Focused Wealth Management

Focused Wealth Management as of Sept. 30, 2024

Portfolio Holdings for Focused Wealth Management

Focused Wealth Management holds 213 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Prtflo S&p500 Gw (SPYG) 15.4 $118M 1.4M 82.94
Vanguard Index Fds Value Etf (VTV) 11.9 $92M 525k 174.57
Invesco Qqq Tr Unit Ser 1 (QQQ) 8.5 $66M 134k 488.07
Ishares Tr 0-3 Mnth Treasry (SGOV) 4.8 $37M 365k 100.72
Vanguard Scottsdale Fds Int-term Corp (VCIT) 4.1 $31M 373k 83.75
Vanguard Whitehall Fds High Div Yld (VYM) 3.4 $26M 205k 128.20
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 3.2 $25M 330k 75.11
Apple Call Option (AAPL) 3.2 $25M 105k 233.00
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 2.8 $22M 457k 47.85
Vanguard Whitehall Fds Intl Dvd Etf (VIGI) 2.7 $21M 237k 88.28
Select Sector Spdr Tr Financial (XLF) 2.6 $20M 437k 45.32
Spdr Ser Tr Bloomberg 1-3 Mo (BIL) 1.9 $14M 156k 91.81
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 1.7 $13M 73k 179.16
Select Sector Spdr Tr Sbi Healthcare (XLV) 1.5 $12M 77k 154.02
Vanguard World Mega Grwth Ind (MGK) 1.5 $12M 37k 321.95
Vanguard Index Fds Small Cp Etf (VB) 1.4 $11M 44k 237.21
Blackrock Tax Municpal Bd Tr SHS (BBN) 1.3 $10M 579k 17.82
Vanguard World Inf Tech Etf (VGT) 1.2 $9.5M 16k 586.52
Blackstone Group Inc Com Cl A (BX) 1.0 $7.5M 49k 153.13
Vanguard Index Fds Sml Cp Grw Etf (VBK) 1.0 $7.5M 28k 267.37
Costco Wholesale Corporation (COST) 0.9 $7.2M 8.1k 889.07
Meta Platforms Cl A (META) 0.8 $6.5M 11k 572.42
Amazon (AMZN) 0.8 $6.0M 32k 186.33
Tesla Motors (TSLA) 0.8 $5.8M 22k 261.63
Alphabet Cap Stk Cl A (GOOGL) 0.7 $5.6M 34k 165.85
Bank of America Corporation (BAC) 0.7 $5.5M 139k 39.68
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.6 $4.8M 11k 460.27
Microsoft Corporation (MSFT) 0.6 $4.4M 10k 430.28
J P Morgan Exchange Traded F Equity Premium (JEPI) 0.6 $4.4M 74k 59.51
salesforce Call Option (CRM) 0.6 $4.4M 16k 273.71
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.5 $4.1M 468k 8.72
Walt Disney Company (DIS) 0.5 $4.0M 41k 96.19
Ishares Tr Core S&p Us Gwt (IUSG) 0.5 $3.8M 502.00 7633.35
Nuveen Equity Premium Income Fund (BXMX) 0.5 $3.8M 278k 13.72
Wabtec Corporation (WAB) 0.5 $3.5M 468.00 7577.09
Nasdaq Omx (NDAQ) 0.5 $3.5M 473.00 7497.00
Starwood Property Trust (STWD) 0.4 $3.3M 160k 20.38
Pfizer (PFE) 0.4 $3.0M 105k 28.94
Caterpillar (CAT) 0.4 $3.0M 7.7k 391.13
NVIDIA Corporation (NVDA) 0.4 $2.9M 24k 121.44
Citigroup Com New (C) 0.4 $2.9M 47k 62.60
Exxon Mobil Corporation (XOM) 0.4 $2.8M 24k 117.22
International Business Machines (IBM) 0.3 $2.5M 11k 221.08
Goldman Sachs (GS) 0.3 $2.4M 4.8k 495.15
JPMorgan Chase & Co. (JPM) 0.3 $2.1M 10k 210.85
Ge Aerospace Com New (GE) 0.3 $2.0M 11k 188.58
Honeywell International Put Option (HON) 0.3 $2.0M 9.6k 206.71
American Battery Technology Com New (ABAT) 0.3 $1.9M 507.00 3794.48
Wal-Mart Stores (WMT) 0.2 $1.9M 24k 80.75
Abbvie Call Option (ABBV) 0.2 $1.8M 9.2k 197.48
Intel Corporation (INTC) 0.2 $1.8M 75k 23.46
Johnson & Johnson (JNJ) 0.2 $1.6M 10k 162.06
Vanguard Index Fds Total Stk Mkt (VTI) 0.2 $1.6M 5.5k 283.15
Alphabet Cap Stk Cl C (GOOG) 0.2 $1.4M 8.6k 167.20
Nucor Corporation (NUE) 0.2 $1.4M 9.6k 150.33
Vanguard World Health Car Etf (VHT) 0.2 $1.4M 5.1k 282.20
At&t (T) 0.2 $1.4M 64k 22.00
Altria (MO) 0.2 $1.4M 28k 51.04
Ishares Tr 7-10 Yr Trsy Bd (IEF) 0.2 $1.3M 14k 98.12
Blackrock N Y Mun Income Tru Sh Ben Int (BNY) 0.2 $1.3M 119k 11.00
Kinder Morgan (KMI) 0.2 $1.3M 58k 22.09
Ishares Tr Core S&p500 Etf (IVV) 0.2 $1.3M 2.2k 576.91
Kimco Realty Corporation (KIM) 0.2 $1.2M 498.00 2481.20
Owens Corning Put Option (OC) 0.2 $1.2M 7.0k 176.52
Wells Fargo & Company Call Option (WFC) 0.2 $1.2M 21k 56.49
Applied Materials (AMAT) 0.2 $1.2M 5.7k 202.07
3M Company (MMM) 0.1 $1.1M 8.4k 136.70
Organon & Co Common Stock (OGN) 0.1 $1.1M 509.00 2219.65
Ishares Tr Msci Usa Mmentm (MTUM) 0.1 $1.1M 5.3k 202.74
Ishares Tr S&p 500 Grwt Etf (IVW) 0.1 $1.1M 11k 95.75
Vanguard Index Fds Growth Etf (VUG) 0.1 $977k 2.5k 383.95
BlackRock MuniHoldings New York Insured (MHN) 0.1 $902k 81k 11.16
Super Micro Computer (SMCI) 0.1 $871k 2.1k 416.40
Royce Value Trust (RVT) 0.1 $843k 54k 15.70
Merck & Co (MRK) 0.1 $839k 7.4k 113.56
Nextera Energy (NEE) 0.1 $788k 9.3k 84.53
Ishares Tr Ibonds 25 Trm Ts (IBTF) 0.1 $764k 33k 23.42
Oracle Corporation (ORCL) 0.1 $674k 4.0k 170.40
Ge Vernova (GEV) 0.1 $673k 2.6k 254.98
Kimberly-Clark Corporation (KMB) 0.1 $661k 4.6k 142.29
Pinterest Cl A (PINS) 0.1 $646k 20k 32.37
Verizon Communications (VZ) 0.1 $645k 14k 44.91
Novo-nordisk A S Adr (NVO) 0.1 $635k 5.3k 119.07
Spdr Ser Tr Prtflo S&p500 Hi (SPYD) 0.1 $632k 14k 45.65
Eli Lilly & Co. (LLY) 0.1 $622k 702.00 886.29
American Healthcare Reit Com Shs (AHR) 0.1 $621k 24k 26.10
Deckers Outdoor Corporation (DECK) 0.1 $620k 444.00 1396.69
Digitalocean Hldgs (DOCN) 0.1 $603k 15k 40.39
Chevron Corporation (CVX) 0.1 $598k 4.1k 147.31
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.1 $592k 444.00 1334.32
Medtronic SHS Call Option (MDT) 0.1 $592k 6.6k 90.03
Shopify Cl A (SHOP) 0.1 $583k 7.3k 80.14
Procter & Gamble Company (PG) 0.1 $567k 3.3k 173.21
Netflix (NFLX) 0.1 $560k 790.00 709.27
Live Nation Entertainment Put Option (LYV) 0.1 $548k 5.0k 109.49
CSX Corporation (CSX) 0.1 $548k 479.00 1142.90
The Trade Desk Com Cl A (TTD) 0.1 $528k 4.8k 109.65
Cisco Systems (CSCO) 0.1 $527k 9.9k 53.22
Pgim Etf Tr Pgim Ultra Sh Bd (PULS) 0.1 $527k 11k 49.78
Realty Income (O) 0.1 $526k 8.3k 63.42
Pimco Etf Tr Active Bd Etf (BOND) 0.1 $524k 5.5k 94.61
Innovative Industria A (IIPR) 0.1 $517k 3.8k 134.60
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.1 $507k 10k 48.98
Ishares Tr Esg Scrnd S&p500 (XVV) 0.1 $504k 481.00 1048.17
C3 Ai Cl A (AI) 0.1 $503k 21k 24.23
Colgate-Palmolive Company (CL) 0.1 $494k 4.8k 103.81
Union Pacific Corporation (UNP) 0.1 $482k 2.0k 246.45
Tapestry Put Option (TPR) 0.1 $470k 10k 46.98
High Tide Com New (HITI) 0.1 $470k 500.00 939.60
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $469k 2.4k 198.08
Snowflake Cl A (SNOW) 0.1 $469k 4.1k 114.86
Boeing Company (BA) 0.1 $461k 3.0k 152.02
Under Armour CL C (UA) 0.1 $459k 474.00 969.28
Roku Com Cl A (ROKU) 0.1 $438k 5.9k 74.66
Aon Shs Cl A (AON) 0.1 $428k 1.2k 345.99
Home Depot (HD) 0.1 $428k 1.1k 405.03
Palantir Technologies Cl A (PLTR) 0.1 $426k 12k 37.20
Eaton Corp SHS (ETN) 0.1 $424k 1.3k 331.44
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.1 $421k 734.00 574.01
Vanguard World Financials Etf (VFH) 0.1 $416k 3.8k 109.91
M&T Bank Corporation (MTB) 0.1 $405k 2.3k 178.14
Consolidated Edison (ED) 0.1 $399k 3.8k 104.14
J P Morgan Exchange Traded F Nasdaq Eqt Prem (JEPQ) 0.1 $398k 7.2k 54.93
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.0 $382k 3.7k 104.18
Vaneck Etf Trust High Yld Munietf (HYD) 0.0 $377k 7.1k 53.07
Ishares Tr Ibonds 26 Trm Ts (IBTG) 0.0 $377k 16k 23.07
Ishares Tr S&p 100 Etf (OEF) 0.0 $374k 1.4k 276.77
Pepsi (PEP) 0.0 $371k 2.2k 170.04
Ishares Tr Msci Emg Mkt Etf (EEM) 0.0 $365k 437.00 835.88
Hyatt Hotels Corp Com Cl A Put Option (H) 0.0 $365k 2.4k 152.20
Morgan Stanley Com New Call Option (MS) 0.0 $365k 3.5k 104.24
Philip Morris International (PM) 0.0 $355k 2.9k 121.40
Invesco Exchange Traded Fd T Ai And Next Gen (IGPT) 0.0 $354k 462.00 767.13
Fidelity Comwlth Tr Nasdaq Compsit (ONEQ) 0.0 $354k 4.9k 71.59
Freeport-mcmoran CL B (FCX) 0.0 $349k 7.0k 49.92
UnitedHealth (UNH) 0.0 $337k 577.00 584.38
Palo Alto Networks (PANW) 0.0 $333k 975.00 341.80
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.0 $329k 6.2k 52.86
American Water Works (AWK) 0.0 $328k 2.2k 146.22
Teradyne (TER) 0.0 $326k 2.4k 133.93
Progressive Corporation (PGR) 0.0 $326k 511.00 637.53
Redfin Corp Call Option (RDFN) 0.0 $326k 26k 12.53
Marathon Petroleum Corp (MPC) 0.0 $324k 436.00 743.11
Spdr Ser Tr Bbg Conv Sec Etf (CWB) 0.0 $319k 4.2k 76.59
Archer Daniels Midland Company (ADM) 0.0 $319k 5.3k 59.74
Ishares Tr Ibonds 27 Trm Ts (IBTH) 0.0 $314k 14k 22.64
Visa Com Cl A (V) 0.0 $311k 1.1k 274.93
Dimensional Etf Trust Us Equity Market (DFUS) 0.0 $309k 5.0k 62.20
Spdr Ser Tr Portfoli S&p1500 (SPTM) 0.0 $306k 4.4k 70.06
Nuveen Build Amer Bd (NBB) 0.0 $298k 18k 16.61
Ge Healthcare Technologies I Common Stock (GEHC) 0.0 $296k 3.2k 93.85
Oneok (OKE) 0.0 $292k 3.2k 91.14
Curis (CRIS) 0.0 $291k 54k 5.39
Schlumberger Com Stk (SLB) 0.0 $285k 6.8k 41.96
Cigna Corp (CI) 0.0 $280k 808.00 346.48
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.0 $280k 661.00 423.38
Edison International (EIX) 0.0 $274k 3.1k 87.10
Ishares Tr Esg Aware Msci (ESML) 0.0 $273k 403.00 678.51
Gitlab Class A Com Call Option (GTLB) 0.0 $273k 5.3k 51.54
Block Cl A Call Option (SQ) 0.0 $271k 4.0k 67.13
Jfrog Ord Shs (FROG) 0.0 $267k 9.2k 29.04
Advanced Micro Devices (AMD) 0.0 $265k 1.6k 164.08
Solitario Expl & Rty Corp (XPL) 0.0 $260k 371k 0.70
Enbridge (ENB) 0.0 $259k 497.00 520.11
Marvell Technology Put Option (MRVL) 0.0 $257k 3.6k 72.12
Stryker Corporation (SYK) 0.0 $253k 701.00 361.24
Illumina (ILMN) 0.0 $252k 485.00 518.97
Ishares Tr National Mun Etf (MUB) 0.0 $249k 2.3k 108.63
Take-Two Interactive Software (TTWO) 0.0 $247k 1.6k 153.75
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 0.0 $246k 427.00 575.96
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $241k 3.9k 62.32
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $237k 2.2k 106.12
Bristol Myers Squibb (BMY) 0.0 $232k 4.5k 51.75
Main Street Capital Corporation (MAIN) 0.0 $231k 4.6k 50.14
BorgWarner (BWA) 0.0 $231k 456.00 506.11
Spdr Gold Tr Gold Shs (GLD) 0.0 $229k 941.00 243.12
Us Bancorp Del Com New (USB) 0.0 $227k 5.0k 45.73
First Tr Exchange Traded Indls Prod Dur (FXR) 0.0 $225k 464.00 485.69
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.0 $224k 2.8k 80.36
Ncino Put Option (NCNO) 0.0 $223k 7.1k 31.59
Dex Call Option (DXCM) 0.0 $222k 3.3k 67.04
Travelers Companies (TRV) 0.0 $222k 947.00 234.03
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.0 $221k 500.00 442.26
NBT Ban (NBTB) 0.0 $217k 4.9k 44.23
Dxc Technology (DXC) 0.0 $209k 10k 20.75
Pan American Silver Corp Can (PAAS) 0.0 $209k 10k 20.87
Vanguard Scottsdale Fds Inter Term Treas (VGIT) 0.0 $207k 3.4k 60.41
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $207k 552.00 375.10
SYSCO Corporation (SYY) 0.0 $206k 475.00 434.02
Ishares Tr Cre U S Reit Etf (USRT) 0.0 $205k 485.00 422.35
Appian Corp Cl A Call Option (APPN) 0.0 $205k 6.0k 34.14
Constellation Energy (CEG) 0.0 $204k 785.00 259.90
Wp Carey (WPC) 0.0 $204k 3.3k 62.31
Rh (RH) 0.0 $203k 608.00 334.43
Anavex Life Sciences Corp Com New (AVXL) 0.0 $203k 500.00 406.56
Hubspot (HUBS) 0.0 $203k 381.00 531.60
Sofi Technologies (SOFI) 0.0 $198k 25k 7.86
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $195k 14k 13.80
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $191k 13k 14.65
Golub Capital BDC (GBDC) 0.0 $156k 10k 15.11
Blackrock Debt Strategies Com New (DSU) 0.0 $137k 12k 11.03
Fastly Cl A (FSLY) 0.0 $126k 17k 7.57
Purecycle Technologies (PCT) 0.0 $123k 13k 9.50
Archer Aviation Com Cl A (ACHR) 0.0 $121k 40k 3.03
Cion Invt Corp (CION) 0.0 $120k 10k 11.90
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $119k 12k 10.06
Ford Motor Company (F) 0.0 $113k 11k 10.56
Rhinebeck Bancorp (RBKB) 0.0 $93k 10k 9.25
Medical Properties Trust (MPW) 0.0 $86k 15k 5.85
Sunopta (STKL) 0.0 $66k 10k 6.38
Sono Tek (SOTK) 0.0 $50k 12k 4.03
Eos Energy Enterprises Com Cl A (EOSE) 0.0 $46k 16k 2.97
Purple Innovatio (PRPL) 0.0 $30k 30k 0.99