Cowen as of March 31, 2012
Portfolio Holdings for Cowen
Cowen holds 186 positions in its portfolio as reported in the March 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Goodrich Corporation | 11.5 | $109M | 882k | 123.70 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 7.7 | $73M | 808k | 90.74 | |
| Spdr S&p 500 Etf (SPY) | 3.7 | $35M | 250k | 140.81 | |
| El Paso Corporation | 3.6 | $34M | 1.2M | 29.55 | |
| Thomas & Betts Corporation | 3.2 | $30M | 420k | 71.91 | |
| Vanguard Emerging Markets ETF (VWO) | 3.0 | $28M | 642k | 43.49 | |
| SPDR S&P MidCap 400 ETF (MDY) | 2.7 | $26M | 144k | 180.70 | |
| Medco Health Solutions | 2.6 | $25M | 352k | 70.30 | |
| Petroleo Brasileiro SA (PBR) | 2.6 | $25M | 927k | 26.56 | |
| Intel Corporation (INTC) | 2.4 | $23M | 926k | 24.25 | |
| Technology SPDR (XLK) | 2.3 | $22M | 732k | 30.16 | |
| Progress Energy | 2.1 | $20M | 381k | 53.00 | |
| Motorola Mobility Holdings | 2.0 | $19M | 478k | 39.24 | |
| Kinder Morgan (KMI) | 1.8 | $17M | 440k | 38.65 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 1.8 | $17M | 457k | 36.66 | |
| Transocean (RIG) | 1.7 | $16M | 300k | 54.72 | |
| iShares Russell 1000 Growth Index (IWF) | 1.5 | $14M | 217k | 66.08 | |
| Cisco Systems (CSCO) | 1.5 | $14M | 770k | 18.09 | |
| Gilead Sciences (GILD) | 1.4 | $13M | 328k | 40.94 | |
| Perrigo Company | 1.4 | $13M | 124k | 103.31 | |
| Tyco International Ltd S hs | 1.3 | $13M | 273k | 46.71 | |
| Vanguard European ETF (VGK) | 1.3 | $13M | 273k | 46.09 | |
| Solutia | 1.3 | $12M | 441k | 27.96 | |
| Exxon Mobil Corporation (XOM) | 1.3 | $12M | 140k | 86.72 | |
| Novellus Systems | 1.2 | $12M | 230k | 49.91 | |
| SPDR Barclays Capital Convertible SecETF (CWB) | 1.2 | $11M | 281k | 39.86 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 1.1 | $11M | 95k | 112.71 | |
| Hewlett-Packard Company | 1.1 | $11M | 447k | 23.83 | |
| Citigroup (C) | 0.9 | $8.2M | 225k | 36.55 | |
| Ingersoll-rand Co Ltd-cl A | 0.8 | $7.7M | 187k | 41.36 | |
| Occidental Petroleum Corporation (OXY) | 0.8 | $7.6M | 80k | 95.00 | |
| CenturyLink | 0.8 | $7.6M | 197k | 38.65 | |
| Computer Programs & Systems (TBRG) | 0.8 | $7.4M | 131k | 56.52 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.8 | $7.3M | 198k | 36.83 | |
| ZOLL Medical Corporation | 0.7 | $7.0M | 76k | 92.62 | |
| Consumer Discretionary SPDR (XLY) | 0.7 | $6.6M | 147k | 45.09 | |
| Crown Holdings (CCK) | 0.6 | $5.9M | 177k | 33.58 | |
| Energy Xxi | 0.6 | $6.0M | 166k | 36.11 | |
| Rockwood Holdings | 0.6 | $5.3M | 134k | 39.37 | |
| Ford Motor Company (F) | 0.5 | $5.1M | 407k | 12.48 | |
| Amgen (AMGN) | 0.5 | $4.7M | 73k | 64.20 | |
| Health Net | 0.5 | $4.5M | 148k | 30.42 | |
| Broadcom Corporation | 0.5 | $4.3M | 109k | 39.29 | |
| Nucor Corporation (NUE) | 0.4 | $4.1M | 96k | 42.94 | |
| Qualcomm (QCOM) | 0.4 | $4.1M | 75k | 54.71 | |
| Eastman Chemical Company (EMN) | 0.4 | $3.9M | 76k | 51.67 | |
| FMC Corporation (FMC) | 0.4 | $3.9M | 45k | 86.05 | |
| Ball Corporation (BALL) | 0.4 | $3.8M | 108k | 35.71 | |
| iShares MSCI Brazil Index (EWZ) | 0.4 | $3.9M | 60k | 64.67 | |
| Allergan | 0.4 | $3.7M | 39k | 95.49 | |
| Delphi Financial | 0.4 | $3.8M | 84k | 44.77 | |
| PowerShares QQQ Trust, Series 1 | 0.4 | $3.8M | 57k | 67.56 | |
| Aol | 0.4 | $3.6M | 191k | 18.97 | |
| UnitedHealth (UNH) | 0.4 | $3.5M | 70k | 50.69 | |
| Scientific Games (LNW) | 0.4 | $3.5M | 297k | 11.66 | |
| Human Genome Sciences | 0.4 | $3.5M | 470k | 7.36 | |
| USD.001 Atlas Energy Lp ltd part | 0.4 | $3.4M | 153k | 22.23 | |
| 0.3 | $3.3M | 5.2k | 641.19 | ||
| Minefinders | 0.3 | $3.3M | 235k | 14.00 | |
| J.C. Penney Company | 0.3 | $3.2M | 92k | 35.43 | |
| Financial Select Sector SPDR (XLF) | 0.3 | $3.2M | 200k | 15.80 | |
| SureWest Communications | 0.3 | $3.1M | 136k | 22.55 | |
| SIGA Technologies (SIGA) | 0.3 | $2.9M | 864k | 3.36 | |
| Wyndham Worldwide Corporation | 0.3 | $2.8M | 75k | 37.82 | |
| Procera Networks | 0.3 | $2.8M | 124k | 22.36 | |
| Packaging Corporation of America (PKG) | 0.3 | $2.7M | 106k | 25.24 | |
| JPMorgan Chase & Co. (JPM) | 0.3 | $2.7M | 58k | 45.97 | |
| Horsehead Holding | 0.3 | $2.6M | 232k | 11.39 | |
| Energy Transfer Equity (ET) | 0.3 | $2.7M | 66k | 40.37 | |
| SanDisk Corporation | 0.3 | $2.6M | 51k | 50.00 | |
| P.F. Chang's China Bistro | 0.3 | $2.5M | 80k | 30.90 | |
| Mylan | 0.2 | $2.4M | 101k | 23.45 | |
| General Dynamics Corporation (GD) | 0.2 | $2.3M | 35k | 66.40 | |
| Neurocrine Biosciences (NBIX) | 0.2 | $2.4M | 280k | 8.50 | |
| Jaguar Mng | 0.2 | $2.3M | 479k | 4.71 | |
| Exelon Corporation (EXC) | 0.2 | $2.2M | 50k | 43.38 | |
| Amylin Pharmaceuticals | 0.2 | $2.2M | 87k | 24.93 | |
| VirnetX Holding Corporation | 0.2 | $2.2M | 90k | 23.93 | |
| Provident Energy | 0.2 | $2.1M | 177k | 12.10 | |
| Credit Suisse Nassau Brh etf | 0.2 | $2.0M | 100k | 20.36 | |
| Advance America, Cash Advance Centers | 0.2 | $2.0M | 192k | 10.49 | |
| Apple (AAPL) | 0.2 | $1.8M | 3.0k | 599.47 | |
| Idenix Pharmaceuticals | 0.2 | $1.8M | 240k | 7.45 | |
| Ariad Pharmaceuticals | 0.2 | $1.8M | 110k | 15.99 | |
| Morgan Stanley (MS) | 0.2 | $1.6M | 81k | 19.65 | |
| Tyson Foods (TSN) | 0.2 | $1.6M | 80k | 20.64 | |
| Industrial SPDR (XLI) | 0.2 | $1.6M | 44k | 37.41 | |
| Cowen | 0.2 | $1.6M | 608k | 2.71 | |
| Home Depot (HD) | 0.2 | $1.5M | 30k | 50.36 | |
| Eli Lilly & Co. (LLY) | 0.2 | $1.5M | 37k | 41.54 | |
| SPDR Gold Trust (GLD) | 0.2 | $1.5M | 9.2k | 162.13 | |
| Oncothyreon | 0.2 | $1.5M | 350k | 4.36 | |
| Sunoco Logistics Partners | 0.1 | $1.4M | 37k | 37.82 | |
| U.S. Bancorp (USB) | 0.1 | $1.4M | 50k | 27.04 | |
| Baxter International (BAX) | 0.1 | $1.3M | 27k | 49.48 | |
| Barrick Gold Corp (GOLD) | 0.1 | $1.2M | 27k | 45.23 | |
| W.R. Grace & Co. | 0.1 | $1.3M | 27k | 45.90 | |
| Georgia Gulf Corporation | 0.1 | $1.3M | 65k | 19.49 | |
| Sequenom | 0.1 | $1.2M | 298k | 4.07 | |
| Ada-es | 0.1 | $1.2M | 49k | 24.31 | |
| iShares MSCI Australia Index Fund (EWA) | 0.1 | $1.2M | 53k | 23.51 | |
| WisdomTree Dreyfus Emerging Currency (CEW) | 0.1 | $1.2M | 59k | 20.94 | |
| Barclays Bk Plc ipath dynm vix | 0.1 | $1.2M | 22k | 57.87 | |
| Halliburton Company (HAL) | 0.1 | $1.2M | 35k | 33.17 | |
| Magellan Midstream Partners | 0.1 | $1.1M | 15k | 72.32 | |
| Johnson & Johnson (JNJ) | 0.1 | $1.0M | 16k | 65.68 | |
| International Business Machines (IBM) | 0.1 | $1.0M | 5.0k | 208.60 | |
| Illumina (ILMN) | 0.1 | $1.0M | 19k | 52.62 | |
| Goldman Sachs (GS) | 0.1 | $970k | 7.8k | 124.36 | |
| Enterprise Products Partners (EPD) | 0.1 | $978k | 19k | 50.48 | |
| Children's Place Retail Stores (PLCE) | 0.1 | $982k | 19k | 51.68 | |
| Threshold Pharmaceuticals | 0.1 | $972k | 111k | 8.80 | |
| Medtronic | 0.1 | $899k | 24k | 38.25 | |
| Kroger (KR) | 0.1 | $849k | 35k | 24.23 | |
| Houston American Energy Corporation | 0.1 | $809k | 155k | 5.22 | |
| Lam Research Corporation | 0.1 | $859k | 23k | 37.03 | |
| Cobalt Intl Energy | 0.1 | $858k | 29k | 30.00 | |
| Baker Hughes Incorporated | 0.1 | $763k | 16k | 48.57 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.1 | $719k | 41k | 17.45 | |
| PNC Financial Services (PNC) | 0.1 | $646k | 11k | 57.68 | |
| Forest Laboratories | 0.1 | $641k | 19k | 34.67 | |
| Plains All American Pipeline (PAA) | 0.1 | $670k | 8.5k | 78.50 | |
| Midas | 0.1 | $672k | 59k | 11.49 | |
| Lkd Barclays Bk Plc Ipath S&p Etn etf | 0.1 | $697k | 15k | 46.25 | |
| Neophotonics Corp | 0.1 | $690k | 146k | 4.73 | |
| Wal-Mart Stores (WMT) | 0.1 | $558k | 9.1k | 61.15 | |
| Las Vegas Sands (LVS) | 0.1 | $559k | 13k | 42.63 | |
| Talbots | 0.1 | $594k | 196k | 3.03 | |
| Theravance | 0.1 | $530k | 24k | 22.08 | |
| MannKind Corporation | 0.1 | $587k | 235k | 2.50 | |
| Caesars Entertainment | 0.1 | $594k | 40k | 14.75 | |
| Owens Corning (OC) | 0.1 | $488k | 17k | 28.71 | |
| Prestige Brands Holdings (PBH) | 0.1 | $444k | 25k | 17.49 | |
| PharMerica Corporation | 0.1 | $439k | 35k | 12.44 | |
| Cypress Semiconductor Corporation | 0.1 | $469k | 30k | 15.63 | |
| BP Prudhoe Bay Royalty Trust (BPPTU) | 0.1 | $438k | 3.5k | 125.14 | |
| Dresser-Rand | 0.1 | $509k | 10k | 49.90 | |
| iShares Gold Trust | 0.1 | $509k | 31k | 16.27 | |
| ISTA Pharmaceuticals | 0.1 | $513k | 73k | 7.06 | |
| Remark Media | 0.1 | $428k | 89k | 4.81 | |
| HSBC Holdings (HSBC) | 0.0 | $357k | 9.4k | 37.98 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $422k | 12k | 34.31 | |
| Mitsubishi UFJ Financial (MUFG) | 0.0 | $401k | 81k | 4.98 | |
| Leap Wireless International | 0.0 | $401k | 47k | 8.61 | |
| Buckeye Partners | 0.0 | $382k | 6.3k | 61.12 | |
| Tibco Software | 0.0 | $359k | 15k | 23.93 | |
| Atlas Pipeline Partners | 0.0 | $333k | 9.0k | 37.00 | |
| Chipotle Mexican Grill (CMG) | 0.0 | $418k | 1.0k | 418.00 | |
| Sterling Ban | 0.0 | $395k | 41k | 9.60 | |
| Credit Suisse Nassau Brh vix sht trm ft | 0.0 | $361k | 50k | 7.22 | |
| Apricus Bioscience | 0.0 | $353k | 125k | 2.82 | |
| Lightbridge Corporation | 0.0 | $403k | 126k | 3.20 | |
| Bank of America Corporation (BAC) | 0.0 | $307k | 32k | 9.58 | |
| Capital One Financial (COF) | 0.0 | $315k | 5.7k | 55.75 | |
| Computer Sciences Corporation | 0.0 | $237k | 10k | 23.70 | |
| Walgreen Company | 0.0 | $248k | 7.4k | 33.45 | |
| EMC Corporation | 0.0 | $246k | 11k | 21.58 | |
| Chesapeake Energy Corporation | 0.0 | $249k | 11k | 22.23 | |
| Oracle Corporation (ORCL) | 0.0 | $302k | 12k | 25.81 | |
| Northwest Pipe Company (NWPX) | 0.0 | $238k | 11k | 21.25 | |
| Walter Investment Management | 0.0 | $256k | 11k | 22.58 | |
| AboveNet | 0.0 | $290k | 3.5k | 82.86 | |
| SPDR KBW Insurance (KIE) | 0.0 | $242k | 5.8k | 41.86 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.0 | $245k | 3.2k | 76.30 | |
| iShares MSCI Canada Index (EWC) | 0.0 | $283k | 10k | 28.30 | |
| Discovery Laboratories | 0.0 | $266k | 99k | 2.69 | |
| Cleveland BioLabs | 0.0 | $328k | 134k | 2.46 | |
| D Horizon Pharma | 0.0 | $310k | 83k | 3.73 | |
| Genworth Financial (GNW) | 0.0 | $229k | 35k | 6.54 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $145k | 10k | 14.34 | |
| McKesson Corporation (MCK) | 0.0 | $200k | 2.3k | 87.72 | |
| Research In Motion | 0.0 | $166k | 11k | 14.56 | |
| DepoMed | 0.0 | $233k | 45k | 5.17 | |
| RSC Holdings | 0.0 | $212k | 9.4k | 22.58 | |
| Optimer Pharmaceuticals | 0.0 | $231k | 17k | 13.68 | |
| Broadwind Energy | 0.0 | $164k | 348k | 0.47 | |
| Quantum Fuel Systems Technolog | 0.0 | $218k | 316k | 0.69 | |
| Synergy Pharmaceuticals Del *w exp 12/06/201 | 0.0 | $148k | 98k | 1.50 | |
| Corning Incorporated (GLW) | 0.0 | $130k | 10k | 13.00 | |
| Cemex SAB de CV (CX) | 0.0 | $75k | 14k | 5.21 | |
| Rite Aid Corporation | 0.0 | $87k | 50k | 1.74 | |
| Savient Pharmaceuticals | 0.0 | $67k | 30k | 2.23 | |
| iShares MSCI South Korea Index Fund (EWY) | 0.0 | $99k | 1.7k | 59.78 | |
| iShares Dow Jones US Financial (IYF) | 0.0 | $96k | 1.6k | 58.68 | |
| Usa Technologies Inc *w exp 12/31/201 | 0.0 | $139k | 253k | 0.55 | |
| iShares Russell Midcap Value Index (IWS) | 0.0 | $8.0k | 160.00 | 50.00 |
