First New York Securities

First New York Securities as of Dec. 31, 2011

Portfolio Holdings for First New York Securities

First New York Securities holds 306 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pharmasset 8.8 $18M 142k 128.27
Yahoo! 6.2 $13M 795k 16.13
Spdr S&p 500 Etf (SPY) 4.1 $8.6M 68k 125.62
SPDR Gold Trust (GLD) 4.1 $8.4M 55k 152.26
Us Natural Gas Fd Etf 3.4 $6.9M 1.1M 6.47
SPDR S&P Homebuilders (XHB) 2.8 $5.8M 338k 17.09
Goodrich Corporation 2.7 $5.5M 45k 123.75
Mead Johnson Nutrition 2.2 $4.5M 66k 68.74
Transocean (RIG) 2.1 $4.3M 113k 38.39
United States Oil Fund 1.8 $3.8M 99k 38.00
Amarin Corporation (AMRN) 1.8 $3.7M 488k 7.49
NetLogic Microsystems 1.7 $3.5M 70k 49.56
Ford Motor Company (F) 1.5 $3.1M 290k 10.76
Barclays Bk Plc ipth s^p vix 1.5 $3.1M 88k 35.60
Citigroup (C) 1.5 $3.1M 119k 26.31
Toyota Motor Corporation (TM) 1.5 $3.1M 47k 66.15
Bank of America Corporation (BAC) 1.4 $2.8M 510k 5.57
Accuray Incorporated (ARAY) 1.3 $2.7M 641k 4.23
Research In Motion 1.3 $2.7M 184k 14.58
Apple (AAPL) 1.1 $2.2M 5.5k 406.00
CSX Corporation (CSX) 1.0 $2.1M 100k 21.06
BHP Billiton (BHP) 1.0 $2.0M 29k 70.66
Walgreen Company 1.0 $2.0M 60k 33.00
Advanced Analogic Technologies In 1.0 $2.0M 342k 5.78
News Corporation 0.9 $1.9M 105k 18.18
Cme (CME) 0.9 $1.8M 7.5k 243.60
AngloGold Ashanti 0.9 $1.8M 42k 42.45
Telefonica (TEF) 0.8 $1.7M 100k 17.20
ArcelorMittal 0.8 $1.7M 94k 18.20
Market Vectors Gold Miners ETF 0.8 $1.7M 33k 51.60
Asml Holding Nv Adr depository receipts 0.8 $1.6M 38k 41.78
General Mtrs Co *w exp 07/10/201 0.8 $1.6M 205k 7.82
Whirlpool Corporation (WHR) 0.8 $1.6M 33k 47.45
Sears Holdings Corporation 0.7 $1.4M 45k 31.60
BHP Billiton 0.7 $1.4M 24k 58.41
iShares Silver Trust (SLV) 0.7 $1.4M 51k 26.91
Navios Maritime Acquis Corp 0.6 $1.3M 484k 2.69
Diamond Foods 0.6 $1.3M 40k 32.30
Infosys Technologies (INFY) 0.6 $1.3M 25k 51.39
KBR (KBR) 0.6 $1.3M 46k 27.86
Digirad Corporation 0.6 $1.3M 648k 1.96
SuccessFactors 0.6 $1.2M 30k 39.80
Pulte (PHM) 0.6 $1.1M 179k 6.31
American Eagle Outfitters (AEO) 0.6 $1.1M 75k 15.29
United Technologies Corporation 0.6 $1.1M 16k 73.10
iShares Dow Jones US Home Const. (ITB) 0.5 $1.1M 90k 11.88
Human Genome Sciences 0.5 $1.1M 143k 7.39
CVR Energy (CVI) 0.5 $941k 50k 18.73
Dryships/drys 0.4 $901k 451k 2.00
Morgan Stanley Emerging Markets Domestic (EDD) 0.4 $920k 65k 14.15
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.4 $899k 105k 8.57
Huaneng Power International 0.4 $884k 42k 21.02
Horizon Technology Fin (HRZN) 0.4 $863k 53k 16.28
Aeropostale 0.4 $839k 55k 15.25
Eli Lilly & Co. (LLY) 0.4 $831k 20k 41.55
Harmony Gold Mining (HMY) 0.4 $826k 71k 11.63
Golar Lng (GLNG) 0.4 $824k 19k 44.46
Google 0.4 $807k 1.3k 645.60
TRW Automotive Holdings 0.4 $815k 25k 32.60
McCormick & Schmick's Seafood Restaurant (MSSR) 0.4 $771k 88k 8.74
AmerisourceBergen (COR) 0.4 $744k 20k 37.20
Weatherford International Lt reg 0.3 $721k 49k 14.63
Abb (ABBNY) 0.3 $706k 38k 18.83
DST Systems 0.3 $683k 15k 45.53
Take-Two Interactive Software (TTWO) 0.3 $678k 50k 13.56
Covidien 0.3 $675k 15k 45.00
Procter & Gamble Company (PG) 0.3 $667k 10k 66.70
Marriott International (MAR) 0.3 $671k 23k 29.17
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.3 $660k 80k 8.25
Lear Corporation (LEA) 0.3 $637k 16k 39.81
Best Buy (BBY) 0.3 $643k 28k 23.38
Schnitzer Steel Industries (RDUS) 0.3 $634k 15k 42.27
Arch Coal 0.3 $588k 41k 14.52
DeVry 0.3 $577k 15k 38.47
Novartis (NVS) 0.3 $572k 10k 57.20
General Motors Company (GM) 0.3 $578k 29k 20.28
Sequenom 0.3 $558k 125k 4.46
Eldorado Gold Corp 0.3 $565k 41k 13.72
Panera Bread Company 0.3 $545k 3.9k 141.56
Allergan 0.2 $526k 6.0k 87.67
Unilever 0.2 $516k 15k 34.40
Anadarko Petroleum Corporation 0.2 $496k 6.5k 76.31
PetroChina Company 0.2 $491k 4.0k 124.30
Resolute Energy Corp *w exp 09/25/201 0.2 $498k 334k 1.49
Credit Suisse Group 0.2 $470k 20k 23.50
Life Technologies 0.2 $482k 12k 38.87
Starbucks Corporation (SBUX) 0.2 $460k 10k 46.00
Sims Metal Management (SMSMY) 0.2 $463k 36k 12.86
Bed Bath & Beyond 0.2 $435k 7.5k 58.00
Autoliv (ALV) 0.2 $428k 8.0k 53.50
Perrigo Company 0.2 $438k 4.5k 97.33
Agnico (AEM) 0.2 $436k 12k 36.33
SPDR KBW Regional Banking (KRE) 0.2 $427k 18k 24.40
Grifols S A 0.2 $436k 79k 5.53
Tekelec 0.2 $412k 38k 10.93
Vulcan Materials Company (VMC) 0.2 $394k 10k 39.40
Charming Shoppes 0.2 $385k 79k 4.90
Lululemon Athletica (LULU) 0.2 $397k 8.5k 46.71
Swift Transportation Company 0.2 $391k 48k 8.23
PostRock Energy Corporation 0.2 $393k 140k 2.81
Supervalu 0.2 $369k 45k 8.13
Gold Fields (GFI) 0.2 $381k 25k 15.24
Barnes (B) 0.2 $368k 15k 24.13
Sanofi-Aventis SA (SNY) 0.2 $365k 10k 36.50
Freeport-McMoRan Copper & Gold (FCX) 0.2 $368k 10k 36.80
Oil States International (OIS) 0.2 $382k 5.0k 76.40
Urban Outfitters (URBN) 0.2 $372k 14k 27.56
Hyperdynamics Corp 0.2 $382k 156k 2.45
NVIDIA Corporation (NVDA) 0.2 $347k 25k 13.88
Lowe's Companies (LOW) 0.2 $345k 14k 25.37
Kinross Gold Corp (KGC) 0.2 $342k 30k 11.40
Sanchez Energy Corp C ommon stocks 0.2 $345k 20k 17.25
Titan International (TWI) 0.2 $336k 17k 19.48
Industrial SPDR (XLI) 0.2 $338k 10k 33.80
Green Mountain Coffee Roasters 0.2 $336k 7.5k 44.80
ING Prime Rate Trust 0.2 $328k 64k 5.11
Hess (HES) 0.1 $312k 5.5k 56.73
Swift Energy Company 0.1 $303k 10k 29.71
Sealed Air (SEE) 0.1 $293k 17k 17.23
Actuant Corporation 0.1 $284k 13k 22.72
Microsoft Corporation (MSFT) 0.1 $267k 10k 25.92
Genworth Financial (GNW) 0.1 $263k 40k 6.58
Maxim Integrated Products 0.1 $260k 10k 26.00
Jefferies 0.1 $276k 20k 13.80
Children's Place Retail Stores (PLCE) 0.1 $266k 5.0k 53.20
Total (TTE) 0.1 $256k 5.0k 51.20
Huntsman Corporation (HUN) 0.1 $240k 24k 10.00
Noble Energy 0.1 $236k 2.5k 94.40
Manitowoc Company 0.1 $230k 25k 9.20
Occidental Petroleum Corporation (OXY) 0.1 $234k 2.5k 93.60
Chesapeake Energy Corporation 0.1 $223k 10k 22.30
France Telecom SA 0.1 $235k 15k 15.67
Telecom Italia Spa Milano (TIAIY) 0.1 $231k 26k 8.91
CTI Industries 0.1 $222k 51k 4.39
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $202k 5.8k 34.83
Hitachi (HTHIY) 0.1 $209k 4.0k 52.25
Mitsubishi UFJ Financial (MUFG) 0.1 $217k 52k 4.20
Ryanair Holdings 0.1 $209k 7.5k 27.87
MGM Resorts International. (MGM) 0.1 $209k 20k 10.45
Yanzhou Coal Mining (YZCAY) 0.1 $213k 10k 21.16
M.D.C. Holdings (MDC) 0.1 $213k 12k 17.60
Dex One Corporation 0.1 $204k 123k 1.66
Tesla Motors (TSLA) 0.1 $200k 7.0k 28.50
Babcock & Wilcox 0.1 $217k 9.0k 24.11
On Track Innovations 0.1 $200k 171k 1.17
Kraton Performance Polymers 0.1 $203k 10k 20.30
Intellipharmaceuticsintl Inc C 0.1 $203k 74k 2.75
Cabot Oil & Gas Corporation (CTRA) 0.1 $190k 2.5k 76.00
Lumber Liquidators Holdings (LL) 0.1 $177k 10k 17.70
Timken Company (TKR) 0.1 $194k 5.0k 38.80
Chico's FAS 0.1 $176k 16k 11.00
TiVo 0.1 $179k 20k 8.95
Sasol (SSL) 0.1 $190k 4.0k 47.50
Dendreon Corporation 0.1 $179k 24k 7.62
Hollyfrontier Corp 0.1 $187k 8.0k 23.38
Renren Inc- 0.1 $178k 50k 3.56
Chubb Corporation 0.1 $173k 2.5k 69.20
JPMorgan Chase & Co. (JPM) 0.1 $166k 5.0k 33.20
Mercury Computer Systems (MRCY) 0.1 $166k 13k 13.28
Tesoro Corporation 0.1 $175k 7.5k 23.33
PetroQuest Energy 0.1 $161k 24k 6.60
Southwest Airlines (LUV) 0.1 $171k 20k 8.55
Stec 0.1 $170k 20k 8.57
Family Dollar Stores 0.1 $144k 2.5k 57.60
Morgan Stanley (MS) 0.1 $151k 10k 15.10
Ares Capital Corporation (ARCC) 0.1 $155k 10k 15.50
Gulfport Energy Corporation 0.1 $147k 5.0k 29.40
AEGEAN MARINE PETROLEUM Networ Com Stk 0.1 $154k 38k 4.08
China Life Insurance Company 0.1 $148k 4.0k 37.00
Seadrill 0.1 $139k 4.2k 33.17
Sxc Health Solutions Corp 0.1 $143k 2.5k 57.20
Primoris Services (PRIM) 0.1 $149k 10k 14.90
Boston Private Finl Hldgs In *w exp 11/21/201 0.1 $140k 44k 3.21
Peabody Energy Corporation 0.1 $132k 4.0k 33.00
Teva Pharmaceutical Industries (TEVA) 0.1 $121k 3.0k 40.33
3M Company (MMM) 0.1 $123k 1.5k 82.00
Potash Corp. Of Saskatchewan I 0.1 $124k 3.0k 41.33
St. Joe Company (JOE) 0.1 $119k 8.2k 14.60
Concur Technologies 0.1 $127k 2.5k 50.80
Goldcorp 0.1 $114k 2.5k 44.74
K-V Pharmaceutical Company 0.1 $134k 96k 1.40
Rovi Corporation 0.1 $123k 5.0k 24.60
Winn-Dixie Stores 0.1 $125k 13k 10.00
Cameron International Corporation 0.1 $123k 2.5k 49.20
Dana Holding Corporation (DAN) 0.1 $122k 10k 12.20
Shutterfly 0.1 $114k 5.0k 22.80
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $121k 12k 10.49
Homeaway 0.1 $116k 5.0k 23.20
Gazit Globe (GZTGF) 0.1 $126k 13k 9.40
Cnooc 0.1 $105k 600.00 175.00
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.1 $112k 9.6k 11.71
KB Home (KBH) 0.1 $101k 15k 6.73
Tenet Healthcare Corporation 0.1 $103k 20k 5.15
Cummins (CMI) 0.1 $106k 1.2k 88.33
Masco Corporation (MAS) 0.1 $105k 10k 10.50
Zimmer Holdings (ZBH) 0.1 $107k 2.0k 53.50
PennantPark Investment (PNNT) 0.1 $101k 10k 10.10
AK Steel Holding Corporation 0.1 $103k 13k 8.24
Wacoal Holdings Corporation 0.1 $105k 1.6k 65.62
ProShares UltraShort S&P500 0.1 $106k 5.5k 19.27
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.1 $111k 13k 8.88
Leap Wireless International 0.0 $93k 10k 9.30
Pioneer Natural Resources (PXD) 0.0 $89k 1.0k 89.00
Cellcom Israel (CELJF) 0.0 $85k 5.0k 17.00
Polypore International 0.0 $88k 2.0k 44.00
Travelzoo 0.0 $74k 3.0k 24.67
Frontline Limited Usd2.5 0.0 $86k 20k 4.30
BJ's Restaurants (BJRI) 0.0 $91k 2.0k 45.50
Gastar Exploration 0.0 $79k 25k 3.19
Promotora De Informaciones S adr cl b conv 0.0 $86k 18k 4.85
Pacific Drilling Sa 0.0 $73k 7.9k 9.24
Range Resources (RRC) 0.0 $62k 1.0k 62.00
Crocs (CROX) 0.0 $70k 4.8k 14.74
RadioShack Corporation 0.0 $58k 6.0k 9.67
Halliburton Company (HAL) 0.0 $52k 1.5k 34.67
Pepsi (PEP) 0.0 $66k 1.0k 66.00
Gap (GPS) 0.0 $56k 3.0k 18.67
Forest Laboratories 0.0 $61k 2.0k 30.50
Drdgold (DRD) 0.0 $71k 13k 5.46
Aluminum Corp. of China 0.0 $64k 5.9k 10.93
Portugal Telecom, SGPS 0.0 $58k 10k 5.80
Silver Standard Res 0.0 $69k 5.0k 13.80
Temple-Inland 0.0 $63k 2.0k 31.43
BioMimetic Therapeutics 0.0 $57k 20k 2.85
Goodrich Petroleum Corporation 0.0 $69k 5.0k 13.80
Steinway Musical Instruments 0.0 $52k 2.1k 24.92
Jaguar Mng 0.0 $58k 9.0k 6.44
Transalta Corp (TAC) 0.0 $53k 2.5k 21.20
Verint Systems (VRNT) 0.0 $69k 2.5k 27.60
Hldgs (UAL) 0.0 $66k 3.5k 18.86
Kemet Corporation Cmn 0.0 $63k 9.0k 7.00
UQM Technologies 0.0 $54k 39k 1.38
Sonesta International Hotels Corporation (SNSTA) 0.0 $54k 1.8k 30.44
American Intl Group 0.0 $72k 13k 5.54
Arcos Dorados Holdings (ARCO) 0.0 $62k 3.0k 20.67
Wendy's/arby's Group (WEN) 0.0 $67k 13k 5.36
Ntelos Holdings 0.0 $61k 3.0k 20.33
Dick's Sporting Goods (DKS) 0.0 $37k 1.0k 37.00
Bristol Myers Squibb (BMY) 0.0 $35k 1.0k 35.00
Boeing Company (BA) 0.0 $37k 500.00 74.00
Honda Motor (HMC) 0.0 $38k 1.2k 30.55
Stryker Corporation (SYK) 0.0 $50k 1.0k 50.00
Xerox Corporation 0.0 $40k 5.0k 8.00
Energy Xxi 0.0 $48k 1.5k 32.00
First Solar (FSLR) 0.0 $34k 1.0k 34.00
Wynn Resorts (WYNN) 0.0 $33k 300.00 110.00
Delta Air Lines (DAL) 0.0 $40k 5.0k 8.00
Plains Exploration & Production Company 0.0 $37k 1.0k 37.00
Partner Communications Company 0.0 $44k 5.0k 8.80
Mizuho Financial (MFG) 0.0 $45k 17k 2.65
QLogic Corporation 0.0 $38k 2.5k 15.20
Lufkin Industries 0.0 $34k 500.00 68.00
Intrepid Potash 0.0 $45k 2.0k 22.50
U.S. Gold Corporation 0.0 $50k 15k 3.33
Cryptologic 0.0 $36k 15k 2.40
Chimera Investment Corporation 0.0 $50k 20k 2.50
MedAssets 0.0 $46k 5.0k 9.20
Utilities SPDR (XLU) 0.0 $32k 900.00 35.56
Essex Rental 0.0 $38k 13k 3.01
Huntington Bancshares Incorporated (HBAN) 0.0 $27k 5.0k 5.40
Banco Santander (BSBR) 0.0 $28k 3.5k 8.00
Ubs Ag Cmn 0.0 $18k 1.5k 12.00
Avon Products 0.0 $17k 1.0k 17.00
Adobe Systems Incorporated (ADBE) 0.0 $14k 500.00 28.00
Regions Financial Corporation (RF) 0.0 $11k 2.5k 4.40
Alcoa 0.0 $26k 3.0k 8.67
USG Corporation 0.0 $15k 1.5k 10.00
Parlux Fragrances 0.0 $30k 6.0k 5.00
Onyx Pharmaceuticals 0.0 $18k 400.00 45.00
Stillwater Mining Company 0.0 $21k 2.0k 10.50
Ciena Corporation (CIEN) 0.0 $30k 2.5k 12.00
Novagold Resources Inc Cad (NG) 0.0 $31k 3.6k 8.61
United States Steel Corporation (X) 0.0 $26k 1.0k 26.00
SonoSite 0.0 $15k 300.00 50.00
Semiconductor Manufacturing Int'l 0.0 $15k 6.3k 2.39
Guangshen Railway 0.0 $29k 1.6k 18.19
Targacept 0.0 $28k 5.0k 5.60
Brink's Company (BCO) 0.0 $13k 500.00 26.00
Ballantyne Strong 0.0 $12k 3.0k 4.00
Consumer Staples Select Sect. SPDR (XLP) 0.0 $26k 800.00 32.50
Curis 0.0 $23k 5.0k 4.60
Genon Energy 0.0 $20k 7.5k 2.67
Unilife US 0.0 $24k 7.9k 3.06
General Mtrs Co jr pfd cnv srb 0.0 $17k 500.00 34.00
Wts Talbots 0.0 $14k 697k 0.02
Barclays Bank Plc equity 0.0 $14k 500.00 28.00
Cell Therapeutics 0.0 $17k 15k 1.13
Ocean Rig Udw 0.0 $29k 2.4k 12.20
China Petroleum & Chemical 0.0 $2.0k 15.00 133.33
HSBC Holdings (HSBC) 0.0 $8.0k 200.00 40.00
Ecolab (ECL) 0.0 $369.900000 6.00 61.65
Walt Disney Company (DIS) 0.0 $249.180000 6.00 41.53
RadNet (RDNT) 0.0 $10k 5.0k 2.00
Apache Corporation 0.0 $213.360000 2.00 106.68
Rio Tinto (RIO) 0.0 $10k 200.00 50.00
Westpac Banking Corporation 0.0 $455.880000 4.00 113.97
Coca-Cola HBC 0.0 $453.790000 23.00 19.73
Gran Tierra Energy 0.0 $9.0k 1.8k 4.97
North Amern Palladium 0.0 $10k 4.0k 2.50
Advantest (ATEYY) 0.0 $999.810000 63.00 15.87
Polymet Mining Corp 0.0 $3.0k 2.5k 1.20
Valeant Pharmaceuticals Int 0.0 $290.940000 6.00 48.49
Ford Mtr Co Del *w exp 01/01/201 0.0 $5.0k 2.1k 2.38
Celgene Corp right 12/31/2011 0.0 $7.0k 5.0k 1.40
T3 Motion Inc *w exp 05/13/20 0.0 $0 3.0k 0.00
T3 Motion Inc *w exp 99/99/99 0.0 $0 3.0k 0.00