Espalier Global Management

Espalier Global Management as of Sept. 30, 2014

Portfolio Holdings for Espalier Global Management

Espalier Global Management holds 92 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 26.2 $493M 2.5M 197.02
Ishares Tr Russell 2000 Etf Put Option (IWM) 7.3 $137M 1.3M 109.35
Powershares Qqq Trust Unit Ser 1 Put Option 5.3 $99M 1.0M 98.79
Mallinckrodt Pub SHS Put Option 4.9 $91M 1.0M 90.15
Google Cl A Call Option 2.4 $44M 75k 588.42
Facebook Cl A Put Option (META) 2.1 $40M 500k 79.04
Discover Financial Services Call Option (DFS) 1.9 $35M 550k 64.39
Prudential Financial Call Option (PRU) 1.9 $35M 400k 87.94
BlackRock Put Option 1.7 $33M 100k 328.32
Pfizer Call Option (PFE) 1.6 $30M 1.0M 29.57
3M Company Put Option (MMM) 1.5 $28M 200k 141.68
Goldman Sachs Call Option (GS) 1.5 $28M 150k 183.57
General Electric Company Put Option 1.4 $26M 1.0M 25.62
Caterpillar Put Option (CAT) 1.3 $25M 250k 99.03
United Parcel Service CL B Put Option (UPS) 1.3 $25M 250k 98.29
Netflix Put Option (NFLX) 1.2 $23M 50k 451.18
Charles Schwab Corporation Call Option (SCHW) 1.2 $22M 750k 29.39
JPMorgan Chase & Co. Call Option (JPM) 1.1 $21M 350k 60.24
Bank of America Corporation Call Option (BAC) 1.1 $21M 1.2M 17.05
International Business Machines Put Option (IBM) 1.0 $19M 100k 189.83
American Intl Group Com New (AIG) 1.0 $19M 350k 54.02
Yahoo! 1.0 $18M 450k 40.75
Expedia Inc Del Com New (EXPE) 0.9 $18M 200k 87.62
Intuit (INTU) 0.9 $17M 198k 87.65
Agilent Technologies Inc C ommon Call Option (A) 0.9 $17M 300k 56.98
TD Ameritrade Holding 0.9 $17M 500k 33.37
Workday Cl A Put Option (WDAY) 0.9 $17M 200k 82.50
Voya Financial (VOYA) 0.8 $16M 400k 39.10
H&R Block Put Option (HRB) 0.8 $15M 475k 31.01
Zions Bancorporation Call Option (ZION) 0.8 $15M 500k 29.06
Ye Cl A Call Option (YELP) 0.7 $14M 200k 68.25
Sigma-Aldrich Corporation Put Option 0.7 $14M 100k 136.01
Blackstone Group Com Unit Ltd 0.7 $13M 425k 31.48
First Solar Call Option (FSLR) 0.7 $13M 200k 65.81
Qlik Technologies Call Option 0.7 $13M 475k 27.04
Illinois Tool Works Put Option (ITW) 0.7 $13M 150k 84.42
Interpublic Group of Companies Call Option (IPG) 0.7 $13M 690k 18.32
Delta Air Lines Inc Del Com New (DAL) 0.6 $12M 325k 36.15
Select Sector Spdr Tr Sbi Int-finl Call Option (XLF) 0.6 $12M 500k 23.17
Veeco Instruments (VECO) 0.6 $11M 300k 34.95
Microsoft Corporation (MSFT) 0.6 $10M 225k 46.36
Activision Blizzard 0.6 $10M 500k 20.79
Level 3 Communications Com New 0.5 $10M 225k 45.73
Chipotle Mexican Grill (CMG) 0.5 $10M 15k 666.60
Palo Alto Networks (PANW) 0.5 $9.8M 100k 98.10
Morgan Stanley Com New Call Option (MS) 0.5 $9.5M 275k 34.57
Home Depot Put Option (HD) 0.5 $9.2M 100k 91.74
Xylem Call Option (XYL) 0.5 $8.9M 250k 35.49
Six Flags Entertainment Put Option (SIX) 0.5 $8.6M 250k 34.39
Avnet Call Option (AVT) 0.4 $8.3M 200k 41.50
Rayonier Advanced Matls Put Option (RYAM) 0.4 $8.2M 250k 32.91
Hldgs (UAL) 0.4 $8.2M 175k 46.79
Cisco Systems (CSCO) 0.4 $8.2M 325k 25.17
Liberty Interactive Corp Lbt Vent Com A 0.4 $8.1M 213k 37.96
E Trade Financial Corp Com New 0.4 $7.9M 350k 22.59
Twitter 0.4 $7.7M 150k 51.58
Urban Outfitters Call Option (URBN) 0.4 $7.3M 200k 36.70
Live Nation Entertainment Call Option (LYV) 0.4 $7.2M 300k 24.02
FleetCor Technologies Put Option 0.4 $7.1M 50k 142.12
Red Hat 0.4 $7.0M 125k 56.15
Diamond Offshore Drilling Call Option 0.4 $6.9M 200k 34.27
Nokia Corp Sponsored Adr (NOK) 0.4 $6.8M 800k 8.46
Sunedison 0.4 $6.6M 350k 18.88
Navistar International Corporation Call Option 0.4 $6.6M 200k 32.91
Las Vegas Sands Put Option (LVS) 0.3 $6.2M 100k 62.21
Mattel Call Option (MAT) 0.3 $6.1M 200k 30.65
Powershares Etf Trust Ii Senior Ln Port Put Option 0.3 $6.1M 250k 24.28
Cme (CME) 0.3 $6.0M 75k 79.96
Liberty Tripadvisor Hldgs In Com Ser A (LTRPA) 0.3 $5.9M 175k 33.90
Domino's Pizza Call Option (DPZ) 0.3 $5.6M 72k 76.96
PerkinElmer Call Option (RVTY) 0.3 $5.5M 125k 43.60
Springleaf Holdings 0.3 $4.8M 150k 31.93
Aol Call Option 0.2 $4.5M 100k 44.95
Interactive Brokers Call Option (IBKR) 0.2 $4.4M 175k 24.95
Sears Holdings Corporation Put Option 0.2 $4.4M 175k 24.94
Janus Capital 0.2 $4.4M 300k 14.54
SolarWinds 0.2 $4.2M 100k 42.05
Citizens Financial (CFG) 0.2 $4.1M 175k 23.42
Mednax Put Option (MD) 0.2 $3.8M 70k 54.81
Gogo (GOGO) 0.2 $3.8M 225k 16.86
Identiv Com New (INVE) 0.2 $3.7M 275k 13.41
Violin Memory 0.2 $3.7M 750k 4.87
Whitewave Foods 0.2 $3.6M 100k 36.33
Hubbell CL B 0.2 $3.6M 30k 120.53
Texas Roadhouse (TXRH) 0.1 $2.8M 100k 27.84
Orbitz Worldwide 0.1 $2.8M 350k 7.87
Gt Solar Int'l Put Option 0.1 $2.7M 250k 10.83
Fortinet (FTNT) 0.1 $2.5M 100k 25.27
Global Eagle Acquisition Cor 0.1 $2.5M 225k 11.22
Infinera (INFN) 0.1 $2.4M 225k 10.67
Quality Systems Call Option 0.1 $2.1M 150k 13.77
Tekmira Pharmaceuticals Corp Com New 0.1 $1.1M 50k 21.14