Karpus Investment Management

Karpus Management as of Sept. 30, 2019

Portfolio Holdings for Karpus Management

Karpus Management holds 186 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Eaton Vance Municipal Bond Fund (EIM) 5.1 $134M 10M 12.96
Nuveen Div. Advantage Muni. Fund (NAD) 5.0 $130M 9.1M 14.36
Nuveen Insured Tax-Free Adv Munici (NEA) 4.5 $117M 8.2M 14.31
Vanguard European ETF (VGK) 3.9 $102M 1.9M 53.61
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 3.9 $102M 7.6M 13.46
Vanguard Small-Cap ETF (VB) 3.9 $101M 654k 153.89
iShares S&P 500 Index (IVV) 3.2 $84M 281k 298.52
Blackrock Muniyield Insured Fund (MYI) 2.8 $72M 5.3M 13.57
Duff & Phelps Utility & Corp Bond Trust 2.6 $68M 7.3M 9.25
Vanguard Emerging Markets ETF (VWO) 2.4 $64M 1.6M 40.26
Vanguard Total Stock Market ETF (VTI) 2.4 $63M 417k 151.00
BlackRock Income Trust 2.2 $57M 9.4M 6.08
Vanguard Growth ETF (VUG) 1.8 $46M 278k 166.28
Vanguard Pacific ETF (VPL) 1.7 $44M 662k 66.05
Vanguard Long-Term Bond ETF (BLV) 1.5 $40M 385k 102.67
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 1.4 $38M 3.2M 11.59
BlackRock Credit All Inc Trust IV (BTZ) 1.4 $37M 2.7M 13.62
Hennessy Cap Acqustion Corp Cl A 1.4 $36M 3.6M 10.00
Pure Acquisition Corp cl a 1.2 $32M 3.1M 10.25
BlackRock MuniHoldings New York Insured (MHN) 1.2 $31M 2.3M 13.61
Boxwood Merger Corp 1.1 $30M 2.9M 10.08
Spdr S&p 500 Etf (SPY) 1.1 $29M 97k 296.77
First Trust/Aberdeen Global Opportunity (FAM) 1.1 $28M 2.7M 10.56
Ishares Tr core div grwth (DGRO) 1.1 $28M 706k 39.14
Vanguard FTSE All-World ex-US ETF (VEU) 1.0 $27M 535k 49.90
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 1.0 $27M 1.8M 14.50
Allegro Merger Corp 1.0 $26M 2.5M 10.12
Vectoiq Acquisition Corp 0.9 $25M 2.4M 10.21
MFS Government Markets Income Trust (MGF) 0.9 $24M 5.3M 4.61
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.9 $24M 2.1M 11.33
Lf Cap Acquisition Corp cl a 0.9 $23M 2.3M 10.26
Monocle Acquisition Corp 0.9 $22M 2.2M 9.96
Megalith Finl Acquisition Co cl a 0.8 $22M 2.2M 10.13
Amci Acquisition Corp class a 0.8 $22M 2.2M 10.03
Gigcapital2 Acq Corp 0.8 $22M 2.2M 9.83
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.8 $21M 199k 106.54
Lennox International (LII) 0.8 $21M 85k 242.97
Forum Merger Ii Corp cl a 0.8 $20M 2.0M 10.11
BlackRock MuniYield New York Insured Fnd (MYN) 0.7 $18M 1.4M 13.06
iShares MSCI Canada Index (EWC) 0.6 $16M 568k 28.90
Blackrock Muniyield Quality Fund II (MQT) 0.6 $17M 1.3M 12.97
Insight Select Income Fund Ins (INSI) 0.6 $16M 795k 20.49
Adams Express Company (ADX) 0.6 $16M 999k 15.84
Graf Industrial Corp 0.6 $16M 1.6M 10.03
BlackRock Insured Municipal Income Trust (BYM) 0.6 $16M 1.1M 14.15
Kayne Anderson Mdstm Energy 0.6 $16M 1.5M 10.83
Legacy Acquisition Corp 0.6 $16M 1.5M 10.20
Mudrick Cap Acquisition Corp 0.6 $16M 1.5M 10.19
Schultze Special Purpose Acquisi Ord 0.6 $15M 1.5M 9.95
Cornerstone Strategic Value (CLM) 0.6 $15M 1.3M 11.36
Eaton Vance New York Municipal Bond Fund (ENX) 0.6 $14M 1.2M 12.44
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.6 $14M 1.0M 14.12
Nuveen Ny Divid Advntg Mun F (NAN) 0.5 $14M 994k 14.26
Chaserg Technlgy Acquisitn C class a 0.5 $14M 1.4M 10.01
Ishares Msci Japan (EWJ) 0.5 $14M 240k 56.74
Blackrock California Mun. Income Trust (BFZ) 0.5 $13M 955k 13.69
Blackrock Muniyield California Ins Fund 0.5 $13M 881k 14.39
Lattice Strategies Tr dev mk x us st (RODM) 0.5 $13M 463k 27.88
Nuveen Ohio Quality Income M 0.5 $12M 744k 15.78
Trine Acquisition Cl A Ord 0.5 $12M 1.2M 9.87
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.4 $11M 1.1M 10.42
Landcadia Hldgs Ii Inc cl a 0.4 $11M 1.1M 9.77
New Germany Fund (GF) 0.4 $11M 773k 13.86
MFS Investment Grade Municipal Trust (CXH) 0.4 $11M 1.1M 9.93
Cf Fin Acquisition Corp 0.4 $11M 1.1M 10.11
Eagle Grwth & Income Oppty F 0.4 $11M 660k 15.94
Spartan Energy Acquisition Cl A Ord 0.4 $11M 1.0M 10.10
Acamar Partners Acqsition Co cl a 0.4 $10M 1.1M 9.76
Tortoise Acquisition Corp cl a 0.4 $10M 1.1M 9.84
Eaton Vance California Mun. Income Trust (CEV) 0.4 $10M 762k 13.44
Dws Municipal Income Cf non-tax cef (KTF) 0.4 $10M 874k 11.59
John Hancock Tax Adva Glbl Share. Yld (HTY) 0.4 $9.5M 1.4M 6.83
Japan Smaller Capitalizaion Fund (JOF) 0.3 $9.1M 1.0M 8.77
BlackRock Core Bond Trust (BHK) 0.3 $9.0M 624k 14.45
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.3 $8.8M 626k 14.05
Nuveen Mun 2021 Target Term 0.3 $8.8M 904k 9.77
DTF Tax Free Income (DTF) 0.3 $8.6M 597k 14.47
Diamondpeak Hldgs Cor 0.3 $8.6M 875k 9.82
Trident Acquisitions Corp 0.3 $8.1M 785k 10.38
Tuscan Holdings Corp 0.3 $8.2M 836k 9.80
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $7.9M 714k 11.08
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.3 $7.7M 516k 14.99
Edtechx Hldgs Acquisition 0.3 $7.8M 770k 10.15
Allianzgi Equity & Conv In 0.3 $7.5M 347k 21.59
Japan Equity Fund ietf (JEQ) 0.3 $7.2M 984k 7.28
Sentinel Energy Svcs Inc cl a 0.3 $7.0M 680k 10.27
B Riley Principal Merger Cor cl a 0.3 $6.7M 680k 9.91
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $6.6M 632k 10.43
H & Q Healthcare Fund equities (HQH) 0.2 $6.6M 360k 18.34
iShares MSCI ACWI Index Fund (ACWI) 0.2 $6.2M 84k 73.75
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.2 $6.3M 1.2M 5.43
Crescent Acquisition Corp 0.2 $6.4M 649k 9.83
Nuveen Int Dur Qual Mun Trm 0.2 $6.1M 445k 13.67
Lazard World Dividend & Income Fund 0.2 $5.8M 621k 9.34
Tekla Healthcare Opportunit (THQ) 0.2 $5.8M 335k 17.46
Blackrock MuniHoldings Insured 0.2 $5.2M 408k 12.79
Blackrock New York Municipal Income Trst (BNY) 0.2 $5.3M 376k 14.16
Kbl Merger Corp Iv 0.2 $5.2M 495k 10.52
Blackrock Muniyield Quality Fund (MQY) 0.2 $4.9M 324k 15.04
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.2 $5.1M 337k 15.12
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.2 $4.3M 338k 12.87
Federated Premier Municipal Income (FMN) 0.2 $4.5M 316k 14.19
Nuveen Real Estate Income Fund (JRS) 0.2 $4.4M 401k 10.99
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $4.4M 89k 48.99
China Fund (CHN) 0.1 $4.0M 206k 19.41
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $4.0M 311k 12.77
Vanguard Total Bond Market ETF (BND) 0.1 $3.9M 46k 84.42
Western Asset Municipal Partners Fnd 0.1 $3.9M 253k 15.32
Tenzing Acquisition Corp ord 0.1 $3.9M 377k 10.35
Leo Holdings Corp 0.1 $3.8M 369k 10.24
Tottenham Acquisition I 0.1 $3.7M 360k 10.29
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $3.3M 240k 13.78
BlackRock New York Insured Municipal 0.1 $3.3M 240k 13.74
Aberdeen Chile Fund (AEF) 0.1 $3.4M 494k 6.96
Ishares Trust Msci China msci china idx (MCHI) 0.1 $3.5M 62k 56.09
Gordon Pointe Acquisition 0.1 $3.5M 336k 10.47
Morgan Stanley India Investment Fund (IIF) 0.1 $3.2M 170k 18.95
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $3.2M 69k 46.04
Blackrock Ny Mun Income Tr I 0.1 $3.1M 214k 14.31
Andina Acquisition Corp Iii 0.1 $3.1M 309k 9.99
Nuveen Intermediate 0.1 $3.0M 217k 13.73
Tiberius Acquisition Corp 0.1 $3.0M 291k 10.24
Clearbridge Energy M 0.1 $2.7M 239k 11.38
Taiwan Fund (TWN) 0.1 $2.4M 132k 18.47
Ishares Tr core msci euro (IEUR) 0.1 $2.2M 49k 45.73
European Equity Fund (EEA) 0.1 $2.2M 247k 8.90
Nuveen New York Mun Value 0.1 $2.2M 155k 14.17
Bny Mellon Mun Income (DMF) 0.1 $2.1M 220k 9.35
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $1.9M 245k 7.58
Eaton Vance Municipal Income Trust (EVN) 0.1 $1.6M 125k 12.88
Templeton Emerging Markets (EMF) 0.1 $1.6M 107k 14.66
Opes Acquisition Corp 0.1 $1.6M 153k 10.37
Pivotal Acq Corp Ii 0.1 $1.5M 150k 9.80
BlackRock Florida Municipal 2020 Term Tr 0.1 $1.4M 96k 14.41
Microsoft Corporation (MSFT) 0.0 $918k 6.6k 138.90
iShares S&P Europe 350 Index (IEV) 0.0 $1.0M 24k 43.29
Blackrock New York Municipal Bond Trust 0.0 $1.2M 79k 14.71
Nuveen Multi-mkt Inc Income (JMM) 0.0 $922k 126k 7.35
Rmg Acquisition Corp cl a 0.0 $978k 100k 9.78
Proficient Alpha Acqustn Cor 0.0 $1.0M 105k 9.91
Tuscan Holdings Ii Acq Corp 0.0 $1.0M 104k 9.81
iShares MSCI Emerging Markets Indx (EEM) 0.0 $773k 19k 40.86
Exxon Mobil Corporation (XOM) 0.0 $805k 11k 70.66
Home Depot (HD) 0.0 $665k 2.9k 232.03
Constellation Brands (STZ) 0.0 $889k 4.3k 207.23
Eaton Vance New York Muni. Incm. Trst 0.0 $696k 52k 13.39
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $778k 56k 13.98
First Tr Energy Infrastrctr (FIF) 0.0 $822k 50k 16.50
Vaneck Vectors Amt-free Shrt M bdfund (SMB) 0.0 $657k 37k 17.69
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $694k 83k 8.33
Edtechx Holdings Acquisition unit 12/31/2025 0.0 $670k 65k 10.32
Monocle Acquisition Corp unit 99/99/9999 0.0 $779k 75k 10.44
Wealthbridge Acquisition 0.0 $660k 66k 10.04
Insurance Acquisition Corp cl a 0.0 $739k 75k 9.85
Walt Disney Company (DIS) 0.0 $429k 3.3k 130.51
Kimberly-Clark Corporation (KMB) 0.0 $448k 3.2k 142.13
Vanguard Europe Pacific ETF (VEA) 0.0 $538k 13k 41.05
BlackRock Enhanced Government Fund (EGF) 0.0 $441k 34k 12.88
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $413k 30k 14.00
Swiss Helvetia Fund (SWZ) 0.0 $420k 52k 8.03
Constellation Brands 0.0 $557k 2.7k 206.60
Manning & Napier Inc cl a 0.0 $479k 255k 1.88
Aon 0.0 $508k 2.6k 193.45
Petroleum & Res Corp Com cef (PEO) 0.0 $465k 29k 15.84
JPMorgan Chase & Co. (JPM) 0.0 $275k 2.3k 117.72
Berkshire Hathaway (BRK.B) 0.0 $334k 1.6k 208.10
Johnson & Johnson (JNJ) 0.0 $338k 2.6k 129.45
Paychex (PAYX) 0.0 $384k 4.6k 82.69
Pepsi (PEP) 0.0 $357k 2.6k 137.31
Procter & Gamble Company (PG) 0.0 $358k 2.9k 124.26
Sempra Energy (SRE) 0.0 $302k 2.1k 147.32
Oracle Corporation (ORCL) 0.0 $339k 6.2k 55.05
Vanguard Short-Term Bond ETF (BSV) 0.0 $347k 4.3k 80.70
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $293k 21k 14.16
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $175k 12k 14.71
Wp Carey (WPC) 0.0 $348k 3.9k 89.48
Voya International Div Equity Income 0.0 $217k 41k 5.25
Legg Mason Bw Global Income (BWG) 0.0 $145k 12k 12.08
Invesco Exchng Traded Fd Tr vrdo tax free (PVI) 0.0 $374k 15k 24.93
Dfb Healthcare Acquistion 0.0 $297k 29k 10.17
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $49k 12k 4.17
Eaton Vance Senior Income Trust (EVF) 0.0 $89k 15k 6.10
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $99k 24k 4.21
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $103k 16k 6.58
Nuveen Senior Income Fund 0.0 $66k 12k 5.74
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $75k 10k 7.50