Horizon Kinetics

Horizon Kinetics as of March 31, 2012

Portfolio Holdings for Horizon Kinetics

Horizon Kinetics holds 483 positions in its portfolio as reported in the March 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Liberty Media Corp lcpad 8.2 $477M 5.4M 88.15
Howard Hughes 6.4 $374M 5.8M 63.87
Leucadia National 4.4 $256M 9.8M 26.10
Brookfield Asset Management 4.1 $236M 7.5M 31.57
AutoNation (AN) 4.0 $229M 6.7M 34.31
Sears Holdings Corporation 3.7 $214M 3.2M 66.25
Jarden Corporation 3.5 $200M 5.0M 40.23
DreamWorks Animation SKG 3.0 $175M 9.5M 18.45
Icahn Enterprises (IEP) 2.9 $168M 3.9M 43.14
CBOE Holdings (CBOE) 2.8 $163M 5.7M 28.42
MasterCard Incorporated (MA) 2.3 $131M 311k 420.54
Franco-Nevada Corporation (FNV) 1.9 $110M 2.6M 42.98
Las Vegas Sands (LVS) 1.9 $109M 1.9M 57.57
DISH Network 1.9 $109M 3.3M 32.93
Continental Resources 1.7 $101M 1.2M 85.82
Forest City Enterprises 1.7 $100M 6.4M 15.66
Wynn Resorts (WYNN) 1.7 $97M 779k 124.88
Equity Lifestyle Properties (ELS) 1.7 $98M 1.4M 69.74
Limited Brands 1.5 $86M 1.8M 48.00
AutoZone (AZO) 1.4 $82M 221k 371.80
WisdomTree Investments (WT) 1.3 $77M 9.2M 8.37
Greenlight Capital Re Ltd cl a (GLRE) 1.3 $73M 3.0M 24.63
General Growth Properties 1.3 $73M 4.3M 16.99
Cme (CME) 1.1 $66M 227k 289.33
Berkshire Hathaway (BRK.B) 1.1 $64M 790k 81.15
Via 1.1 $63M 1.3M 47.46
Wpx Energy 1.1 $63M 3.5M 18.01
Market Vectors Gaming 1.0 $60M 1.7M 35.83
Liberty Media 1.0 $57M 3.0M 19.09
Air Lease Corp (AL) 0.9 $55M 2.3M 24.07
Discovery Communications 0.9 $54M 1.1M 50.60
Canadian Natural Resources (CNQ) 0.9 $52M 1.6M 33.18
Texas Pacific Land Trust 0.9 $51M 1.1M 47.14
CBS Corporation 0.8 $48M 1.4M 33.91
Live Nation Entertainment (LYV) 0.8 $48M 5.1M 9.40
Vornado Realty Trust (VNO) 0.8 $47M 558k 84.20
NYSE Euronext 0.8 $47M 1.6M 30.01
Echostar Corporation (SATS) 0.7 $42M 1.5M 28.14
Visa (V) 0.6 $35M 296k 118.00
J.C. Penney Company 0.6 $33M 934k 35.43
Colfax Corporation 0.6 $33M 941k 35.24
Google 0.6 $33M 51k 641.23
IntercontinentalEx.. 0.5 $28M 201k 137.45
Lennar Corporation (LEN) 0.5 $28M 1.0M 27.18
Imperial Oil (IMO) 0.4 $26M 565k 45.39
Virtus Investment Partners (VRTS) 0.4 $25M 289k 85.78
Sigma-Aldrich Corporation 0.4 $24M 334k 73.06
Union Pacific Corporation (UNP) 0.4 $23M 213k 107.46
Markel Corporation (MKL) 0.4 $22M 49k 448.96
Grupo Televisa (TV) 0.4 $22M 1.0M 21.08
Live Nation Entertainment In note 2.875% 7/1 0.4 $21M 22M 0.96
Cohen & Steers (CNS) 0.3 $20M 638k 31.90
IAC/InterActive 0.3 $19M 389k 49.09
Philip Morris International (PM) 0.3 $19M 219k 88.61
Suncor Energy (SU) 0.3 $18M 548k 32.70
Spdr S&p 500 Etf (SPY) 0.3 $17M 122k 140.81
MGM Resorts International. (MGM) 0.3 $17M 1.2M 13.62
CSX Corporation (CSX) 0.3 $16M 758k 21.52
Norfolk Southern (NSC) 0.3 $17M 250k 65.89
Berkshire Hathaway (BRK.A) 0.3 $16M 132.00 121905.66
& PROD CO shares Brookfield 0.3 $16M 1.5M 10.58
Scripps Networks Interactive 0.3 $15M 309k 48.69
Tata Motors 0.2 $15M 542k 26.97
Nuveen Performance Plus Municipal Fund 0.2 $14M 921k 15.52
Winthrop Rlty Tr Sh Ben Int New ben 0.2 $15M 1.3M 11.59
Exxon Mobil Corporation (XOM) 0.2 $14M 161k 86.73
Pimco Income Strategy Fund II (PFN) 0.2 $14M 1.4M 10.16
Cresud (CRESY) 0.2 $13M 1.0M 12.32
BOK Financial Corporation (BOKF) 0.2 $13M 227k 56.28
Leucadia Natl Corp debt 0.2 $13M 9.9M 1.26
Ecopetrol (EC) 0.2 $12M 204k 61.09
Penn West Energy Trust 0.2 $12M 613k 19.57
Cenovus Energy (CVE) 0.2 $12M 329k 35.95
Potash Corp. Of Saskatchewan I 0.2 $11M 241k 45.69
PIMCO Income Opportunity Fund 0.2 $11M 415k 26.35
Mcewen Mining 0.2 $11M 2.4M 4.44
Time Warner 0.2 $9.7M 256k 37.75
D.R. Horton (DHI) 0.2 $9.2M 604k 15.17
Williams Companies (WMB) 0.1 $8.4M 274k 30.81
Jefferies 0.1 $8.9M 474k 18.84
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $8.5M 532k 16.05
SandRidge Energy 0.1 $7.9M 1.0M 7.83
Madison Square Garden 0.1 $8.1M 236k 34.20
Valhi 0.1 $7.4M 139k 53.05
KKR & Co 0.1 $7.5M 508k 14.83
Bank of America Corporation (BAC) 0.1 $7.0M 737k 9.57
MSC Industrial Direct (MSM) 0.1 $7.1M 85k 83.27
iShares Barclays TIPS Bond Fund (TIP) 0.1 $7.0M 60k 117.65
Buckeye Partners 0.1 $5.6M 92k 61.18
Ascent Media Corporation 0.1 $5.9M 125k 47.28
Regis Corp Minn note 5.000% 7/1 0.1 $5.8M 4.4M 1.33
M&T Bank Corporation (MTB) 0.1 $5.2M 59k 86.89
Sotheby's 0.1 $5.4M 138k 39.33
Novagold Resources Inc Cad (NG) 0.1 $5.0M 691k 7.18
Inter Parfums (IPAR) 0.1 $5.2M 331k 15.69
Pimco Income Strategy Fund (PFL) 0.1 $5.4M 478k 11.36
Ing Prime Rate Tr Sh Ben Int ben 0.1 $5.1M 901k 5.70
Liberty Global 0.1 $4.8M 101k 47.89
Brookfield Infrastructure Part (BIP) 0.1 $4.8M 150k 31.60
Movado (MOV) 0.1 $4.8M 194k 24.55
BlackRock Floating Rate Income Trust (BGT) 0.1 $4.7M 327k 14.27
PCM Fund (PCM) 0.1 $4.6M 413k 11.01
Caci Intl Inc note 2.125% 5/0 0.1 $3.9M 3.1M 1.24
Ritchie Bros. Auctioneers Inco 0.1 $3.8M 162k 23.76
John Wiley & Sons (WLY) 0.1 $4.1M 85k 47.58
Loral Space & Communications 0.1 $4.3M 54k 79.59
Nasdaq Omx Group Inc note 2.500% 8/1 0.1 $3.8M 3.8M 1.00
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $4.0M 822k 4.91
Saks Inc note 2.000% 3/1 0.1 $3.6M 3.4M 1.06
Cnooc 0.1 $3.6M 18k 204.27
CACI International (CACI) 0.1 $3.4M 55k 62.29
Encana Corp 0.1 $3.3M 168k 19.66
Prestige Brands Holdings (PBH) 0.1 $3.4M 194k 17.48
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $3.3M 37k 90.73
Alexander's (ALX) 0.1 $3.8M 9.5k 393.73
SPDR Barclays Capital High Yield B 0.1 $3.5M 88k 39.37
LMP Corporate Loan Fund 0.1 $3.7M 310k 11.90
Nuveen Munpl Markt Opp Fund 0.1 $3.6M 257k 14.09
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $3.5M 240k 14.58
Orchard Supp A 0.1 $3.3M 159k 20.65
Wells Fargo & Co New Perp Pfd Cnv A p 0.1 $3.6M 3.2k 1116.77
Cognizant Technology Solutions (CTSH) 0.1 $2.8M 36k 76.94
Liberty Media Corp New deb 3.125% 3/3 0.1 $3.2M 2.6M 1.21
Kinross Gold Corp note 1.750% 3/1 0.1 $3.1M 3.1M 0.99
Apple (AAPL) 0.1 $3.0M 5.0k 599.60
eBay (EBAY) 0.1 $3.0M 81k 36.90
Sina Corporation 0.1 $2.7M 42k 65.01
Penske Automotive (PAG) 0.1 $2.7M 109k 24.63
ManTech International Corporation 0.1 $2.8M 80k 34.46
CenterPoint Energy (CNP) 0.1 $2.7M 137k 19.72
Claymore/AlphaShares China Real Est ETF 0.1 $2.7M 157k 16.94
Blackrock Credit Alln Inc Trust I 0.1 $2.9M 291k 9.88
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $2.8M 186k 14.82
Blackrock Fl Rate Ome Stra I 0.1 $3.0M 212k 13.95
Market Vectors Short Municipal Index ETF 0.1 $3.1M 176k 17.74
Nuveen Senior Income Fund 0.1 $3.0M 415k 7.13
Loews Corporation (L) 0.0 $2.4M 60k 39.86
Nasdaq Omx (NDAQ) 0.0 $2.1M 83k 25.90
Abbott Laboratories (ABT) 0.0 $2.3M 37k 61.28
Johnson & Johnson (JNJ) 0.0 $2.3M 35k 65.98
Bristol Myers Squibb (BMY) 0.0 $2.2M 64k 33.75
Danaher Corporation (DHR) 0.0 $2.2M 39k 56.01
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $2.4M 159k 15.24
Charles Riv Labs Intl Inc note 2.250% 6/1 0.0 $2.5M 2.5M 1.01
Nuveen Premium Income Muni Fund 2 0.0 $2.2M 146k 15.00
Nuveen Premium Income Muni Fd 4 0.0 $2.1M 160k 13.40
Managed Duration Invtmt Grd Mun Fund 0.0 $2.4M 154k 15.32
Promotora De Informaciones S adr cl b conv 0.0 $2.5M 585k 4.35
First Trust/Aberdeen Global Opportunity 0.0 $2.1M 118k 17.46
Nuveen New York Perf. Plus Muni Fund 0.0 $2.1M 137k 15.51
Rouse Pptys 0.0 $2.2M 166k 13.54
Eaton Vance Sr Income Tr Sh Ben Int ben 0.0 $2.1M 289k 7.21
BP (BP) 0.0 $1.5M 32k 44.99
Sba Communications Corp note 1.875% 5/0 0.0 $1.6M 1.2M 1.26
St Mary Ld & Expl Co note 3.500% 4/0 0.0 $2.0M 1.5M 1.30
Chesapeake Energy Corp note 2.500% 5/1 0.0 $1.7M 1.9M 0.92
Eli Lilly & Co. (LLY) 0.0 $1.7M 43k 40.25
Carnival Corporation (CCL) 0.0 $1.6M 50k 32.07
Pall Corporation 0.0 $1.9M 32k 59.63
Novartis (NVS) 0.0 $1.8M 33k 55.38
Merck & Co (MRK) 0.0 $1.7M 44k 38.39
Pepsi (PEP) 0.0 $1.5M 23k 66.35
Biogen Idec (BIIB) 0.0 $1.5M 12k 126.05
Freeport-McMoRan Copper & Gold (FCX) 0.0 $1.7M 45k 38.04
United Auto Group Inc note 3.500% 4/0 0.0 $1.9M 1.8M 1.08
E.W. Scripps Company (SSP) 0.0 $1.9M 197k 9.87
Harry Winston Diamond Corp Com Stk 0.0 $1.5M 102k 14.69
China Uni 0.0 $1.8M 108k 16.79
Republic Bancorp, Inc. KY (RBCAA) 0.0 $1.8M 75k 23.91
Cohen & Steers Quality Income Realty (RQI) 0.0 $1.6M 160k 9.82
Affiliated Managers Group note 3.950% 8/1 0.0 $1.8M 1.6M 1.10
West Pharmaceutical Svsc Inc sdcv 4.000% 3/1 0.0 $1.6M 1.8M 0.93
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $1.8M 113k 16.10
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $1.5M 93k 16.24
Nuveen Fltng Rte Incm Opp 0.0 $1.9M 156k 12.05
Nuveen Mult Curr St Gv Incm 0.0 $1.9M 146k 13.22
Blackrock Muniyield Quality Fund II (MQT) 0.0 $1.5M 108k 13.56
BlackRock New York Insured Municipal 0.0 $1.8M 121k 15.20
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.8M 123k 14.43
Pimco NY Municipal Income Fund (PNF) 0.0 $1.7M 156k 11.18
American Intl Group 0.0 $1.6M 153k 10.64
Lexington Realty Trust Pfd Conv Ser C p 0.0 $1.8M 42k 43.46
Peabody Energy Corp sdcv 4.750%12/1 0.0 $1.2M 1.3M 0.95
Infosys Technologies (INFY) 0.0 $1.4M 24k 57.02
CMS Energy Corporation (CMS) 0.0 $1.1M 52k 22.00
Caterpillar (CAT) 0.0 $941k 8.8k 106.52
McDonald's Corporation (MCD) 0.0 $933k 9.5k 98.15
Monsanto Company 0.0 $968k 12k 79.77
Pfizer (PFE) 0.0 $1.4M 60k 22.67
Walt Disney Company (DIS) 0.0 $1.3M 30k 43.78
HSN 0.0 $955k 25k 38.02
Chevron Corporation (CVX) 0.0 $1.4M 13k 107.24
FirstEnergy (FE) 0.0 $1.1M 24k 45.60
General Electric Company 0.0 $1.3M 66k 20.06
Copart (CPRT) 0.0 $1.0M 40k 26.06
Kraft Foods 0.0 $1.4M 37k 38.01
Harris Corporation 0.0 $1.0M 23k 45.08
Emerson Electric (EMR) 0.0 $1.0M 19k 52.18
GlaxoSmithKline 0.0 $1.1M 24k 44.90
Procter & Gamble Company (PG) 0.0 $1.2M 18k 67.23
Rio Tinto (RIO) 0.0 $1.3M 24k 55.59
Royal Dutch Shell 0.0 $1.2M 17k 70.13
Sanofi-Aventis SA (SNY) 0.0 $1.1M 29k 38.76
Qualcomm (QCOM) 0.0 $1.0M 15k 68.07
Iron Mountain Incorporated 0.0 $1.1M 37k 28.80
PetroChina Company 0.0 $1.3M 9.5k 140.49
Pioneer Floating Rate Trust (PHD) 0.0 $1.3M 103k 12.96
Sohu 0.0 $993k 18k 55.17
H.J. Heinz Company 0.0 $1.1M 21k 53.56
Calpine Corporation 0.0 $1.2M 69k 17.21
Yahoo! 0.0 $913k 60k 15.22
Aircastle 0.0 $963k 79k 12.24
Enterprise Products Partners (EPD) 0.0 $937k 19k 50.47
Life Technologies 0.0 $1.3M 27k 48.81
BHP Billiton (BHP) 0.0 $1.2M 17k 72.39
Cubist Pharmaceuticals 0.0 $1.2M 27k 43.26
Urstadt Biddle Properties 0.0 $972k 49k 19.74
Flowers Foods (FLO) 0.0 $943k 46k 20.36
Overseas Shipholding 0.0 $913k 72k 12.63
Medallion Financial (MFIN) 0.0 $1.1M 103k 11.16
SPDR S&P China (GXC) 0.0 $1.4M 21k 68.38
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.2M 82k 15.02
American Municipal Income Portfolio 0.0 $900k 61k 14.87
Nuveen Floating Rate Income Fund (JFR) 0.0 $1.2M 103k 11.92
Nuveen Premier Mun Income 0.0 $1.3M 87k 14.59
Templeton Emerging Markets Income Fund (TEI) 0.0 $1.1M 71k 15.68
BlackRock Muni Income Investment Trust 0.0 $982k 67k 14.59
DWS Municipal Income Trust 0.0 $1.2M 83k 13.82
RMK Advantage Income Fund (HAV) 0.0 $1.3M 144k 9.30
RMK High Income Fund (HIH) 0.0 $969k 109k 8.90
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $1.4M 88k 15.85
Nuveen Municipal Advantage Fund 0.0 $895k 61k 14.57
Nuveen Quality Income Municipal Fund 0.0 $1.4M 93k 14.94
Nuveen Premium Income Municipal Fund 0.0 $1.4M 97k 14.49
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $1.2M 88k 13.97
BlackRock MuniHoldings New York Insured (MHN) 0.0 $900k 59k 15.15
Black Diamond 0.0 $1.4M 154k 9.26
Amc Networks Inc Cl A (AMCX) 0.0 $1.2M 28k 44.63
Expedia (EXPE) 0.0 $1.3M 39k 33.41
Tripadvisor (TRIP) 0.0 $1.4M 39k 35.64
Nuveen Div Adv Muni Fd 3 Sh Ben Int ben 0.0 $1.1M 73k 14.77
Putnam Mun Opportunities Tr Sh Ben Int ben 0.0 $1.3M 107k 12.55
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $695k 19k 36.69
El Paso Corporation 0.0 $304k 10k 29.55
Progressive Corporation (PGR) 0.0 $825k 36k 23.17
Fidelity National Information Services (FIS) 0.0 $381k 12k 33.12
Lender Processing Services 0.0 $715k 28k 25.99
Bank of New York Mellon Corporation (BK) 0.0 $338k 14k 24.17
Archer Daniels Midland Company (ADM) 0.0 $770k 24k 31.65
Bunge 0.0 $864k 13k 68.41
United Parcel Service (UPS) 0.0 $376k 4.7k 80.65
Fidelity National Financial 0.0 $719k 40k 18.03
Genuine Parts Company (GPC) 0.0 $296k 4.7k 62.71
Kimberly-Clark Corporation (KMB) 0.0 $309k 4.2k 73.85
Leggett & Platt (LEG) 0.0 $576k 25k 22.99
Reynolds American 0.0 $546k 13k 41.47
Royal Caribbean Cruises (RCL) 0.0 $844k 29k 29.43
Sonoco Products Company (SON) 0.0 $850k 26k 33.20
T. Rowe Price (TROW) 0.0 $328k 5.0k 65.21
McGraw-Hill Companies 0.0 $512k 11k 48.43
Boeing Company (BA) 0.0 $613k 8.2k 74.42
Electronic Arts (EA) 0.0 $357k 22k 16.50
Verizon Communications (VZ) 0.0 $376k 9.8k 38.21
Affymetrix 0.0 $444k 104k 4.27
Analog Devices (ADI) 0.0 $416k 10k 40.37
Cincinnati Financial Corporation (CINF) 0.0 $368k 11k 34.54
Raytheon Company 0.0 $538k 10k 52.75
Altria (MO) 0.0 $857k 28k 30.89
Honeywell International (HON) 0.0 $821k 14k 61.04
Schlumberger (SLB) 0.0 $655k 9.4k 69.89
Stryker Corporation (SYK) 0.0 $305k 5.5k 55.45
Vodafone 0.0 $698k 25k 27.69
Marriott International (MAR) 0.0 $439k 12k 37.84
Washington Post Company 0.0 $430k 1.2k 373.91
Deluxe Corporation (DLX) 0.0 $747k 32k 23.42
Enstar Group (ESGR) 0.0 $723k 7.3k 99.05
Dr Pepper Snapple 0.0 $457k 11k 40.22
Fiserv (FI) 0.0 $311k 4.5k 69.33
Verisk Analytics (VRSK) 0.0 $470k 10k 47.00
Simcere Pharmaceutical 0.0 $453k 48k 9.44
New Oriental Education & Tech 0.0 $390k 14k 27.46
Cablevision Systems Corporation 0.0 $632k 43k 14.67
NetEase (NTES) 0.0 $658k 11k 58.13
Quanta Services (PWR) 0.0 $323k 16k 20.88
Invesco (IVZ) 0.0 $490k 18k 26.65
Eaton Vance 0.0 $838k 29k 28.59
American Railcar Industries 0.0 $411k 18k 23.53
Quest Diagnostics Incorporated (DGX) 0.0 $697k 11k 61.14
Ralcorp Holdings 0.0 $380k 5.1k 74.02
Royal Gold (RGLD) 0.0 $695k 11k 65.25
Teleflex Incorporated (TFX) 0.0 $477k 7.8k 61.15
ViroPharma Incorporated 0.0 $451k 15k 30.07
KLA-Tencor Corporation (KLAC) 0.0 $814k 15k 54.45
Progenics Pharmaceuticals 0.0 $645k 65k 9.89
Valmont Industries (VMI) 0.0 $431k 3.7k 117.28
Cubic Corporation 0.0 $441k 9.3k 47.32
Rockwell Automation (ROK) 0.0 $789k 9.9k 79.69
Veeco Instruments (VECO) 0.0 $326k 11k 28.60
Dendreon Corporation 0.0 $309k 29k 10.66
CoreLogic 0.0 $609k 37k 16.32
Cowen 0.0 $523k 193k 2.71
IDT Corporation (IDT) 0.0 $342k 37k 9.35
Rydex S&P Equal Weight ETF 0.0 $441k 8.5k 51.88
Silver Wheaton Corp 0.0 $749k 23k 33.20
Powershares Qqq Trust unit ser 1 0.0 $526k 83k 6.38
WisdomTree India Earnings Fund (EPI) 0.0 $661k 34k 19.28
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $325k 23k 13.96
Cohen & Steers Dividend Majors Fund 0.0 $430k 31k 13.92
Eaton Vance Short Duration Diversified I (EVG) 0.0 $314k 18k 17.10
Franklin Templeton (FTF) 0.0 $329k 24k 13.99
Jefferies Group Inc New dbcv 3.875%11/0 0.0 $744k 783k 0.95
Cadiz (CDZI) 0.0 $483k 53k 9.20
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $360k 3.4k 106.48
PIMCO Corporate Opportunity Fund (PTY) 0.0 $731k 39k 18.60
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $533k 87k 6.16
BlackRock Real Asset Trust 0.0 $564k 47k 12.05
Market Vectors High Yield Muni. Ind 0.0 $602k 19k 31.35
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $355k 24k 14.80
Nuveen Quality Preferred Income Fund 0.0 $390k 48k 8.15
SPDR Nuveen Barclays Capital Build Amer 0.0 $748k 13k 58.71
Blackrock Muniyield Insured Fund (MYI) 0.0 $485k 34k 14.20
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $805k 54k 14.96
RMK Multi-Sector High Income Fund (HMH) 0.0 $786k 129k 6.07
Market Vectors-Inter. Muni. Index 0.0 $344k 15k 22.97
Nuveen Insured Municipal Opp. Fund 0.0 $393k 27k 14.60
Pimco Municipal Income Fund II (PML) 0.0 $390k 32k 12.19
Nuveen Insd Dividend Advantage (NVG) 0.0 $394k 26k 14.94
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $384k 7.1k 54.08
BlackRock Senior High Income Fund 0.0 $745k 181k 4.11
Dreyfus Strategic Muni. 0.0 $635k 70k 9.12
Dreyfus Municipal Income 0.0 $628k 63k 9.91
Eaton Vance Municipal Bond Fund (EIM) 0.0 $447k 34k 12.99
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $485k 36k 13.48
Federated Premier Intermediate Municipal 0.0 $326k 22k 14.91
Neuberger Berman NY Int Mun Common 0.0 $801k 55k 14.67
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $372k 26k 14.46
Nuveen Mun High Inc Oppty 0.0 $533k 44k 12.10
Nuveen Dividend Advantage Municipal Fd 2 0.0 $769k 51k 15.19
PIMCO Corporate Income Fund (PCN) 0.0 $649k 40k 16.05
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $410k 4.1k 100.91
Pioneer Municipal High Income Trust (MHI) 0.0 $458k 31k 14.74
Putnam Managed Municipal Income Trust (PMM) 0.0 $441k 57k 7.70
Templeton Emerging Markets (EMF) 0.0 $413k 21k 19.57
Nuveen Insured Premium Incm. Mun. Fnd II 0.0 $776k 58k 13.50
Blackrock Muniyield Quality Fund (MQY) 0.0 $294k 19k 15.47
Nuveen Investment Quality Munl Fund 0.0 $509k 33k 15.63
Blackrock MuniHoldings Insured 0.0 $299k 21k 14.12
Market Vectors Pre-Refunded Mun. In 0.0 $789k 31k 25.21
Alliance New York Municipal Income Fund 0.0 $508k 34k 14.81
Nuveen NY Select Quality Municipal 0.0 $392k 26k 15.10
Invesco Municipal Premium Income Trust (PIA) 0.0 $595k 67k 8.90
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $424k 36k 11.95
Invesco Insured Municipal Income Trust (IIM) 0.0 $545k 35k 15.57
Invesco Quality Municipal Securities 0.0 $673k 45k 14.82
Nuveen Ny Div Advantg Mun 0.0 $443k 31k 14.50
Nuveen Insured New York Prem Inco Mun (NNF) 0.0 $750k 49k 15.21
Nuveen Mortgage opportunity trm fd2 0.0 $335k 14k 23.48
RMK Strategic Income Fund 0.0 $810k 136k 5.94
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $550k 28k 19.61
Templeton Russia & East European Fund 0.0 $337k 21k 16.42
BlackRock MuniYield Investment Fund 0.0 $338k 22k 15.36
Barclays Bk Plc ipath invs^p stf 0.0 $577k 16k 36.37
BlackRock Municipal Bond Investment Tst 0.0 $601k 39k 15.36
Claymore Exchange Trd Fd Tr gugg shippng etf 0.0 $429k 23k 19.04
Pimco Etf Tr 1-3yr ustreidx 0.0 $393k 7.7k 50.87
Western Asset High Income Fund (HIF) 0.0 $310k 32k 9.65
Alkermes (ALKS) 0.0 $464k 25k 18.56
Beam 0.0 $501k 8.5k 58.62
Fortune Brands (FBIN) 0.0 $543k 25k 22.08
Marriott Vacations Wrldwde Cp (VAC) 0.0 $713k 25k 28.52
First Trust Strategic 0.0 $616k 36k 17.32
Genie Energy Ltd-b cl b (GNE) 0.0 $354k 37k 9.66
Eaton Vance Muni Income Trussh Ben Int ben 0.0 $678k 50k 13.62
Eaton Vance Ny Muni Income Tsh Ben Int ben 0.0 $666k 46k 14.63
Mfs High Income Mun Tr Sh Ben Int ben 0.0 $730k 136k 5.35
Mfs Mun Income Tr Sh Ben Int ben 0.0 $387k 53k 7.28
China Petroleum & Chemical 0.0 $240k 2.2k 108.84
Baxter International (BAX) 0.0 $261k 4.4k 59.70
Tree 0.0 $77k 10k 7.67
Medco Health Solutions 0.0 $220k 3.1k 70.24
Boston Scientific Corporation (BSX) 0.0 $134k 22k 5.97
Dow Chemical Company 0.0 $201k 5.8k 34.66
International Flavors & Fragrances (IFF) 0.0 $272k 4.7k 58.49
ConocoPhillips (COP) 0.0 $223k 2.9k 76.08
Marsh & McLennan Companies (MMC) 0.0 $230k 7.0k 32.77
Novo Nordisk A/S (NVO) 0.0 $215k 1.5k 138.89
Human Genome Sciences 0.0 $173k 21k 8.24
SPDR Gold Trust (GLD) 0.0 $245k 1.5k 162.25
American Capital 0.0 $175k 20k 8.67
United Online 0.0 $49k 10k 4.90
Mizuho Financial (MFG) 0.0 $34k 11k 3.20
Albany Molecular Research 0.0 $151k 56k 2.70
CARBO Ceramics 0.0 $274k 2.6k 105.51
Energy Recovery (ERII) 0.0 $118k 51k 2.31
MarketAxess Holdings (MKTX) 0.0 $224k 6.0k 37.33
Sirius XM Radio 0.0 $106k 46k 2.30
ISIS Pharmaceuticals 0.0 $254k 29k 8.76
Maxygen 0.0 $235k 41k 5.73
NV Energy 0.0 $196k 12k 16.16
Pain Therapeutics 0.0 $138k 38k 3.63
Arena Pharmaceuticals 0.0 $138k 45k 3.07
ImmunoGen 0.0 $201k 14k 14.36
McDermott International 0.0 $188k 15k 12.82
Seaboard Corporation (SEB) 0.0 $244k 125.00 1952.00
China Finance Online 0.0 $23k 10k 2.30
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.0 $220k 28k 7.89
Spdr Gold Trust option 0.0 $128k 14k 9.21
Internet Initiative Japan (IIJIY) 0.0 $117k 13k 8.83
Vical Incorporated 0.0 $281k 83k 3.41
Celldex Therapeutics 0.0 $134k 26k 5.10
Myrexis (MYRX) 0.0 $224k 74k 3.03
BioSante Pharmaceuticals 0.0 $9.0k 14k 0.67
Powershares Qqq Trust unit ser 1 0.0 $178k 22k 8.02
Powershares Qqq Trust unit ser 1 0.0 $27k 20k 1.35
Powershares Qqq Trust unit ser 1 0.0 $214k 50k 4.30
WidePoint Corporation 0.0 $36k 39k 0.92
SPDR S&P Dividend (SDY) 0.0 $219k 3.9k 56.71
American Income Fund (MRF) 0.0 $108k 14k 8.00
American Strategic Income Portfolio 0.0 $174k 15k 11.67
American Strategic Income Portfolio III 0.0 $120k 17k 7.00
American Strategic Income Portf. Inc II 0.0 $101k 12k 8.29
Blackrock Credit All Inc Trust III 0.0 $200k 18k 11.25
Dreyfus Strategic Municipal Bond Fund 0.0 $166k 19k 8.70
Genon Energy 0.0 $44k 21k 2.09
Aeterna Zentaris 0.0 $219k 103k 2.14
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $223k 9.1k 24.38
Opko Health (OPK) 0.0 $62k 13k 4.70
Pacific Biosciences of California (PACB) 0.0 $41k 12k 3.42
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $257k 3.0k 84.40
PowerShares Fin. Preferred Port. 0.0 $182k 10k 17.88
BlackRock Debt Strategies Fund 0.0 $172k 41k 4.14
Nuveen Muni Value Fund (NUV) 0.0 $121k 12k 10.08
BlackRock Corporate High Yield Fund III 0.0 $76k 10k 7.60
Entertainment Gaming Asia (EGT) 0.0 $5.0k 10k 0.50
Nuveen Quality Pref. Inc. Fund II 0.0 $172k 20k 8.64
Nuveen Qual Preferred Inc. Fund III 0.0 $103k 12k 8.31
Western Asset Managed High Incm Fnd 0.0 $180k 29k 6.13
WisdomTree Total Dividend Fund (DTD) 0.0 $258k 4.9k 53.09
MFS Multimarket Income Trust (MMT) 0.0 $75k 11k 6.97
Alpine Total Dynamic Dividend Fund 0.0 $161k 34k 4.73
Blackrock Ny Mun Income Tr I 0.0 $168k 11k 15.58
Blackrock Muni Intermediate Drtn Fnd 0.0 $163k 10k 15.81
Blackrock Defined Opprty Cr 0.0 $266k 20k 13.37
Hyperion Brookfield Total Return (HTR) 0.0 $125k 21k 6.03
Mfs Calif Mun 0.0 $193k 17k 11.27
Nuveen Mun High Income Opp F (NMZ) 0.0 $150k 12k 12.93
Nuveen Real Estate Income Fund (JRS) 0.0 $189k 17k 11.31
PIMCO Short Term Mncpl (SMMU) 0.0 $202k 4.0k 50.50
Pioneer Municipal High Income Advantage (MAV) 0.0 $245k 17k 14.74
Nuveen Insured Quality Muncipal Fund 0.0 $227k 16k 14.24
Swisher Hygiene 0.0 $49k 20k 2.45
Invesco Quality Muni Inv Trust (IQT) 0.0 $284k 20k 14.01
Nuveen California Select Qlty Mun Inc Fu 0.0 $271k 17k 15.56
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.0 $224k 15k 14.84
Pimco NY Muni. Income Fund III (PYN) 0.0 $167k 17k 9.63
Blackrock New York Municipal Bond Trust 0.0 $224k 14k 15.74
40/86 Strategic Income Fund (HHY) 0.0 $146k 14k 10.48
Nuveen Insured CA Premium Inc Fd II 0.0 $272k 19k 14.56
Pimco CA Muni. Income Fund III (PZC) 0.0 $124k 12k 10.39
Western Asset Municipal Partners Fnd 0.0 $233k 15k 15.81
Promotora De Informaciones Adr adr cl a 0.0 $64k 20k 3.22
Oncothyreon 0.0 $124k 28k 4.38
BlackRock Muniyield Michigan Ins. Fnd II 0.0 $146k 11k 13.86
Nuveen NY Municipal Value (NNY) 0.0 $105k 11k 9.91
Western Asset Municipal D Opp Trust 0.0 $274k 12k 22.40
Blackrock Ny Invt Quality Mu 0.0 $265k 18k 14.79
Powershares Etf Trust dyna buybk ach 0.0 $254k 8.7k 29.33
China Hydroelectric Corporat w exp 01/25/201 0.0 $800.000000 40k 0.02
Credit Suisse Nassau Brh invrs vix sterm 0.0 $167k 14k 12.26
Sanofi Aventis Wi Conval Rt 0.0 $21k 16k 1.35
Api Technologies Corp 0.0 $241k 69k 3.49
Icg Group 0.0 $134k 15k 8.93
Barclays Bk Plc put 0.0 $25k 12k 2.08
Barclays Bk Plc put 0.0 $32k 17k 1.90
Barclays Bk Plc put 0.0 $34k 24k 1.42
Ishares Tr fltg rate nt (FLOT) 0.0 $272k 5.4k 50.00
Alerian Mlp Etf Oct 12p 16 put 0.0 $18k 25k 0.71
Appolo Invt Corp Shs Ben Int ben 0.0 $201k 28k 7.15
Mfs High Yield Mun Tr Sh Ben Int ben 0.0 $286k 58k 4.90
Nuveen Ca Div Adv Muni Fd 3 Sh Ben Int ben 0.0 $267k 19k 13.78
Nuveen Select Mat Mun Fd Sh Ben Int ben 0.0 $220k 22k 10.23
Putman High Income Sec Fund Shs Ben Int ben 0.0 $110k 13k 8.46
Putnam Premier Income Tr Sh Ben Int ben 0.0 $130k 24k 5.49