First New York Securities

First New York Securities as of Dec. 31, 2013

Portfolio Holdings for First New York Securities

First New York Securities holds 255 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 17.8 $29M 158k 185.00
Santarus 4.7 $7.7M 240k 31.96
Us Natural Gas Fd Etf 4.4 $7.2M 350k 20.70
Life Technologies 3.5 $5.7M 75k 75.79
Ambac Finl Group Inc *w exp 04/30/202 3.0 $4.9M 329k 14.94
Unilever 2.3 $3.7M 92k 40.23
iShares Dow Jones US Home Const. (ITB) 2.3 $3.7M 150k 24.82
Market Vectors Gold Miners ETF 2.1 $3.5M 168k 21.13
eBay (EBAY) 2.0 $3.4M 62k 54.77
Apple (AAPL) 1.9 $3.1M 5.5k 560.00
Cisco Systems (CSCO) 1.7 $2.8M 127k 22.43
Pimco Dynamic Credit Income other 1.7 $2.8M 122k 22.48
Coca-Cola Company (KO) 1.6 $2.7M 65k 41.32
Chevron Corporation (CVX) 1.5 $2.5M 20k 124.93
Morgan Stanley Emerging Markets Domestic (EDD) 1.4 $2.3M 178k 13.02
SPDR S&P Metals and Mining (XME) 1.4 $2.3M 55k 42.00
iShares Dow Jones US Real Estate (IYR) 1.1 $1.9M 30k 63.07
Deutsche Bank Ag-registered (DB) 1.1 $1.9M 39k 48.23
Noble Corp Plc equity 1.1 $1.9M 50k 37.48
Ocean Rig Udw 1.1 $1.8M 96k 19.26
Zynga 1.1 $1.8M 467k 3.80
Valassis Communications 1.1 $1.7M 50k 34.25
Anheuser-Busch InBev NV (BUD) 1.0 $1.7M 16k 106.44
WisdomTree Japan Total Dividend (DXJ) 1.0 $1.7M 33k 50.80
Biodel 1.0 $1.6M 717k 2.28
Time Warner Cable 0.9 $1.4M 11k 135.83
Sina Corporation 0.8 $1.3M 16k 84.40
General Motors Company (GM) 0.8 $1.3M 31k 40.90
Accuray Incorporated (ARAY) 0.8 $1.2M 143k 8.71
QEP Resources 0.7 $1.2M 39k 30.65
FirstEnergy (FE) 0.7 $1.2M 35k 33.00
American Airls (AAL) 0.7 $1.1M 45k 25.29
SYSCO Corporation (SYY) 0.7 $1.1M 30k 36.10
Qiagen 0.7 $1.1M 46k 23.80
Alere 0.6 $1.0M 28k 36.21
Gaming & Leisure Pptys (GLPI) 0.6 $1.0M 20k 50.80
News Corp Class B cos (NWS) 0.6 $981k 55k 17.84
Tenaris (TS) 0.6 $961k 22k 43.68
World Acceptance (WRLD) 0.6 $962k 11k 87.43
Market Vectors Oil Service Etf 0.6 $961k 20k 48.05
Yum! Brands (YUM) 0.6 $945k 13k 75.60
Asml Holding (ASML) 0.6 $937k 10k 93.70
Royal Caribbean Cruises (RCL) 0.6 $924k 20k 47.38
J.C. Penney Company 0.6 $903k 99k 9.12
Goldman Sachs (GS) 0.5 $886k 5.0k 177.20
Regeneron Pharmaceuticals (REGN) 0.5 $881k 3.2k 275.31
Royal Dutch Shell 0.5 $891k 13k 71.28
SPDR KBW Regional Banking (KRE) 0.5 $891k 22k 40.50
Statoil ASA 0.5 $869k 36k 24.14
Pennantpark Floating Rate Capi (PFLT) 0.5 $869k 63k 13.73
Hertz Global Holdings 0.5 $844k 30k 28.61
ACCRETIVE Health 0.5 $815k 89k 9.16
Silicon Laboratories (SLAB) 0.5 $812k 19k 43.31
Total (TTE) 0.5 $766k 13k 61.28
Nuveen Intermediate 0.5 $771k 67k 11.51
Fairway Group Holdings 0.5 $771k 43k 18.13
Tcp Capital 0.5 $732k 44k 16.78
Kkr Income Opportunities (KIO) 0.4 $665k 37k 17.97
Occidental Petroleum Corporation (OXY) 0.4 $646k 6.8k 95.00
Deckers Outdoor Corporation (DECK) 0.4 $633k 7.5k 84.33
Sony Corporation (SONY) 0.4 $588k 34k 17.29
Canadian Solar (CSIQ) 0.4 $596k 20k 29.80
Delhaize 0.4 $594k 10k 59.40
Novagold Resources Inc Cad (NG) 0.4 $598k 235k 2.54
SPDR Gold Trust (GLD) 0.3 $581k 5.0k 116.20
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $573k 59k 9.72
Baker Hughes Incorporated 0.3 $553k 10k 55.30
iShares Silver Trust (SLV) 0.3 $561k 30k 18.70
Fifth Street Finance 0.3 $524k 57k 9.24
Neonode 0.3 $519k 82k 6.32
Vale (VALE) 0.3 $495k 33k 15.23
Big Lots (BIGGQ) 0.3 $483k 15k 32.20
PowerShares DB US Dollar Index Bullish 0.3 $484k 23k 21.50
Novacopper 0.3 $456k 300k 1.52
Metropcs Communications (TMUS) 0.3 $467k 14k 33.85
Cnh Industrial (CNH) 0.3 $457k 40k 11.37
Halliburton Company (HAL) 0.3 $442k 8.7k 50.80
iShares MSCI Brazil Index (EWZ) 0.3 $447k 10k 44.70
Ascena Retail 0.3 $423k 20k 21.15
Gt Solar Int'l 0.3 $430k 49k 8.72
Whitewave Foods 0.3 $430k 19k 22.93
NxStage Medical 0.2 $410k 41k 10.00
New Mountain Finance Corp (NMFC) 0.2 $404k 27k 15.02
Intel Corporation (INTC) 0.2 $389k 15k 25.93
BioScrip 0.2 $374k 51k 7.40
Kinross Gold Corp (KGC) 0.2 $372k 85k 4.38
Emerald Oil 0.2 $383k 50k 7.66
Nuveen Muni Value Fund (NUV) 0.2 $360k 40k 9.04
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $365k 25k 14.60
Orange Sa (ORANY) 0.2 $368k 30k 12.36
Microsoft Corporation (MSFT) 0.2 $344k 9.2k 37.39
Cynosure 0.2 $346k 13k 26.62
ConAgra Foods (CAG) 0.2 $337k 10k 33.70
CTI Industries 0.2 $331k 57k 5.84
Nts Inc Nev 0.2 $334k 169k 1.97
Ubs Ag Cmn 0.2 $295k 15k 19.28
NiSource (NI) 0.2 $296k 9.0k 32.89
Ares Capital Corporation (ARCC) 0.2 $297k 17k 17.78
Sarepta Therapeutics (SRPT) 0.2 $304k 15k 20.27
Barrick Gold Corp (GOLD) 0.2 $273k 16k 17.61
Newcastle Investment 0.2 $287k 50k 5.74
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $283k 56k 5.04
Speedway Motorsports 0.2 $271k 14k 19.87
Hollyfrontier Corp 0.1 $248k 5.0k 49.60
ResMed (RMD) 0.1 $235k 5.0k 46.99
LSI Corporation 0.1 $231k 22k 10.71
Barnes & Noble 0.1 $224k 15k 14.93
Axiall 0.1 $237k 5.0k 47.40
Doubleline Income Solutions (DSL) 0.1 $224k 11k 21.13
OSI Systems (OSIS) 0.1 $212k 4.0k 53.00
Jack in the Box (JACK) 0.1 $200k 4.0k 50.00
Supervalu 0.1 $180k 25k 7.20
Cooper Tire & Rubber Company 0.1 $175k 7.3k 23.97
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $175k 1.8k 100.00
BlackRock Floating Rate Income Trust (BGT) 0.1 $182k 13k 14.00
Gsv Cap Corp 0.1 $181k 15k 12.07
Safeway 0.1 $163k 5.0k 32.60
Pan American Silver Corp Can (PAAS) 0.1 $164k 14k 11.71
Ypf Sa (YPF) 0.1 $165k 5.0k 33.00
Cobalt Intl Energy 0.1 $165k 10k 16.50
Iron Mountain Incorporated 0.1 $152k 5.0k 30.40
SandRidge Energy 0.1 $150k 25k 6.00
G-III Apparel (GIII) 0.1 $148k 2.0k 74.00
Suncor Energy (SU) 0.1 $140k 4.0k 35.00
Applied Micro Circuits Corporation 0.1 $134k 10k 13.40
Cree 0.1 $125k 2.0k 62.50
BlueLinx Holdings 0.1 $128k 65k 1.97
InterOil Corporation 0.1 $129k 2.5k 51.60
Servicesource 0.1 $126k 15k 8.40
Clearbridge Amern Energ M 0.1 $134k 7.5k 17.87
Gerdau SA (GGB) 0.1 $118k 15k 7.87
Nuance Communications 0.1 $122k 8.0k 15.25
Compuware Corporation 0.1 $112k 10k 11.20
Triumph (TGI) 0.1 $114k 1.5k 76.00
DNP Select Income Fund (DNP) 0.1 $113k 12k 9.40
ING Prime Rate Trust 0.1 $110k 19k 5.83
LRAD Corporation 0.1 $107k 57k 1.88
Caesars Acquisition Co cl a 0.1 $121k 10k 12.02
New Gold Inc Cda (NGD) 0.1 $100k 18k 5.56
Unit Corporation 0.1 $103k 2.0k 51.50
Galectin Therapeutics Wrnt W Exp 3/28/2017 0.1 $96k 20k 4.82
Blackberry (BB) 0.1 $100k 13k 8.00
Union Pacific Corporation (UNP) 0.1 $84k 500.00 168.00
Telefonica (TEF) 0.1 $82k 5.0k 16.40
Abercrombie & Fitch (ANF) 0.1 $82k 2.5k 32.80
iShares Russell 2000 Index (IWM) 0.1 $81k 700.00 115.71
Cliffs Natural Resources 0.1 $78k 3.0k 26.00
Teradyne (TER) 0.1 $88k 5.0k 17.60
Teck Resources Ltd cl b (TECK) 0.1 $78k 3.0k 26.00
Ariad Pharmaceuticals 0.1 $88k 13k 6.77
Navios Maritime Acquis Corp 0.1 $81k 19k 4.38
Kinder Morgan Inc/delaware Wts 0.1 $81k 20k 4.05
Infoblox 0.1 $80k 2.4k 32.87
Monsanto Company 0.0 $58k 500.00 116.00
Darden Restaurants (DRI) 0.0 $65k 1.2k 54.17
Lamar Advertising Company 0.0 $68k 1.3k 52.31
DISH Network 0.0 $58k 1.0k 58.00
Chesapeake Energy Corporation 0.0 $68k 2.5k 27.20
Merge Healthcare 0.0 $58k 25k 2.32
Financial Select Sector SPDR (XLF) 0.0 $66k 3.0k 22.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $68k 1.0k 68.00
Tufco Technologies (TFCO) 0.0 $65k 11k 6.07
Homeaway 0.0 $72k 1.8k 41.14
Cit 0.0 $52k 1.0k 52.00
Comcast Corporation (CMCSA) 0.0 $52k 1.0k 52.00
General Electric Company 0.0 $56k 2.0k 28.00
NVIDIA Corporation (NVDA) 0.0 $46k 2.9k 15.91
Gol Linhas Aereas Inteligentes SA 0.0 $57k 13k 4.56
Arch Coal 0.0 $44k 10k 4.40
JetBlue Airways Corporation (JBLU) 0.0 $56k 6.5k 8.62
Campbell Soup Company (CPB) 0.0 $43k 1.0k 43.00
RadioShack Corporation 0.0 $53k 21k 2.59
American Electric Power Company (AEP) 0.0 $47k 1.0k 47.00
Discovery Communications 0.0 $45k 500.00 90.00
Cablevision Systems Corporation 0.0 $45k 2.5k 18.00
salesforce (CRM) 0.0 $55k 1.0k 55.00
Banco Santander (SAN) 0.0 $45k 5.0k 9.00
Atmi 0.0 $45k 1.5k 30.00
Allegheny Technologies Incorporated (ATI) 0.0 $53k 1.5k 35.33
Scripps Networks Interactive 0.0 $43k 500.00 86.00
Curis 0.0 $48k 17k 2.82
Jones Group 0.0 $45k 3.0k 15.00
Fusion-io 0.0 $54k 6.0k 9.00
ALCO Stores 0.0 $42k 4.5k 9.33
JPMorgan Chase & Co. (JPM) 0.0 $29k 500.00 58.00
Bank of America Corporation (BAC) 0.0 $26k 1.7k 15.29
JAKKS Pacific 0.0 $35k 5.1k 6.86
Key (KEY) 0.0 $27k 2.0k 13.50
Hecla Mining Company (HL) 0.0 $31k 10k 3.10
SanDisk Corporation 0.0 $35k 500.00 70.00
Goodrich Petroleum Corporation 0.0 $26k 1.5k 17.33
Moly 0.0 $25k 4.5k 5.56
Coleman Cable 0.0 $26k 1.0k 26.00
ARMOUR Residential REIT 0.0 $40k 10k 4.00
INC Ventrus Biosciences 0.0 $34k 9.0k 3.78
Facebook Inc cl a (META) 0.0 $27k 500.00 54.00
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $40k 500.00 80.00
Sunedison 0.0 $26k 2.0k 13.00
E TRADE Financial Corporation 0.0 $20k 1.0k 20.00
Huntington Bancshares Incorporated (HBAN) 0.0 $19k 2.0k 9.50
People's United Financial 0.0 $23k 1.5k 15.33
Peabody Energy Corporation 0.0 $20k 1.0k 20.00
Interpublic Group of Companies (IPG) 0.0 $18k 1.0k 18.00
Potash Corp. Of Saskatchewan I 0.0 $16k 500.00 32.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $23k 600.00 38.33
Tibco Software 0.0 $11k 500.00 22.00
Delta Air Lines (DAL) 0.0 $14k 500.00 28.00
Hawaiian Holdings 0.0 $19k 2.0k 9.50
PMC-Sierra 0.0 $10k 1.5k 6.67
United Microelectronics (UMC) 0.0 $10k 5.0k 2.00
McDermott International 0.0 $14k 1.5k 9.33
Vivus 0.0 $18k 2.0k 9.00
Brink's Company (BCO) 0.0 $17k 500.00 34.00
Gran Tierra Energy 0.0 $14k 1.8k 7.73
Amarin Corporation (AMRN) 0.0 $10k 5.0k 2.00
Hldgs (UAL) 0.0 $19k 500.00 38.00
Discovery Laboratories 0.0 $14k 6.0k 2.33
Icg Group 0.0 $9.0k 500.00 18.00
Infinity Cross Bo 0.0 $15k 24k 0.62
Arca Biopharma 0.0 $14k 8.0k 1.74
Oramed Pharm (ORMP) 0.0 $11k 736.00 14.95
Freeseas Inc shs par 0.001 0.0 $18k 7.7k 2.35
Genco Shipping & Trading 0.0 $3.0k 1.0k 3.00
Cnooc 0.0 $0 1.00 0.00
Boston Scientific Corporation (BSX) 0.0 $6.0k 500.00 12.00
Xilinx 0.0 $0 1.00 0.00
Texas Instruments Incorporated (TXN) 0.0 $4.0k 100.00 40.00
Standard Pacific 0.0 $5.0k 500.00 10.00
NII Holdings 0.0 $999.000000 300.00 3.33
Goldcorp 0.0 $0 12.00 0.00
MannKind Corporation 0.0 $3.0k 500.00 6.00
Pain Therapeutics 0.0 $3.0k 699.00 4.29
Skyworks Solutions (SWKS) 0.0 $0 1.00 0.00
F5 Networks (FFIV) 0.0 $0 2.00 0.00
Metali 0.0 $6.0k 3.0k 2.00
Dynavax Technologies Corporation 0.0 $1.0k 596.00 1.68
NL Industries (NL) 0.0 $6.0k 500.00 12.00
Dynamics Research Corporation 0.0 $1.0k 100.00 10.00
Cadence Pharmaceuticals 0.0 $0 2.00 0.00
DARA BioSciences 0.0 $1.0k 2.0k 0.50
China New Borun 0.0 $1.0k 500.00 2.00
Glu Mobile 0.0 $1.0k 200.00 5.00
Gigoptix 0.0 $0 100.00 0.00
Yrc Worldwide Inc Com par $.01 0.0 $4.0k 249.00 16.06
Angie's List 0.0 $5.0k 300.00 16.67
Empire Resorts 0.0 $5.0k 1.0k 4.86
Claymore Exchange Trd Fd Tr guggenheim sol 0.0 $2.0k 50.00 40.00
Sunshine Heart 0.0 $999.700000 65.00 15.38
Trulia 0.0 $4.0k 100.00 40.00
Revolution Lighting Tech 0.0 $4.0k 1.2k 3.25
REPCOM cla 0.0 $8.0k 160.00 50.00
Superconductor Technologies 0.0 $1.0k 500.00 2.00
National Bk Greece S A spn adr rep 1 sh 0.0 $2.0k 300.00 6.67
Ipath S&p 500 Vix S/t Fu Etn 0.0 $4.0k 100.00 40.00
Newlead Holdings Ltd shs par $0.01 0.0 $999.000000 300.00 3.33