Gladstone Institutional Advisory

Gladstone Institutional Advisory as of June 30, 2020

Portfolio Holdings for Gladstone Institutional Advisory

Gladstone Institutional Advisory holds 242 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchng Traded Fd Vi Low Dur Strtgc (LDSF) 4.6 $18M 883k 20.27
First Tr Exchange-traded First Tr Enh New (FTSM) 4.1 $16M 266k 59.99
First Tr Exchange-traded First Tr Ta Hiyl (HYLS) 3.7 $15M 319k 45.83
Schwab Strategic Tr Intl Eqty Etf (SCHF) 3.2 $13M 426k 29.75
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 2.9 $11M 111k 101.54
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.8 $11M 36k 308.36
Ishares Tr Core S&p500 Etf (IVV) 2.4 $9.5M 31k 309.69
Ishares Tr S&p 500 Grwt Etf (IVW) 2.4 $9.4M 45k 207.49
First Tr Exchange-traded Senior Ln Fd (FTSL) 2.3 $8.9M 196k 45.12
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 2.2 $8.8M 176k 50.11
Ishares Tr Msci Min Vol Etf (USMV) 2.1 $8.4M 138k 60.63
First Tr Lrg Cp Vl Alphadex Com Shs (FTA) 2.1 $8.2M 180k 45.47
Apple (AAPL) 1.9 $7.6M 21k 364.79
Ishares Tr Core S&p Ttl Stk (ITOT) 1.9 $7.5M 109k 69.44
First Tr Value Line Divid In SHS (FVD) 1.8 $7.2M 237k 30.32
Ishares Tr Core S&p Mcp Etf (IJH) 1.8 $7.0M 40k 177.82
First Tr Exch Traded Fd Iii Managd Mun Etf (FMB) 1.7 $6.8M 124k 55.01
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 1.7 $6.5M 352k 18.42
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 1.6 $6.1M 94k 65.34
Amazon (AMZN) 1.6 $6.1M 2.2k 2758.90
Ishares Tr Core Us Aggbd Et (AGG) 1.4 $5.7M 48k 118.22
Ishares Tr S&p 500 Val Etf (IVE) 1.4 $5.6M 52k 108.22
First Tr Exchange-traded Ssi Strg Etf (FCVT) 1.3 $5.2M 147k 35.49
Spdr Ser Tr S&P 400 MDCP GRW (MDYG) 1.1 $4.4M 82k 53.80
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.0 $3.9M 14k 283.42
Vanguard Index Fds Total Stk Mkt (VTI) 1.0 $3.9M 25k 156.54
Spdr Ser Tr S&p 400 Mdcp Val (MDYV) 1.0 $3.8M 89k 42.63
First Tr Nasdaq-100 Tech Ind Dj Internt Idx (FDN) 0.9 $3.7M 22k 170.49
Microsoft Corporation (MSFT) 0.9 $3.6M 18k 203.50
Ishares Core Msci Emkt (IEMG) 0.9 $3.6M 75k 47.60
First Trust Portfolios SHS (QTEC) 0.8 $3.3M 30k 109.08
Ishares Tr 3 7 Yr Treas Bd (IEI) 0.8 $3.1M 23k 133.65
Vanguard Index Fds Growth Etf (VUG) 0.8 $3.0M 15k 202.10
Ishares Tr Rus 1000 Grw Etf (IWF) 0.7 $2.9M 15k 191.94
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.7 $2.8M 115k 24.35
Ishares Tr Core Msci Eafe (IEFA) 0.7 $2.7M 46k 57.16
First Tr Exch Traded Fd Iii Muni Hi Incm Etf (FMHI) 0.7 $2.6M 52k 50.83
First Tr Exchng Traded Fd Vi Tcw Opportunis (FIXD) 0.6 $2.5M 45k 54.79
Schwab Strategic Tr Us Reit Etf (SCHH) 0.6 $2.5M 70k 35.22
Bristol Myers Squibb (BMY) 0.6 $2.3M 40k 58.80
Spdr Gold Tr Gold Shs (GLD) 0.6 $2.2M 13k 167.35
Spdr Ser Tr S&P 600 SMCP GRW (SLYG) 0.6 $2.2M 38k 56.79
Spdr Ser Tr S&p 600 Smcp Val (SLYV) 0.5 $2.1M 44k 49.12
Goldman Sachs Etf Tr Activebeta Us Lg (GSLC) 0.5 $2.1M 33k 62.60
Ishares Tr Intrm Tr Crp Etf (IGIB) 0.5 $2.0M 33k 60.39
Visa Com Cl A (V) 0.5 $1.9M 9.8k 193.14
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.5 $1.9M 36k 51.68
First Trust Lrgcp Gwt Alphad Com Shs (FTC) 0.5 $1.9M 24k 76.61
Exxon Mobil Corporation (XOM) 0.5 $1.8M 41k 44.72
First Tr Lrge Cp Core Alpha Com Shs (FEX) 0.5 $1.8M 30k 59.54
Fidelity Covington Tr High Divid Etf (FDVV) 0.4 $1.8M 65k 27.08
First Tr Nas100 Eq Weighted SHS (QQEW) 0.4 $1.7M 22k 79.91
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.4 $1.7M 6.9k 247.55
Spdr Ser Tr Portfli Mortgage (SPMB) 0.4 $1.7M 64k 26.79
Facebook Cl A (META) 0.4 $1.7M 7.5k 227.01
NVIDIA Corporation (NVDA) 0.4 $1.7M 4.5k 379.97
Abbvie (ABBV) 0.4 $1.7M 17k 98.15
Janus Detroit Str Tr Henderson Mtg (JMBS) 0.4 $1.7M 31k 53.68
Phillips 66 (PSX) 0.4 $1.7M 23k 71.91
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.4 $1.6M 19k 88.33
Fidelity Merrimack Str Tr Total Bd Etf (FBND) 0.4 $1.6M 29k 53.94
Vaneck Vectors Etf Tr Morningstar Wide (MOAT) 0.4 $1.5M 29k 52.25
Moderna (MRNA) 0.4 $1.5M 24k 64.22
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.4 $1.4M 15k 95.16
First Tr Exchange Traded Hlth Care Alph (FXH) 0.4 $1.4M 16k 90.18
Home Depot (HD) 0.4 $1.4M 5.6k 250.45
Gra (GGG) 0.4 $1.4M 29k 47.99
Disney Walt Com Disney (DIS) 0.4 $1.4M 12k 111.51
First Tr Nasdaq-100 Tech Ind Ny Arca Biotech (FBT) 0.3 $1.3M 7.9k 167.72
Ishares Tr Core S&p Scp Etf (IJR) 0.3 $1.3M 19k 68.29
Shopify Cl A (SHOP) 0.3 $1.3M 1.4k 948.96
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.3M 896.00 1418.53
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 0.3 $1.3M 25k 50.74
Lattice Strategies Tr Hartford Mlt Etf (RODM) 0.3 $1.2M 50k 24.62
Ishares U S Etf Tr Sht Mat Bd Etf (NEAR) 0.3 $1.2M 25k 50.01
Invesco Exchange Traded Fd T Ftse Rafi 1000 (PRF) 0.3 $1.2M 11k 108.34
Netflix (NFLX) 0.3 $1.1M 2.5k 455.17
Johnson & Johnson (JNJ) 0.3 $1.1M 8.0k 140.62
Tesla Motors (TSLA) 0.3 $1.1M 1.0k 1079.69
Alphabet Cap Stk Cl C (GOOG) 0.3 $1.1M 783.00 1413.79
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.3 $1.1M 81k 13.39
Merck & Co (MRK) 0.3 $1.0M 13k 77.32
Ishares Tr Exponential Tech (XT) 0.3 $1.0M 23k 44.50
Aurinia Pharmaceuticals (AUPH) 0.3 $1.0M 62k 16.25
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.3 $998k 7.4k 134.52
ConocoPhillips (COP) 0.3 $991k 24k 42.01
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.2 $971k 9.6k 101.66
Boeing Company (BA) 0.2 $938k 5.1k 183.31
Invesco Exch Traded Fd Tr Ii Natl Amt Muni (PZA) 0.2 $922k 35k 26.57
First Tr Exchange-traded Nasd Tech Div (TDIV) 0.2 $917k 22k 41.73
Docusign (DOCU) 0.2 $878k 5.1k 172.12
Verizon Communications (VZ) 0.2 $876k 16k 55.11
Ishares Tr Russell 2000 Etf (IWM) 0.2 $845k 5.9k 143.20
Ishares Tr MRNGSTR LG-CP GR (ILCG) 0.2 $841k 3.6k 234.39
Janus Detroit Str Tr Hendersn Sml Etf (JSMD) 0.2 $839k 18k 47.63
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 0.2 $839k 15k 54.39
Ishares Tr Rus 1000 Val Etf (IWD) 0.2 $823k 7.3k 112.69
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.2 $813k 3.2k 257.85
Okta Cl A (OKTA) 0.2 $807k 4.0k 200.15
Mastercard Incorporated Cl A (MA) 0.2 $782k 2.6k 295.88
Activision Blizzard 0.2 $760k 10k 75.95
Vanguard Scottsdale Fds Inter Term Treas (VGIT) 0.2 $753k 11k 70.59
Ishares Tr Pfd And Incm Sec (PFF) 0.2 $752k 22k 34.63
Ishares Tr Nasdaq Biotech (IBB) 0.2 $741k 5.4k 136.72
Vanguard Specialized Funds Div App Etf (VIG) 0.2 $739k 6.3k 117.26
Ishares Tr Core Msci Total (IXUS) 0.2 $729k 13k 54.55
Wal-Mart Stores (WMT) 0.2 $719k 6.0k 119.73
United Parcel Service CL B (UPS) 0.2 $711k 6.4k 111.25
Schwab Strategic Tr 1000 Index Etf (SCHK) 0.2 $701k 23k 30.34
J P Morgan Exchange-traded F Us Dividend 0.2 $694k 31k 22.36
At&t (T) 0.2 $672k 22k 30.23
Janus Detroit Str Tr Hendrsn Shrt Etf (VNLA) 0.2 $658k 13k 50.23
Vanguard World Fds Inf Tech Etf (VGT) 0.2 $609k 2.2k 278.72
Inovio Pharmaceuticals Com New 0.2 $606k 23k 26.93
Vanguard World Mega Grwth Ind (MGK) 0.1 $583k 3.6k 163.44
UnitedHealth (UNH) 0.1 $582k 2.0k 294.68
Ishares Tr Usa Momentum Fct (MTUM) 0.1 $578k 4.4k 130.95
Vanguard Star Fds Vg Tl Intl Stk F (VXUS) 0.1 $575k 12k 49.18
salesforce (CRM) 0.1 $574k 3.1k 187.40
Intel Corporation (INTC) 0.1 $570k 9.5k 59.84
Teladoc (TDOC) 0.1 $565k 3.0k 190.75
Invesco Exch Trd Slf Idx Bulshs 2021 Hy 0.1 $553k 24k 22.69
Fidelity Covington Tr Divid Etf Risi (FDRR) 0.1 $540k 18k 30.75
Invesco Exch Traded Fd Tr Ii S&p500 Hdl Vol (SPHD) 0.1 $529k 16k 32.94
Ishares Tr Hdg Msci Eafe (HEFA) 0.1 $520k 19k 27.60
Bank of America Corporation (BAC) 0.1 $518k 22k 23.73
Spdr Index Shs Fds Msci Acwi Exus (CWI) 0.1 $514k 23k 22.67
MercadoLibre (MELI) 0.1 $508k 515.00 986.41
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.1 $507k 6.1k 83.06
Staar Surgical Com Par $0.01 (STAA) 0.1 $500k 8.1k 61.49
First Tr Nasdaq-100 Tech Ind Cap Strength Etf (FTCS) 0.1 $490k 8.4k 58.42
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $489k 6.2k 78.79
Invesco Exchange-traded Fd T S&p Ultra Divide (RDIV) 0.1 $483k 18k 27.49
Iovance Biotherapeutics (IOVA) 0.1 $473k 17k 27.46
Ishares Min Vol Emrg Mkt (EEMV) 0.1 $473k 9.1k 51.96
Ark Etf Tr Innovation Etf (ARKK) 0.1 $460k 6.4k 71.36
Regeneron Pharmaceuticals (REGN) 0.1 $460k 738.00 623.31
Electronic Arts (EA) 0.1 $444k 3.4k 132.06
Tandem Diabetes Care Com New (TNDM) 0.1 $438k 4.4k 99.01
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $437k 2.0k 224.10
Caredx (CDNA) 0.1 $432k 12k 35.40
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.1 $426k 8.1k 52.58
Dex (DXCM) 0.1 $421k 1.0k 405.20
Vanguard Index Fds Value Etf (VTV) 0.1 $419k 4.2k 99.52
Cisco Systems (CSCO) 0.1 $416k 8.9k 46.62
JPMorgan Chase & Co. (JPM) 0.1 $413k 4.4k 94.12
First Tr Exchange Traded Cloud Computing (SKYY) 0.1 $412k 5.5k 74.53
Vaneck Vectors Etf Tr Fallen Angel Hg (ANGL) 0.1 $408k 14k 28.72
Fate Therapeutics (FATE) 0.1 $398k 12k 34.27
Procter & Gamble Company (PG) 0.1 $397k 3.3k 119.65
Forum Merger Ii Corp Cl A 0.1 $392k 24k 16.44
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.1 $389k 2.2k 178.60
Ishares Tr Msci Eafe Etf (EFA) 0.1 $385k 6.3k 60.85
Meridian Bioscience 0.1 $382k 16k 23.28
Spdr Ser Tr Bloomberg Srt Tr (SJNK) 0.1 $377k 15k 25.18
Ishares Tr Min Vol Eafe Etf (EFAV) 0.1 $377k 5.7k 66.13
Pfizer (PFE) 0.1 $375k 12k 32.66
Paypal Holdings (PYPL) 0.1 $360k 2.1k 174.17
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.1 $357k 2.2k 165.28
Select Sector Spdr Tr Technology (XLK) 0.1 $356k 3.4k 104.52
Novartis Sponsored Adr (NVS) 0.1 $356k 4.1k 87.34
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 0.1 $350k 13k 27.64
Ishares Tr National Mun Etf (MUB) 0.1 $350k 3.0k 115.36
Sanofi Sponsored Adr (SNY) 0.1 $349k 6.8k 51.02
Vaneck Vectors Etf Tr High Yld Mun Etf (HYD) 0.1 $346k 5.8k 59.20
Ishares Tr Us Treas Bd Etf (GOVT) 0.1 $337k 12k 28.01
Ishares Tr U.s. Tech Etf (IYW) 0.1 $325k 1.2k 270.16
McDonald's Corporation (MCD) 0.1 $318k 1.7k 184.35
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.1 $317k 6.1k 51.66
Ishares Tr Core S&p Us Gwt (IUSG) 0.1 $314k 4.4k 71.87
Hartford Fds Exchange Traded Mun Oportunite (HMOP) 0.1 $306k 7.3k 41.77
Align Technology (ALGN) 0.1 $303k 1.1k 274.71
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $302k 7.6k 39.99
Vanguard Admiral Fds 500 Val Idx Fd (VOOV) 0.1 $302k 2.9k 104.53
International Business Machines (IBM) 0.1 $298k 2.5k 120.79
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $290k 9.8k 29.59
Ishares Tr Jpmorgan Usd Emg (EMB) 0.1 $290k 2.7k 109.39
Amgen (AMGN) 0.1 $290k 1.2k 235.58
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $289k 3.0k 95.57
Gilead Sciences (GILD) 0.1 $285k 3.7k 76.88
Dish Network Corporation Cl A 0.1 $280k 8.1k 34.45
Spdr Ser Tr S&p Divid Etf (SDY) 0.1 $280k 3.1k 91.18
Ishares Tr Mbs Etf (MBB) 0.1 $279k 2.5k 110.58
Vanguard Tax-managed Fds Ftse Dev Mkt Etf (VEA) 0.1 $276k 7.1k 38.74
Vanguard Index Fds Small Cp Etf (VB) 0.1 $276k 1.9k 145.80
Pepsi (PEP) 0.1 $274k 2.1k 132.30
Ishares Tr Global Tech Etf (IXN) 0.1 $272k 1.2k 235.50
Chevron Corporation (CVX) 0.1 $272k 3.1k 89.18
3M Company (MMM) 0.1 $266k 1.7k 156.01
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.1 $263k 1.7k 157.96
Vanguard Index Fds Mid Cap Etf (VO) 0.1 $261k 1.6k 163.84
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $260k 3.3k 78.38
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $253k 4.9k 52.07
Dbx Etf Tr Xtrack Msci Eafe (DBEF) 0.1 $253k 8.4k 30.23
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $246k 2.5k 99.88
Lockheed Martin Corporation (LMT) 0.1 $242k 663.00 365.01
Wisdomtree Tr Us Midcap Divid (DON) 0.1 $241k 8.5k 28.29
Ishares Tr Rus 2000 Grw Etf (IWO) 0.1 $231k 1.1k 206.62
Coca-Cola Company (KO) 0.1 $230k 5.1k 44.73
Honeywell International (HON) 0.1 $229k 1.6k 144.75
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $229k 1.1k 215.63
Canopy Gro 0.1 $228k 14k 16.16
Ishares Tr Core S&p Us Vlu (IUSV) 0.1 $228k 4.4k 52.17
Spdr Ser Tr BLMBRG BRC CNVRT (CWB) 0.1 $228k 3.8k 60.53
Vaneck Vectors Etf Tr Amt Free Short M (SMB) 0.1 $227k 13k 17.98
Slack Technologies Com Cl A 0.1 $222k 7.1k 31.16
Ishares Gold Trust Ishares 0.1 $219k 13k 16.96
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.1 $218k 3.2k 68.70
Pimco Etf Tr Inter Mun Bd Act (MUNI) 0.1 $217k 3.9k 55.51
Lowe's Companies (LOW) 0.1 $217k 1.6k 134.95
L3harris Technologies (LHX) 0.1 $213k 1.3k 169.32
Vanguard World Mega Cap Val Etf (MGV) 0.1 $211k 2.9k 73.31
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $210k 1.1k 186.67
Snap Cl A (SNAP) 0.1 $208k 8.9k 23.49
Spotify Technology S A SHS (SPOT) 0.1 $208k 805.00 258.39
Ishares Tr Select Divid Etf (DVY) 0.1 $208k 2.6k 80.65
Ishares Tr Us Aer Def Etf (ITA) 0.1 $208k 1.3k 164.82
First Tr Mid Cap Core Alphad Com Shs (FNX) 0.1 $207k 3.3k 62.54
Agf Invts Tr Agfiq Us Mk Anti (BTAL) 0.1 $204k 8.4k 24.32
Target Corporation (TGT) 0.1 $202k 1.7k 119.88
Cloudflare Cl A Com (NET) 0.1 $201k 5.6k 35.96
Select Sector Spdr Tr Energy (XLE) 0.1 $201k 5.3k 37.87
Public Service Enterprise (PEG) 0.1 $201k 4.1k 49.11
Axon Enterprise (AXON) 0.1 $200k 2.0k 98.04
Suro Capital Corp Com New (SSSS) 0.0 $172k 20k 8.46
General Electric Company 0.0 $172k 25k 6.84
Sorrento Therapeutics Com New (SRNEQ) 0.0 $158k 25k 6.27
Blackrock 2022 Gbl Incm Opp 0.0 $129k 16k 8.32
Muscle Maker (SDOT) 0.0 $111k 41k 2.72
Cronos Group (CRON) 0.0 $107k 18k 6.02
Clovis Oncology 0.0 $105k 16k 6.74
Pimco High Income Com Shs (PHK) 0.0 $99k 19k 5.36
Nio Spon Ads (NIO) 0.0 $77k 10k 7.70
Leap Therapeutics 0.0 $65k 31k 2.10
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $55k 16k 3.44
Blackrock Kelso Capital 0.0 $44k 16k 2.69
Opko Health (OPK) 0.0 $38k 11k 3.42
Endra Life Sciences 0.0 $35k 36k 0.96
Quicklogic Corp Com New (QUIK) 0.0 $34k 11k 3.12
Fortress Biotech 0.0 $28k 10k 2.68
Hancock Jaffe Laboratories I 0.0 $15k 40k 0.38
Organovo Holdings 0.0 $6.0k 10k 0.58