Gladstone Institutional Advisory

Gladstone Institutional Advisory as of March 31, 2020

Portfolio Holdings for Gladstone Institutional Advisory

Gladstone Institutional Advisory holds 268 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Trust Iv Enhanced Short (FTSM) 8.0 $31M 523k 59.03
Schwab International Equity ETF (SCHF) 4.6 $18M 695k 25.84
Schwab U S Large Cap Growth ETF (SCHG) 3.6 $14M 176k 79.65
Schwab Strategic Tr cmn (SCHV) 3.1 $12M 273k 44.27
First Tr Exchange Traded Fd ssi strg etf (FCVT) 2.4 $9.1M 319k 28.59
First Tr Exchng Traded Fd Vi low dur strtgc (LDSF) 2.2 $8.6M 436k 19.62
iShares S&P 500 Index (IVV) 2.1 $8.3M 32k 258.40
iShares S&P 1500 Index Fund (ITOT) 2.1 $8.2M 143k 57.15
Ishares Tr usa min vo (USMV) 2.1 $8.0M 148k 54.07
iShares S&P 500 Growth Index (IVW) 1.9 $7.5M 46k 165.05
Vanguard Total Stock Market ETF (VTI) 1.9 $7.4M 58k 128.93
iShares S&P MidCap 400 Index (IJH) 1.8 $7.1M 49k 143.88
iShares Lehman Aggregate Bond (AGG) 1.7 $6.7M 58k 115.27
Spdr S&p 500 Etf (SPY) 1.6 $6.1M 24k 257.76
First Trust Large Cap Value Opp Fnd (FTA) 1.6 $6.1M 165k 36.80
Apple (AAPL) 1.4 $5.6M 22k 254.03
SPDR DJ Wilshire Mid Cap Growth (MDYG) 1.4 $5.4M 126k 42.82
iShares S&P 500 Value Index (IVE) 1.3 $5.1M 53k 96.24
Amazon (AMZN) 1.3 $4.8M 2.5k 1949.87
SPDR DJ Wilshire Mid Cap Value (MDYV) 1.2 $4.5M 126k 35.26
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 1.1 $4.4M 82k 54.07
Ishares Inc core msci emkt (IEMG) 1.1 $4.4M 108k 40.46
Vanguard S&p 500 Etf idx (VOO) 1.1 $4.2M 18k 236.79
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.1 $4.2M 84k 49.87
Schwab Emerging Markets Equity ETF (SCHE) 1.0 $4.0M 193k 20.69
Microsoft Corporation (MSFT) 1.0 $3.8M 24k 157.74
Schwab Strategic Tr us reit etf (SCHH) 1.0 $3.8M 115k 32.74
First Trust Large Cap GO Alpha Fnd (FTC) 0.8 $3.3M 55k 59.91
First Trust Value Line Dividend Indx Fnd (FVD) 0.8 $3.1M 111k 27.68
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.7 $2.8M 21k 133.35
First Tr Exch Traded Fd Iii muni hi incm etf (FMHI) 0.7 $2.7M 56k 49.08
SPDR DJ Wilshire Small Cap Value (SLYV) 0.7 $2.7M 67k 40.87
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.7 $2.7M 58k 46.18
First Tr Exch Trd Alphadex mid cp gr alph (FNY) 0.7 $2.6M 71k 36.95
Vanguard Total Bond Market ETF (BND) 0.7 $2.6M 31k 85.36
First Trust DJ Internet Index Fund (FDN) 0.7 $2.5M 21k 123.74
Goldman Sachs Etf Tr (GSLC) 0.6 $2.4M 47k 52.15
Vanguard Growth ETF (VUG) 0.6 $2.3M 15k 156.70
Schwab Strategic Tr sht tm us tres (SCHO) 0.6 $2.3M 45k 51.73
Bristol Myers Squibb (BMY) 0.6 $2.3M 41k 55.27
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.6 $2.3M 21k 106.49
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.6 $2.2M 54k 41.96
First Tr Exchange Traded Fd senior ln (FTSL) 0.6 $2.2M 54k 41.79
First Tr Exchange-traded Fd cmn (HYLS) 0.5 $2.1M 49k 41.99
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.5 $2.0M 23k 87.11
SPDR Gold Trust (GLD) 0.5 $2.0M 13k 148.06
iShares Russell 1000 Growth Index (IWF) 0.5 $1.9M 13k 150.62
First Trust Large Cap Core Alp Fnd (FEX) 0.5 $1.9M 40k 47.64
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.5 $1.8M 102k 17.59
Vanguard Russell 1000 Value Et (VONV) 0.5 $1.8M 20k 87.01
First Trust Morningstar Divid Ledr (FDL) 0.4 $1.7M 77k 22.33
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.4 $1.7M 31k 54.93
Visa (V) 0.4 $1.7M 10k 161.11
Ishares Msci Usa Quality Facto invalid (QUAL) 0.4 $1.7M 21k 80.97
iShares Russell 3000 Growth Index (IUSG) 0.4 $1.6M 29k 57.07
SPDR Barclays Capital Mortgage Back ETF (SPMB) 0.4 $1.6M 60k 26.69
Janus Detroit Str Tr fund (JMBS) 0.4 $1.5M 30k 52.04
Fidelity Bond Etf (FBND) 0.4 $1.5M 30k 51.74
Fidelity core divid etf (FDVV) 0.4 $1.5M 66k 22.91
Exxon Mobil Corporation (XOM) 0.4 $1.4M 39k 36.70
Ishares Tr core tl usd bd (IUSB) 0.4 $1.4M 27k 52.51
Gra (GGG) 0.4 $1.4M 29k 48.72
Alphabet Inc Class A cs (GOOGL) 0.4 $1.4M 1.2k 1164.38
Johnson & Johnson (JNJ) 0.4 $1.4M 11k 130.95
J P Morgan Exchange Traded F ultra shrt (JPST) 0.4 $1.4M 27k 49.66
Invesco Qqq Trust Series 1 (QQQ) 0.4 $1.4M 7.1k 190.33
Verizon Communications (VZ) 0.3 $1.3M 25k 53.84
Facebook Inc cl a (META) 0.3 $1.3M 8.0k 166.79
Phillips 66 (PSX) 0.3 $1.3M 24k 54.24
Walt Disney Company (DIS) 0.3 $1.2M 12k 96.30
iShares Russell 2000 Index (IWM) 0.3 $1.2M 10k 114.41
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.3 $1.2M 13k 92.41
Merck & Co (MRK) 0.3 $1.2M 15k 76.97
Lattice Strategies Tr dev mk x us st (RODM) 0.3 $1.1M 52k 22.03
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.3 $1.1M 25k 46.61
iShares Russell 3000 Value Index (IUSV) 0.3 $1.1M 25k 46.19
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.3 $1.1M 20k 56.26
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.3 $1.1M 18k 62.30
Sch Us Mid-cap Etf etf (SCHM) 0.3 $1.1M 26k 42.17
First Trust Cloud Computing Et (SKYY) 0.3 $1.1M 20k 54.47
iShares S&P SmallCap 600 Index (IJR) 0.3 $1.1M 19k 56.10
Vanguard Short-Term Bond ETF (BSV) 0.3 $1.1M 13k 82.13
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.3 $1.1M 81k 13.18
Home Depot (HD) 0.3 $1.0M 5.5k 186.09
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.3 $970k 12k 84.49
Intel Corporation (INTC) 0.2 $953k 18k 54.19
At&t (T) 0.2 $949k 33k 29.14
NVIDIA Corporation (NVDA) 0.2 $946k 3.6k 264.60
Vaneck Vectors Etf Tr morningstar wide (MOAT) 0.2 $930k 25k 37.04
SPDR MSCI ACWI ex-US (CWI) 0.2 $907k 46k 19.72
Abbvie (ABBV) 0.2 $902k 12k 76.56
Ishares Tr Exponential Technologies Etf (XT) 0.2 $892k 25k 35.59
Pimco Etf Tr 0-5 high yield (HYS) 0.2 $866k 10k 85.73
Alphabet Inc Class C cs (GOOG) 0.2 $861k 740.00 1163.14
First Trust Health Care AlphaDEX (FXH) 0.2 $855k 12k 73.93
Schwab 1000 Index Etf etf (SCHK) 0.2 $847k 34k 25.06
United Parcel Service (UPS) 0.2 $837k 9.0k 93.37
Schwab Intl Small Cap Equity ETF (SCHC) 0.2 $819k 34k 24.41
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $817k 8.3k 99.02
MasterCard Incorporated (MA) 0.2 $801k 3.3k 241.50
D First Tr Exchange-traded (FPE) 0.2 $799k 49k 16.39
Aurinia Pharmaceuticals (AUPH) 0.2 $797k 55k 14.52
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.2 $790k 11k 72.46
Pfizer (PFE) 0.2 $785k 24k 32.63
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $772k 22k 35.38
ConocoPhillips (COP) 0.2 $762k 25k 31.15
Netflix (NFLX) 0.2 $757k 2.0k 377.62
Chevron Corporation (CVX) 0.2 $752k 10k 72.60
iShares Russell 1000 Value Index (IWD) 0.2 $746k 7.5k 99.20
Pza etf (PZA) 0.2 $728k 28k 25.81
Berkshire Hathaway (BRK.B) 0.2 $728k 4.0k 183.19
Coca-Cola Company (KO) 0.2 $725k 16k 44.19
Boeing Company (BA) 0.2 $717k 5.0k 142.86
SPDR Barclays Capital Long Term Tr (SPTL) 0.2 $716k 15k 47.21
Ishares Core Intl Stock Etf core (IXUS) 0.2 $712k 15k 47.04
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $675k 3.1k 219.23
iShares Lehman MBS Bond Fund (MBB) 0.2 $669k 6.1k 110.36
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $666k 8.4k 79.24
JPMorgan Chase & Co. (JPM) 0.2 $662k 7.3k 90.35
Vanguard Dividend Appreciation ETF (VIG) 0.2 $659k 6.4k 103.44
iShares Morningstar Large Growth (ILCG) 0.2 $643k 3.5k 185.78
Janus Detroit Str Tr sml mid cp etf (JSMD) 0.2 $642k 18k 35.71
Cisco Systems (CSCO) 0.2 $639k 16k 39.23
Vanguard Information Technology ETF (VGT) 0.2 $636k 3.0k 211.45
Procter & Gamble Company (PG) 0.2 $633k 5.7k 110.04
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $607k 19k 31.85
Jp Morgan Exchange Traded Fd fund 0.2 $599k 32k 18.97
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $595k 4.8k 123.28
Gilead Sciences (GILD) 0.2 $591k 8.3k 70.87
Ishares Tr broad usd high (USHY) 0.1 $576k 14k 41.67
Alibaba Group Holding (BABA) 0.1 $573k 2.9k 194.44
salesforce (CRM) 0.1 $564k 3.9k 143.43
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $557k 25k 22.15
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $540k 4.2k 127.09
Schwab Strategic Tr us aggregate b (SCHZ) 0.1 $523k 9.6k 54.23
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $518k 5.4k 96.77
Dominion Resources (D) 0.1 $516k 7.2k 72.17
iShares NASDAQ Biotechnology Index (IBB) 0.1 $512k 4.8k 107.74
Ishares Tr hdg msci eafe (HEFA) 0.1 $512k 21k 24.20
UnitedHealth (UNH) 0.1 $505k 2.0k 249.49
Fidelity divid etf risi (FDRR) 0.1 $502k 19k 26.38
iShares Lehman Short Treasury Bond (SHV) 0.1 $501k 4.5k 111.04
Ishares Inc em mkt min vol (EEMV) 0.1 $492k 11k 46.91
Rdiv etf (RDIV) 0.1 $491k 21k 23.21
Bank of America Corporation (BAC) 0.1 $471k 22k 21.53
Shopify Inc cl a (SHOP) 0.1 $465k 1.1k 417.04
First Trust Mid Cap Core Alpha Fnd (FNX) 0.1 $462k 9.6k 48.19
International Business Machines (IBM) 0.1 $460k 4.1k 110.88
Wal-Mart Stores (WMT) 0.1 $447k 3.9k 113.71
First Tr Exchng Traded Fd Vi tcw opportunis (FIXD) 0.1 $441k 8.4k 52.76
iShares S&P MidCap 400 Growth (IJK) 0.1 $437k 2.5k 178.29
Honeywell International (HON) 0.1 $435k 3.3k 133.48
Teladoc (TDOC) 0.1 $430k 2.8k 155.12
Invesco Senior Loan Etf otr (BKLN) 0.1 $424k 21k 20.45
Comcast Corporation (CMCSA) 0.1 $410k 12k 34.33
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $402k 3.6k 113.14
Financial Select Sector SPDR (XLF) 0.1 $400k 19k 20.86
Tesla Motors (TSLA) 0.1 $399k 762.00 523.62
Vanguard High Dividend Yield ETF (VYM) 0.1 $393k 5.5k 70.84
Target Corporation (TGT) 0.1 $390k 4.2k 93.05
Pepsi (PEP) 0.1 $389k 3.2k 119.98
Medtronic (MDT) 0.1 $384k 4.2k 90.41
Vanguard Value ETF (VTV) 0.1 $383k 4.3k 89.05
Technology SPDR (XLK) 0.1 $375k 4.7k 80.35
Novartis (NVS) 0.1 $374k 4.5k 82.56
Paypal Holdings (PYPL) 0.1 $368k 3.8k 95.87
iShares MSCI EAFE Index Fund (EFA) 0.1 $365k 6.8k 53.50
Health Care SPDR (XLV) 0.1 $361k 4.1k 88.83
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 0.1 $360k 16k 22.45
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.1 $358k 2.5k 143.89
Schwab U S Small Cap ETF (SCHA) 0.1 $357k 6.9k 51.56
McDonald's Corporation (MCD) 0.1 $350k 2.1k 162.92
Vanguard Europe Pacific ETF (VEA) 0.1 $343k 9.8k 34.97
3M Company (MMM) 0.1 $340k 2.5k 136.45
Invesco S&p 500 High Div, Low V equities (SPHD) 0.1 $339k 11k 30.04
Lowe's Companies (LOW) 0.1 $339k 3.9k 85.89
Lockheed Martin Corporation (LMT) 0.1 $334k 984.00 338.91
First Trust Small Cap Cr AlphaDEX (FYX) 0.1 $327k 7.9k 41.18
United Technologies Corporation 0.1 $325k 3.5k 93.33
First Trust DB Strateg Val Idx Fnd (FTCS) 0.1 $321k 6.5k 49.76
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $315k 2.5k 126.56
Amgen (AMGN) 0.1 $314k 1.5k 202.90
L3harris Technologies (LHX) 0.1 $311k 1.7k 180.70
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $309k 2.5k 121.37
Industrial SPDR (XLI) 0.1 $308k 5.2k 59.26
Starbucks Corporation (SBUX) 0.1 $308k 4.7k 66.27
iShares Russell 2000 Growth Index (IWO) 0.1 $307k 1.9k 158.08
Doubleline Total Etf etf (TOTL) 0.1 $305k 6.4k 47.96
Ishares Tr cmn (GOVT) 0.1 $302k 11k 28.04
Ishares Tr fltg rate nt (FLOT) 0.1 $302k 6.2k 48.75
Hartford Fds Exchange Trade mun oportunite (HMOP) 0.1 $301k 7.3k 41.09
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $299k 5.9k 51.02
iShares MSCI Emerging Markets Indx (EEM) 0.1 $299k 8.8k 34.15
Walgreen Boots Alliance (WBA) 0.1 $296k 6.5k 45.82
Vanguard Health Care ETF (VHT) 0.1 $287k 1.7k 166.38
Amedisys (AMED) 0.1 $286k 1.6k 183.57
Qualcomm (QCOM) 0.1 $282k 4.2k 67.66
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $282k 3.0k 93.22
WisdomTree MidCap Dividend Fund (DON) 0.1 $279k 12k 24.16
Vanguard Mid-Cap Value ETF (VOE) 0.1 $276k 3.4k 81.22
Ark Etf Tr gen rev mltsct (ARKG) 0.1 $274k 8.8k 31.31
Public Service Enterprise (PEG) 0.1 $273k 6.1k 44.90
Moderna (MRNA) 0.1 $270k 9.0k 29.91
Dex (DXCM) 0.1 $270k 1.0k 269.19
First Trust Amex Biotech Index Fnd (FBT) 0.1 $267k 2.0k 130.88
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $267k 11k 25.00
Broadcom (AVGO) 0.1 $266k 1.1k 236.15
Market Vectors Etf High Yield Muni Index etf (HYD) 0.1 $266k 5.1k 52.35
iShares Barclays TIPS Bond Fund (TIP) 0.1 $266k 2.3k 117.12
Mondelez Int (MDLZ) 0.1 $264k 5.3k 50.08
Nextera Energy (NEE) 0.1 $264k 1.1k 241.03
Ark Etf Tr innovation etf (ARKK) 0.1 $263k 6.0k 44.06
Oracle Corporation (ORCL) 0.1 $257k 5.3k 48.33
Colgate-Palmolive Company (CL) 0.1 $246k 3.7k 66.43
Tandem Diabetes Care (TNDM) 0.1 $243k 3.8k 64.47
Vanguard Mid-Cap ETF (VO) 0.1 $243k 1.8k 131.54
Blackstone Group Inc Com Cl A (BX) 0.1 $242k 5.3k 45.57
Western Digital (WDC) 0.1 $240k 5.8k 41.49
Caredx (CDNA) 0.1 $236k 11k 21.88
SPDR S&P Dividend (SDY) 0.1 $236k 2.9k 80.03
Advanced Micro Devices (AMD) 0.1 $235k 5.1k 45.77
Etf Managers Tr purefunds ise cy 0.1 $235k 6.6k 35.61
First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) 0.1 $234k 9.1k 25.77
Philip Morris International (PM) 0.1 $232k 3.2k 73.06
iShares S&P Global Technology Sect. (IXN) 0.1 $232k 1.3k 182.39
Vanguard REIT ETF (VNQ) 0.1 $232k 3.3k 69.71
General Electric Company 0.1 $231k 29k 8.05
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.1 $228k 3.5k 65.88
Seagate Technology Com Stk 0.1 $228k 4.7k 48.54
Fidelity National Information Services (FIS) 0.1 $226k 1.9k 121.47
Vanguard Small-Cap ETF (VB) 0.1 $225k 2.0k 115.27
iShares Dow Jones US Technology (IYW) 0.1 $224k 1.1k 204.19
Merit Medical Systems (MMSI) 0.1 $223k 7.1k 31.21
Fate Therapeutics (FATE) 0.1 $220k 9.9k 22.25
Vaneck Vectors Amt-free Shrt M bdfund (SMB) 0.1 $219k 13k 17.35
Dow (DOW) 0.1 $218k 8.8k 24.69
Duke Energy (DUK) 0.1 $218k 2.7k 80.00
First Tr Exchange Traded Fd nasdq semcndtr (FTXL) 0.1 $217k 6.6k 32.99
Consolidated Edison (ED) 0.1 $215k 2.7k 79.37
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.1 $213k 3.9k 54.49
Autodesk (ADSK) 0.1 $212k 1.4k 156.27
First Trust Nasdaq Artificial Intelligence And Robotics Etf etf (ROBT) 0.1 $211k 7.7k 27.24
First Tr Exch Trd Alphadex sml cp grw a (FYC) 0.1 $211k 6.5k 32.63
Becton, Dickinson and (BDX) 0.1 $211k 916.00 230.20
Costco Wholesale Corporation (COST) 0.1 $211k 738.00 285.71
First Trust ISE Water Index Fund (FIW) 0.1 $210k 4.4k 47.72
Centene Corporation (CNC) 0.1 $210k 3.5k 59.50
First Tr Exchange Traded Fd Indxx Nextg Etf us large-cap equities (NXTG) 0.1 $209k 4.5k 46.77
Select Medical Holdings Corporation (SEM) 0.1 $206k 14k 15.02
Texas Instruments Incorporated (TXN) 0.1 $206k 2.1k 99.93
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB) 0.0 $184k 11k 16.54
iShares Gold Trust 0.0 $170k 11k 15.03
CenturyLink 0.0 $166k 18k 9.48
Blackrock 2022 Gbl Incm Opp 0.0 $117k 16k 7.55
VirnetX Holding Corporation 0.0 $109k 20k 5.45
BlackRock Global Energy & Resources Trus (BGR) 0.0 $65k 10k 6.29
Muscle Maker (SDOT) 0.0 $59k 35k 1.67
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $52k 16k 3.25
Mitsubishi UFJ Financial (MUFG) 0.0 $49k 13k 3.68
Blackrock Kelso Capital 0.0 $36k 16k 2.20
Nio Inc spon ads (NIO) 0.0 $28k 10k 2.80
Fortress Biotech 0.0 $20k 10k 1.92
Opko Health (OPK) 0.0 $15k 11k 1.35
Hancock Jaffe Laboratories I 0.0 $12k 40k 0.30
Sandridge Permian Tr 0.0 $7.0k 16k 0.44
Organovo Holdings 0.0 $6.0k 14k 0.44
FirstEnergy (FE) 0.0 $0 5.1k 0.00
Edwards Lifesciences (EW) 0.0 $0 1.4k 0.00