Dialectic Capital Management

Dialectic Capital Management as of Dec. 31, 2014

Portfolio Holdings for Dialectic Capital Management

Dialectic Capital Management holds 177 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 5.8 $31M 150k 205.55
Spdr Gold Trust Gold Shs Call Option (GLD) 3.3 $17M 153k 113.59
Ishares Iboxx Hi Yd Etf Put Option (HYG) 2.5 $13M 150k 89.60
Currencyshares Euro Tr Euro Shs Put Option 2.2 $12M 100k 119.13
Immersion Corporation (IMMR) 2.1 $11M 1.2M 9.47
Emerson Electric Put Option (EMR) 1.7 $9.3M 150k 61.73
Select Sector Spdr Tr Sbi Int-energy Put Option (XLE) 1.6 $8.7M 110k 79.17
Kraft Foods 1.4 $7.5M 119k 62.67
Ishares Jp Mor Em Mk Etf Put Option (EMB) 1.4 $7.4M 68k 109.72
Spdr Series Trust S&p Oilgas Exp Put Option 1.4 $7.2M 150k 47.86
Starwood Hotels & Resorts Worldwide 1.3 $7.1M 87k 81.07
Exxon Mobil Corporation Put Option (XOM) 1.3 $6.9M 75k 92.44
EOG Resources Put Option (EOG) 1.3 $6.9M 75k 92.07
3-d Sys Corp Del Com New (DDD) 1.3 $6.8M 208k 32.87
Tesla Motors Put Option (TSLA) 1.3 $6.7M 30k 222.39
Church & Dwight (CHD) 1.2 $6.6M 84k 78.81
Rockwell Collins 1.2 $6.5M 77k 84.43
Anadarko Petroleum Corporation Call Option 1.2 $6.2M 75k 82.49
Union Pacific Corporation Put Option (UNP) 1.1 $6.0M 50k 119.12
Caterpillar Put Option (CAT) 1.1 $6.0M 65k 91.54
Comcast Corp Cl A Spl 1.1 $5.9M 102k 57.56
InterOil Corporation Put Option 1.1 $5.9M 120k 48.80
Gopro Cl A (GPRO) 1.0 $5.4M 85k 63.22
Liberty Interactive Corp Lbt Vent Com A 1.0 $5.3M 141k 37.71
American Tower Reit (AMT) 1.0 $5.2M 53k 98.83
Baker Hughes Incorporated 1.0 $5.2M 93k 56.07
Canadian Natl Ry Com New Put Option (CNI) 1.0 $5.2M 75k 68.92
Schlumberger Put Option (SLB) 1.0 $5.1M 60k 85.40
Lyondellbasell Industries N Shs - A - Call Option (LYB) 0.9 $4.9M 62k 79.40
C H Robinson Worldwide Com New Call Option (CHRW) 0.9 $4.9M 65k 74.89
SBA Communications Corporation 0.9 $4.8M 44k 110.81
Rio Tinto Sponsored Adr Put Option (RIO) 0.9 $4.6M 100k 46.06
Viacom CL B Call Option 0.9 $4.5M 60k 75.22
Lennar Corp Cl A Put Option (LEN) 0.8 $4.5M 100k 44.81
Air Lease Corp Cl A (AL) 0.8 $4.4M 130k 34.25
Crown Castle Intl (CCI) 0.8 $4.2M 53k 78.66
Stratasys SHS Put Option (SSYS) 0.8 $4.2M 50k 83.12
Credit Acceptance Put Option (CACC) 0.8 $4.1M 30k 136.38
Tower Semiconductor Shs New (TSEM) 0.8 $4.1M 306k 13.33
EMC Corporation 0.8 $4.1M 136k 29.73
Boeing Company Call Option (BA) 0.7 $3.9M 30k 130.00
Ishares Us Home Cons Etf Put Option (ITB) 0.7 $3.9M 150k 25.88
General Electric Company Put Option 0.7 $3.8M 150k 25.27
Dish Network Corp Cl A 0.7 $3.8M 52k 72.90
Mccormick & Co Com Vtg Call Option (MKC) 0.7 $3.7M 50k 74.32
Intuitive Surgical Com New Put Option (ISRG) 0.7 $3.7M 7.0k 529.09
Transocean Partners Com Unit Rp Lt Call Option 0.7 $3.7M 200k 18.33
Dover Corporation Put Option (DOV) 0.7 $3.6M 50k 71.72
Brocade Communications Sys I Com New 0.7 $3.5M 300k 11.84
Cisco Systems (CSCO) 0.7 $3.5M 127k 27.82
American Capital 0.7 $3.5M 240k 14.60
Energizer Holdings 0.7 $3.5M 27k 128.61
Gilead Sciences Put Option (GILD) 0.6 $3.3M 35k 94.28
NetApp (NTAP) 0.6 $3.3M 80k 41.45
Netflix Put Option (NFLX) 0.6 $3.2M 9.5k 341.67
Microsoft Corporation (MSFT) 0.6 $3.2M 70k 46.46
Hexcel Corporation (HXL) 0.6 $3.2M 77k 41.53
Ishares Tr Nasdq Biotec Etf Put Option (IBB) 0.6 $3.0M 10k 303.40
Ishares Tr Russell 2000 Etf (IWM) 0.6 $3.0M 25k 119.65
Constellation Brands Cl A Call Option (STZ) 0.6 $2.9M 30k 98.23
BlackRock Credit All Inc Trust IV (BTZ) 0.5 $2.8M 219k 12.92
U S G Corp Com New Put Option 0.5 $2.8M 100k 27.99
Riverbed Technology 0.5 $2.8M 137k 20.40
Iac Interactivecorp Com Par $.001 0.5 $2.7M 45k 60.76
Solar Cap (SLRC) 0.5 $2.7M 150k 18.01
Liberty Global SHS CL C 0.5 $2.6M 54k 48.27
Allegion Pub Ord Shs (ALLE) 0.5 $2.5M 45k 55.47
Ares Capital Corporation (ARCC) 0.5 $2.5M 160k 15.62
Ishares Tr China Lg-cap Etf Put Option (FXI) 0.5 $2.5M 60k 41.64
Wisdomtree Tr Japn Hedge Eqt Call Option (DXJ) 0.5 $2.5M 50k 49.23
Nucor Corporation Call Option (NUE) 0.5 $2.5M 50k 49.06
Hilton Worlwide Hldgs 0.5 $2.4M 93k 26.10
Time Warner Com New 0.5 $2.4M 28k 85.41
Discovery Communicatns Com Ser A Call Option 0.5 $2.4M 70k 34.43
Vonage Holdings 0.5 $2.4M 630k 3.81
Northstar Rlty Fin Corp Com New 0.4 $2.4M 135k 17.57
Mdc Partners Cl A Sub Vtg 0.4 $2.3M 102k 22.72
Starwood Property Trust (STWD) 0.4 $2.3M 100k 23.25
La Quinta Holdings 0.4 $2.3M 102k 22.05
ResMed Put Option (RMD) 0.4 $2.2M 40k 56.04
Time Warner Cable 0.4 $2.2M 15k 152.17
Fs Investment Corporation 0.4 $2.2M 225k 9.93
Apple (AAPL) 0.4 $2.2M 20k 110.34
Alcentra Cap 0.4 $2.2M 175k 12.50
ConAgra Foods Call Option (CAG) 0.4 $2.2M 60k 36.29
Valeant Pharmaceuticals Int Put Option 0.4 $2.1M 15k 143.10
Pharmacyclics Put Option 0.4 $2.1M 18k 122.26
Ingersoll-rand SHS 0.4 $2.1M 34k 63.42
NetScout Systems (NTCT) 0.4 $2.1M 58k 36.58
Hub Group Cl A (HUBG) 0.4 $2.1M 55k 38.07
Akamai Technologies (AKAM) 0.4 $2.0M 33k 63.00
Smucker J M Com New Call Option (SJM) 0.4 $2.0M 20k 101.00
At&t Put Option (T) 0.4 $2.0M 60k 33.58
Two Harbors Investment 0.4 $2.0M 200k 10.02
CARBO Ceramics Put Option 0.4 $2.0M 50k 40.04
Steel Dynamics Call Option (STLD) 0.4 $2.0M 100k 19.74
Tanger Factory Outlet Centers (SKT) 0.4 $1.9M 52k 36.98
WidePoint Corporation 0.4 $1.9M 1.4M 1.38
D.R. Horton Put Option (DHI) 0.4 $1.9M 75k 25.28
Puma Biotechnology Put Option (PBYI) 0.4 $1.9M 10k 189.36
Newtek Business Svcs (NEWT) 0.3 $1.8M 125k 14.77
Facebook Cl A (META) 0.3 $1.8M 23k 78.10
Garrison Capital 0.3 $1.8M 126k 14.43
Liberty Broadband Corp Com Ser A (LBRDA) 0.3 $1.8M 36k 50.08
Saratoga Invt Corp Com New (SAR) 0.3 $1.8M 121k 14.84
J.B. Hunt Transport Services (JBHT) 0.3 $1.7M 21k 84.27
Intercept Pharmaceuticals In Put Option 0.3 $1.7M 11k 155.96
Lorillard 0.3 $1.7M 27k 62.98
Infoblox 0.3 $1.7M 84k 20.19
Charter Communications Inc D Cl A New 0.3 $1.7M 10k 166.67
Cbs Corp CL B 0.3 $1.7M 30k 55.36
Noble Corp Shs Usd Call Option 0.3 $1.7M 100k 16.57
General Mills Call Option (GIS) 0.3 $1.6M 30k 53.31
BE Aerospace 0.3 $1.6M 27k 58.02
BofI Holding Put Option 0.3 $1.6M 20k 77.79
QLogic Corporation 0.3 $1.5M 115k 13.32
Solar Senior Capital 0.3 $1.5M 100k 14.97
Blackstone Mtg Tr Com Cl A (BXMT) 0.3 $1.5M 50k 29.13
Eagle Pt Cr (ECC) 0.3 $1.5M 73k 20.07
American Cap Sr Floating 0.3 $1.5M 120k 12.10
Seattle Genetics Put Option 0.3 $1.4M 45k 32.13
Forest City Enterprises Cl A 0.3 $1.4M 68k 21.30
Nationstar Mortgage Call Option 0.3 $1.4M 50k 28.19
Five Oaks Investment 0.3 $1.4M 130k 10.80
Broadcom Corp Cl A 0.3 $1.4M 32k 43.34
Sunedison Semiconductor SHS 0.3 $1.4M 74k 18.56
Fortinet (FTNT) 0.3 $1.4M 45k 30.69
Nuveen Flexible Invt Income 0.3 $1.3M 82k 16.38
Realnetworks Com New 0.2 $1.3M 188k 7.03
Blackhawk Network Hldgs Cl A 0.2 $1.3M 34k 38.75
Conn's Call Option (CONNQ) 0.2 $1.3M 70k 18.74
Compass Diversified Holdings Sh Ben Int (CODI) 0.2 $1.2M 75k 16.27
Seadrill Call Option 0.2 $1.2M 100k 11.93
Plug Power Com New (PLUG) 0.2 $1.2M 397k 3.00
Colony Financial 0.2 $1.2M 50k 23.79
Sonus Networks 0.2 $1.2M 290k 3.97
Nmi Hldgs Cl A (NMIH) 0.2 $1.1M 125k 9.12
Dht Holdings Shs New (DHT) 0.2 $1.1M 155k 7.31
Actuate Corporation 0.2 $1.1M 171k 6.60
Chimera Investment Corporation 0.2 $1.1M 350k 3.18
Hyatt Hotels Corp Com Cl A (H) 0.2 $1.1M 18k 60.20
Hewlett-Packard Company 0.2 $1.1M 27k 40.10
Customers Ban (CUBI) 0.2 $1.1M 55k 19.45
THL Credit 0.2 $1.1M 90k 11.74
Store Capital Corp reit 0.2 $1.0M 48k 21.62
Ftd Cos 0.2 $1.0M 29k 34.83
Voxeljet Ads Call Option 0.2 $1.0M 126k 8.13
Brixmor Prty (BRX) 0.2 $988k 40k 24.86
Apollo Commercial Real Est. Finance (ARI) 0.2 $981k 60k 16.35
CBL & Associates Properties 0.2 $947k 49k 19.41
Etfs Palladium Tr Sh Ben Int 0.2 $930k 12k 77.52
Emcore Corp Com New 0.2 $921k 174k 5.30
Nordic American Tanker Shippin (NAT) 0.2 $912k 90k 10.09
Brookfield Asset Mgmt Cl A Ltd Vt Sh Put Option 0.1 $752k 15k 50.14
Ladder Cap Corp Cl A (LADR) 0.1 $746k 38k 19.63
Zynga Com New 0.1 $715k 269k 2.66
King Digital Entmt Ord Shs 0.1 $677k 44k 15.35
Intersil Corp Cl A 0.1 $664k 46k 14.49
Skullcandy 0.1 $655k 71k 9.19
Cdk Global Inc equities 0.1 $612k 15k 40.76
Host Hotels & Resorts (HST) 0.1 $567k 24k 23.85
Digimarc Corporation (DMRC) 0.1 $550k 20k 27.16
Oxford Lane Cap Corp 0.1 $523k 35k 14.95
Babcock & Wilcox 0.1 $523k 17k 30.44
Gramercy Ppty Tr 0.1 $518k 75k 6.91
TASER International 0.1 $473k 18k 26.51
Mattson Technology 0.1 $449k 133k 3.38
Quantum Corp Com Dssg 0.1 $416k 236k 1.76
Blackrock Kelso Capital 0.1 $411k 50k 8.22
Rcs Cap Corp Com Cl A 0.1 $367k 30k 12.23
Guidance Software 0.1 $329k 45k 7.25
Globalstar 0.0 $237k 86k 2.76
Advisorshares Tr Gartman Gd/yen 0.0 $236k 18k 13.11
MiMedx Put Option (MDXG) 0.0 $232k 20k 11.58
Fidus Invt (FDUS) 0.0 $169k 11k 14.85
Lendingclub 0.0 $127k 5.0k 25.40
China Fin Online Sponsored Adr 0.0 $98k 18k 5.36