Cowen Group

Cowen as of March 31, 2019

Portfolio Holdings for Cowen

Cowen holds 297 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spark Therapeutics 22.8 $399M 3.5M 113.88
Red Hat 6.6 $116M 637k 182.70
Celgene Corporation 5.2 $92M 973k 94.37
Ultimate Software 4.9 $86M 261k 330.13
Bk Nova Cad (BNS) 4.1 $71M 2.0M 35.71
Bristol Myers Squibb (BMY) 3.7 $65M 1.4M 47.71
Mellanox Technologies 3.3 $58M 488k 118.36
Vaneck Vectors Gold Miners mutual (GDX) 3.0 $53M 2.4M 22.42
Orchard Therapeutics Plc ads 3.0 $52M 2.9M 17.88
Worldpay Ord 2.8 $49M 431k 113.50
Bemis Company 2.2 $39M 700k 55.48
First Data 2.0 $34M 1.3M 26.27
Luxoft Holding Inc cmn 1.7 $30M 515k 58.71
Lloyds TSB (LYG) 1.7 $29M 9.1M 3.21
Eli Lilly & Co. (LLY) 1.5 $27M 207k 130.00
At&t (T) 1.3 $24M 750k 31.36
Coty Inc Cl A (COTY) 1.2 $20M 1.8M 11.50
Walt Disney Company (DIS) 1.1 $19M 170k 111.00
Precision Biosciences Ord 1.0 $18M 1.0M 17.95
Nielsen Hldgs Plc Shs Eur 0.8 $14M 575k 23.67
Saban Cap Acquisition 0.7 $13M 1.3M 10.28
KLA-Tencor Corporation (KLAC) 0.7 $12M 101k 120.19
HSBC Holdings (HSBC) 0.6 $10M 252k 40.58
Magellan Health Services 0.6 $10M 151k 65.92
Targa Res Corp (TRGP) 0.6 $10M 240k 41.55
Social Cap Hedosophia Hldgs cl a 0.6 $10M 1.0M 10.00
Canopy Gro 0.6 $9.8M 225k 43.37
Integrated Device Technology 0.5 $8.7M 177k 48.99
WABCO Holdings 0.5 $8.7M 66k 131.84
Kezar Life Sciences 0.5 $8.7M 492k 17.74
Sprott Physical Gold & S (CEF) 0.5 $8.0M 648k 12.40
Maxwell Technologies 0.5 $8.0M 1.8M 4.47
Legacy Acquisition Corp unit 05/31/2024 0.5 $7.9M 765k 10.27
Constellation Alpha Cap Corp 0.4 $7.7M 747k 10.32
Tilray (TLRY) 0.4 $7.7M 118k 65.52
Takeda Pharmaceutical (TAK) 0.4 $7.4M 361k 20.37
Fastenal Company (FAST) 0.4 $7.1M 111k 64.33
Liberty Media Corp Delaware Com A Siriusxm 0.4 $7.2M 189k 38.18
WellCare Health Plans 0.4 $7.0M 26k 269.75
Capitol Invt Corp Iv cl a ord 0.4 $7.0M 685k 10.18
Pure Acquisition Corp cl a 0.4 $6.8M 682k 10.02
Trident Acquisitions Corp unit 05/09/2023 0.4 $6.8M 666k 10.27
Gw Pharmaceuticals Plc ads 0.4 $6.7M 40k 168.58
Liberty Broadband Cl C (LBRDK) 0.4 $6.3M 69k 91.74
Suntrust Banks Inc $1.00 Par Cmn 0.3 $6.0M 101k 59.25
CarMax (KMX) 0.3 $5.8M 84k 69.79
Unilever 0.3 $5.8M 100k 58.29
Ascendis Pharma A S (ASND) 0.3 $5.6M 48k 117.67
Global Blood Therapeutics In 0.3 $5.2M 98k 52.93
Forum Merger Ii Corp unit 09/30/2025 0.3 $5.3M 511k 10.37
Spartan Energy Acquisition Cl A Unt 0.3 $5.1M 500k 10.15
Pvh Corporation (PVH) 0.3 $5.0M 41k 121.96
Amazon (AMZN) 0.3 $4.7M 2.6k 1780.93
Altaba 0.3 $4.7M 63k 74.12
Tortoise Acquisition Corp unit 03/04/2024 0.3 $4.7M 473k 9.99
Gci Liberty Incorporated 0.3 $4.6M 83k 55.60
New Frontier Corp 0.3 $4.6M 465k 9.90
Brookfield Property Reit Inc cl a 0.2 $4.3M 212k 20.49
Twelve Seas Investment Compa 0.2 $4.5M 446k 10.00
Trine Acquisition Corp unit 03/31/2021 0.2 $4.2M 414k 10.02
SPDR S&P Biotech (XBI) 0.2 $3.9M 44k 90.56
Under Armour Inc Cl C (UA) 0.2 $4.0M 213k 18.87
Finisar Corporation 0.2 $3.6M 155k 23.17
Caesars Entertainment 0.2 $3.5M 404k 8.70
Avaya Holdings Corp 0.2 $3.5M 205k 16.84
Unum Therapeutics Ord 0.2 $3.6M 817k 4.39
Megalith Finl Acquisition Co unit 09/30/2025 0.2 $3.3M 330k 10.00
Gores Metropoulos Inc unit 99/99/9999 0.2 $3.3M 325k 10.24
Genworth Financial (GNW) 0.2 $3.2M 824k 3.83
Chesapeake Energy Corporation 0.2 $3.2M 1.0M 3.10
Pioneer Natural Resources 0.2 $3.2M 21k 152.31
Vectoiq Acquisition Corp unit 05/11/2023 0.2 $3.1M 297k 10.45
Mizuho Financial (MFG) 0.2 $3.0M 993k 3.06
Audentes Therapeutics 0.2 $3.0M 78k 39.01
Blueprint Medicines (BPMC) 0.2 $2.7M 34k 80.06
Myokardia 0.2 $2.8M 54k 52.00
Cars (CARS) 0.1 $2.6M 112k 22.80
Mudrick Cap Acquisition Corp 0.1 $2.6M 257k 10.14
Pure Acquisition Corp unit 04/13/2023 0.1 $2.7M 254k 10.58
Thunder Bridge Acquisition L shs class a 0.1 $2.5M 246k 10.19
Mosaic Acquisition Corp unit 99/99/9999 0.1 $2.5M 246k 10.30
Corvus Pharmaceuticals (CRVS) 0.1 $2.3M 584k 4.02
Fintech Acquisition Corp Iii unit 12/01/2023 0.1 $2.3M 225k 10.19
Amci Acquisition Corp class a 0.1 $2.3M 234k 9.84
Ultragenyx Pharmaceutical (RARE) 0.1 $2.1M 30k 69.37
Tpg Pace Hldgs Corp cl a 0.1 $2.1M 206k 10.19
Gores Holdings Iii 0.1 $2.1M 211k 9.86
Tuscan Holdings Corp unit 99/99/9999 0.1 $2.0M 196k 10.43
Pacific Biosciences of California (PACB) 0.1 $1.9M 265k 7.23
Ovid Therapeutics (OVID) 0.1 $1.9M 1.1M 1.77
Cisco Systems (CSCO) 0.1 $1.8M 34k 53.94
Oaktree Cap 0.1 $1.8M 36k 49.65
Pensare Acquisition Corp 0.1 $1.7M 168k 10.25
Collier Creek Holdings unit 99/99/9999 0.1 $1.8M 171k 10.33
Chaserg Technlgy Acquisitn C unit 09/30/2023 0.1 $1.7M 169k 10.10
Jack in the Box (JACK) 0.1 $1.5M 19k 81.04
Qualcomm (QCOM) 0.1 $1.7M 29k 57.03
Nexstar Broadcasting (NXST) 0.1 $1.6M 173k 9.30
Uniqure Nv (QURE) 0.1 $1.6M 28k 59.75
Modern Media Acquisition 0.1 $1.6M 153k 10.36
Legacy Acquisition Corp 0.1 $1.5M 150k 10.04
Nebula Acquisition Corp 0.1 $1.6M 158k 9.96
Gs Acquisition Hldgs Corp unit 06/12/2023 0.1 $1.6M 152k 10.54
Insurance Acquisition Corp unit 03/31/2024 0.1 $1.6M 155k 10.10
United States Oil Fund 0.1 $1.3M 106k 12.50
Advanced Micro Devices (AMD) 0.1 $1.5M 58k 25.50
Quad/Graphics (QUAD) 0.1 $1.3M 112k 11.90
Aphria Inc foreign 0.1 $1.4M 152k 9.27
Constellation Alpha Capital unit 99/99/9999 0.1 $1.4M 136k 10.41
Opes Acquisition Corp 0.1 $1.4M 140k 10.15
Hennessy Cap Acqustion Corp unit 99/99/9999 0.1 $1.5M 145k 10.08
Exxon Mobil Corporation (XOM) 0.1 $1.2M 15k 80.78
Nxp Semiconductors N V (NXPI) 0.1 $1.2M 13k 88.38
Bluebird Bio 0.1 $1.3M 8.0k 157.38
Gigcapital Inc unit 03/06/2025 0.1 $1.2M 106k 10.90
Rimini Str Inc Del (RMNI) 0.1 $1.2M 238k 5.00
Nebula Acqisition Corp 0.1 $1.2M 114k 10.24
Mudrick Cap Acquisition Corp unit 02/01/2023 0.1 $1.2M 116k 10.56
Turtle Beach Corp (TBCH) 0.1 $1.3M 112k 11.36
Trinity Merger Corp 0.1 $1.3M 125k 10.50
Magnolia Oil & Gas Corp tpg pace energy hold 0.1 $1.2M 362k 3.39
Tottenham Acquisition I 0.1 $1.2M 115k 10.05
Rmg Acquisition Corp unit 99/99/9999 0.1 $1.3M 125k 10.03
Diamondpeak Hldgs Cor unit 99/99/9999 0.1 $1.3M 125k 10.02
Merck & Co (MRK) 0.1 $1.0M 12k 83.00
Sterling Bancorp 0.1 $968k 52k 18.63
Liberty Expedia Holdings ser a 0.1 $1.1M 25k 42.79
Leisure Acquisition Corp unit 99/99/9999 0.1 $1.0M 100k 10.25
Cm Seven Star Acquisition 0.1 $979k 136k 7.19
Trident Acquisitions Corp 0.1 $1.1M 111k 10.18
Andina Acquisition Corp Iii unit 09/24/2020 0.1 $978k 97k 10.10
Spdr S&p 500 Etf (SPY) 0.1 $884k 921k 0.96
Apple (AAPL) 0.1 $892k 4.7k 190.03
BioScrip 0.1 $836k 418k 2.00
Nomura Holdings (NMR) 0.1 $844k 235k 3.59
Kbl Merger Corp Iv 0.1 $849k 82k 10.39
Gordon Pointe Acquisition 0.1 $819k 80k 10.21
Trinity Merger Corp 0.1 $796k 78k 10.22
New Frontier Corp unit 99/99/9999 0.1 $886k 88k 10.10
Megalith Finl Acquisition Co cl a 0.1 $918k 92k 9.98
Insmed (INSM) 0.0 $618k 21k 29.00
Corbus Pharmaceuticals Hldgs 0.0 $725k 104k 6.94
Kempharm 0.0 $732k 439k 1.67
Aurora Cannabis Inc snc 0.0 $654k 161k 4.05
Far Pt Acquisition Corp cl a founders sh 0.0 $787k 79k 9.95
Cf Fin Acquisition Corp unit 04/30/2025 0.0 $747k 73k 10.20
Covetrus 0.0 $637k 20k 31.85
Wealthbridge Acquisition 0.0 $665k 68k 9.81
Boeing Company (BA) 0.0 $481k 1.3k 381.75
Entegris (ENTG) 0.0 $607k 17k 35.71
BP Prudhoe Bay Royalty Trust (BPPTU) 0.0 $490k 89k 5.51
Suncor Energy (SU) 0.0 $460k 14k 32.41
Manulife Finl Corp (MFC) 0.0 $484k 29k 16.92
Capitol Invt Corp Iv unit 99/99/9999 0.0 $529k 50k 10.58
Yogaworks 0.0 $514k 558k 0.92
Black Ridge Acquisition Corp unit 10/05/2022 0.0 $531k 50k 10.62
Mcdermott International Inc mcdermott intl 0.0 $477k 64k 7.45
Boxwood Merger Unt 0.0 $576k 57k 10.09
Collier Creek Holdings 0.0 $548k 55k 9.95
Churchill Cap Corp *w exp 09/11/202 0.0 $473k 140k 3.37
Microsoft Corporation (MSFT) 0.0 $348k 3.0k 117.89
Capital One Financial (COF) 0.0 $408k 5.0k 81.60
Penn National Gaming (PENN) 0.0 $287k 14k 20.07
ArQule 0.0 $371k 77k 4.84
Technology SPDR (XLK) 0.0 $274k 218k 1.26
Sprint 0.0 $430k 76k 5.70
Antero Res (AR) 0.0 $320k 36k 8.86
Iron Mountain (IRM) 0.0 $414k 210k 1.97
Alphabet Inc Class C cs (GOOG) 0.0 $290k 247.00 1174.09
Nxp Semiconductors N V dbcv 1.000% 12/0 0.0 $396k 129k 3.08
Liberty Media Corp Delaware Com C Siriusxm 0.0 $380k 9.9k 38.20
Brighthouse Finl (BHF) 0.0 $377k 10k 36.25
Dfb Healthcare Acquistion 0.0 $313k 31k 10.00
Forum Merger Ii Corp cl a 0.0 $303k 31k 9.91
New Frontier Corp warrant 0.0 $302k 431k 0.70
Amci Acquisition Corp unit 01/07/2019 0.0 $432k 43k 10.12
Tenzing Acquisition Corp ord 0.0 $342k 34k 10.06
Onespaworld Holdings Ltd onespaworld hold (OSW) 0.0 $343k 25k 13.67
Pivotal Acquisition Cl A Red Unt 0.0 $278k 27k 10.18
Barclays (BCS) 0.0 $150k 19k 8.02
Alliance Data Systems Corporation (BFH) 0.0 $102k 48k 2.12
Zimmer Holdings (ZBH) 0.0 $170k 57k 3.01
Denbury Resources 0.0 $102k 292k 0.35
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $103k 250k 0.41
First Republic Bank/san F (FRCB) 0.0 $89k 64k 1.40
Expedia (EXPE) 0.0 $202k 1.7k 119.24
Realogy Hldgs (HOUS) 0.0 $125k 11k 11.36
Tribune Co New Cl A 0.0 $147k 139k 1.06
Metropcs Communications (TMUS) 0.0 $215k 113k 1.91
Agios Pharmaceuticals (AGIO) 0.0 $114k 30k 3.80
Zayo Group Hldgs 0.0 $102k 116k 0.88
Kraft Heinz (KHC) 0.0 $89k 100k 0.89
Alphabet Inc Class A cs (GOOGL) 0.0 $222k 189.00 1174.60
Axsome Therapeutics (AXSM) 0.0 $93k 20k 4.60
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.0 $128k 103k 1.24
Sierra Oncology 0.0 $128k 75k 1.71
National Energy Services Reu *w exp 05/05/202 (NESRW) 0.0 $127k 111k 1.14
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $94k 69k 1.37
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $123k 372k 0.33
Big Rock Partners Acquisi 0.0 $167k 16k 10.36
Leisure Acquisition Corp *w exp 12/05/201 0.0 $144k 320k 0.45
Opes Acquisition Corp unit 03/07/2023 0.0 $200k 19k 10.36
Mtech Acquisition Corp 0.0 $211k 21k 10.11
One Madison Corp 0.0 $112k 11k 10.22
Opes Acquisition Corp w exp 01/15/202 0.0 $142k 591k 0.24
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $252k 458k 0.55
Leo Holdings Corp 0.0 $205k 21k 10.02
Vectoiq Acquisition Corp 0.0 $94k 1.2M 0.08
Leo Holdings Corp *w exp 02/07/202 0.0 $108k 138k 0.78
Canntrust Holdings (CNTTQ) 0.0 $155k 20k 7.75
Longevity Acquisition Corp unit 08/29/2024 0.0 $227k 22k 10.20
Twelve Seas Investment Compa right 12/22/2019 0.0 $192k 711k 0.27
Verra Mobility Corp verra mobility corp (VRRM) 0.0 $150k 13k 11.93
Cigna Corp (CI) 0.0 $148k 43k 3.42
Dell Technologies (DELL) 0.0 $138k 35k 4.00
Chardan Healthcare Acquisition 0.0 $145k 15k 10.02
Graf Industrial Red Unt 0.0 $251k 25k 10.12
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $158k 144k 1.10
Acamar Partners Acqsition Co unit 12/30/2025 0.0 $250k 25k 10.00
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $104k 334k 0.31
Andina Acquisition Corp Iii right 07/31/2020 0.0 $121k 356k 0.34
Seattle Genetics 0.0 $58k 40k 1.45
Avon Products 0.0 $53k 263k 0.20
Harris Corporation 0.0 $33k 30k 1.10
BB&T Corporation 0.0 $30k 15k 2.07
Symantec Corporation 0.0 $15k 113k 0.13
Encana Corp 0.0 $8.8k 175k 0.05
Jacobs Engineering 0.0 $2.0k 10k 0.20
Fifth Third Ban (FITB) 0.0 $23k 30k 0.77
Ii-vi 0.0 $5.0k 50k 0.10
Fiserv (FI) 0.0 $16k 50k 0.32
Cibc Cad (CM) 0.0 $5.0k 500k 0.01
Quest Diagnostics Incorporated (DGX) 0.0 $8.0k 50k 0.16
Centene Corporation (CNC) 0.0 $44k 60k 0.73
Novavax 0.0 $54k 66k 0.82
TransDigm Group Incorporated (TDG) 0.0 $25k 13k 1.89
Globalstar 0.0 $24k 55k 0.44
Amicus Therapeutics (FOLD) 0.0 $72k 88k 0.82
Immunomedics 0.0 $5.0k 15k 0.33
Ellie Mae 0.0 $2.7k 68k 0.04
Wpx Energy 0.0 $7.2k 45k 0.16
Abbvie (ABBV) 0.0 $83k 61k 1.36
Intercept Pharmaceuticals In 0.0 $75k 22k 3.40
Belmond 0.0 $3.9k 78k 0.05
Atara Biotherapeutics 0.0 $38k 10k 3.80
Zogenix 0.0 $76k 20k 3.80
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $8.1k 30k 0.27
Twilio Inc cl a (TWLO) 0.0 $61k 10k 6.10
Versum Matls 0.0 $28k 108k 0.26
Halcon Res Corp *w exp 09/09/202 0.0 $1.4k 141k 0.01
Arconic 0.0 $12k 85k 0.14
Daseke Inc *w exp 03/31/202 0.0 $53k 155k 0.34
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $12k 24k 0.50
Pensare Acquisition Corp *w exp 07/27/202 0.0 $9.9k 52k 0.19
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $66k 49k 1.34
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $14k 17k 0.83
Stitch Fix (SFIX) 0.0 $27k 22k 1.20
Legacy Acquisition Corp wt 0.0 $70k 232k 0.30
Alta Mesa Res Inc *w exp 03/28/202 0.0 $986.040000 16k 0.06
Regalwood Global Energy Ltd warrant 0.0 $56k 62k 0.90
Gigcapital Inc right 03/06/2020 0.0 $8.0k 13k 0.62
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $6.0k 16k 0.38
One Madison Corp w exp 99/99/999 0.0 $33k 30k 1.12
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $21k 24k 0.89
Pure Acquisition Corp *w exp 04/17/202 0.0 $1.5k 146k 0.01
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $9.0k 22k 0.41
Far Pt Acquisition Corp w exp 06/01/202 0.0 $73k 55k 1.34
Trident Acquisitions Corp *w exp 05/09/202 0.0 $33k 204k 0.16
Nio Inc spon ads (NIO) 0.0 $18k 350k 0.05
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $67k 48k 1.40
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $31k 120k 0.26
Qutoutiao Inc ads rep shs a 0.0 $8.3k 55k 0.15
Allegro Merger Corp *w exp 01/06/202 0.0 $5.9k 25k 0.24
Greenland Acquisitin Corpora right 04/27/2025 0.0 $72k 234k 0.31
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $5.0k 36k 0.14
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $54k 200k 0.27
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $79k 158k 0.50
Allegro Merger Corp right 12/31/2023 0.0 $20k 75k 0.27
Us Well Services Inc us well services inc-cw21 0.0 $19k 19k 1.00
Graf Indl Corp *w exp 12/31/202 0.0 $40k 122k 0.33
Livent Corp 0.0 $3.0k 30k 0.10
Collier Creek Holdings *w exp 99/99/999 0.0 $67k 61k 1.11
Alberton Acquisition Corp right 10/04/2020 0.0 $21k 122k 0.17
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $60k 662k 0.09
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $47k 33k 1.41
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $22k 371k 0.06
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $6.1k 40k 0.15
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $3.1k 15k 0.20
Arya Sciences Acquisition Co *w exp 10/10/202 0.0 $34k 34k 1.00
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $14k 51k 0.28
Amci Acquisition Corp *w exp 05/20/202 0.0 $4.1k 14k 0.29
Fox Corp (FOXA) 0.0 $3.0k 28k 0.11
Target Hospitality Corp *w exp 03/15/202 0.0 $46k 30k 1.53
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $73k 81k 0.90
Boxwood Merger Corp *w exp 11/26/202 0.0 $7.9k 21k 0.37
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $6.0k 31k 0.19
Gores Metropoulos Inc *w exp 01/28/202 0.0 $21k 15k 1.43