DLD Asset Management

DLD Asset Management as of Dec. 31, 2021

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 166 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 25.6 $475M 1.0M 474.88
Liberty Media Corp Del Note 1.375%10/1 (Principal) 5.2 $96M 63M 1.51
Carnival Corp Note 5.750% 4/0 (Principal) 4.5 $83M 39M 2.12
United States Stl Corp Note 5.000%11/0 (Principal) 3.5 $64M 32M 2.02
Wayfair Note 1.000% 8/1 (Principal) 3.1 $58M 38M 1.50
Cinemark Hldgs Note 4.500% 8/1 (Principal) 2.6 $49M 34M 1.43
Bloomin Brands Note 5.000% 5/0 (Principal) 2.6 $48M 25M 1.96
Southwest Airls Note 1.250% 5/0 (Principal) 2.5 $46M 34M 1.34
Arch Resources Note 5.250%11/1 (Principal) 2.0 $37M 14M 2.65
Guess Note 2.000% 4/1 (Principal) 1.9 $36M 31M 1.17
Istar Note 3.125% 9/1 (Principal) 1.9 $35M 19M 1.89
Nuance Communications DBCV 1.000%12/1 (Principal) 1.8 $34M 15M 2.29
World Wrestling Entmt Note 3.375%12/1 (Principal) 1.8 $33M 16M 2.07
Nuance Communications Note 1.250% 4/0 (Principal) 1.7 $32M 11M 2.83
Omnicell Note 0.250% 9/1 (Principal) 1.6 $30M 16M 1.89
Natera Note 2.250% 5/0 (Principal) 1.6 $29M 11M 2.57
Coupa Software Note 0.125% 6/1 (Principal) 1.5 $28M 23M 1.23
Livent Corp Note 4.125% 7/1 (Principal) 1.5 $28M 9.4M 2.94
Ihs Markit SHS 1.4 $25M 189k 132.92
Xilinx 1.3 $25M 118k 212.03
Palo Alto Networks Note 0.750% 7/0 (Principal) 1.3 $24M 11M 2.10
United States Steel Corporation Put Option (X) 1.1 $20M 854k 23.82
Crixus Bh3 Acquisition Unit 10/04/2026 (BHACU) 1.1 $20M 2.0M 10.03
Allscripts Healthcare Soluti Note 0.875% 1/0 (Principal) 1.0 $19M 13M 1.48
Lci Inds Note 1.125% 5/1 (Principal) 1.0 $18M 16M 1.11
Apollo Strategic Growth Capt Shs Cl A 0.9 $17M 1.7M 9.78
Athene Holding Cl A 0.9 $16M 193k 83.33
Booking Holdings (BKNG) 0.8 $15M 6.4k 2399.13
Blackline Note 0.125% 8/0 (Principal) 0.8 $15M 10M 1.51
Beyond Meat Put Option (BYND) 0.8 $14M 220k 65.15
Fisker Cl A Com Stk Put Option (FSRN) 0.8 $14M 900k 15.73
Guess? Put Option (GES) 0.7 $14M 585k 23.68
Carnival Corp Common Stock Put Option (CCL) 0.7 $13M 652k 20.13
Galata Acquisition Corp Shs Cl A 0.7 $12M 1.2M 9.89
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 0.6 $12M 11M 1.06
Vocera Communications Put Option 0.6 $12M 177k 64.86
Liberty Media Corp Del Note 1.000% 1/3 (Principal) 0.6 $11M 6.6M 1.73
Anzu Special Acquisitin Corp Com Cl A 0.6 $11M 1.2M 9.74
Spdr Ser Tr S&p Biotech Put Option (XBI) 0.6 $11M 100k 111.94
Cyrusone 0.6 $11M 120k 89.72
M3 Brigade Acquisition Ii Com Cl A 0.5 $9.9M 1.0M 9.91
American Airlines Group Note 6.500% 7/0 (Principal) 0.5 $9.5M 6.8M 1.39
Microchip Technology (MCHP) 0.5 $9.4M 108k 87.06
Figure Acquisition Corp I Com Cl A 0.5 $9.2M 943k 9.80
American Airls Put Option (AAL) 0.5 $8.8M 488k 17.96
Vroom Put Option 0.5 $8.4M 775k 10.80
National Vision Hldgs Note 2.500% 5/1 (Principal) 0.4 $8.1M 4.8M 1.68
Coherent 0.4 $8.0M 30k 266.53
Mimecast Ord Shs 0.4 $8.0M 100k 79.57
Cinemark Holdings Put Option (CNK) 0.4 $7.9M 490k 16.12
Imax Corp Cad Put Option (IMAX) 0.4 $7.1M 400k 17.84
Realogy Hldgs Put Option (HOUS) 0.4 $6.7M 400k 16.80
Bloomin Brands Put Option (BLMN) 0.3 $6.3M 300k 20.99
Amyris Com New Put Option (AMRSQ) 0.3 $5.8M 1.1M 5.40
Cerner Corporation 0.3 $5.6M 60k 92.87
Investors Ban 0.3 $5.3M 350k 15.15
State Auto Financial 0.3 $4.9M 95k 51.69
Penn Natl Gaming Note 2.750% 5/1 (Principal) 0.3 $4.8M 2.0M 2.38
American National Group Com New 0.3 $4.7M 25k 188.84
Aerojet Rocketdyne Hldgs Note 2.250%12/1 (Principal) 0.3 $4.6M 2.6M 1.81
Alarm Com Hldgs Put Option (ALRM) 0.2 $4.2M 50k 84.78
Vonage Holdings 0.2 $4.1M 197k 20.79
Intercept Pharmaceuticals In Put Option 0.2 $4.1M 250k 16.29
Chimerix (CMRX) 0.2 $3.9M 603k 6.43
Discovery Com Ser A 0.2 $3.8M 160k 23.54
Fts International Com New Cl A 0.2 $3.5M 134k 26.25
Atlas Corp Shares Put Option 0.2 $3.4M 240k 14.18
Bluerock Residential Gwt Rei Com Cl A 0.2 $3.3M 125k 26.39
Sterling Bancorp 0.2 $3.0M 118k 25.79
Sciplay Corporation Cl A 0.1 $2.8M 200k 13.78
Vail Resorts (MTN) 0.1 $2.6M 7.8k 327.93
Cit Group Com New 0.1 $2.5M 48k 51.33
Donnelley R R & Sons Co when issued 0.1 $2.5M 218k 11.26
Fluor Corporation Put Option (FLR) 0.1 $2.4M 99k 24.77
Springworks Therapeutics Put Option (SWTX) 0.1 $2.4M 39k 62.08
Dex (DXCM) 0.1 $2.3M 4.3k 536.93
Arch Resources Cl A Put Option (ARCH) 0.1 $2.3M 25k 91.32
Tegna (TGNA) 0.1 $2.2M 120k 18.56
Expedia Group Com New Put Option (EXPE) 0.1 $2.2M 12k 180.81
Leap Therapeutics 0.1 $2.2M 677k 3.24
Athira Pharma (ATHA) 0.1 $2.0M 154k 13.03
Aldeyra Therapeutics (ALDX) 0.1 $2.0M 500k 4.00
Independence Hldg Com New 0.1 $2.0M 35k 56.69
Pilgrim's Pride Corporation (PPC) 0.1 $2.0M 70k 28.20
Bill Com Holdings Ord (BILL) 0.1 $1.8M 7.4k 249.16
Chegg Note 0.125% 3/1 (Principal) 0.1 $1.8M 1.8M 0.99
Axsome Therapeutics Call Option (AXSM) 0.1 $1.6M 43k 37.73
Euronet Worldwide (EEFT) 0.1 $1.6M 13k 119.16
Protara Therapeutics Com Stk (TARA) 0.1 $1.5M 229k 6.75
Chegg Put Option (CHGG) 0.1 $1.5M 50k 30.70
Casper Sleep 0.1 $1.5M 220k 6.68
Uber Technologies (UBER) 0.1 $1.4M 33k 41.92
Allscripts Healthcare Solutions Put Option (MDRX) 0.1 $1.4M 75k 18.45
Snap Cl A (SNAP) 0.1 $1.4M 29k 47.03
Ayala Pharmaceuticals Incorporated 0.1 $1.3M 158k 8.51
Healthcare Tr Amer Cl A New 0.1 $1.3M 40k 33.40
Warburg Pincus Captal Corp I Shs Cl A 0.1 $1.2M 126k 9.78
Livent Corp Put Option 0.1 $1.2M 50k 24.38
Under Armour Cl A (UAA) 0.1 $1.1M 50k 21.20
Wayfair Cl A Put Option (W) 0.1 $1.0M 5.5k 190.00
Opiant Pharmaceuticals 0.1 $1.0M 30k 33.63
Pae Com Cl A 0.1 $993k 100k 9.93
World Wrestling Entmt Cl A Put Option 0.1 $987k 20k 49.35
Comtech Telecommunications C Com New (CMTL) 0.1 $948k 40k 23.70
Arena Pharmaceuticals Com New 0.1 $929k 10k 92.90
Kensington Capital Acquisiti Shs Cl A (KCGI) 0.0 $850k 87k 9.83
Vascular Biogenics 0.0 $837k 425k 1.97
Turtle Beach Corp Com New (HEAR) 0.0 $668k 30k 22.27
Rice Acquisition Corp Ii Shs Cl A 0.0 $649k 65k 10.00
Fifth Wall Acquisitn Corp Ii Class A Ord Shs 0.0 $644k 65k 9.93
Ciig Capital Partners Ii Com Cl A 0.0 $640k 65k 9.87
Climate Real Impact Slutins Com Cl A 0.0 $633k 65k 9.76
Ftac Hera Acquisition Corp Class A Ord Shs 0.0 $633k 65k 9.76
Nightdragon Acquisition Corp Class A Com 0.0 $632k 65k 9.75
Prospector Capital Corp Cl A 0.0 $631k 65k 9.73
Compute Health Acquisitin Com Cl A 0.0 $631k 65k 9.73
Frontier Investment Corp Class A Ord Shs 0.0 $629k 65k 9.70
Connect Biopharma Hldgs Ads (CNTB) 0.0 $627k 122k 5.15
Alpha Healthcare Acqu Corp I Class A Com 0.0 $624k 65k 9.62
Ahren Acquisition Corp Unit 12/09/2026 0.0 $606k 61k 10.01
Kkr Acquisition Holding I Com Class A 0.0 $606k 62k 9.73
Everest Consolidator Acq Cor Unit 99/99/9999 (MNTN.U) 0.0 $440k 43k 10.17
Intelligent Medi Acqsitn Cor Unit 11/05/2026 0.0 $439k 43k 10.15
Hunt Companies Acquisitio Cl Acom 0.0 $439k 43k 10.15
Games & Esports Exprnc Acq C Unit 12/01/2026 0.0 $437k 43k 10.10
Ftac Zeus Acquisition Cor Unit 04/15/2026 0.0 $434k 43k 10.03
Hudson Executive Inves Iii Com Cl A 0.0 $433k 45k 9.71
Rxr Acquisition Corp Class A Com 0.0 $429k 44k 9.76
Thunder Bridge Cap Prtnrs Ii Com Cl A 0.0 $427k 44k 9.76
Tishman Speyer Innovation Com Cl A 0.0 $427k 44k 9.76
Simon Property Grp Acq Holdi Com Cl A 0.0 $426k 44k 9.74
Slam Corp Cl A Shs (SLAM) 0.0 $425k 44k 9.71
Axonprime Infrstctr Aqstn Class A Com 0.0 $425k 43k 9.83
Conx Corp Com Cl A (CONX) 0.0 $424k 43k 9.81
Gores Holdings Vii Com Cl A 0.0 $423k 43k 9.79
Golden Falcon Acquisition Cl A 0.0 $423k 43k 9.79
Deep Lake Capital Acqustn Cl A Shs 0.0 $423k 43k 9.79
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $422k 43k 9.77
Jack Creek Investment Corp Cl A Shs 0.0 $422k 43k 9.77
Marlin Technology Corp Cl A Shs 0.0 $422k 43k 9.76
Arctos Northstar Acquis Corp Shs Cl A 0.0 $422k 43k 9.76
Fortress Value Acquisi Corp Com Cl A 0.0 $421k 43k 9.74
Austerlitz Acquisition Corp Com Cl A 0.0 $420k 43k 9.72
Lazard Growth Acquisition Cl A Ord Shs 0.0 $420k 43k 9.72
Alpha Partners Tech Mergr Class A Ord Shs (PLMJ) 0.0 $420k 43k 9.71
Global Partner Acqistn Corp Cl A Shs (GPAC) 0.0 $420k 43k 9.72
Gores Technology Partners Ii Class A Com 0.0 $411k 42k 9.90
Telephone & Data Sys Com New (TDS) 0.0 $408k 20k 20.17
Arclight Clean Transition Ii Class A Ord Shs 0.0 $406k 41k 9.98
Forest Road Acquisition Cor Cl A 0.0 $404k 42k 9.73
JetBlue Airways Corporation Put Option (JBLU) 0.0 $356k 25k 14.24
Spirit Of Tex Bancshares 0.0 $346k 12k 28.81
Apollo Strategic Growth Capt *w Exp 10/29/202 Call Option 0.0 $323k 340k 0.95
Revolution Healthcar Aq Corp Class A Com 0.0 $307k 32k 9.75
Silver Spike Acquisitn Corp Class A Ord Shs 0.0 $306k 32k 9.71
Galata Acquisition Corp *w Exp 99/99/999 Call Option 0.0 $291k 619k 0.47
M3 Brigade Acquisition Ii *w Exp 09/03/202 Call Option 0.0 $290k 250k 1.16
Anzu Special Acquisitin Corp *w Exp 01/27/202 Call Option 0.0 $290k 367k 0.79
Figure Acquisition Corp I *w Exp 03/31/202 Call Option 0.0 $253k 217k 1.16
Seaport Global Acquisition I Unit 11/17/2026 0.0 $216k 22k 9.99
Vectoiq Acquisition Corp Ii Com Cl A 0.0 $214k 22k 9.73
Innovage Hldg Corp Call Option (INNV) 0.0 $112k 22k 5.00
Spok Holdings (SPOK) 0.0 $93k 10k 9.30
Apricus Biosciences 0.0 $41k 25k 1.64
Genworth Finl Com Cl A (GNW) 0.0 $40k 10k 4.00
Ciig Capital Partners Ii *w Exp 02/28/202 Call Option 0.0 $27k 32k 0.83