Gladstone Institutional Advisory

Gladstone Institutional Advisory as of March 31, 2019

Portfolio Holdings for Gladstone Institutional Advisory

Gladstone Institutional Advisory holds 212 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab International Equity ETF (SCHF) 5.4 $15M 468k 31.31
iShares S&P 500 Index (IVV) 4.1 $11M 39k 284.56
Schwab Strategic Tr cmn (SCHV) 3.6 $9.8M 179k 54.74
Schwab U S Large Cap Growth ETF (SCHG) 3.5 $9.6M 122k 79.43
First Trust Iv Enhanced Short (FTSM) 3.5 $9.5M 158k 59.98
Vanguard Growth ETF (VUG) 3.0 $8.1M 52k 156.42
First Tr Exchange Traded Fd ssi strg etf (FCVT) 2.8 $7.6M 249k 30.40
Schwab Strategic Tr sht tm us tres (SCHO) 2.7 $7.2M 144k 50.19
First Trust Large Cap Value Opp Fnd (FTA) 2.5 $6.9M 134k 51.57
Ishares Tr usa min vo (USMV) 2.3 $6.3M 107k 58.80
Vanguard Total Stock Market ETF (VTI) 2.3 $6.2M 43k 144.70
First Tr Exch Traded Fd Iii muni hi incm etf (FMHI) 2.0 $5.4M 105k 51.29
Spdr S&p 500 Etf (SPY) 1.7 $4.5M 16k 282.49
iShares S&P 1500 Index Fund (ITOT) 1.7 $4.5M 70k 64.41
SPDR DJ Wilshire Mid Cap Growth (MDYG) 1.6 $4.3M 82k 52.55
SPDR DJ Wilshire Mid Cap Value (MDYV) 1.5 $4.1M 81k 50.37
iShares Lehman Aggregate Bond (AGG) 1.3 $3.5M 33k 109.08
First Tr Exch Trd Alphadex mid cp gr alph (FNY) 1.3 $3.6M 82k 43.20
First Trust DJ Internet Index Fund (FDN) 1.3 $3.5M 25k 138.90
Vanguard S&p 500 Etf idx (VOO) 1.3 $3.5M 14k 259.53
First Tr Exchng Traded Fd Vi tcw unconstrai (UCON) 1.2 $3.3M 131k 25.36
Schwab Strategic Tr us reit etf (SCHH) 1.2 $3.2M 72k 44.43
Schwab Emerging Markets Equity ETF (SCHE) 1.2 $3.2M 122k 26.01
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.1 $3.1M 28k 112.18
Apple (AAPL) 1.0 $2.8M 15k 189.98
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 1.0 $2.8M 105k 26.73
Amazon (AMZN) 1.0 $2.8M 1.6k 1780.85
Goldman Sachs Etf Tr (GSLC) 1.0 $2.7M 47k 56.84
SPDR DJ Wilshire Small Cap Value (SLYV) 1.0 $2.6M 43k 60.29
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.9 $2.5M 30k 82.36
First Tr Exchange Traded Fd senior ln (FTSL) 0.8 $2.2M 47k 47.11
Illumina (ILMN) 0.8 $2.1M 6.6k 310.68
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.8 $2.0M 34k 59.69
iShares S&P 500 Value Index (IVE) 0.7 $2.0M 17k 112.74
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.7 $1.9M 16k 113.36
Vanguard Mid-Cap Growth ETF (VOT) 0.7 $1.8M 13k 142.73
Invesco Qqq Trust Series 1 (QQQ) 0.7 $1.8M 10k 179.67
Fidelity divid etf risi (FDRR) 0.6 $1.7M 55k 31.59
First Trust Large Cap Core Alp Fnd (FEX) 0.6 $1.7M 28k 59.49
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund (FLTR) 0.6 $1.6M 65k 25.18
iShares S&P MidCap 400 Index (IJH) 0.6 $1.6M 8.3k 189.38
SPDR S&P Biotech (XBI) 0.6 $1.6M 17k 90.53
iShares S&P SmallCap 600 Index (IJR) 0.6 $1.5M 20k 77.13
First Trust Mid Cap Core Alpha Fnd (FNX) 0.6 $1.5M 23k 67.03
Gra (GGG) 0.5 $1.5M 30k 49.51
Vanguard Short-Term Bond ETF (BSV) 0.5 $1.4M 18k 79.57
First Trust Small Cap Cr AlphaDEX (FYX) 0.5 $1.4M 23k 61.68
First Trust Large Cap GO Alpha Fnd (FTC) 0.5 $1.4M 20k 66.97
Schwab Strategic Tr us aggregate b (SCHZ) 0.5 $1.3M 25k 51.87
Sch Us Mid-cap Etf etf (SCHM) 0.5 $1.3M 23k 55.40
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.5 $1.3M 21k 60.78
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.4 $1.2M 17k 71.69
First Tr Nasdaq Aba Cmnty Bk ut com shs etf (QABA) 0.4 $1.2M 26k 46.25
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.4 $1.2M 40k 30.07
Ishares Tr Exponential Technologies Etf (XT) 0.4 $1.1M 30k 37.98
Oppenheimer Rev Weighted Etf ultra divid rev 0.4 $1.1M 30k 37.89
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.4 $1.1M 17k 64.48
Invesco Exchng Traded Fd Tr s&p midcp low (XMLV) 0.4 $1.1M 21k 49.65
iShares Morningstar Large Growth (ILCG) 0.4 $1.0M 5.7k 182.84
Vanguard Small-Cap ETF (VB) 0.4 $1.0M 6.7k 152.74
Vanguard Europe Pacific ETF (VEA) 0.4 $994k 24k 40.85
Ishares Core Intl Stock Etf core (IXUS) 0.4 $969k 17k 58.07
Lattice Strategies Tr dev mk x us st (RODM) 0.3 $959k 34k 28.17
Vanguard Health Care ETF (VHT) 0.3 $925k 5.4k 172.51
Facebook Inc cl a (META) 0.3 $916k 5.5k 166.64
iShares Russell 1000 Growth Index (IWF) 0.3 $903k 6.0k 151.36
Cisco Systems (CSCO) 0.3 $861k 16k 53.98
First Trust Value Line Dividend Indx Fnd (FVD) 0.3 $885k 27k 32.48
First Trust Cloud Computing Et (SKYY) 0.3 $836k 15k 57.58
Proshares Tr mdcp 400 divid (REGL) 0.3 $848k 15k 56.32
Microsoft Corporation (MSFT) 0.3 $816k 6.9k 117.99
Verizon Communications (VZ) 0.3 $816k 14k 59.15
Invesco Senior Loan Etf otr (BKLN) 0.3 $808k 36k 22.63
iShares Russell 1000 Value Index (IWD) 0.3 $793k 6.4k 123.58
Vanguard High Dividend Yield ETF (VYM) 0.3 $779k 9.1k 85.66
Vanguard Mid-Cap Value ETF (VOE) 0.3 $788k 7.3k 107.89
Ishares Inc core msci emkt (IEMG) 0.3 $794k 15k 51.69
iShares Dow Jones US Medical Dev. (IHI) 0.3 $763k 3.3k 231.42
Visa (V) 0.3 $746k 4.8k 156.13
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.3 $744k 6.0k 124.41
Alibaba Group Holding (BABA) 0.3 $746k 4.1k 182.35
Proshares Tr Short Russell2000 (RWM) 0.3 $746k 18k 40.67
MasterCard Incorporated (MA) 0.3 $709k 3.0k 235.39
United Parcel Service (UPS) 0.3 $699k 6.3k 111.73
Industrial SPDR (XLI) 0.3 $703k 9.4k 74.98
First Tr Exch Trd Alphadex sml cp grw a (FYC) 0.3 $720k 16k 46.17
Ishares Tr hdg msci eafe (HEFA) 0.3 $709k 25k 28.88
SPDR Gold Trust (GLD) 0.2 $673k 5.5k 122.01
SPDR MSCI ACWI ex-US (CWI) 0.2 $686k 19k 36.22
Alphabet Inc Class A cs (GOOGL) 0.2 $685k 582.00 1176.98
NVIDIA Corporation (NVDA) 0.2 $665k 3.7k 179.58
Ishares Inc em mkt min vol (EEMV) 0.2 $650k 11k 59.30
Proshares Invt Grade Etf etf/closed end (IGHG) 0.2 $648k 8.7k 74.18
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.2 $642k 27k 24.08
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB) 0.2 $652k 35k 18.66
At&t (T) 0.2 $604k 19k 31.34
Vanguard Small-Cap Value ETF (VBR) 0.2 $602k 4.7k 128.77
First Tr Mid Cap Val Etf equity (FNK) 0.2 $592k 17k 34.55
Vaneck Vectors Amt-free Shrt M bdfund (SMB) 0.2 $603k 34k 17.56
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $575k 5.2k 110.09
Vaneck Vectors J.p. Morgan Em Local Currency Bond Etf etf (EMLC) 0.2 $572k 17k 33.39
SPDR DJ Wilshire REIT (RWR) 0.2 $540k 5.5k 98.90
Vanguard Small-Cap Growth ETF (VBK) 0.2 $516k 2.9k 179.60
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $513k 9.9k 51.95
Nuveen High Income November 0.2 $510k 52k 9.78
Health Care SPDR (XLV) 0.2 $484k 5.3k 91.75
Vanguard Emerging Markets ETF (VWO) 0.2 $480k 11k 42.55
Vanguard Admiral Fds Inc equity (VOOV) 0.2 $486k 4.5k 108.68
D First Tr Exchange-traded (FPE) 0.2 $497k 26k 19.06
First Tr Exchange-traded Fd cmn (HYLS) 0.2 $500k 11k 47.76
Alphabet Inc Class C cs (GOOG) 0.2 $479k 408.00 1174.02
salesforce (CRM) 0.2 $469k 3.0k 158.50
iShares Russell 2000 Growth Index (IWO) 0.2 $463k 2.4k 196.52
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $460k 13k 36.55
Berkshire Hathaway (BRK.B) 0.2 $424k 2.1k 201.04
McDonald's Corporation (MCD) 0.2 $448k 2.4k 190.07
Johnson & Johnson (JNJ) 0.2 $437k 3.1k 139.97
International Business Machines (IBM) 0.2 $445k 3.2k 141.23
Vanguard Value ETF (VTV) 0.2 $433k 4.0k 107.60
Vanguard Dividend Appreciation ETF (VIG) 0.2 $426k 3.9k 109.60
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.2 $442k 5.7k 78.01
Proshares Tr S&p 500 Aristo (NOBL) 0.2 $443k 6.5k 67.72
Ishares Tr conv bd etf (ICVT) 0.2 $426k 7.4k 57.96
Chevron Corporation (CVX) 0.1 $417k 3.4k 123.08
Vanguard Total Bond Market ETF (BND) 0.1 $407k 5.0k 81.19
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $398k 10k 38.35
Ishares Tr Ibonds Dec2023 etf 0.1 $409k 16k 25.48
Pza etf (PZA) 0.1 $407k 16k 25.64
JPMorgan Chase & Co. (JPM) 0.1 $372k 3.7k 101.31
Bank of America Corporation (BAC) 0.1 $377k 14k 27.58
iShares NASDAQ Biotechnology Index (IBB) 0.1 $372k 3.3k 111.95
iShares S&P 500 Growth Index (IVW) 0.1 $391k 2.3k 172.32
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $381k 1.5k 259.18
Vanguard Information Technology ETF (VGT) 0.1 $393k 2.0k 200.72
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.1 $377k 1.9k 199.47
WisdomTree MidCap Dividend Fund (DON) 0.1 $377k 11k 35.76
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $384k 7.6k 50.23
Etf Managers Tr tierra xp latin 0.1 $376k 10k 36.42
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $385k 3.7k 104.39
Pfizer (PFE) 0.1 $356k 8.4k 42.45
Utilities SPDR (XLU) 0.1 $356k 6.1k 58.26
Ark Etf Tr innovation etf (ARKK) 0.1 $367k 7.8k 46.79
Victory Portfolios Ii vicshs dv ac etf (VSDA) 0.1 $342k 11k 31.48
Schwab 1000 Index Etf etf (SCHK) 0.1 $363k 13k 27.84
Invesco Bulletshares 2019 Corp 0.1 $354k 17k 21.08
Invesco S&p 500 High Div, Low V equities (SPHD) 0.1 $343k 8.1k 42.45
iShares Russell 2000 Index (IWM) 0.1 $324k 2.1k 153.12
iShares Russell 3000 Value Index (IUSV) 0.1 $320k 5.8k 54.88
Exxon Mobil Corporation (XOM) 0.1 $291k 3.6k 80.81
Intel Corporation (INTC) 0.1 $302k 5.6k 53.62
Merck & Co (MRK) 0.1 $294k 3.5k 83.07
SPDR S&P Dividend (SDY) 0.1 $306k 3.1k 99.48
Vanguard Mid-Cap ETF (VO) 0.1 $309k 1.9k 160.77
First Tr Small Cap Etf equity (FYT) 0.1 $297k 8.4k 35.15
stock 0.1 $290k 2.3k 124.57
Abbvie (ABBV) 0.1 $287k 3.6k 80.60
Victory Portfolios Ii fund (VSMV) 0.1 $305k 10k 29.39
Walt Disney Company (DIS) 0.1 $286k 2.6k 111.11
Amgen (AMGN) 0.1 $279k 1.5k 189.67
iShares MSCI EAFE Index Fund (EFA) 0.1 $279k 4.3k 64.87
Molina Healthcare (MOH) 0.1 $279k 2.0k 141.84
iShares Morningstar Mid Growth Idx (IMCG) 0.1 $266k 1.1k 235.40
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $283k 8.8k 32.27
Veeva Sys Inc cl a (VEEV) 0.1 $271k 2.1k 126.64
Square Inc cl a (SQ) 0.1 $276k 3.7k 75.00
Market Vectors Etf High Yield Muni Index etf (HYD) 0.1 $271k 4.3k 62.72
Coca-Cola Company (KO) 0.1 $253k 5.4k 46.80
Wal-Mart Stores (WMT) 0.1 $258k 2.6k 97.47
Home Depot (HD) 0.1 $242k 1.3k 191.76
Automatic Data Processing (ADP) 0.1 $254k 1.6k 159.45
Boeing Company (BA) 0.1 $253k 662.00 382.18
Procter & Gamble Company (PG) 0.1 $250k 2.4k 104.21
Consumer Discretionary SPDR (XLY) 0.1 $253k 2.2k 113.66
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $242k 4.4k 55.08
iShares Russell 3000 Growth Index (IUSG) 0.1 $237k 3.9k 60.44
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.1 $240k 2.8k 86.71
First Trust Cnsumer Stapl Alpha (FXG) 0.1 $249k 5.4k 45.72
Paypal Holdings (PYPL) 0.1 $244k 2.4k 103.79
Planet Fitness Inc-cl A (PLNT) 0.1 $247k 3.6k 68.74
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.1 $254k 4.2k 60.97
Etf Managers Tr purefunds ise cy 0.1 $251k 6.3k 40.02
First Tr Exchng Traded Fd Vi tcw opportunis (FIXD) 0.1 $245k 4.8k 50.62
Sleep Number Corp (SNBR) 0.1 $246k 5.2k 46.96
Spotify Technology Sa (SPOT) 0.1 $243k 1.8k 138.54
Blackstone 0.1 $213k 6.1k 35.03
Adobe Systems Incorporated (ADBE) 0.1 $208k 780.00 266.67
Electronic Arts (EA) 0.1 $219k 2.2k 101.86
Altria (MO) 0.1 $227k 4.0k 57.40
Intuitive Surgical (ISRG) 0.1 $213k 374.00 569.52
Pepsi (PEP) 0.1 $224k 1.8k 122.54
Starbucks Corporation (SBUX) 0.1 $225k 3.0k 74.36
Netflix (NFLX) 0.1 $226k 633.00 357.03
Celgene Corporation 0.1 $207k 2.2k 94.48
Church & Dwight (CHD) 0.1 $226k 3.2k 71.18
Casella Waste Systems (CWST) 0.1 $207k 5.8k 35.62
Teradyne (TER) 0.1 $227k 5.7k 39.87
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $207k 3.6k 57.40
Schwab U S Small Cap ETF (SCHA) 0.1 $217k 3.1k 69.95
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $231k 4.4k 52.38
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.1 $206k 3.8k 54.31
Cdw (CDW) 0.1 $217k 2.3k 96.23
Alps Etf Tr med breakthgh (SBIO) 0.1 $206k 5.7k 36.13
Global X Fds rbtcs artfl in (BOTZ) 0.1 $215k 11k 20.06
Blackrock 2022 Gbl Incm Opp 0.1 $159k 18k 9.09
General Electric Company 0.1 $124k 12k 10.01
Invesco High Income 2023 Tar 0.1 $129k 13k 10.32
Infosys Technologies (INFY) 0.0 $113k 10k 10.96
Aurora Cannabis Inc snc 0.0 $105k 12k 9.10
Kandi Technolgies (KNDI) 0.0 $82k 15k 5.63
Putnam Premier Income Trust (PPT) 0.0 $57k 11k 5.15
Allianzgi Conv & Income Fd I 0.0 $63k 11k 5.68
QuickLogic Corporation 0.0 $7.0k 11k 0.63