DLD Asset Management

DLD Asset Management as of Sept. 30, 2021

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 126 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ncl Corp Note 6.000% 5/1 (Principal) 8.8 $121M 56M 2.14
Wayfair Note 1.000% 8/1 (Principal) 8.0 $109M 59M 1.86
United States Stl Corp Note 5.000%11/0 (Principal) 5.9 $80M 42M 1.90
Bloomin Brands Note 5.000% 5/0 (Principal) 5.1 $70M 31M 2.26
Cinemark Hldgs Note 4.500% 8/1 (Principal) 4.2 $58M 36M 1.60
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.0 $55M 40M 1.37
World Wrestling Entmt Note 3.375%12/1 (Principal) 3.8 $52M 22M 2.32
Nuance Communications DBCV 1.000%12/1 (Principal) 3.6 $50M 22M 2.28
Nuance Communications Note 1.250% 4/0 (Principal) 3.5 $47M 17M 2.81
Natera Note 2.250% 5/0 (Principal) 3.1 $43M 14M 3.00
Southwest Airls Note 1.250% 5/0 (Principal) 2.5 $35M 23M 1.50
Guess Note 2.000% 4/1 (Principal) 2.4 $32M 29M 1.11
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.3 $31M 17M 1.82
Livent Corp Note 4.125% 7/1 (Principal) 2.2 $30M 11M 2.81
Istar Note 3.125% 9/1 (Principal) 1.8 $25M 14M 1.82
Kansas City Southern Com New 1.8 $24M 90k 270.64
American Airlines Group Note 6.500% 7/0 (Principal) 1.8 $24M 16M 1.53
Ihs Markit SHS 1.7 $23M 200k 116.62
Coupa Software Note 0.125% 6/1 (Principal) 1.7 $23M 15M 1.51
Workiva Note 1.125% 8/1 (Principal) 1.5 $21M 11M 1.88
Booking Holdings (BKNG) 1.5 $21M 8.7k 2373.81
Allscripts Healthcare Solutn Note 0.875% 1/0 (Principal) 1.5 $20M 17M 1.19
Xilinx 1.3 $18M 120k 150.99
Exelon Corporation Call Option (EXC) 1.1 $15M 317k 48.34
Carnival Corp Unit 99/99/9999 Put Option (CCL) 1.1 $15M 605k 25.00
Athene Holding Cl A 1.0 $14M 201k 68.87
Square Note 0.125% 3/0 (Principal) 0.9 $13M 6.3M 2.03
Norwegian Cruise Line Hldg L SHS Put Option (NCLH) 0.9 $12M 465k 26.70
Galata Acquisition Corp Unit 99/99/9999 0.9 $12M 1.2M 10.01
Microchip Technology (MCHP) 0.9 $12M 79k 153.48
Anzu Special Acquisitin Corp Com Cl A 0.8 $11M 1.2M 9.71
Coherent 0.8 $11M 45k 250.09
American Airls Put Option (AAL) 0.8 $11M 525k 20.52
Stamps Com New 0.8 $11M 33k 329.78
Omnicell Note 0.250% 9/1 (Principal) 0.8 $10M 6.4M 1.60
Cimarex Energy 0.7 $10M 116k 87.20
M3 Brigade Acquisition Ii Com Cl A 0.7 $9.9M 1.0M 9.91
PNM Resources (PNM) 0.7 $9.9M 200k 49.48
Figure Acquisition Corp I Com Cl A 0.7 $9.3M 945k 9.85
Guess? Put Option (GES) 0.6 $8.3M 395k 21.02
Bloomin Brands Put Option (BLMN) 0.5 $7.5M 300k 25.01
Willis Towers Watson SHS (WTW) 0.5 $7.0M 30k 232.47
Aerojet Rocketdyne Hldgs Note 2.250%12/1 (Principal) 0.5 $6.3M 3.7M 1.70
JetBlue Airways Corporation (JBLU) 0.4 $6.1M 402k 15.29
Columbia Ppty Tr Com New 0.4 $5.7M 300k 19.02
Cloudera 0.4 $5.7M 355k 15.97
Beyond Meat Put Option (BYND) 0.4 $5.3M 50k 105.26
State Auto Financial 0.4 $5.1M 101k 50.95
Sciplay Corporation Cl A 0.4 $5.0M 240k 20.69
Southwest Airlines Put Option (LUV) 0.3 $4.1M 80k 51.42
Cit Group Com New 0.3 $3.8M 74k 51.95
Discovery Com Ser A 0.3 $3.8M 150k 25.38
Maravai Lifesciences Hldgs I Com Cl A (MRVI) 0.3 $3.7M 75k 49.08
Vroom Put Option 0.3 $3.6M 165k 22.06
Keurig Dr Pepper Call Option (KDP) 0.3 $3.5M 101k 34.17
Cornerstone Ondemand 0.3 $3.4M 60k 57.27
Score Media & Gaming Cl A Sub Vtg Shs 0.3 $3.4M 100k 34.23
Intercept Pharmaceuticals In Put Option 0.2 $3.3M 225k 14.86
Monmouth Real Estate Invt Cl A 0.2 $3.2M 170k 18.65
Sterling Bancorp 0.2 $3.1M 125k 24.96
Itamar Med Sponsored Ads 0.2 $3.0M 100k 30.22
Misonix 0.2 $2.8M 110k 25.30
Tegna (TGNA) 0.2 $2.8M 140k 19.72
Realogy Hldgs Put Option (HOUS) 0.2 $2.6M 150k 17.55
Expedia Group Com New (EXPE) 0.2 $2.6M 16k 163.93
Vocera Communications Put Option 0.2 $2.6M 56k 45.77
American National Group Com New 0.2 $2.5M 13k 189.00
Vail Resorts (MTN) 0.2 $2.4M 7.0k 334.00
Community Bankers Trust 0.1 $2.0M 176k 11.37
Imax Corp Cad Put Option (IMAX) 0.1 $1.9M 100k 18.99
Ortho Clinical Diagnostics H Ord Shs 0.1 $1.8M 100k 18.48
Independence Hldg Com New 0.1 $1.7M 35k 49.60
Acceleron Pharma Call Option 0.1 $1.7M 10k 172.20
Five9 (FIVN) 0.1 $1.6M 10k 159.70
Kensington Capital Acquisiti Unit 99/99/9999 (KCGI.U) 0.1 $1.5M 150k 10.20
Dex (DXCM) 0.1 $1.4M 2.6k 546.86
Telephone & Data Sys Com New (TDS) 0.1 $1.3M 69k 19.49
Wayfair Cl A Put Option (W) 0.1 $1.3M 5.0k 255.40
Pilgrim's Pride Corporation (PPC) 0.1 $1.2M 40k 29.07
Livent Corp Put Option 0.1 $1.2M 50k 23.12
World Wrestling Entmt Cl A Put Option 0.1 $1.1M 20k 56.25
Dell Technologies CL C (DELL) 0.1 $1.0M 10k 104.00
Rice Acquisition Corp Ii Unit 99/99/9999 0.1 $1.0M 100k 10.30
Under Armour Cl A (UAA) 0.1 $1.0M 50k 20.18
Allscripts Healthcare Solutions Put Option (MDRX) 0.1 $1.0M 75k 13.36
Alpha Healthcare Acqu Corp I Unit 04/01/2026 0.1 $993k 100k 9.93
Axonprime Infrstctr Aqstn Unit 05/31/2028 0.1 $990k 100k 9.90
Frontier Investment Corp Unit 06/29/2026 0.1 $985k 100k 9.85
Nightdragon Acquisition Corp Unit 02/26/20266 0.1 $953k 96k 9.93
Climate Real Impact Slutins Com Cl A 0.1 $939k 96k 9.78
Compute Health Acquisitin Com Cl A 0.1 $938k 96k 9.77
Magnachip Semiconductor Corp (MX) 0.1 $888k 50k 17.76
Glaukos (GKOS) 0.1 $824k 17k 48.20
Ciig Capital Partners Ii Unit 02/28/2028 0.1 $756k 75k 10.08
Ftac Hera Acquisition Corp Unit 02/28/2026 0.1 $747k 75k 9.96
Gores Holdings Vii Com Cl A 0.1 $739k 75k 9.85
Gores Hldgs Viii Cl A 0.1 $739k 75k 9.85
Conx Corp Com Cl A (CONX) 0.1 $735k 75k 9.80
Prospector Capital Corp Cl A 0.1 $732k 75k 9.76
Jack Creek Investment Corp Cl A Shs 0.1 $731k 75k 9.75
Fortress Value Acquisi Corp Com Cl A 0.1 $730k 75k 9.73
Hudson Executive Inves Iii Com Cl A 0.1 $730k 75k 9.73
Kkr Acquisition Holding I Unit 99/99/9999 0.1 $719k 72k 9.99
Rxr Acquisition Corp Unit 01/01/2025 0.1 $709k 72k 9.85
Tishman Speyer Innovation Com Cl A 0.1 $706k 72k 9.81
Marlin Technology Corp Cl A Shs 0.1 $703k 72k 9.76
Golden Falcon Acquisition Cl A 0.1 $702k 72k 9.75
Slam Corp Cl A Shs (SLAM) 0.1 $702k 72k 9.75
Simon Property Grp Acq Holdi Com Cl A 0.1 $702k 72k 9.75
Thunder Bridge Cap Prtnrs Ii Com Cl A 0.0 $527k 54k 9.76
Alpha Partners Tech Mergr *w Exp 03/31/202 (PLMJW) 0.0 $494k 50k 9.88
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $485k 50k 9.70
Gores Technology Partners Ii Class A Com 0.0 $472k 48k 9.83
Arclight Clean Transition Ii Class A Ord Shs 0.0 $468k 48k 9.75
Forest Road Acquisition Cor Cl A 0.0 $468k 48k 9.75
Brainstorm Cell Therapeutics Com New Call Option (BCLI) 0.0 $439k 134k 3.28
Silver Spike Acquisitn Corp Unit 02/26/2026 0.0 $361k 36k 10.03
Revolution Healthcar Aq Corp Unit 03/18/20266 0.0 $355k 36k 9.86
M3 Brigade Acquisition Ii *w Exp 09/03/202 Call Option 0.0 $335k 250k 1.34
Anzu Special Acquisitin Corp *w Exp 01/27/202 Call Option 0.0 $235k 367k 0.64
Figure Acquisition Corp I *w Exp 03/31/202 Call Option 0.0 $228k 217k 1.05
Vectoiq Acquisition Corp Ii Com Cl A 0.0 $214k 22k 9.73
Altc Acquisition Corp Com Cl A (ALCC) 0.0 $197k 20k 9.85
Spok Holdings (SPOK) 0.0 $102k 10k 10.20
Apricus Biosciences 0.0 $60k 25k 2.40
Genworth Finl Com Cl A (GNW) 0.0 $38k 10k 3.80