Focused Wealth Management

Focused Wealth Management as of March 31, 2026

Portfolio Holdings for Focused Wealth Management

Focused Wealth Management holds 200 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Series Trust State Street Spd (SPYG) 15.3 $147M 1.5M 97.91
Vanguard Index Fds Value Etf (VTV) 14.2 $137M 697k 196.20
Invesco Qqq Tr Unit Ser 1 (QQQ) 11.2 $108M 187k 577.18
Vanguard Scottsdale Fds Int-term Corp (VCIT) 5.0 $48M 580k 82.75
Vanguard Whitehall Fds High Div Yld (VYM) 3.3 $32M 213k 148.10
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 3.2 $31M 573k 54.05
Apple Call Option (AAPL) 3.0 $29M 116k 253.79
Vanguard Whitehall Fds Intl Dvd Etf (VIGI) 2.1 $21M 233k 88.46
Ishares Tr 0-3 Mnth Treasry (SGOV) 1.9 $19M 187k 100.66
Vanguard Index Fds Small Cp Etf (VB) 1.6 $15M 58k 261.92
NVIDIA Corporation (NVDA) 1.6 $15M 87k 174.40
Select Sector Spdr Tr State Street Fin (XLF) 1.6 $15M 306k 49.37
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 1.5 $15M 198k 73.64
Janus Detroit Str Tr Henderson Mtg (JMBS) 1.4 $14M 309k 45.18
Alphabet Cap Stk Cl A (GOOGL) 1.4 $14M 49k 287.56
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 1.4 $14M 72k 191.92
Blackrock Tax Municpal Bd Tr SHS (BBN) 1.4 $13M 812k 16.17
Vanguard World Mega Grwth Ind (MGK) 1.3 $13M 34k 367.44
Ishares Tr Expanded Tech (IGV) 1.3 $12M 152k 80.05
Amazon Call Option (AMZN) 1.2 $12M 56k 208.27
Ishares Msci Emrg Chn (EMXC) 1.1 $11M 135k 78.66
Vanguard World Inf Tech Etf (VGT) 1.1 $10M 15k 697.72
Tesla Motors (TSLA) 1.0 $10M 27k 371.75
Microsoft Corporation (MSFT) 0.8 $7.7M 21k 370.18
Meta Platforms Cl A (META) 0.7 $7.2M 13k 572.15
Blackstone Group Inc Com Cl A (BX) 0.7 $6.4M 56k 114.99
Citigroup Com New Call Option (C) 0.6 $6.0M 53k 113.41
J P Morgan Exchange Traded F Equity Premium (JEPI) 0.6 $5.6M 98k 56.68
Vanguard Scottsdale Fds Vng Rus1000val (VONV) 0.6 $5.5M 59k 93.74
Caterpillar (CAT) 0.6 $5.3M 7.5k 708.46
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.5 $5.2M 599k 8.66
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $5.1M 11k 479.21
Goldman Sachs (GS) 0.5 $4.8M 5.7k 846.00
Bank of America Corporation (BAC) 0.5 $4.6M 95k 48.75
Goldman Sachs Etf Tr S&p 500 Premium (GPIX) 0.5 $4.6M 91k 50.04
JPMorgan Chase & Co. (JPM) 0.5 $4.6M 16k 294.17
Exxon Mobil Corporation (XOM) 0.4 $4.2M 25k 169.66
Ishares Tr 7-10 Yr Trsy Bd (IEF) 0.4 $3.9M 41k 95.44
International Business Machines (IBM) 0.4 $3.6M 15k 242.40
Wal-Mart Stores (WMT) 0.4 $3.6M 29k 124.28
Fidelity Comwlth Tr Nasdaq Compsit (ONEQ) 0.4 $3.4M 41k 84.91
Constellation Energy (CEG) 0.4 $3.4M 12k 279.24
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.3 $3.3M 8.1k 407.69
Pfizer (PFE) 0.3 $3.2M 115k 28.08
Ge Aerospace Com New (GE) 0.3 $3.2M 11k 283.78
Alphabet Cap Stk Cl C (GOOG) 0.3 $3.1M 11k 286.85
Starwood Property Trust (STWD) 0.3 $2.7M 157k 17.22
Kinder Morgan (KMI) 0.2 $2.4M 71k 33.53
Ge Vernova (GEV) 0.2 $2.3M 2.7k 872.76
Altria (MO) 0.2 $2.3M 34k 65.99
UnitedHealth (UNH) 0.2 $2.2M 8.2k 270.60
Abbvie (ABBV) 0.2 $2.0M 9.4k 217.50
Prothena Corp SHS (PRTA) 0.2 $2.0M 207k 9.72
Honeywell International (HON) 0.2 $2.0M 8.7k 226.04
Broadcom (AVGO) 0.2 $1.9M 6.1k 309.50
Palantir Technologies Cl A Call Option (PLTR) 0.2 $1.9M 13k 146.28
Johnson & Johnson (JNJ) 0.2 $1.8M 7.5k 244.45
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.2 $1.8M 3.0k 597.60
BlackRock MuniYield New York Insured Fnd (MYN) 0.2 $1.8M 185k 9.60
3M Company Call Option (MMM) 0.2 $1.7M 12k 145.23
Intel Corporation (INTC) 0.2 $1.7M 38k 44.13
Golub Capital BDC (GBDC) 0.2 $1.7M 132k 12.66
At&t (T) 0.2 $1.6M 56k 28.99
Nucor Corporation (NUE) 0.2 $1.5M 8.9k 169.10
Eli Lilly & Co. (LLY) 0.2 $1.5M 1.6k 919.57
Boeing Company Call Option (BA) 0.2 $1.5M 7.4k 199.03
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.2 $1.5M 48k 30.68
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $1.4M 4.3k 320.81
Ishares Tr Msci Usa Mmentm (MTUM) 0.1 $1.3M 5.4k 239.99
Ishares Tr Core S&p500 Etf (IVV) 0.1 $1.3M 2.0k 653.33
J P Morgan Exchange Traded F Nasdaq Eqt Prem (JEPQ) 0.1 $1.3M 23k 55.52
Spdr Series Trust State Street Spd (BIL) 0.1 $1.3M 14k 91.64
Costco Wholesale Corporation (COST) 0.1 $1.3M 1.3k 996.76
Royce Value Trust (RVT) 0.1 $1.2M 72k 16.60
Applied Materials (AMAT) 0.1 $1.2M 3.4k 341.79
Ishares Tr S&p 500 Grwt Etf (IVW) 0.1 $1.2M 10k 113.11
Eaton Corp SHS (ETN) 0.1 $1.1M 3.2k 357.67
Walt Disney Company (DIS) 0.1 $1.1M 12k 96.38
Visa Com Cl A (V) 0.1 $1.1M 3.5k 302.22
Vanguard World Health Car Etf (VHT) 0.1 $1.1M 3.9k 272.35
American Healthcare Reit Com Shs (AHR) 0.1 $1.1M 23k 47.16
Vanguard Index Fds Growth Etf (VUG) 0.1 $1.0M 2.3k 436.78
Coreweave Com Cl A (CRWV) 0.1 $982k 13k 77.47
Wells Fargo & Company (WFC) 0.1 $965k 12k 79.61
Merck & Co (MRK) 0.1 $866k 7.2k 120.30
Netflix (NFLX) 0.1 $836k 8.7k 96.15
Cisco Systems (CSCO) 0.1 $816k 11k 77.59
State Str Spdr S&p 500 Etf T Tr Unit (SPY) 0.1 $811k 1.2k 650.60
Nextera Energy (NEE) 0.1 $802k 8.6k 92.88
Verizon Communications (VZ) 0.1 $767k 15k 50.20
Freeport Mcmoran CL B Call Option (FCX) 0.1 $721k 12k 58.78
Vanguard Instl Index 0-3 Mo Treas Bil (VBIL) 0.1 $702k 9.3k 75.65
Banco Santander Sa Adr (SAN) 0.1 $665k 59k 11.28
Solitario Expl & Rty Corp (XPL) 0.1 $626k 763k 0.82
Oracle Corporation (ORCL) 0.1 $621k 4.2k 147.10
Shopify Cl A Sub Vtg Shs (SHOP) 0.1 $621k 5.2k 118.62
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 0.1 $615k 9.6k 64.08
Linde SHS (LIN) 0.1 $615k 1.2k 495.95
Philip Morris International (PM) 0.1 $609k 3.7k 165.35
Marvell Technology (MRVL) 0.1 $608k 6.1k 99.04
Crowdstrike Hldgs Cl A (CRWD) 0.1 $591k 1.5k 390.41
Corning Incorporated (GLW) 0.1 $584k 4.3k 135.97
Teradyne Put Option (TER) 0.1 $573k 1.9k 296.46
Palo Alto Networks (PANW) 0.1 $566k 3.5k 160.32
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $564k 35k 16.07
Duke Energy Corp Com New (DUK) 0.1 $560k 4.3k 130.93
Kimberly-Clark Corporation Call Option (KMB) 0.1 $558k 5.8k 96.47
Direxion Shares Etf Trust Dly Amzn Bull 2x (AMZU) 0.1 $554k 21k 26.86
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.1 $549k 19k 29.13
Home Depot (HD) 0.1 $539k 1.6k 328.82
Spdr Series Trust State Street Spd (SPYD) 0.1 $525k 12k 45.52
Ishares Tr Ibonds 27 Trm Ts (IBTH) 0.1 $523k 23k 22.43
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $512k 2.4k 215.09
Prologis (PLD) 0.1 $509k 3.9k 132.17
Vanguard World Financials Etf (VFH) 0.1 $498k 4.1k 120.80
Procter & Gamble Company (PG) 0.1 $494k 3.4k 144.44
Realty Income (O) 0.1 $490k 8.0k 61.18
Ishares Core Msci Emkt (IEMG) 0.1 $490k 7.0k 69.75
Super Micro Computer Com New (SMCI) 0.1 $484k 21k 22.77
Kopin Corporation (KOPN) 0.0 $477k 212k 2.25
Chevron Corporation (CVX) 0.0 $467k 2.3k 206.87
Pgim Etf Tr Pgim Ultra Sh Bd (PULS) 0.0 $461k 9.3k 49.50
Union Pacific Corporation (UNP) 0.0 $444k 1.8k 242.63
Roku Com Cl A (ROKU) 0.0 $429k 4.5k 94.62
Consolidated Edison (ED) 0.0 $429k 3.8k 113.19
Ishares Tr S&p 100 Etf (OEF) 0.0 $424k 1.3k 318.08
Arista Networks Com Shs (ANET) 0.0 $408k 3.3k 122.78
Aon Shs Cl A (AON) 0.0 $402k 1.2k 322.78
Vanguard Index Fds Mid Cap Etf (VO) 0.0 $394k 1.4k 287.09
Archer Daniels Midland Company (ADM) 0.0 $393k 5.4k 72.70
Select Sector Spdr Tr State Street Hea (XLV) 0.0 $388k 2.6k 146.60
Pepsi (PEP) 0.0 $367k 2.4k 155.30
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.0 $362k 12k 29.08
Oneok (OKE) 0.0 $350k 3.9k 90.40
Spdr Series Trust State Street Spd (SPYV) 0.0 $346k 6.1k 56.58
Vaneck Etf Trust High Yld Munietf (HYD) 0.0 $341k 6.8k 50.14
Ishares Gold Tr Ishares New (IAU) 0.0 $339k 3.8k 88.16
Spdr Gold Tr Gold Shs (GLD) 0.0 $335k 779.00 430.43
Spdr Series Trust State Street Spd (CWB) 0.0 $332k 3.6k 91.51
Bristol Myers Squibb (BMY) 0.0 $330k 5.4k 60.65
Travelers Companies (TRV) 0.0 $327k 1.1k 291.59
American Water Works (AWK) 0.0 $323k 2.4k 136.07
Stryker Corporation (SYK) 0.0 $320k 975.00 328.43
NBT Ban (NBTB) 0.0 $310k 7.3k 42.58
Micron Technology (MU) 0.0 $310k 916.00 337.94
Select Sector Spdr Tr State Street Tec (XLK) 0.0 $308k 2.3k 132.92
Edison International (EIX) 0.0 $308k 4.2k 73.18
McDonald's Corporation (MCD) 0.0 $306k 985.00 310.80
Airbnb Com Cl A Put Option (ABNB) 0.0 $305k 2.4k 126.28
Welltower Inc Com reit (WELL) 0.0 $301k 1.5k 197.65
Rocket Lab Corp Call Option (RKLB) 0.0 $301k 4.7k 64.22
Regeneron Pharmaceuticals (REGN) 0.0 $297k 384.00 772.15
Advanced Micro Devices (AMD) 0.0 $291k 1.4k 203.43
Nuveen Build Amer Bd (NBB) 0.0 $290k 19k 15.66
Kulicke and Soffa Industries (KLIC) 0.0 $289k 4.4k 65.73
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.0 $283k 8.6k 32.95
United Parcel Svcs CL B Put Option (UPS) 0.0 $275k 2.8k 98.38
Spdr Series Trust State Street Spd (SPTM) 0.0 $275k 3.5k 79.06
Delta Air Lines Com New (DAL) 0.0 $271k 4.1k 66.48
Robinhood Mkts Com Cl A Call Option (HOOD) 0.0 $269k 3.9k 69.30
Pimco Etf Tr Active Bd Etf (BOND) 0.0 $268k 2.9k 92.29
Cigna Corp (CI) 0.0 $265k 993.00 266.62
Us Bancorp Com New (USB) 0.0 $260k 5.0k 52.01
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.0 $256k 8.4k 30.50
Amphenol Corp Cl A Put Option (APH) 0.0 $253k 2.0k 126.35
Rockwell Automation Put Option (ROK) 0.0 $252k 702.00 358.88
Key (KEY) 0.0 $251k 13k 20.05
Cloudflare Cl A Com (NET) 0.0 $250k 1.2k 206.34
Raytheon Technologies Corp (RTX) 0.0 $248k 1.3k 192.88
Ishares Tr National Mun Etf (MUB) 0.0 $246k 2.3k 106.14
Snowflake Com Shs (SNOW) 0.0 $242k 1.6k 150.82
Taiwan Semiconductor Manufac Sponsored Ads (TSM) 0.0 $238k 704.00 337.99
Regions Financial Corporation Put Option (RF) 0.0 $235k 9.0k 26.12
Ishares Silver Tr Ishares (SLV) 0.0 $230k 3.4k 68.14
Lowe's Companies (LOW) 0.0 $228k 964.00 236.23
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $228k 3.4k 67.53
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $227k 533.00 426.27
Tko Group Holdings Cl A (TKO) 0.0 $226k 1.1k 201.63
Toll Brothers Put Option (TOL) 0.0 $225k 1.6k 136.47
Fastly Cl A (FSLY) 0.0 $223k 7.7k 29.06
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $221k 1.8k 125.46
Archer Aviation Com Cl A (ACHR) 0.0 $219k 42k 5.17
Ducommun Incorporated (DCO) 0.0 $211k 1.7k 122.00
salesforce (CRM) 0.0 $210k 1.1k 186.75
M&T Bank Corporation (MTB) 0.0 $209k 1.0k 206.67
Nushares Etf Tr Nuveen Esg Lrgcp (NULG) 0.0 $209k 2.3k 90.94
Intuitive Surgical Com New (ISRG) 0.0 $209k 453.00 460.99
Thermo Fisher Scientific (TMO) 0.0 $208k 423.00 491.91
Ge Healthcare Technologies I Common Stock (GEHC) 0.0 $207k 2.9k 71.18
Capricor Therapeutics Com New (CAPR) 0.0 $203k 6.7k 30.40
Oklo Com Cl A (OKLO) 0.0 $202k 4.1k 49.59
Pinterest Cl A (PINS) 0.0 $190k 10k 18.34
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $171k 13k 13.67
Rhinebeck Bancorp (RBKB) 0.0 $154k 10k 15.42
Ford Motor Company (F) 0.0 $154k 13k 11.54
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $96k 11k 8.52
Purecycle Technologies (PCT) 0.0 $78k 15k 5.19
Eos Energy Enterprises Com Cl A (EOSE) 0.0 $66k 13k 4.96
Curis (CRIS) 0.0 $60k 110k 0.55
Sono Tek (SOTK) 0.0 $52k 13k 4.06