Ionic Capital Management

Ionic Capital Management as of Dec. 31, 2016

Portfolio Holdings for Ionic Capital Management

Ionic Capital Management holds 256 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares FTSE/Xinhua China 25 Index (FXI) 4.7 $87M 2.5M 34.71
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 3.7 $68M 620k 110.22
Allergan 3.4 $62M 295k 210.01
Direxion Shs Etf Tr Daily Gold Miner 3.2 $59M 1.2M 48.37
Ipath S&p 500 Vix Short-term Futures Etn 3.1 $58M 2.3M 25.51
PowerShares DB US Dollar Index Bullish 3.0 $56M 2.1M 26.46
WisdomTree Japan Total Dividend (DXJ) 2.9 $53M 1.1M 49.54
Spdr S&p 500 Etf (SPY) 2.5 $46M 207k 223.53
iShares iBoxx $ High Yid Corp Bond (HYG) 2.3 $42M 483k 86.55
iShares MSCI Emerging Markets Indx (EEM) 1.9 $35M 997k 35.01
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.9 $34M 286k 119.13
Spdr Euro Stoxx 50 Etf (FEZ) 1.7 $32M 947k 33.46
Microsoft Corporation (MSFT) 1.6 $30M 487k 62.14
Bank of America Corporation (BAC) 1.6 $30M 1.3M 22.10
Utilities SPDR (XLU) 1.6 $29M 603k 48.57
Wisdomtree Tr intl hedge eqt (HEDJ) 1.6 $29M 500k 57.40
General Electric Company 1.5 $28M 893k 31.60
Vaneck Vectors Gold Miners mutual (GDX) 1.4 $26M 1.2M 20.92
Centennial Resource Dev Inc *w exp 02/23/202 1.3 $24M 2.9M 8.44
Industrial SPDR (XLI) 1.3 $24M 390k 62.22
Apple (AAPL) 1.1 $20M 176k 115.82
McDonald's Corporation (MCD) 1.1 $20M 162k 121.72
Ilg 1.0 $18M 1.0M 18.17
Zions Bancorporation *w exp 05/22/202 0.9 $17M 1.5M 11.75
Citigroup (C) 0.9 $17M 286k 59.43
Verizon Communications (VZ) 0.9 $17M 314k 53.38
SPDR KBW Regional Banking (KRE) 0.9 $17M 298k 55.57
iShares NASDAQ Biotechnology Index (IBB) 0.8 $16M 59k 265.38
Suntrust Bks Inc wrt exp 11/14/2 0.8 $15M 1.1M 13.28
Wts/the Pnc Financial Services Grp wts 0.8 $15M 305k 49.32
Nomad Foods (NOMD) 0.8 $15M 1.5M 9.57
Intel Corp sdcv 0.8 $14M 11M 1.35
Monsanto Company 0.7 $13M 124k 105.22
Air Products & Chemicals (APD) 0.7 $13M 89k 143.82
CurrencyShares British Pound Ster. Trst 0.7 $13M 108k 120.26
Zayo Group Hldgs 0.7 $13M 384k 32.86
CSX Corporation (CSX) 0.7 $12M 344k 35.93
PowerShares QQQ Trust, Series 1 0.7 $12M 104k 118.48
iShares MSCI EAFE Index Fund (EFA) 0.7 $12M 209k 57.73
DISH Network 0.6 $12M 203k 57.93
Under Armour Inc Cl C (UA) 0.6 $12M 456k 25.17
Nexstar Broadcasting (NXST) 0.6 $11M 172k 63.30
SPDR S&P Biotech (XBI) 0.6 $11M 184k 59.19
Consumer Discretionary SPDR (XLY) 0.6 $11M 132k 81.40
SPDR S&P Oil & Gas Explore & Prod. 0.6 $11M 254k 41.46
Ishares Tr usa min vo (USMV) 0.5 $9.4M 207k 45.22
Suntrust Banks Inc $1.00 Par Cmn 0.5 $8.9M 163k 54.85
Axalta Coating Sys (AXTA) 0.5 $9.0M 330k 27.20
Liberty Global 0.5 $8.9M 423k 21.18
Yahoo! 0.5 $8.9M 231k 38.67
1,000% Sina 01.12.2018 note 0.5 $8.8M 9.0M 0.98
Pfizer (PFE) 0.5 $8.4M 258k 32.48
Synchrony Financial (SYF) 0.5 $8.3M 228k 36.27
VMware 0.4 $8.1M 103k 78.73
CurrencyShares Euro Trust 0.4 $8.2M 80k 102.26
Exxon Mobil Corporation (XOM) 0.4 $8.0M 89k 90.26
Chevron Corporation (CVX) 0.4 $7.9M 67k 117.72
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.4 $7.9M 5.0M 1.58
American Airls (AAL) 0.4 $7.7M 165k 46.69
Amazon (AMZN) 0.4 $7.5M 10k 749.90
Golar Lng (GLNG) 0.4 $7.6M 333k 22.94
iShares Dow Jones US Real Estate (IYR) 0.4 $7.5M 97k 76.94
Marathon Petroleum Corp (MPC) 0.4 $7.6M 150k 50.35
Wal-Mart Stores (WMT) 0.4 $7.4M 107k 69.12
Sina Corporation 0.4 $7.2M 119k 60.79
Alibaba Group Holding (BABA) 0.4 $7.3M 83k 87.81
Hubspot (HUBS) 0.4 $7.3M 155k 47.00
Hostess Brands 0.4 $7.1M 550k 13.00
Hewlett Packard Enterprise (HPE) 0.4 $7.0M 304k 23.14
iShares MSCI Brazil Index (EWZ) 0.4 $6.8M 203k 33.34
Level 3 Communications 0.4 $6.9M 122k 56.36
Cathay Gen Bancorp *w exp 12/05/201 0.4 $6.8M 389k 17.50
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.4 $6.9M 218k 31.55
Lumos Networks 0.4 $6.6M 424k 15.62
International Paper Company (IP) 0.3 $6.5M 123k 53.06
Versum Matls 0.3 $6.5M 231k 28.07
Morgan Stanley (MS) 0.3 $6.3M 150k 42.25
Ball Corporation (BALL) 0.3 $6.2M 83k 75.08
Berry Plastics (BERY) 0.3 $6.3M 129k 48.73
Depomed Inc conv 0.3 $6.1M 5.3M 1.15
Dominion Resource p 0.3 $6.0M 119k 50.59
Time Warner 0.3 $5.9M 61k 96.58
Baker Hughes Incorporated 0.3 $6.0M 92k 64.97
Deutsche Bank Ag-registered (DB) 0.3 $6.0M 329k 18.10
Interdigital Inc 1.5% 3/1/20 convertible bond 0.3 $6.0M 4.4M 1.36
Wells Fargo & Company (WFC) 0.3 $5.7M 104k 55.10
ShoreTel 0.3 $5.8M 807k 7.15
National-Oilwell Var 0.3 $5.6M 150k 37.44
Merck & Co (MRK) 0.3 $5.6M 95k 58.87
Ctrip.com International 0.3 $5.5M 137k 40.00
Forestar 0.3 $5.5M 416k 13.30
Rite Aid Corporation 0.3 $5.4M 651k 8.24
Terex Corporation (TEX) 0.3 $5.3M 168k 31.53
Medtronic (MDT) 0.3 $5.3M 75k 71.24
BP (BP) 0.3 $5.2M 140k 37.38
Qualcomm (QCOM) 0.3 $5.2M 80k 65.20
Expedia (EXPE) 0.3 $5.1M 45k 113.28
Alphabet Inc Class C cs (GOOG) 0.3 $5.1M 6.6k 771.82
U.S. Bancorp (USB) 0.3 $4.9M 96k 51.38
BB&T Corporation 0.3 $5.0M 106k 47.02
Materials SPDR (XLB) 0.3 $5.0M 100k 49.70
Kraton Performance Polymers 0.3 $4.9M 173k 28.48
Carnival (CUK) 0.3 $4.7M 93k 51.19
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.3 $4.7M 428k 11.01
Whitewave Foods 0.3 $4.8M 86k 55.57
BHP Billiton 0.2 $4.7M 149k 31.46
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.2 $4.6M 104k 43.97
Banco Bradesco SA (BBD) 0.2 $4.4M 500k 8.71
Nxp Semiconductors N V (NXPI) 0.2 $4.5M 46k 98.03
Kroger (KR) 0.2 $4.2M 123k 34.51
Gray Television (GTN) 0.2 $4.3M 395k 10.85
Zions Bancorporation (ZION) 0.2 $4.1M 96k 43.04
Del Taco Restaurants Inc Exp 6 warr 0.2 $4.2M 875k 4.85
Xpo Logistics Inc equity (XPO) 0.2 $4.0M 93k 43.16
Dell Technologies Inc Class V equity 0.2 $4.1M 75k 54.97
Crawford & Company (CRD.A) 0.2 $3.9M 416k 9.47
Hollyfrontier Corp 0.2 $3.9M 120k 32.76
Michael Kors Holdings 0.2 $3.9M 91k 42.98
Sprott Physical Silver Tr tr unit (PSLV) 0.2 $3.7M 617k 6.08
Fox News 0.2 $3.7M 135k 27.25
Valero Energy Corporation (VLO) 0.2 $3.4M 50k 68.32
Akorn 0.2 $3.6M 164k 21.83
Anthem Inc conv p 0.2 $3.6M 76k 47.07
Scientific Games (LNW) 0.2 $3.4M 240k 14.00
Advanced Micro Devices (AMD) 0.2 $3.4M 300k 11.34
Market Vectors Etf Tr Oil Svcs 0.2 $3.3M 100k 33.35
Financial Select Sector SPDR (XLF) 0.2 $3.1M 131k 23.25
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $3.1M 25k 122.74
Ubs Ag London Brh etracs mth 2xlv 0.2 $3.1M 184k 16.75
Nexeo Solutions 0.2 $3.1M 332k 9.31
Vale (VALE) 0.2 $3.0M 390k 7.62
Norfolk Southern (NSC) 0.2 $2.9M 27k 108.07
Bristol Myers Squibb (BMY) 0.2 $2.9M 50k 58.44
Transocean (RIG) 0.2 $3.0M 201k 14.74
Royal Dutch Shell 0.2 $3.0M 55k 54.36
International Bancshares Corporation 0.2 $2.9M 70k 40.80
Invesco Van Kampen Dyn Cr Opp Fund 0.2 $3.0M 245k 12.30
Twilio Inc cl a (TWLO) 0.2 $3.0M 105k 28.85
Newmont Mining Corporation (NEM) 0.1 $2.6M 77k 34.06
Unilever (UL) 0.1 $2.6M 65k 40.71
Liberty Broadband Corporation (LBRDA) 0.1 $2.6M 36k 72.49
Williams Companies (WMB) 0.1 $2.4M 77k 31.14
Syngenta 0.1 $2.4M 30k 79.07
Delta Air Lines (DAL) 0.1 $2.5M 50k 49.20
MetLife (MET) 0.1 $2.4M 45k 53.89
SPDR S&P MidCap 400 ETF (MDY) 0.1 $2.5M 8.1k 301.72
Sunpower (SPWRQ) 0.1 $2.5M 372k 6.61
Yahoo Inc note 12/0 0.1 $2.4M 2.5M 0.99
At&t (T) 0.1 $2.1M 50k 42.53
Powershares Senior Loan Portfo mf 0.1 $2.3M 98k 23.36
Us Silica Hldgs (SLCA) 0.1 $2.3M 40k 56.70
Anthem (ELV) 0.1 $2.2M 15k 143.80
Vaneck Vectors Russia Index Et 0.1 $2.1M 100k 21.22
Emerson Electric (EMR) 0.1 $2.1M 38k 55.74
KKR & Co 0.1 $2.0M 131k 15.39
General Motors Company (GM) 0.1 $2.1M 60k 34.83
Yandex Nv-a (NBIS) 0.1 $2.0M 100k 20.13
Voya Prime Rate Trust sh ben int 0.1 $2.0M 353k 5.54
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.1 $2.1M 18k 116.22
Bunge 0.1 $1.9M 26k 72.23
Union Pacific Corporation (UNP) 0.1 $1.8M 17k 103.71
Teradyne (TER) 0.1 $1.9M 75k 25.40
SPDR S&P Retail (XRT) 0.1 $1.8M 40k 44.05
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.8M 202k 8.85
Centennial Resource Developmen cs 0.1 $1.8M 90k 19.72
iShares Russell 2000 Index (IWM) 0.1 $1.6M 12k 134.88
SPDR Barclays Capital High Yield B 0.1 $1.7M 46k 36.46
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $1.7M 367k 4.64
United States Oil Fund 0.1 $1.6M 134k 11.72
Associated Banc Corp *w exp 11/21/201 0.1 $1.5M 252k 5.79
Great Plains Energy Incorporated conv prf 0.1 $1.6M 31k 50.36
Trivago N V spon ads a 0.1 $1.5M 128k 11.75
JPMorgan Chase & Co. (JPM) 0.1 $1.3M 15k 86.27
Tyson Foods (TSN) 0.1 $1.2M 20k 61.69
Swiss Helvetia Fund (SWZ) 0.1 $1.2M 119k 10.20
Tcf Finl Corp *w exp 11/14/201 0.1 $1.3M 382k 3.50
Mondelez Int (MDLZ) 0.1 $1.3M 30k 44.33
Boulevard Acquisition cl a 0.1 $1.3M 132k 9.89
Avista Healthcare Pub Acq Co unit 99/99/9999 0.1 $1.3M 127k 10.13
Barrick Gold Corp (GOLD) 0.1 $1.2M 74k 15.98
Encana Corp 0.1 $1.2M 100k 11.74
Weyerhaeuser Company (WY) 0.1 $1.1M 38k 30.07
Ford Motor Company (F) 0.1 $1.2M 96k 12.13
HEICO Corporation (HEI.A) 0.1 $1.2M 17k 67.92
Vanguard REIT ETF (VNQ) 0.1 $1.1M 13k 82.54
Electrum Spl Acquisition Cor 0.1 $1.1M 115k 9.91
Cabela's Incorporated 0.1 $912k 16k 58.54
Goldcorp 0.1 $911k 67k 13.60
Kinross Gold Corp (KGC) 0.1 $851k 274k 3.11
Technology SPDR (XLK) 0.1 $895k 19k 48.38
Centrais Eletricas Brasileiras SA (EBR.B) 0.1 $884k 112k 7.88
Liberty All-Star Equity Fund (USA) 0.1 $873k 169k 5.16
Advent/Claymore Enhanced Growth & Income 0.1 $830k 100k 8.30
Fiat Chrysler Auto 0.1 $912k 100k 9.12
Biotime Inc wts oct 1 18 0.1 $976k 1.4M 0.70
Zillow Group Inc Cl A (ZG) 0.1 $978k 27k 36.47
Alphabet Inc Class A cs (GOOGL) 0.1 $991k 1.3k 792.17
Hennessy Cap Acquisition Cor 0.1 $936k 93k 10.08
Liberty Media Corp Del Com Ser 0.1 $866k 28k 31.32
Liberty Media Corp Delaware Com A Siriusxm 0.1 $874k 25k 34.52
Barclays Bk 0.1 $872k 25k 34.84
Stellar Acquisition Iii Inc unit 03/22/2022 0.1 $925k 90k 10.30
St. Jude Medical 0.0 $813k 10k 80.20
Healthsouth 0.0 $734k 18k 41.25
CBS Corporation 0.0 $729k 11k 64.75
Adams Express Company (ADX) 0.0 $794k 63k 12.71
Industries N shs - a - (LYB) 0.0 $663k 7.7k 85.62
American Intl Group 0.0 $775k 33k 23.47
11/14/2018 W Exp 11/14/2018 0.0 $706k 82k 8.65
Direxion Daily Gold Miners Bull 3x Shares etf 0.0 $645k 84k 7.65
Comcast Corporation (CMCSA) 0.0 $520k 7.5k 69.16
Valspar Corporation 0.0 $634k 6.1k 103.68
Energy Select Sector SPDR (XLE) 0.0 $613k 8.1k 75.29
Rush Enterprises (RUSHB) 0.0 $641k 21k 30.91
Credit Suisse Nassau Brh invrs vix sterm 0.0 $573k 12k 46.74
Wpx Energy Inc p 0.0 $514k 7.8k 66.06
Capitol Acquisition Corp Iii unit 99/99/9999 0.0 $468k 45k 10.30
American Eagle Outfitters (AEO) 0.0 $379k 25k 15.16
Avon Products 0.0 $454k 90k 5.04
Chesapeake Energy Corporation 0.0 $351k 50k 7.02
Kennametal (KMT) 0.0 $313k 10k 31.30
Alere 0.0 $405k 10k 39.00
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $386k 47k 8.26
Liberty Global Inc Com Ser A 0.0 $328k 11k 30.58
Petroleum & Res Corp Com cef (PEO) 0.0 $303k 15k 20.20
Quinpario Acquisition Corp 2 0.0 $418k 42k 9.95
Boulevard Acquisition unit 99/99/9999 0.0 $396k 39k 10.17
Pace Holdings Corp. equities 0.0 $289k 27k 10.73
Gp Invts Acquisition Cor 0.0 $417k 42k 9.92
Double Eagle Acquisition Cor unit 99/99/9999 0.0 $358k 34k 10.55
Nexeo Solutions Inc *w exp 06/09/202 0.0 $400k 571k 0.70
M I Acquisitions Inc unit 99/99/9999 0.0 $457k 45k 10.16
China Fund (CHN) 0.0 $172k 11k 15.09
Eastman Kodak Co *w exp 09/03/201 0.0 $130k 46k 2.82
Applied Dna Sciences Inc *w exp 11/21/201 0.0 $110k 220k 0.50
Delta Technology Hldgs Ltd usd ord 0.0 $122k 167k 0.73
Agrofresh Solutions wts feb 19 19 0.0 $219k 1.2M 0.18
Kitov Pharmaceuticals Hldgs *w exp 11/20/202 0.0 $130k 97k 1.34
Liberty Media Corp Delaware Com A Braves Grp 0.0 $250k 12k 20.44
Fintech Acquisition Corp *w exp 02/19/202 0.0 $275k 86k 3.18
Seanergy Maritime Hldgs Corp a 0.0 $129k 380k 0.34
Vivopower International 0.0 $94k 17k 5.50
BioTime 0.0 $77k 21k 3.65
Kinder Morgan Inc/delaware Wts 0.0 $40k 4.0M 0.01
Fieldpoint Petroleum Corp *w exp 03/23/2 0.0 $8.4k 209k 0.04
Tyson Foods Inc cnv p 0.0 $16k 238.00 67.23
Contrafect Corp w exp 01/31/201 0.0 $2.9k 72k 0.04
Hudbay Minerals Inc *w exp 07/20/201 0.0 $85k 184k 0.46
Agrofresh Solutions 0.0 $3.0k 1.2k 2.50
Eyegate Pharmaceuticals @10.62 warrants 0.0 $53k 151k 0.35
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $77k 90k 0.85
Delta Technology Hldgs Ltd *w exp 12/18/201 0.0 $4.0k 34k 0.12
Pace Hldgs Corp cl a 0.0 $0 1.00 0.00
Cellectar Biosciences Inc *w exp 04/08/202 0.0 $61k 145k 0.42
Dariohealth Corp. Warrant w exp 03/08/202 0.0 $48k 74k 0.65
Sonoma Pharmaceuticals Inc *w exp 01/21/202 0.0 $76k 199k 0.38