33
Helix Energy Solutions Grp I Note 4.125% 9/1 (Principal) 0.1 $2.9M 3.5M 0.83
Replay Acquisition Corp 0.1 $2.9M 280k 10.20
Amplitude Hlthcre Aqustin Com Cl A 0.1 $2.8M 281k 10.00
New Relic Note 0.500% 5/0 (Principal) 0.1 $2.8M 2.9M 0.97
Flexion Therapeutics Note 3.375% 5/0 (Principal) 0.1 $2.7M 3.2M 0.84
Roth Ch Acquisition I 0.1 $2.7M 280k 9.70
East Stone Acquisition Corp SHS 0.1 $2.7M 275k 9.87
Magnachip Semiconductor Sa Note 5.000% 3/0 (Principal) 0.1 $2.7M 2.0M 1.34
Gores Metropoulos Com Cl A 0.1 $2.7M 250k 10.69
Fintech Acquisition Corp Iii *w Exp 12/01/202 0.1 $2.6M 1.2M 2.30
Trine Acquisition Corp Com Cl A 0.1 $2.6M 250k 10.45
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 0.1 $2.5M 3.1M 0.82
Cardtronics Note 1.000%12/0 (Principal) 0.1 $2.5M 2.5M 0.99
Nuveen Insd Dividend Advantage (NVG) 0.1 $2.4M 160k 15.28
Software Acquisition Group I Com Cl A 0.1 $2.4M 241k 10.03
Dte Energy Unit 11/01/2022s 0.1 $2.4M 56k 42.68
Gordon Pointe Acquisition *w Exp 07/30/202 0.1 $2.4M 1.1M 2.15
Monocle Acquisition Corp 0.1 $2.4M 231k 10.29
Equitrans Midstream Corp (ETRN) 0.1 $2.4M 292k 8.11
Garrett Motion (GTX) 0.1 $2.3M 414k 5.54
Fintech Acquisition Corp Iii Com Cl A 0.1 $2.2M 200k 11.16
Invesco Insured Municipal Income Trust (IIM) 0.1 $2.2M 152k 14.45
Hennessy Cap Acqustion Corp Cl A Com 0.1 $2.2M 200k 10.75
Netfin Acquisition Corp Shs Cl A 0.1 $2.2M 200k 10.75
Lf Cap Acquisition Corp Cl A 0.1 $2.1M 200k 10.70
Insurance Acquisition Corp *w Exp 03/31/202 0.1 $2.1M 550k 3.82
Scvx Corp Unit 99/99/9999 (SCVXU) 0.1 $2.1M 200k 10.36
Gigcapital2 Acq Corp 0.1 $2.1M 203k 10.14
Opko Health Note 4.500% 2/1 (Principal) 0.1 $2.0M 2.0M 1.05
Gol Linhas Aereas Inteligent Spon Adr Pfd New (GOLLQ) 0.1 $2.0M 301k 6.78
Oaktree Acquisition Corp Shs Cl A 0.1 $2.0M 200k 10.17
Cf Fin Acquisition Corp *w Exp 04/30/202 0.1 $2.0M 1.5M 1.35
Sc Health Corp Com Cl A 0.1 $2.0M 200k 10.11
Gores Hldgs Iv Com Cl A 0.1 $2.0M 200k 10.10
Churchill Cap Corp Ii Cl A 0.1 $2.0M 178k 11.30
Yunhong Intl Unit 99/99/9999 0.1 $2.0M 200k 10.00
Vertiv Holdings *w Exp 06/12/202 0.1 $2.0M 500k 3.99
Xeris Pharmaceuticals Note 5.000% 7/1 (Principal) 0.1 $2.0M 2.0M 0.99
Pivotal Invt Corp Ii Com Cl A 0.1 $2.0M 195k 10.15
Dominion Energy Unit 99/99/9999 0.1 $2.0M 19k 101.96
New Providence Acquisition Com Cl A 0.1 $2.0M 195k 10.08
Legacy Acquisition Corp Com Cl A 0.1 $1.9M 200k 9.60
Ezcorp Note 2.875% 7/0 (Principal) 0.1 $1.9M 2.0M 0.95
Hycroft Mining Holding Corp *w Exp 02/12/202 (HYMCW) 0.1 $1.9M 1.5M 1.25
Schultze Spl Purp Acqustn *w Exp 12/31/202 0.1 $1.9M 1.4M 1.29
Tuscan Holdings Ii Acq Corp 0.1 $1.8M 185k 9.95
Illumina (ILMN) 0.1 $1.8M 5.0k 363.00
Zoominfo Technologies Com Cl A (ZI) 0.1 $1.8M 35k 51.03
Trine Acquisition Corp *w Exp 03/31/202 0.1 $1.8M 1.2M 1.55
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $1.8M 150k 11.68
Yy Note 1.375% 6/1 (Principal) 0.1 $1.7M 1.6M 1.11
Healthcare Merger Corp Com Cl A 0.1 $1.7M 170k 10.02
Franklin Financial Networ 0.1 $1.7M 66k 25.75
Invacare Corp Note 4.500% 6/0 (Principal) 0.1 $1.7M 2.0M 0.85
Hennessy Cap Acqustion Corp *w Exp 09/05/202 0.1 $1.7M 1.5M 1.10
Arlo Technologies (ARLO) 0.1 $1.6M 638k 2.58
Megalith Finl Acquisition Cl A Com 0.1 $1.6M 150k 10.95
Pure Acquisition Corp Cl A 0.1 $1.6M 150k 10.78
Spartan Energy Acquisition C Cl A Com Stk 0.1 $1.6M 150k 10.72
Liv Cap Acquisition Corp Cl A 0.1 $1.6M 160k 9.86
Cf Fin Acquisition Corp Com Cl A 0.1 $1.6M 145k 10.85
Gx Acquisition Corp Com Cl A 0.1 $1.6M 153k 10.20
Andina Acquisition Corp Iii SHS 0.1 $1.5M 150k 10.26
Amci Acquisition Corp Class A 0.1 $1.5M 150k 10.22
Patrick Inds DBCV 1.000% 2/0 (Principal) 0.1 $1.5M 1.5M 1.01
Haymaker Acquisition Corp Ii Com Cl A 0.1 $1.5M 145k 10.35
Crescent Acquisition Corp *w Exp 03/08/202 0.1 $1.5M 1.0M 1.50
Union Acquisition Corp Ii SHS 0.1 $1.5M 150k 10.00
Qts Rlty Tr 6.50% Con Pfd B 0.1 $1.5M 11k 143.16
Diamondpeak Hldgs Cor Com Cl A 0.1 $1.5M 145k 10.30
Apex Technology Acquisition Com Cl A 0.1 $1.5M 145k 10.25
CoreLogic 0.1 $1.5M 22k 67.24
Silver Spike Acquisition Cor Cl A Shs 0.1 $1.5M 145k 10.10
Thunder Brdg Acquistion Ii L Cl A Shs 0.1 $1.5M 145k 10.10
Proptech Acquisition Corp Com Cl A 0.1 $1.5M 145k 10.10
Cc Neuberger Principal Hds A 0.1 $1.5M 145k 10.07
Switchback Energy Acquistn C Com Cl A 0.1 $1.5M 145k 10.05
Osprey Technlgy Aquistion Com Cl A 0.1 $1.5M 145k 10.05
Experience Invt Corp Com Cl A 0.1 $1.4M 145k 9.97
Chp Merger Corp Com Cl A 0.1 $1.4M 145k 9.96
Finserv Acquisition Corp Cl A 0.1 $1.4M 145k 9.95
Ciig Merger Corp Com Cl A 0.1 $1.4M 145k 9.90
Alussa Energy Acquisition Shs Cl A 0.1 $1.4M 145k 9.85
Arbor Rlty Tr Note 5.250% 7/0 (Principal) 0.1 $1.4M 1.5M 0.95
Merida Merger Corp I 0.1 $1.4M 145k 9.79
Citic Capital Acquisition Com Cl A 0.1 $1.4M 145k 9.82
Green Plains Note 4.125% 9/0 (Principal) 0.1 $1.4M 1.8M 0.80
Leo Holdings Corp *w Exp 07/31/202 0.1 $1.4M 1.1M 1.25
Diamondpeak Hldgs Cor *w Exp 02/22/202 0.1 $1.3M 767k 1.76
Gabelli Dividend & Income Trust (GDV) 0.1 $1.3M 74k 17.60
Grid Dynamics Hldgs *w Exp 03/05/202 0.1 $1.3M 810k 1.60
Amci Acquisition Corp *w Exp 05/20/202 0.1 $1.3M 2.3M 0.55
Timkensteel Corp Note 6.000% 6/0 (Principal) 0.1 $1.2M 1.5M 0.83
Envestnet Note 1.750% 6/0 (Principal) 0.1 $1.2M 1.0M 1.24
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $1.2M 114k 10.80
Live Nation Entertainment (LYV) 0.1 $1.2M 28k 43.61
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.1 $1.2M 92k 13.17
Albertsons Cos Common Stock (ACI) 0.1 $1.2M 75k 15.77
Tilray Note 5.000%10/0 (Principal) 0.1 $1.2M 2.6M 0.46
Omeros Corp Note 6.250%11/1 (Principal) 0.1 $1.2M 1.1M 1.04
Blackrock Muniyield Fund (MYD) 0.1 $1.2M 86k 13.59
Tekla Healthcare Invs Sh Ben Int (HQH) 0.1 $1.2M 55k 21.34
Gx Acquisition Corp *w Exp 05/24/202 0.1 $1.1M 1.0M 1.14
Lgl Sys Acquisition Corp Com Cl A 0.1 $1.1M 115k 9.91
Royce Value Trust (RVT) 0.0 $1.1M 89k 12.54
B Riley Prin Merger Corp Ii *w Exp 05/06/202 0.0 $1.1M 625k 1.75
Monocle Acquisition Corp *w Exp 12/06/202 0.0 $1.1M 1.7M 0.65
Cree Note 0.875% 9/0 (Principal) 0.0 $1.1M 925k 1.18
Lf Cap Acquisition Corp *w Exp 06/22/202 0.0 $1.1M 1.2M 0.90
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.0 $1.1M 1.0M 1.05
Gs Acquisition Hldgs Corp Ii Unit 99/99/9999 0.0 $1.1M 100k 10.51
Haymaker Acquisition Corp Ii *w Exp 10/31/202 0.0 $1.0M 667k 1.57
Trebia Acquisition Corp Unit 99/99/9999 0.0 $1.0M 100k 10.45
BlackRock MuniVest Fund (MVF) 0.0 $1.0M 123k 8.40
Eaton Vance Muni Income Trus Sh Ben Int (EVN) 0.0 $1.0M 83k 12.50
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $1.0M 900k 1.14
Opes Acquisition Corp *w Exp 03/13/202 0.0 $1.0M 250k 4.10
Liberty Media Corp Deb 3.500% 1/1 (Principal) 0.0 $1.0M 1.4M 0.74
Encore Cap Group Note 3.000% 7/0 (Principal) 0.0 $997k 1.0M 1.00
Megalith Finl Acquisition *w Exp 08/26/202 0.0 $969k 1.2M 0.84
Pioneer Mun High Income Tr Com Shs (MHI) 0.0 $967k 86k 11.29
Brookfield Real Assets Incom Shs Ben Int (RA) 0.0 $963k 58k 16.67
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $956k 111k 8.65
Acamar Partners Acqsition *w Exp 02/26/202 0.0 $953k 750k 1.27
Invesco Quality Municipal Inc Trust (IQI) 0.0 $950k 80k 11.92
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $946k 73k 12.88
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.0 $945k 1.0M 0.94
Templeton Global Income Fund 0.0 $938k 175k 5.37
Tuscan Holdings Corp *w Exp 04/01/202 0.0 $936k 1.6M 0.58
Tekla Life Sciences Invs Sh Ben Int (HQL) 0.0 $927k 52k 17.97
BioMarin Pharmaceutical (BMRN) 0.0 $911k 7.4k 123.27
News Corp Cl A (NWSA) 0.0 $899k 77k 11.66
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $892k 122k 7.34
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $878k 66k 13.24
Blackstone Gso Strategic Cr Com Shs Ben In (BGB) 0.0 $869k 76k 11.42
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $865k 77k 11.18
Cohen & Steers Quality Income Realty (RQI) 0.0 $865k 79k 10.93
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $861k 117k 7.38
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $858k 75k 11.40
South Mtn Merger Corp *w Exp 06/20/202 0.0 $840k 750k 1.12
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $839k 70k 12.05
Tri-Continental Corporation (TY) 0.0 $830k 34k 24.70
Blackrock Muniyield Insured Fund (MYI) 0.0 $824k 63k 13.02
Rmg Acquisition Corp *w Exp 02/21/202 0.0 $817k 833k 0.98
Netfin Acquisition Corp *w Exp 08/01/202 0.0 $815k 500k 1.63
Pioneer Municipal High Income Advantage (MAV) 0.0 $810k 77k 10.51
Nuveen Equity Premium Income Fund (BXMX) 0.0 $807k 73k 11.00
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $804k 90k 8.90
Pae *w Exp 09/11/202 0.0 $803k 333k 2.41
Western Asset Managed Municipals Fnd (MMU) 0.0 $802k 67k 12.02
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $799k 71k 11.32
Invesco Advantage Mun Income Sh Ben Int (VKI) 0.0 $788k 75k 10.45
Spartan Energy Acquisition C *w Exp 08/27/202 0.0 $783k 435k 1.80
Sempra Energy 6% Pfd Conv A 0.0 $776k 7.9k 97.92
Allianzgi Nfj Divid Int Prem S cefs 0.0 $772k 69k 11.19
Blackrock Res & Commodities SHS (BCX) 0.0 $771k 126k 6.13
Clough Global Opportunities Sh Ben Int (GLO) 0.0 $756k 87k 8.71
Seacor Holdings Note 3.250% 5/1 (Principal) 0.0 $754k 1.0M 0.75
Nuveen Fltng Rte Incm Opp Com Shs 0.0 $752k 96k 7.85
New Providence Acquisition *w Exp 09/11/202 0.0 $750k 500k 1.50
Cbre Clarion Global Real Estat re (IGR) 0.0 $740k 124k 5.97
Voya Infrastructure Industrial & Materia (IDE) 0.0 $734k 81k 9.02
Jazz Investments I Note 1.875% 8/1 (Principal) 0.0 $733k 750k 0.98
Kaleyra *w Exp 12/12/202 0.0 $731k 1.1M 0.65
Thunder Brdg Acquistion Ii L *w Exp 11/30/202 0.0 $720k 500k 1.44
Allianzgi Equity & Conv In 0.0 $719k 32k 22.48
Mfs Mun Income Tr Sh Ben Int (MFM) 0.0 $712k 114k 6.24
Royce Micro Capital Trust (RMT) 0.0 $676k 94k 7.20
Conyers Pk Ii Acquisition Com Cl A 0.0 $663k 60k 11.05
Aberdeen Total Dynamic Divd Com Sh Ben Int (AOD) 0.0 $653k 85k 7.69
BlackRock Floating Rate Income Trust (BGT) 0.0 $644k 59k 10.98
Voya Global Eq Div & Pr Opp (IGD) 0.0 $634k 131k 4.83
Ranpak Hldgs Corp *w Exp 06/03/202 0.0 $628k 405k 1.55
Nuveen Real (JRI) 0.0 $623k 53k 11.68
Kkr Income Opportunities (KIO) 0.0 $620k 50k 12.33
Cohen & Steers REIT/P (RNP) 0.0 $614k 32k 19.12
Legacy Acquisition Corp *w Exp 11/30/202 0.0 $613k 1.3M 0.49
Atlas Technical Consultants *w Exp 11/26/202 0.0 $611k 1.6M 0.39
Hl Acquisitions Corp *w Exp 06/21/202 0.0 $610k 270k 2.26
Blackstone Gso Flting Rte Fu (BSL) 0.0 $609k 47k 12.87
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $604k 51k 11.76
Leisure Acquisition Corp *w Exp 12/05/201 0.0 $588k 625k 0.94
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $580k 49k 11.86
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM) 0.0 $575k 79k 7.24
Apollo Sr Floating Rate Fd I (AFT) 0.0 $575k 46k 12.43
Ares Dynamic Cr Allocation (ARDC) 0.0 $556k 47k 11.93
Broadmark Rlty Cap *w Exp 11/15/202 0.0 $556k 1.8M 0.32
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $551k 45k 12.18
Precigen (PGEN) 0.0 $536k 107k 4.99
Wells Fargo Income Opportuni Wf Inc Oppty Fd (EAD) 0.0 $534k 76k 7.02
Barings Global Short Duration Com cef (BGH) 0.0 $523k 42k 12.57
Juniper Indl Hldgs *w Exp 11/13/202 0.0 $522k 600k 0.87
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $521k 55k 9.43
Replay Acquisition Corp *w Exp 03/01/202 0.0 $518k 575k 0.90
Andina Acquisition Corp Iii *w Exp 07/31/202 0.0 $516k 1.2M 0.43
Novus Cap Corp *w Exp 06/30/202 0.0 $504k 700k 0.72
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $499k 45k 11.02
Chp Merger Corp *w Exp 11/22/202 0.0 $490k 500k 0.98
Nuveen Cr Strategies Income Com Shs (JQC) 0.0 $486k 83k 5.84
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $468k 955k 0.49
Arya Sciences Acquistion Unit 06/09/2027 0.0 $464k 40k 11.60
Blackrock Multi-sector Incom other (BIT) 0.0 $450k 31k 14.40
Switchback Energy Acquistn C *w Exp 07/25/202 0.0 $448k 567k 0.79
Alta Equipment Group *w Exp 02/14/202 0.0 $445k 425k 1.05
Blackstone Gso Lng Shrt Cr I Com Shs Bn Int (BGX) 0.0 $444k 37k 12.05
Atlanticus Holdings (ATLC) 0.0 $427k 41k 10.34
Nuveen Real Estate Income Fund (JRS) 0.0 $427k 57k 7.47
Lazard Global Total Return & Income Fund (LGI) 0.0 $421k 30k 14.09
AllianceBernstein Global Hgh Incm (AWF) 0.0 $420k 42k 10.09
First Trust Energy Income & Gr 0.0 $411k 38k 10.81
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $410k 30k 13.58
Aberdeen Income Cred Strat (ACP) 0.0 $407k 46k 8.95
Federated Premier Municipal Income (FMN) 0.0 $406k 31k 13.21
Healthcare Merger Corp *w Exp 12/17/202 0.0 $403k 350k 1.15
Eaton Vance Municipal Bond Fund (EIM) 0.0 $399k 31k 12.72
Osprey Technlgy Aquistion *w Exp 10/30/202 0.0 $394k 375k 1.05
Hl Acquisitions Corp SHS 0.0 $385k 32k 12.18
Collier Creek Holdings *w Exp 99/99/999 0.0 $379k 117k 3.25
Apollo Tactical Income Fd In (AIF) 0.0 $379k 31k 12.41
Gigcapital2 *w Exp 02/28/202 0.0 $379k 765k 0.50
Western Asset Intm Muni Fd I (SBI) 0.0 $371k 43k 8.57
General American Investors (GAM) 0.0 $367k 12k 31.78
Eaton Vance Tax-advntg Glbl Di (ETG) 0.0 $360k 25k 14.29
Union Acquisition Corp Ii *w Exp 04/01/202 0.0 $350k 1.0M 0.35
First Tr Dynamic Europe Equi Com Shs 0.0 $348k 34k 10.33
Source Capital (SOR) 0.0 $341k 10k 33.09
Apex Technology Acquisition *w Exp 09/18/202 0.0 $340k 200k 1.70
Graf Industrial Corp 0.0 $338k 24k 13.89
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $338k 29k 11.88
Churchill Cap Corp Ii *w Exp 07/02/202 0.0 $337k 117k 2.89
BlackRock Enhanced Capital and Income (CII) 0.0 $333k 23k 14.45
Experience Invt Corp *w Exp 09/01/202 0.0 $333k 333k 1.00
New Frontier Health Corp *w Exp 11/30/202 0.0 $328k 241k 1.36
Eaton Vance Natl Mun Opportu Com Shs (EOT) 0.0 $328k 17k 19.64
Gores Metropoulos *w Exp 01/28/202 0.0 $328k 167k 1.97
Sc Health Corp *w Exp 99/99/999 0.0 $324k 300k 1.08
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $321k 24k 13.59
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $319k 29k 10.90
Azek Cl A (AZEK) 0.0 $319k 10k 31.90
Blackrock Debt Strategies Com New (DSU) 0.0 $315k 34k 9.33
Inseego 0.0 $306k 26k 11.61
Nuveen Mun Value Fd 2 (NUW) 0.0 $304k 19k 15.67
Nuveen Dow 30 Dynamic Overwr SHS (DIAX) 0.0 $302k 22k 13.60
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $295k 36k 8.18
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $294k 23k 12.56
First Tr Sr Floating Rate 20 Com Shs 0.0 $292k 35k 8.27
Nuveen Sht Dur Cr Opp 0.0 $289k 25k 11.78
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $285k 20k 14.26
Macquarie Global Infr Total Rtrn Fnd 0.0 $284k 16k 17.64
Dws Strategic Municipal Income Trust (KSM) 0.0 $274k 26k 10.49
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $274k 20k 13.47
Arya Sciences Acquisition *w Exp 10/10/202 0.0 $268k 50k 5.36
Blackrock Mun Income Invt Tr Shs Ben Int 0.0 $267k 21k 12.73
Adams Express Company (ADX) 0.0 $267k 18k 14.91
Pivotal Invt Corp Ii *w Exp 06/01/202 0.0 $263k 333k 0.79
Bioceres Crop Solutions Corp *w Exp 03/14/202 0.0 $262k 1.2M 0.21
Vroom 0.0 $261k 5.0k 52.20
Delaware Inv Mn Mun Inc Fd I 0.0 $261k 21k 12.66
Tuscan Hldgs Corp Ii *w Exp 99/99/999 0.0 $257k 475k 0.54
Blackrock Munivest Fund II (MVT) 0.0 $254k 19k 13.56
Hl Acquisitions Corp Right 07/17/2023 0.0 $254k 270k 0.94
Applied Molecular Trans 0.0 $251k 10k 25.10
Dfp Healthcare Acquisitns Com Cl A 0.0 $250k 25k 10.00
Nuveen Michigan Qlity Incom Municipal 0.0 $246k 18k 13.70
Royalty Pharma Shs Cl A (RPRX) 0.0 $243k 5.0k 48.60
Inari Medical Ord (NARI) 0.0 $242k 5.0k 48.40
Cc Neuberger Principal Hldng *w Exp 99/99/999 0.0 $242k 167k 1.45
Blackrock Ltd Duration Inc T Com Shs (BLW) 0.0 $241k 17k 13.95
Ciig Merger Corp *w Exp 12/31/202 0.0 $238k 250k 0.95
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $232k 22k 10.63
Nuveen Ohio Quality Income M 0.0 $230k 15k 15.03
BlackRock MuniHolding Insured Investm 0.0 $229k 18k 12.91
Proptech Acquisition Corp *w Exp 05/26/202 0.0 $228k 325k 0.70
Software Acquisition Group I *w Exp 10/01/202 0.0 $226k 200k 1.13
Gain Cap Hldgs Note 5.000% 8/1 (Principal) 0.0 $225k 225k 1.00
Churchill Cap Corp Iii *w Exp 03/01/202 0.0 $225k 75k 3.00
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $223k 16k 13.78
Flying Eagle Acquisition Cl A Ord 0.0 $220k 20k 11.00
Western Asset Municipal Partners Fnd 0.0 $220k 16k 14.15
Blackrock MuniHoldings Insured 0.0 $215k 18k 12.15
BlackRock MuniYield California Fund 0.0 $214k 15k 13.91
Templeton Emerging Markets (EMF) 0.0 $213k 16k 13.65
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $204k 14k 14.29
Patriot Natl Bancorp Com New (PNBK) 0.0 $203k 34k 5.89
Highland Global mf closed and mf open (HGLB) 0.0 $203k 32k 6.44
Central Securities (CET) 0.0 $202k 7.0k 28.86
Silver Spike Acquisition Cor *w Exp 08/02/202 0.0 $200k 400k 0.50
Blackrock Muniyield California Ins Fund 0.0 $195k 14k 13.88
Greenvision Acquisition Corp 0.0 $194k 20k 9.95
Galileo Acquisition Corp *w Exp 10/31/202 0.0 $189k 325k 0.58
Amplitude Hlthcre Aqustin *w Exp 12/01/202 0.0 $188k 188k 1.00
Merida Merger Corp I *w Exp 11/07/202 0.0 $188k 375k 0.50
Boulder Growth & Income Fund (STEW) 0.0 $187k 20k 9.43
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $186k 17k 11.27
Madison Covered Call Eq Strat (MCN) 0.0 $185k 33k 5.65
BlackRock MuniHoldings Fund (MHD) 0.0 $184k 12k 14.93
Franklin Templeton (FTF) 0.0 $180k 21k 8.48
Alussa Energy Acquisition *w Exp 10/31/202 0.0 $179k 325k 0.55
Nuveen Diversified Dividend & Income 0.0 $176k 23k 7.75
Pioneer High Income Trust (PHT) 0.0 $173k 23k 7.43
Lion Group Holding Ads 0.0 $171k 56k 3.06
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $170k 15k 11.67
Ivy High Income Opportunities 0.0 $169k 15k 11.26
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $163k 12k 13.52
LMP Capital and Income Fund (SCD) 0.0 $163k 16k 10.00
New Germany Fund (GF) 0.0 $163k 11k 15.18
DTF Tax Free Income (DTF) 0.0 $157k 11k 14.25
Swiss Helvetia Fund (SWZ) 0.0 $156k 20k 7.85
Accel Entertainment *w Exp 11/20/202 (ACEL.WS) 0.0 $156k 67k 2.34
Kbl Merger Corp Iv *w Exp 01/15/202 0.0 $155k 500k 0.31
Stable Rd Acquisition Corp *w Exp 05/15/202 0.0 $153k 250k 0.61
Blackrock MuniEnhanced Fund 0.0 $152k 14k 10.95
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $151k 11k 13.40
Far Pt Acquisition Corp *w Exp 06/01/202 0.0 $150k 300k 0.50
Aberdeen Chile Fund (AEF) 0.0 $149k 25k 6.04
Citic Capital Acquisition *w Exp 01/17/202 0.0 $146k 200k 0.73
First Eagle Senior Loan Fund Com New 0.0 $138k 11k 12.34
Gabelli Hlthcare & Wellness SHS (GRX) 0.0 $136k 14k 10.01
National Energy Services Reu *w Exp 05/05/202 0.0 $132k 260k 0.51
Aberdeen Global Premier Ppty Com Sh Ben Int (AWP) 0.0 $129k 28k 4.65
Voya Emerging Markets High I etf (IHD) 0.0 $123k 20k 6.22
BlackRock Global Energy & Resources Trus (BGR) 0.0 $122k 17k 7.21
Tenzing Acquisition Corp *w Exp 02/23/202 0.0 $118k 250k 0.47
Gdl Fund Com Sh Ben It (GDL) 0.0 $112k 14k 8.22
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $111k 16k 7.13
Western Asset High Incm Fd I (HIX) 0.0 $105k 17k 6.21
Roth Ch Acquisition I *w Exp 01/28/202 0.0 $105k 210k 0.50
Pioneer Floating Rate Trust (PHD) 0.0 $100k 11k 9.49
Gores Hldgs Iv *w Exp 01/22/202 0.0 $90k 50k 1.80
Oaktree Acquisition Corp *w Exp 99/99/999 0.0 $88k 67k 1.32
Eaton Vance Sr Income Tr Sh Ben Int (EVF) 0.0 $85k 16k 5.34
Miller Howard High Inc Eqty Com Shs Ben In (HIE) 0.0 $84k 14k 6.08
Glry Str Nw Mdia Grup Hldg L *w Exp 02/13/202 (GSMGW) 0.0 $71k 1.9M 0.04
East Stone Acquisition Corp *w Exp 12/31/202 0.0 $69k 275k 0.25
Lion Group Holding *w Exp 06/17/202 (LGHLW) 0.0 $66k 400k 0.17
American Vrtual Cloud Tech I *w Exp 04/07/202 0.0 $58k 250k 0.23
Big Rock Partners Acquisi Right 12/01/2022 0.0 $56k 200k 0.28
Blackrock Enhanced Intl Div Com Bene Inter (BGY) 0.0 $56k 11k 5.14
Lgl Sys Acquisition Corp *w Exp 11/12/202 0.0 $52k 58k 0.90
Infra And Energy Altrntive I *w Exp 05/20/202 0.0 $51k 343k 0.15
Liv Cap Acquisition Corp *w Exp 12/13/202 0.0 $50k 160k 0.31
Greenvision Acquisition Corp Right 06/01/2021 0.0 $48k 170k 0.28
Greenvision Acquisition Corp *w Exp 10/28/202 0.0 $48k 170k 0.28
Big Rock Partners Acquisi *w Exp 12/01/202 0.0 $45k 100k 0.45
Net 1 Ueps Technologies Com New (LSAK) 0.0 $44k 15k 3.04
Conyers Pk Ii Acquisition *w Exp 07/18/202 0.0 $39k 19k 2.08
Target Hospitality Corp *w Exp 03/15/202 0.0 $27k 267k 0.10
Longevity Acquisition Corp *w Exp 07/31/202 0.0 $25k 125k 0.20
Longevity Acquisition Corp Right 07/31/2020 0.0 $25k 125k 0.20
Daseke *w Exp 02/27/202 0.0 $20k 378k 0.05
Falcon Minerals Corp *w Exp 07/21/202 0.0 $20k 223k 0.09
Rosehill Res *w Exp 04/27/202 0.0 $15k 245k 0.06
Nesco Hldgs *w Exp 01/01/202 0.0 $15k 83k 0.18
Phunware *w Exp 12/26/202 0.0 $14k 59k 0.24