Financial Management Professionals as of Sept. 30, 2016
Portfolio Holdings for Financial Management Professionals
Financial Management Professionals holds 360 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Sch Us Mid-cap Etf etf (SCHM) | 23.2 | $45M | 1.0M | 43.59 | |
| Schwab U S Small Cap ETF (SCHA) | 12.2 | $24M | 410k | 57.64 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 10.6 | $20M | 393k | 51.74 | |
| First Tr Exchange-traded Fd cmn (HYLS) | 6.5 | $12M | 256k | 48.69 | |
| iShares Russell 1000 Index (IWB) | 5.4 | $10M | 86k | 120.28 | |
| Goldman Sachs Etf Tr (GSLC) | 5.0 | $9.7M | 223k | 43.64 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 3.7 | $7.1M | 167k | 42.28 | |
| Vanguard Emerging Markets ETF (VWO) | 3.6 | $7.0M | 185k | 37.63 | |
| Forum Energy Technolo | 2.9 | $5.6M | 283k | 19.86 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 2.2 | $4.3M | 81k | 52.41 | |
| PowerShares FTSE RAFI Emerging MarketETF | 2.2 | $4.2M | 236k | 17.92 | |
| iShares S&P NA Tec. Semi. Idx (SOXX) | 1.8 | $3.5M | 31k | 112.97 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 1.8 | $3.4M | 128k | 26.42 | |
| Alerian Mlp Etf | 1.7 | $3.2M | 253k | 12.69 | |
| PowerShares Dynamic Bldg. & Const. | 1.6 | $3.1M | 120k | 25.92 | |
| Exxon Mobil Corporation (XOM) | 1.4 | $2.8M | 32k | 87.26 | |
| Vanguard Mid-Cap ETF (VO) | 1.4 | $2.7M | 21k | 129.16 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 1.3 | $2.5M | 55k | 45.42 | |
| iShares S&P 500 Value Index (IVE) | 1.3 | $2.5M | 26k | 94.94 | |
| First Trust NASDAQ-100 Tech Sector InETF (QTEC) | 1.2 | $2.4M | 47k | 50.90 | |
| First Trust Materials AlphaDEX Fnd (FXZ) | 1.2 | $2.4M | 69k | 34.20 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.6 | $1.1M | 29k | 37.55 | |
| Main Street Capital Corporation (MAIN) | 0.5 | $992k | 29k | 34.33 | |
| American Airls (AAL) | 0.3 | $514k | 14k | 36.61 | |
| Sherwin-Williams Company (SHW) | 0.3 | $497k | 1.8k | 276.11 | |
| iShares Lehman Short Treasury Bond (SHV) | 0.2 | $450k | 5.1k | 88.72 | |
| 1/100 Berkshire Htwy Cla 100 | 0.2 | $432k | 200.00 | 2160.00 | |
| PIMCO Short Term Mncpl (SMMU) | 0.2 | $376k | 7.5k | 50.36 | |
| Apple (AAPL) | 0.2 | $321k | 2.8k | 112.99 | |
| Chevron Corporation (CVX) | 0.2 | $304k | 3.0k | 102.88 | |
| Philip Morris International (PM) | 0.2 | $311k | 3.2k | 97.19 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $281k | 1.3k | 216.15 | |
| Altria (MO) | 0.1 | $245k | 3.9k | 62.98 | |
| PG&E Corporation (PCG) | 0.1 | $245k | 4.0k | 61.11 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $251k | 2.5k | 101.95 | |
| General Electric Company | 0.1 | $225k | 7.6k | 29.50 | |
| Duke Energy (DUK) | 0.1 | $225k | 2.8k | 79.82 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $207k | 3.1k | 66.43 | |
| Pepsi (PEP) | 0.1 | $208k | 1.9k | 108.33 | |
| Southern Company (SO) | 0.1 | $205k | 4.0k | 51.25 | |
| Facebook Inc cl a (META) | 0.1 | $184k | 1.4k | 127.69 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $180k | 1.3k | 144.00 | |
| At&t (T) | 0.1 | $178k | 4.4k | 40.55 | |
| Santander Bank N. 0.7%17 cds | 0.1 | $170k | 170k | 1.00 | |
| Pfizer (PFE) | 0.1 | $153k | 4.5k | 33.82 | |
| Cerner Corporation | 0.1 | $148k | 2.4k | 61.67 | |
| Schwab Value Advantage Money F mut (SWVXX) | 0.1 | $160k | 162k | 0.99 | |
| Intel Corporation (INTC) | 0.1 | $129k | 3.4k | 37.50 | |
| Schlumberger (SLB) | 0.1 | $142k | 1.8k | 78.28 | |
| Microsoft Corporation (MSFT) | 0.1 | $107k | 1.9k | 57.10 | |
| Cisco Systems (CSCO) | 0.1 | $110k | 3.5k | 31.49 | |
| ConocoPhillips (COP) | 0.1 | $125k | 2.9k | 43.45 | |
| Enterprise Products Partners (EPD) | 0.1 | $114k | 4.1k | 27.51 | |
| Kimco Realty Corporation (KIM) | 0.1 | $115k | 4.0k | 28.75 | |
| Tesla Motors (TSLA) | 0.1 | $119k | 586.00 | 203.07 | |
| Phillips 66 (PSX) | 0.1 | $125k | 1.6k | 80.03 | |
| Kite Rlty Group Tr (KRG) | 0.1 | $118k | 4.3k | 27.65 | |
| Griffin Cap Essential Asset | 0.1 | $120k | 12k | 10.34 | |
| Safra Natl Bk New 0.8%17 cds | 0.1 | $111k | 112k | 0.99 | |
| First Financial Bankshares (FFIN) | 0.1 | $101k | 2.8k | 36.28 | |
| Genesis Energy (GEL) | 0.1 | $98k | 2.6k | 37.69 | |
| Southwest Airlines (LUV) | 0.1 | $98k | 2.5k | 38.72 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.1 | $100k | 988.00 | 101.21 | |
| Calcasieu-cameron 4%18 bmu | 0.1 | $104k | 100k | 1.04 | |
| Bmo Harris Bank 0.75%17 cds | 0.1 | $94k | 95k | 0.99 | |
| Coca-Cola Company (KO) | 0.0 | $77k | 1.8k | 42.17 | |
| Johnson & Johnson (JNJ) | 0.0 | $85k | 727.00 | 116.92 | |
| Colgate-Palmolive Company (CL) | 0.0 | $74k | 1.0k | 74.00 | |
| International Business Machines (IBM) | 0.0 | $85k | 538.00 | 157.99 | |
| Buckeye Partners | 0.0 | $71k | 1.0k | 70.86 | |
| Energy Transfer Partners | 0.0 | $68k | 1.9k | 36.52 | |
| Simon Property (SPG) | 0.0 | $86k | 416.00 | 206.73 | |
| Express Scripts Holding | 0.0 | $82k | 1.2k | 70.15 | |
| Corporate Property | 0.0 | $68k | 6.6k | 10.23 | |
| Fs Investment Corp Bdc | 0.0 | $69k | 8.1k | 8.48 | |
| Carter Validus Mission Critical Reit | 0.0 | $71k | 7.1k | 9.93 | |
| Medtronic (MDT) | 0.0 | $73k | 852.00 | 85.68 | |
| Santander Bank N 0.65%16 cds | 0.0 | $68k | 68k | 1.00 | |
| Wal-Mart Stores (WMT) | 0.0 | $55k | 773.00 | 71.15 | |
| UnitedHealth (UNH) | 0.0 | $65k | 470.00 | 138.30 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $63k | 1.1k | 58.55 | |
| Hilltop Holdings (HTH) | 0.0 | $54k | 2.4k | 22.22 | |
| Oracle Corporation (ORCL) | 0.0 | $56k | 1.4k | 39.24 | |
| SPDR Gold Trust (GLD) | 0.0 | $61k | 489.00 | 124.74 | |
| Plains All American Pipeline (PAA) | 0.0 | $54k | 1.7k | 31.03 | |
| TC Pipelines | 0.0 | $62k | 1.1k | 56.36 | |
| Pimco Municipal Income Fund II (PML) | 0.0 | $62k | 4.6k | 13.52 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.0 | $55k | 3.7k | 14.80 | |
| American Capital Wld Grth & In (CWGIX) | 0.0 | $63k | 1.4k | 44.87 | |
| BlackRock MuniVest Fund (MVF) | 0.0 | $54k | 5.2k | 10.48 | |
| Van Kampen Advantage Muni Incm Tr II (VKI) | 0.0 | $56k | 4.6k | 12.27 | |
| Blackrock Muniyield Fund (MYD) | 0.0 | $58k | 3.7k | 15.78 | |
| Capital Income Builders Fd Sh (CAIBX) | 0.0 | $64k | 1.1k | 58.66 | |
| Db-x Msci Eafe Currency-hedged (DBEF) | 0.0 | $57k | 2.2k | 26.30 | |
| Us Natural Gas Fd Etf | 0.0 | $52k | 6.3k | 8.28 | |
| Bmo Harris Bank 0.75%17 cds | 0.0 | $60k | 60k | 1.00 | |
| Discover Bk 1.25%17 cds | 0.0 | $65k | 65k | 1.00 | |
| Goldman Sachs Bk 1.8%17 cds | 0.0 | $62k | 62k | 1.00 | |
| Wells Fargo Bk N 0.9%17 cds | 0.0 | $64k | 65k | 0.98 | |
| Bank of America Corporation (BAC) | 0.0 | $44k | 2.9k | 15.42 | |
| CSX Corporation (CSX) | 0.0 | $32k | 1.1k | 29.63 | |
| Electronic Arts (EA) | 0.0 | $34k | 400.00 | 85.00 | |
| Novartis (NVS) | 0.0 | $43k | 550.00 | 78.18 | |
| Procter & Gamble Company (PG) | 0.0 | $38k | 424.00 | 89.62 | |
| Gilead Sciences (GILD) | 0.0 | $38k | 490.00 | 77.55 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $45k | 675.00 | 66.67 | |
| Alliance Holdings GP | 0.0 | $31k | 1.2k | 25.83 | |
| iShares Gold Trust | 0.0 | $45k | 3.6k | 12.59 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.0 | $30k | 1.4k | 21.43 | |
| Home Ban (HBCP) | 0.0 | $43k | 1.5k | 27.76 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.0 | $44k | 918.00 | 47.93 | |
| Vanguard Total Stock Market ETF (VTI) | 0.0 | $46k | 418.00 | 110.05 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.0 | $32k | 1.2k | 26.51 | |
| Mplx (MPLX) | 0.0 | $36k | 1.1k | 33.03 | |
| Allianzgi Conv & Income Fd I | 0.0 | $40k | 6.8k | 5.88 | |
| Telefonica Emi 5.877%19f udd | 0.0 | $44k | 40k | 1.10 | |
| Ev Flt Rt Advtg C mutual fund | 0.0 | $46k | 4.4k | 10.42 | |
| Proshares Tr short qqq | 0.0 | $29k | 621.00 | 46.70 | |
| Fs Energy & Power Adv cem | 0.0 | $44k | 6.2k | 7.10 | |
| MasterCard Incorporated (MA) | 0.0 | $10k | 100.00 | 100.00 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $14k | 450.00 | 31.11 | |
| U.S. Bancorp (USB) | 0.0 | $17k | 404.00 | 42.08 | |
| Coach | 0.0 | $16k | 460.00 | 34.78 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $12k | 100.00 | 120.00 | |
| Spectra Energy | 0.0 | $15k | 372.00 | 40.32 | |
| Universal Health Services (UHS) | 0.0 | $11k | 96.00 | 114.58 | |
| Yum! Brands (YUM) | 0.0 | $13k | 151.00 | 86.09 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $14k | 200.00 | 70.00 | |
| American Electric Power Company (AEP) | 0.0 | $16k | 264.00 | 60.61 | |
| Qualcomm (QCOM) | 0.0 | $20k | 300.00 | 66.67 | |
| Ford Motor Company (F) | 0.0 | $12k | 1.0k | 12.00 | |
| Starbucks Corporation (SBUX) | 0.0 | $16k | 502.00 | 31.87 | |
| Whole Foods Market | 0.0 | $13k | 474.00 | 27.43 | |
| Sina Corporation | 0.0 | $11k | 157.00 | 70.06 | |
| Amazon (AMZN) | 0.0 | $19k | 23.00 | 826.09 | |
| Netflix (NFLX) | 0.0 | $19k | 196.00 | 96.94 | |
| Alliant Energy Corporation (LNT) | 0.0 | $19k | 496.00 | 38.31 | |
| Dr. Reddy's Laboratories (RDY) | 0.0 | $11k | 241.00 | 45.64 | |
| Textron (TXT) | 0.0 | $13k | 352.00 | 36.93 | |
| Ciena Corporation (CIEN) | 0.0 | $21k | 1.0k | 21.00 | |
| Luminex Corporation | 0.0 | $20k | 910.00 | 21.98 | |
| Texas Pacific Land Trust | 0.0 | $28k | 120.00 | 233.33 | |
| Magellan Midstream Partners | 0.0 | $11k | 166.00 | 66.27 | |
| Hercules Technology Growth Capital (HTGC) | 0.0 | $10k | 784.00 | 12.76 | |
| Weingarten Realty Investors | 0.0 | $26k | 675.00 | 38.52 | |
| Eaton Vance Tax Managed Diversified Eq. (ETY) | 0.0 | $10k | 1.0k | 10.00 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.0 | $23k | 200.00 | 115.00 | |
| Western Asset Income Fund (PAI) | 0.0 | $14k | 925.00 | 15.14 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $24k | 2.8k | 8.49 | |
| Nuveen Select Tax Free Incom Portfolio 2 | 0.0 | $10k | 700.00 | 14.29 | |
| Hsbc Holdings Plc 8.125% p | 0.0 | $27k | 1.0k | 27.00 | |
| PowerShares DWA Technical Ldrs Pf | 0.0 | $25k | 592.00 | 42.23 | |
| Schwab U S Broad Market ETF (SCHB) | 0.0 | $24k | 465.00 | 51.61 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.0 | $26k | 632.00 | 41.14 | |
| New Mountain Finance Corp (NMFC) | 0.0 | $11k | 830.00 | 13.25 | |
| Rose Rock Midstream | 0.0 | $27k | 1.0k | 27.00 | |
| stock | 0.0 | $16k | 280.00 | 57.14 | |
| Tcp Capital | 0.0 | $14k | 911.00 | 15.37 | |
| United Sts Commodity Idx Fdt cm rep copp (CPER) | 0.0 | $10k | 727.00 | 13.76 | |
| Wp Carey (WPC) | 0.0 | $18k | 294.00 | 61.22 | |
| Mondelez Int (MDLZ) | 0.0 | $14k | 338.00 | 41.42 | |
| Coppell Tex Indpt 0%17 bmu | 0.0 | $20k | 21k | 0.95 | |
| Dallas Tex Conventi 0%18 bmu | 0.0 | $15k | 16k | 0.94 | |
| Harris Cnty Tex 0%17 bmu | 0.0 | $16k | 17k | 0.94 | |
| Allegion Plc equity (ALLE) | 0.0 | $13k | 200.00 | 65.00 | |
| Costco Whsl Corp corporate bonds | 0.0 | $10k | 10k | 1.00 | |
| Alibaba Group Holding (BABA) | 0.0 | $21k | 200.00 | 105.00 | |
| Westlake Chemical Partners master ltd part (WLKP) | 0.0 | $11k | 500.00 | 22.00 | |
| Wec Energy Group (WEC) | 0.0 | $25k | 430.00 | 58.14 | |
| Kraft Heinz (KHC) | 0.0 | $10k | 112.00 | 89.29 | |
| Academy Fds Tr innov ibd50 | 0.0 | $25k | 1.1k | 22.73 | |
| Penntex Midstream Partners L | 0.0 | $12k | 700.00 | 17.14 | |
| Lumentum Hldgs (LITE) | 0.0 | $15k | 375.00 | 40.00 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $27k | 35.00 | 771.43 | |
| Northstar Realty Finance | 0.0 | $11k | 865.00 | 12.72 | |
| Capstone Turbine | 0.0 | $13k | 8.5k | 1.53 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $14k | 632.00 | 22.15 | |
| Hubbell (HUBB) | 0.0 | $25k | 240.00 | 104.17 | |
| Crestwood Equity Partners master ltd part | 0.0 | $12k | 568.00 | 21.13 | |
| Discover Bk 1.15%17 cds | 0.0 | $15k | 15k | 1.00 | |
| Keybank Na 1.05%17 cds | 0.0 | $19k | 19k | 1.00 | |
| Matagorda Cn Tx 5.125%28 bmu | 0.0 | $18k | 15k | 1.20 | |
| BP (BP) | 0.0 | $7.0k | 200.00 | 35.00 | |
| China Medical Technologies | 0.0 | $0 | 51.00 | 0.00 | |
| Cognizant Technology Solutions (CTSH) | 0.0 | $0 | 17.00 | 0.00 | |
| Suntech Power Holdings | 0.0 | $0 | 200.00 | 0.00 | |
| Time Warner | 0.0 | $1.0k | 23.00 | 43.48 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $6.0k | 175.00 | 34.29 | |
| Broadridge Financial Solutions (BR) | 0.0 | $6.0k | 100.00 | 60.00 | |
| Leucadia National | 0.0 | $0 | 45.00 | 0.00 | |
| PNC Financial Services (PNC) | 0.0 | $0 | 2.00 | 0.00 | |
| Costco Wholesale Corporation (COST) | 0.0 | $9.0k | 65.00 | 138.46 | |
| FedEx Corporation (FDX) | 0.0 | $6.0k | 38.00 | 157.89 | |
| Home Depot (HD) | 0.0 | $5.0k | 43.00 | 116.28 | |
| Eli Lilly & Co. (LLY) | 0.0 | $3.0k | 44.00 | 68.18 | |
| Walt Disney Company (DIS) | 0.0 | $8.0k | 92.00 | 86.96 | |
| Sony Corporation (SONY) | 0.0 | $999.960000 | 39.00 | 25.64 | |
| Great Plains Energy Incorporated | 0.0 | $1.0k | 73.00 | 13.70 | |
| FirstEnergy (FE) | 0.0 | $0 | 27.00 | 0.00 | |
| Bristol Myers Squibb (BMY) | 0.0 | $8.0k | 150.00 | 53.33 | |
| 3M Company (MMM) | 0.0 | $2.0k | 12.00 | 166.67 | |
| Citrix Systems | 0.0 | $7.0k | 92.00 | 76.09 | |
| Harsco Corporation (NVRI) | 0.0 | $0 | 8.00 | 0.00 | |
| LKQ Corporation (LKQ) | 0.0 | $5.0k | 143.00 | 34.97 | |
| V.F. Corporation (VFC) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Wells Fargo & Company (WFC) | 0.0 | $8.0k | 185.00 | 43.24 | |
| Transocean (RIG) | 0.0 | $2.0k | 242.00 | 8.26 | |
| Best Buy (BBY) | 0.0 | $2.0k | 68.00 | 29.41 | |
| Boeing Company (BA) | 0.0 | $2.0k | 17.00 | 117.65 | |
| Dow Chemical Company | 0.0 | $9.0k | 174.00 | 51.72 | |
| Cabot Corporation (CBT) | 0.0 | $5.0k | 104.00 | 48.08 | |
| Regions Financial Corporation (RF) | 0.0 | $8.0k | 892.00 | 8.97 | |
| Nokia Corporation (NOK) | 0.0 | $0 | 40.00 | 0.00 | |
| United Rentals (URI) | 0.0 | $5.0k | 65.00 | 76.92 | |
| PAREXEL International Corporation | 0.0 | $3.0k | 56.00 | 53.57 | |
| CenturyLink | 0.0 | $3.0k | 141.00 | 21.28 | |
| Baker Hughes Incorporated | 0.0 | $1.0k | 20.00 | 50.00 | |
| General Mills (GIS) | 0.0 | $7.0k | 116.00 | 60.34 | |
| Halliburton Company (HAL) | 0.0 | $5.0k | 132.00 | 37.88 | |
| Marsh & McLennan Companies (MMC) | 0.0 | $4.0k | 62.00 | 64.52 | |
| Merck & Co (MRK) | 0.0 | $8.0k | 139.00 | 57.55 | |
| NCR Corporation (VYX) | 0.0 | $4.0k | 154.00 | 25.97 | |
| Nike (NKE) | 0.0 | $2.0k | 41.00 | 48.78 | |
| Agilent Technologies Inc C ommon (A) | 0.0 | $0 | 7.00 | 0.00 | |
| Nortel Networks Corporation | 0.0 | $0 | 1.0k | 0.00 | |
| FactSet Research Systems (FDS) | 0.0 | $2.0k | 15.00 | 133.33 | |
| Visa (V) | 0.0 | $3.0k | 40.00 | 75.00 | |
| Coca-Cola Bottling Co. Consolidated (COKE) | 0.0 | $0 | 3.00 | 0.00 | |
| Fiserv (FI) | 0.0 | $4.0k | 41.00 | 97.56 | |
| PPL Corporation (PPL) | 0.0 | $6.0k | 200.00 | 30.00 | |
| Xcel Energy (XEL) | 0.0 | $5.0k | 133.00 | 37.59 | |
| Applied Materials (AMAT) | 0.0 | $7.0k | 262.00 | 26.72 | |
| Drew Industries | 0.0 | $5.0k | 52.00 | 96.15 | |
| Primerica (PRI) | 0.0 | $4.0k | 91.00 | 43.96 | |
| Thor Industries (THO) | 0.0 | $6.0k | 77.00 | 77.92 | |
| J.M. Smucker Company (SJM) | 0.0 | $0 | 1.00 | 0.00 | |
| Rite Aid Corporation | 0.0 | $7.0k | 1.0k | 7.00 | |
| Amkor Technology (AMKR) | 0.0 | $0 | 30.00 | 0.00 | |
| Hawaiian Holdings | 0.0 | $5.0k | 114.00 | 43.86 | |
| Juniper Networks (JNPR) | 0.0 | $2.0k | 100.00 | 20.00 | |
| Entergy Corporation (ETR) | 0.0 | $4.0k | 59.00 | 67.80 | |
| Under Armour (UAA) | 0.0 | $5.0k | 130.00 | 38.46 | |
| Amtrust Financial Services | 0.0 | $8.0k | 300.00 | 26.67 | |
| Lam Research Corporation (LRCX) | 0.0 | $4.0k | 46.00 | 86.96 | |
| Universal Display Corporation (OLED) | 0.0 | $0 | 70.00 | 0.00 | |
| GameStop (GME) | 0.0 | $0 | 5.00 | 0.00 | |
| Oneok Partners | 0.0 | $4.0k | 112.00 | 35.71 | |
| Suburban Propane Partners (SPH) | 0.0 | $9.0k | 280.00 | 32.14 | |
| Vanguard Natural Resources | 0.0 | $0 | 185.00 | 0.00 | |
| Alliance Resource Partners (ARLP) | 0.0 | $2.0k | 112.00 | 17.86 | |
| KLA-Tencor Corporation (KLAC) | 0.0 | $4.0k | 60.00 | 66.67 | |
| Skyworks Solutions (SWKS) | 0.0 | $4.0k | 53.00 | 75.47 | |
| Sunoco Logistics Partners | 0.0 | $3.0k | 112.00 | 26.79 | |
| Washington Federal (WAFD) | 0.0 | $5.0k | 198.00 | 25.25 | |
| Allete (ALE) | 0.0 | $3.0k | 64.00 | 46.88 | |
| bebe stores | 0.0 | $0 | 511.00 | 0.00 | |
| Church & Dwight (CHD) | 0.0 | $4.0k | 102.00 | 39.22 | |
| AgFeed Industries | 0.0 | $0 | 100.00 | 0.00 | |
| Gentex Corporation (GNTX) | 0.0 | $6.0k | 350.00 | 17.14 | |
| Realty Income (O) | 0.0 | $5.0k | 85.00 | 58.82 | |
| Open Text Corp (OTEX) | 0.0 | $3.0k | 61.00 | 49.18 | |
| Raser Technologies (RZ) | 0.0 | $0 | 100.00 | 0.00 | |
| Fairpoint Communications | 0.0 | $0 | 6.00 | 0.00 | |
| San Juan Basin Royalty Trust (SJT) | 0.0 | $5.0k | 1.0k | 5.00 | |
| Brocade Communications Systems | 0.0 | $0 | 5.00 | 0.00 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $0 | 5.00 | 0.00 | |
| Sycamore Networks | 0.0 | $0 | 10.00 | 0.00 | |
| TranSwitch Corporation (TXCCQ) | 0.0 | $0 | 7.00 | 0.00 | |
| iShares Russell Midcap Value Index (IWS) | 0.0 | $1.0k | 21.00 | 47.62 | |
| iShares S&P MidCap 400 Index (IJH) | 0.0 | $4.0k | 30.00 | 133.33 | |
| iShares Russell 3000 Index (IWV) | 0.0 | $1.0k | 8.00 | 125.00 | |
| Peregrine Pharmaceuticals | 0.0 | $0 | 220.00 | 0.00 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.0 | $5.0k | 30.00 | 166.67 | |
| iShares Dow Jones US Real Estate (IYR) | 0.0 | $6.0k | 83.00 | 72.29 | |
| Advanced Battery Technologies | 0.0 | $0 | 200.00 | 0.00 | |
| PowerShares WilderHill Clean Energy | 0.0 | $999.600000 | 280.00 | 3.57 | |
| Penninsula Holdings Group | 0.0 | $0 | 500.00 | 0.00 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $3.0k | 45.00 | 66.67 | |
| GlobalSCAPE | 0.0 | $0 | 98.00 | 0.00 | |
| Motorola Solutions (MSI) | 0.0 | $5.0k | 71.00 | 70.42 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.0 | $4.0k | 114.00 | 35.09 | |
| SPDR Barclays Capital High Yield B | 0.0 | $5.0k | 160.00 | 31.25 | |
| PowerShares Glbl Clean Enrgy Port | 0.0 | $2.0k | 200.00 | 10.00 | |
| Vanguard Utilities ETF (VPU) | 0.0 | $4.0k | 38.00 | 105.26 | |
| John Hancock Patriot Premium Div Fund II (PDT) | 0.0 | $5.0k | 328.00 | 15.24 | |
| Thornburg Mortgage | 0.0 | $0 | 150.00 | 0.00 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.0 | $3.0k | 62.00 | 48.39 | |
| Beacon Power Corporation | 0.0 | $0 | 13.00 | 0.00 | |
| Alternate Energy Hldgs | 0.0 | $0 | 400.00 | 0.00 | |
| Kinder Morgan (KMI) | 0.0 | $3.0k | 149.00 | 20.13 | |
| Pharmaceutical Group | 0.0 | $0 | 200.00 | 0.00 | |
| Citigroup (C) | 0.0 | $0 | 2.00 | 0.00 | |
| Ytb Intl Inc Cl A | 0.0 | $0 | 214.00 | 0.00 | |
| Wendy's/arby's Group (WEN) | 0.0 | $4.0k | 425.00 | 9.41 | |
| Jammin Java Corp (JAMN) | 0.0 | $0 | 29k | 0.00 | |
| Schwab Strategic Tr us dividend eq (SCHD) | 0.0 | $3.0k | 85.00 | 35.29 | |
| Virtus Total Return Fund Cef | 0.0 | $6.0k | 1.4k | 4.28 | |
| Mcewen Mining | 0.0 | $0 | 100.00 | 0.00 | |
| Proto Labs (PRLB) | 0.0 | $1.0k | 27.00 | 37.04 | |
| Wmi Holdings | 0.0 | $0 | 1.00 | 0.00 | |
| Wa Funding Tr Iii D/escrow | 0.0 | $0 | 25.00 | 0.00 | |
| Chuys Hldgs (CHUY) | 0.0 | $9.0k | 350.00 | 25.71 | |
| Digerati Technologies (DTGI) | 0.0 | $0 | 100.00 | 0.00 | |
| Zoetis Inc Cl A (ZTS) | 0.0 | $1.0k | 21.00 | 47.62 | |
| Az Gold & Onyx Mining | 0.0 | $0 | 1.00 | 0.00 | |
| Fox Pete | 0.0 | $0 | 160.00 | 0.00 | |
| Energy & Engine Tech Xxx | 0.0 | $0 | 10k | 0.00 | |
| Lehman Bros Hldgs 2xxx prd | 0.0 | $0 | 10k | 0.00 | |
| Parts.com Inc New Xxx | 0.0 | $0 | 20.00 | 0.00 | |
| Valuestar Corp Xxx | 0.0 | $0 | 6.0k | 0.00 | |
| Velatel Global Comm | 0.0 | $0 | 50.00 | 0.00 | |
| Government National Mortgage Assoc 8.00% 7/20/24 mbs 30yr | 0.0 | $0 | 125k | 0.00 | |
| Gaming & Leisure Pptys (GLPI) | 0.0 | $2.0k | 85.00 | 23.53 | |
| 0.0 | $0 | 40.00 | 0.00 | ||
| Fs Investment Corporation | 0.0 | $3.0k | 344.00 | 8.72 | |
| A M R Corporation Xxx res | 0.0 | $0 | 20k | 0.00 | |
| Proshares Ultrashort Qqq Etf | 0.0 | $9.0k | 403.00 | 22.33 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.0 | $1.0k | 150.00 | 6.67 | |
| Time | 0.0 | $0 | 2.00 | 0.00 | |
| Arista Networks (ANET) | 0.0 | $1.0k | 15.00 | 66.67 | |
| Gopro (GPRO) | 0.0 | $3.0k | 205.00 | 14.63 | |
| Liquefied Nat Gas Ord F ufo | 0.0 | $0 | 579.00 | 0.00 | |
| Paragon Offshore Plc equity | 0.0 | $0 | 34.00 | 0.00 | |
| Wilhelmina Intl (WHLM) | 0.0 | $0 | 71.00 | 0.00 | |
| Gnma Pl 002032m 7%25 gin | 0.0 | $0 | 56k | 0.00 | |
| Gnma Pl 002247m 7%26 gin | 0.0 | $0 | 40k | 0.00 | |
| Pra (PRAA) | 0.0 | $0 | 18.00 | 0.00 | |
| Halyard Health | 0.0 | $0 | 12.00 | 0.00 | |
| Keysight Technologies (KEYS) | 0.0 | $0 | 3.00 | 0.00 | |
| Hewlett Packard Co intermediate bond | 0.0 | $2.0k | 2.0k | 1.00 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $6.0k | 81.00 | 74.07 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.0 | $4.0k | 108.00 | 37.04 | |
| Invesco Gold & Precious mpl | 0.0 | $0 | 0 | 0.00 | |
| Williams Partners | 0.0 | $0 | 86.00 | 0.00 | |
| Talen Energy | 0.0 | $0 | 24.00 | 0.00 | |
| Fitbit | 0.0 | $1.0k | 100.00 | 10.00 | |
| Viavi Solutions Inc equities (VIAV) | 0.0 | $9.0k | 1.3k | 7.19 | |
| Welltower Inc Com reit (WELL) | 0.0 | $4.0k | 64.00 | 62.50 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $4.0k | 5.00 | 800.00 | |
| Hp (HPQ) | 0.0 | $9.0k | 632.00 | 14.24 | |
| Americas Energy Co Xxx cs | 0.0 | $0 | 400.00 | 0.00 | |
| Northstar Realty Europe | 0.0 | $3.0k | 288.00 | 10.42 | |
| Rmr Group Inc cl a (RMR) | 0.0 | $0 | 1.00 | 0.00 | |
| Credit Suisse Ag Nassau Brh vel sh 3x lg crd | 0.0 | $7.0k | 300.00 | 23.33 | |
| Under Armour Inc Cl C (UA) | 0.0 | $2.0k | 80.00 | 25.00 | |
| Pinnacle Entertainment | 0.0 | $1.0k | 100.00 | 10.00 | |
| Broke Out | 0.0 | $0 | 28.00 | 0.00 | |
| Oneok Inc New 4.25% 02/01/2022 ftax | 0.0 | $0 | 25k | 0.00 | |
| California Res Corp | 0.0 | $0 | 9.00 | 0.00 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.0 | $0 | 1.00 | 0.00 | |
| Ally Bank 1.15%18 cds | 0.0 | $7.0k | 8.0k | 0.88 | |
| Goldman Sachs Bk 1.5%17 cds | 0.0 | $3.0k | 3.0k | 1.00 | |
| Goldman Sachs Bk 1.35%17 cds | 0.0 | $5.0k | 5.0k | 1.00 | |
| Hsbc Fin Corp 6%17 b | 0.0 | $1.0k | 1.0k | 1.00 | |
| National Rural Util 4%20 b | 0.0 | $1.0k | 1.0k | 1.00 | |
| Dell Technologies Inc Class V equity | 0.0 | $999.900000 | 33.00 | 30.30 | |
| Washington Prime Group | 0.0 | $2.0k | 208.00 | 9.62 | |
| Freddie Mac 9%21 cmo | 0.0 | $0 | 10k | 0.00 | |
| Goldman Sachs Group 5%22 b | 0.0 | $1.0k | 1.0k | 1.00 | |
| Mfs Core Equity Fd Cl A mpl (MRGAX) | 0.0 | $7.0k | 285.00 | 24.56 |
