Cowen Group

Cowen as of Dec. 31, 2012

Portfolio Holdings for Cowen

Cowen holds 268 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 6.0 $53M 371k 142.35
SPDR S&P MidCap 400 ETF (MDY) 5.6 $49M 266k 185.71
Vanguard Emerging Markets ETF (VWO) 4.9 $43M 960k 44.53
AMERIGROUP Corporation 4.4 $38M 418k 92.00
iShares Russell 1000 Value Index (IWD) 2.9 $25M 349k 72.82
iShares Russell 2000 Index (IWM) 2.5 $22M 263k 84.31
iShares Dow Jones US Real Estate (IYR) 2.4 $21M 325k 64.67
Coinstar 2.3 $20M 381k 52.01
iShares MSCI Brazil Index (EWZ) 2.2 $20M 349k 55.94
At&t (T) 2.1 $18M 536k 33.71
Sanchez Energy Corp C ommon stocks 2.1 $18M 1.0M 18.00
Utilities SPDR (XLU) 2.0 $18M 513k 34.92
Sprint Nextel Corporation 2.0 $17M 3.0M 5.67
Nexen 2.0 $17M 641k 26.90
Franco-Nevada Corporation (FNV) 1.9 $17M 295k 57.17
American Express Company (AXP) 1.8 $16M 278k 57.47
Home Depot (HD) 1.7 $15M 240k 61.86
Coventry Health Care 1.6 $14M 304k 44.86
Ralcorp Holdings 1.5 $13M 148k 89.65
Wal-Mart Stores (WMT) 1.4 $12M 174k 68.24
PSS World Medical 1.3 $11M 382k 28.88
Barrick Gold Corp 1.2 $11M 305k 35.02
Johnson & Johnson (JNJ) 1.0 $8.8M 126k 70.00
Eli Lilly & Co. (LLY) 1.0 $8.9M 180k 49.32
Walt Disney Company (DIS) 0.9 $8.2M 165k 49.79
Halliburton Company (HAL) 0.9 $8.1M 235k 34.56
Petroleo Brasileiro SA (PBR) 0.9 $8.1M 407k 19.89
Corrections Corporation of America 0.9 $8.0M 225k 35.47
FMC Corporation (FMC) 0.9 $7.7M 132k 58.52
Pvh Corporation (PVH) 0.9 $7.6M 68k 111.01
Merck & Co (MRK) 0.8 $7.4M 182k 40.91
Philip Morris International (PM) 0.8 $7.2M 86k 83.66
Gardner Denver 0.8 $6.7M 99k 68.50
MetroPCS Communications 0.8 $6.7M 673k 10.00
General Electric Company 0.7 $6.5M 309k 20.99
Verizon Communications (VZ) 0.7 $6.4M 147k 43.26
Exxon Mobil Corporation (XOM) 0.7 $6.3M 73k 86.52
Cisco Systems (CSCO) 0.7 $6.1M 311k 19.65
Shaw 0.7 $6.0M 129k 46.59
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.7 $5.8M 5.6M 1.03
Las Vegas Sands (LVS) 0.7 $5.7M 123k 46.15
Hess (HES) 0.6 $5.2M 98k 52.96
Shire 0.6 $5.2M 56k 92.16
M&T Bank Corporation (MTB) 0.6 $5.1M 52k 98.47
Epoch Holding 0.5 $4.8M 171k 27.90
Sunrise Senior Living 0.5 $4.6M 317k 14.40
JPMorgan Chase & Co. (JPM) 0.5 $4.5M 102k 43.98
Technology SPDR (XLK) 0.5 $4.5M 155k 28.81
Clearwire Corporation 0.5 $4.5M 1.5M 2.89
Plains Exploration & Production Company 0.5 $4.4M 94k 46.95
Geo 0.5 $4.4M 155k 28.20
Crexus Investment 0.5 $4.4M 361k 12.25
Freeport-McMoRan Copper & Gold (FCX) 0.5 $3.9M 115k 34.21
Toll Brothers (TOL) 0.4 $3.8M 118k 32.33
VirnetX Holding Corporation 0.4 $3.8M 130k 29.28
Best Buy (BBY) 0.4 $3.7M 310k 11.85
Cymer 0.4 $3.6M 39k 90.43
International Business Machines (IBM) 0.4 $3.5M 18k 192.09
Cowen 0.4 $3.5M 1.4M 2.45
Riverbed Technology 0.4 $3.3M 166k 19.72
Loral Space & Communications 0.4 $3.2M 58k 54.86
American International (AIG) 0.3 $2.9M 83k 35.35
Valeant Pharmaceuticals Int 0.3 $2.9M 48k 59.77
Packaging Corporation of America (PKG) 0.3 $2.7M 71k 38.48
Intel Corporation (INTC) 0.3 $2.7M 134k 20.43
Vertex Pharmaceuticals Incorporated (VRTX) 0.3 $2.6M 63k 41.96
BP (BP) 0.3 $2.5M 60k 41.79
Scientific Games (LNWO) 0.3 $2.6M 297k 8.67
USD.001 Atlas Energy Lp ltd part 0.3 $2.6M 74k 34.73
Interpublic Group of Companies (IPG) 0.3 $2.5M 225k 11.02
Robbins & Myers 0.3 $2.5M 42k 59.45
Crown Holdings (CCK) 0.3 $2.4M 64k 36.80
Mylan 0.3 $2.3M 85k 27.47
Yahoo! 0.3 $2.3M 118k 19.90
Goldman Sachs (GS) 0.3 $2.3M 18k 126.68
Citigroup (C) 0.3 $2.2M 57k 39.66
Express Scripts Holding 0.3 $2.2M 42k 53.33
Intermec 0.2 $2.1M 215k 9.86
Horsehead Holding 0.2 $2.1M 209k 10.21
Teavana Hldgs 0.2 $2.1M 135k 15.50
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $2.0M 16k 120.97
Eastman Chemical Company (EMN) 0.2 $1.8M 27k 68.05
CVS Caremark Corporation (CVS) 0.2 $1.9M 39k 48.40
Industrial SPDR (XLI) 0.2 $1.8M 48k 37.91
Sunoco Logistics Partners 0.2 $1.8M 36k 49.73
SIGA Technologies (SIGA) 0.2 $1.8M 691k 2.62
Dresser-Rand 0.2 $1.7M 31k 56.14
McDonald's Corporation (MCD) 0.2 $1.7M 19k 87.83
Chevron Corporation (CVX) 0.2 $1.6M 15k 108.28
Endo Pharmaceuticals 0.2 $1.7M 65k 26.24
Dean Foods Company 0.2 $1.7M 103k 16.51
Energy Xxi 0.2 $1.7M 53k 32.16
SPDR Barclays Capital High Yield B 0.2 $1.7M 41k 40.71
Qualcomm (QCOM) 0.2 $1.6M 26k 61.99
Ball Corporation (BALL) 0.2 $1.5M 34k 44.74
Aurico Gold 0.2 $1.6M 191k 8.18
Telephone And Data Systems (TDS) 0.2 $1.6M 73k 22.15
Facebook Inc cl a (META) 0.2 $1.6M 58k 26.81
Magellan Midstream Partners 0.2 $1.5M 35k 43.18
Warna 0.2 $1.4M 20k 71.57
Enterprise Products Partners (EPD) 0.2 $1.4M 28k 50.08
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $1.4M 12k 121.54
SandRidge Energy 0.1 $1.4M 214k 6.35
Broadcom Corporation 0.1 $1.3M 40k 33.17
McMoRan Exploration 0.1 $1.4M 84k 16.06
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $1.4M 15k 93.32
Adt 0.1 $1.3M 29k 46.48
Caterpillar (CAT) 0.1 $1.2M 14k 90.00
Pepsi (PEP) 0.1 $1.3M 18k 68.31
Rockwood Holdings 0.1 $1.3M 25k 49.45
General Motors Company (GM) 0.1 $1.3M 44k 28.85
Bristol Myers Squibb (BMY) 0.1 $1.2M 36k 32.60
NYSE Euronext 0.1 $1.2M 37k 31.55
E.I. du Pont de Nemours & Company 0.1 $1.1M 26k 44.85
Schlumberger (SLB) 0.1 $1.1M 16k 69.40
Plains All American Pipeline (PAA) 0.1 $1.1M 25k 45.26
Yum! Brands (YUM) 0.1 $1.0M 16k 66.31
Anadarko Petroleum Corporation 0.1 $1.0M 14k 74.19
SolarWinds 0.1 $1.0M 20k 52.45
United Parcel Service (UPS) 0.1 $974k 13k 73.76
Newmont Mining Corporation (NEM) 0.1 $984k 21k 46.33
eBay (EBAY) 0.1 $981k 19k 50.81
Chesapeake Energy Corporation 0.1 $1.0M 60k 16.63
Central Fd Cda Ltd cl a 0.1 $946k 45k 21.02
Covidien 0.1 $992k 17k 57.75
Wells Fargo & Company (WFC) 0.1 $891k 26k 34.13
Aol 0.1 $888k 30k 29.60
Macy's (M) 0.1 $849k 22k 39.11
Procter & Gamble Company (PG) 0.1 $845k 12k 68.12
SPDR Gold Trust (GLD) 0.1 $841k 5.2k 162.04
SanDisk Corporation 0.1 $842k 19k 43.60
Ariad Pharmaceuticals 0.1 $863k 45k 19.18
Ancestry 0.1 $880k 28k 32.00
Mosaic (MOS) 0.1 $895k 16k 56.63
Coca-Cola Company (KO) 0.1 $797k 22k 36.40
Baxter International (BAX) 0.1 $821k 12k 66.72
Morgan Stanley (MS) 0.1 $816k 45k 18.33
UnitedHealth (UNH) 0.1 $791k 15k 54.36
Gap (GAP) 0.1 $816k 26k 31.12
Starbucks Corporation (SBUX) 0.1 $746k 14k 53.70
Lowe's Companies (LOW) 0.1 $765k 22k 35.51
Avis Budget (CAR) 0.1 $793k 40k 19.82
Sauer-Danfoss 0.1 $817k 15k 53.40
Seagate Technology Com Stk 0.1 $748k 25k 30.39
Energy Transfer Equity (ET) 0.1 $819k 18k 45.50
KBW 0.1 $765k 50k 15.30
Dole Food Company 0.1 $781k 68k 11.47
Cheniere Energy Partners (CQP) 0.1 $813k 38k 21.27
Potash Corp. Of Saskatchewan I 0.1 $728k 18k 40.64
Deere & Company (DE) 0.1 $693k 8.0k 86.67
Occidental Petroleum Corporation (OXY) 0.1 $679k 8.8k 77.14
United Technologies Corporation 0.1 $719k 8.8k 81.67
Northwest Pipe Company (NWPX) 0.1 $733k 31k 23.88
Questcor Pharmaceuticals 0.1 $668k 25k 26.72
United States Steel Corporation 0.1 $696k 29k 23.84
Monsanto Company 0.1 $580k 6.1k 95.00
Walgreen Company 0.1 $621k 17k 36.96
Research In Motion 0.1 $652k 55k 11.84
Activision Blizzard 0.1 $641k 60k 10.62
iShares MSCI Japan Index 0.1 $595k 61k 9.75
Silicon Graphics International 0.1 $651k 64k 10.20
MetLife (MET) 0.1 $645k 20k 32.94
Yamana Gold 0.1 $603k 35k 17.19
Microsoft Corporation (MSFT) 0.1 $566k 21k 26.81
FedEx Corporation (FDX) 0.1 $495k 5.4k 91.67
BioMarin Pharmaceutical (BMRN) 0.1 $497k 10k 49.21
NetApp (NTAP) 0.1 $508k 15k 33.39
Dow Chemical Company 0.1 $501k 16k 32.32
WellPoint 0.1 $517k 8.5k 60.77
Whole Foods Market 0.1 $506k 5.5k 91.31
Walter Energy 0.1 $496k 14k 35.96
Walter Investment Management 0.1 $488k 11k 43.05
MannKind Corporation 0.1 $564k 244k 2.31
iShares Gold Trust 0.1 $488k 30k 16.29
D Horizon Pharma 0.1 $500k 215k 2.33
PNC Financial Services (PNC) 0.1 $402k 6.9k 58.22
Peabody Energy Corporation 0.1 $454k 17k 26.71
3M Company (MMM) 0.1 $401k 4.3k 93.33
Hudson City Ban 0.1 $426k 52k 8.14
Adobe Systems Incorporated (ADBE) 0.1 $438k 12k 37.74
Kroger (KR) 0.1 $433k 17k 25.99
Hewlett-Packard Company 0.1 $469k 33k 14.30
EMC Corporation 0.1 $440k 17k 25.29
Buckeye Partners 0.1 $397k 8.8k 45.37
Lululemon Athletica (LULU) 0.1 $466k 6.1k 76.39
Inergy 0.1 $468k 26k 18.17
Silver Wheaton Corp 0.1 $396k 11k 36.00
Anacor Pharmaceuticals In 0.1 $459k 88k 5.20
Motorola Solutions (MSI) 0.1 $456k 8.2k 55.60
Sprott Physical Gold Trust (PHYS) 0.1 $426k 30k 14.20
Proshs Ultrashrt S&p500 Prosha etf 0.1 $406k 7.5k 54.13
Vale (VALE) 0.0 $389k 19k 20.91
Abbott Laboratories (ABT) 0.0 $347k 11k 31.26
MAP Pharmaceuticals 0.0 $341k 22k 15.64
Citrix Systems 0.0 $318k 4.8k 65.72
Red Hat 0.0 $331k 6.2k 53.33
Altria (MO) 0.0 $348k 11k 31.35
Target Corporation (TGT) 0.0 $379k 6.4k 59.22
Herbalife Ltd Com Stk (HLF) 0.0 $330k 10k 33.00
Oneok Partners 0.0 $379k 7.0k 54.03
Sterling Ban 0.0 $375k 41k 9.11
Suncor Energy (SU) 0.0 $349k 11k 32.92
Consumer Discretionary SPDR (XLY) 0.0 $316k 6.7k 47.39
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $379k 18k 21.09
Credit Suisse Nassau Brh etf 0.0 $380k 19k 19.67
Barclays Bk Plc ipath dynm vix 0.0 $360k 7.8k 45.98
Synergy Pharmaceuticals Del *w exp 12/06/201 0.0 $308k 128k 2.40
Genworth Financial (GNW) 0.0 $263k 35k 7.51
Charles Schwab Corporation (SCHW) 0.0 $224k 16k 14.17
Bank of America Corporation (BAC) 0.0 $298k 26k 11.60
KB Home (KBH) 0.0 $299k 19k 15.82
Lennar Corporation (LEN) 0.0 $225k 5.8k 38.79
Pulte (PHM) 0.0 $283k 16k 18.14
Autodesk (ADSK) 0.0 $240k 6.8k 35.29
Kimberly-Clark Corporation (KMB) 0.0 $286k 3.4k 84.12
NVIDIA Corporation (NVDA) 0.0 $242k 20k 12.17
Medtronic 0.0 $295k 7.2k 40.97
Xilinx 0.0 $226k 6.3k 35.87
Baker Hughes Incorporated 0.0 $221k 5.4k 40.93
Capital One Financial (COF) 0.0 $293k 5.1k 58.02
Parker-Hannifin Corporation (PH) 0.0 $255k 3.0k 85.00
Symantec Corporation 0.0 $303k 16k 18.82
Southern Company (SO) 0.0 $278k 6.5k 42.77
D.R. Horton (DHI) 0.0 $228k 12k 19.83
Google 0.0 $248k 350.00 708.57
Wynn Resorts (WYNN) 0.0 $269k 2.4k 112.08
Alpha Natural Resources 0.0 $220k 22k 9.82
Deutsche Bank Ag-registered (DB) 0.0 $279k 6.3k 44.29
Sirius XM Radio 0.0 $289k 100k 2.89
Suburban Propane Partners (SPH) 0.0 $258k 6.6k 38.81
ImmunoGen 0.0 $255k 20k 12.75
Ym Biosciences 0.0 $231k 80k 2.87
Amarin Corporation 0.0 $281k 35k 8.10
iShares MSCI Canada Index (EWC) 0.0 $284k 10k 28.40
Lkd Barclays Bk Plc Ipath S&p Etn etf 0.0 $245k 8.8k 27.93
Usa Technologies Inc *w exp 12/31/201 0.0 $258k 307k 0.84
Remark Media 0.0 $269k 155k 1.74
Costco Wholesale Corporation (COST) 0.0 $217k 2.2k 98.64
Akamai Technologies (AKAM) 0.0 $200k 4.9k 40.82
Cemex SAB de CV (CX) 0.0 $142k 14k 9.86
Panasonic Corporation 0.0 $186k 31k 6.06
Ford Motor Company (F) 0.0 $133k 10k 12.91
Oracle Corporation (ORCL) 0.0 $206k 6.2k 33.23
ArcelorMittal 0.0 $212k 12k 17.52
Marvell Technology Group 0.0 $216k 30k 7.28
BP Prudhoe Bay Royalty Trust (BPPTU) 0.0 $206k 3.0k 68.67
MGM Resorts International. (MGM) 0.0 $163k 14k 11.56
Merge Healthcare 0.0 $137k 56k 2.47
Ascent Solar Technologies 0.0 $192k 310k 0.62
Procera Networks 0.0 $186k 10k 18.60
Ampio Pharmaceuticals 0.0 $180k 50k 3.60
Regions Financial Corporation (RF) 0.0 $75k 11k 7.14
Arch Coal 0.0 $96k 13k 7.27
Hecla Mining Company (HL) 0.0 $83k 14k 5.85
Exelixis (EXEL) 0.0 $91k 20k 4.55
AK Steel Holding Corporation 0.0 $59k 13k 4.68
Cytokinetics 0.0 $103k 156k 0.66
Smith & Wesson Holding Corporation 0.0 $100k 12k 8.47
Globecomm Systems 0.0 $116k 10k 11.33
Weatherford International Lt reg 0.0 $122k 11k 11.09
Threshold Pharmaceuticals 0.0 $84k 20k 4.20
Athersys 0.0 $69k 65k 1.06
Quantum Fuel Systems Technolog 0.0 $94k 138k 0.68
Rlj Entmt 0.0 $68k 14k 5.04
Delcath Systems 0.0 $25k 21k 1.21
Houston American Energy Corporation 0.0 $8.0k 38k 0.21
SPDR S&P Oil & Gas Explore & Prod. 0.0 $39k 718.00 54.32
Ipath S&p 500 Vix Short Term F 0.0 $0 1.00 0.00