Harbor Financial Services

Level Four Financial as of Sept. 30, 2021

Portfolio Holdings for Level Four Financial

Level Four Financial holds 294 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 5.8 $13M 94k 141.50
Microsoft Corporation (MSFT) 2.6 $6.1M 22k 281.90
Schwab Strategic Tr Us Dividend Eq (SCHD) 2.6 $6.1M 82k 74.24
Amazon (AMZN) 2.1 $4.9M 1.5k 3284.86
Victory Portfolios Ii Vcshs Us 500 Vol (CFA) 2.0 $4.6M 64k 71.11
Ishares Tr Core 1 5 Yr Usd (ISTB) 1.6 $3.8M 74k 51.06
Vanguard Bd Index Fds Short Trm Bond (BSV) 1.6 $3.7M 45k 81.94
Vanguard Index Fds Total Stk Mkt (VTI) 1.6 $3.6M 16k 222.06
Ishares Tr Core S&p500 Etf (IVV) 1.6 $3.6M 8.3k 430.83
Alphabet Cap Stk Cl C (GOOG) 1.5 $3.5M 1.3k 2665.14
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 1.4 $3.3M 45k 73.25
Facebook Cl A (META) 1.3 $3.1M 9.1k 339.43
Invesco Qqq Tr Unit Ser 1 (QQQ) 1.3 $3.1M 8.5k 357.99
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.3 $3.0M 7.6k 394.45
Abbvie (ABBV) 1.2 $2.7M 25k 107.86
Exxon Mobil Corporation (XOM) 1.1 $2.6M 44k 58.83
Vanguard World Mega Cap Index (MGC) 1.0 $2.4M 16k 152.35
Vanguard Index Fds Growth Etf (VUG) 1.0 $2.3M 7.8k 290.13
JPMorgan Chase & Co. (JPM) 1.0 $2.3M 14k 163.70
St. Joe Company (JOE) 0.9 $2.2M 52k 42.10
Upstart Hldgs (UPST) 0.9 $2.1M 6.6k 316.40
Southern Company (SO) 0.9 $2.1M 34k 61.96
Vanguard Specialized Funds Div App Etf (VIG) 0.9 $2.0M 13k 153.62
Generac Holdings (GNRC) 0.8 $2.0M 4.8k 408.59
Wal-Mart Stores (WMT) 0.8 $1.9M 13k 139.37
Home Depot (HD) 0.8 $1.8M 5.6k 328.22
NVIDIA Corporation (NVDA) 0.8 $1.8M 8.8k 207.13
Abbott Laboratories (ABT) 0.8 $1.8M 15k 118.14
Select Sector Spdr Tr Technology (XLK) 0.8 $1.8M 12k 149.36
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.8 $1.8M 4.1k 429.06
Janus Detroit Str Tr Hendrsn Shrt Etf (VNLA) 0.8 $1.7M 35k 50.17
Verizon Communications (VZ) 0.7 $1.7M 32k 54.00
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.7 $1.6M 11k 149.79
Vanguard Index Fds Value Etf (VTV) 0.7 $1.6M 12k 135.36
At&t (T) 0.7 $1.6M 59k 27.00
Chevron Corporation (CVX) 0.6 $1.5M 15k 101.46
Ishares Tr Core Div Grwth (DGRO) 0.6 $1.4M 29k 50.23
Ishares Tr Core Us Aggbd Et (AGG) 0.6 $1.4M 13k 114.85
Servisfirst Bancshares (SFBS) 0.6 $1.4M 18k 77.78
Tesla Motors (TSLA) 0.6 $1.4M 1.8k 775.31
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.6 $1.4M 14k 97.83
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.6 $1.4M 5.1k 272.87
Ishares Tr Msci Usa Mmentm (MTUM) 0.6 $1.4M 7.9k 175.65
Ishares Tr Rus 1000 Val Etf (IWD) 0.6 $1.4M 8.7k 156.46
Victory Portfolios Ii Vcshs Us Eq Incm (CDC) 0.6 $1.4M 21k 64.38
Victory Portfolios Ii Vcshs Us 500 Enh (CFO) 0.6 $1.3M 18k 71.12
Ishares Tr Core S&p Ttl Stk (ITOT) 0.5 $1.2M 13k 98.41
Ishares Tr Intl Sel Div Etf (IDV) 0.5 $1.2M 39k 30.41
CVS Caremark Corporation (CVS) 0.5 $1.2M 14k 84.89
Vanguard World Fds Financials Etf (VFH) 0.5 $1.1M 12k 92.68
Shopify Cl A (SHOP) 0.5 $1.1M 830.00 1355.42
Select Sector Spdr Tr Energy (XLE) 0.5 $1.1M 21k 52.11
Pfizer (PFE) 0.5 $1.1M 25k 43.02
ConocoPhillips (COP) 0.5 $1.0M 15k 67.76
Vanguard World Mega Grwth Ind (MGK) 0.4 $1.0M 4.4k 234.73
Vanguard Whitehall Fds High Div Yld (VYM) 0.4 $1.0M 9.7k 103.31
Johnson & Johnson (JNJ) 0.4 $999k 6.2k 161.42
Ishares Tr Rus 1000 Grw Etf (IWF) 0.4 $997k 3.6k 274.05
Oneok (OKE) 0.4 $985k 17k 58.01
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.4 $983k 7.7k 127.33
Walt Disney Company (DIS) 0.4 $976k 5.8k 169.09
Select Sector Spdr Tr Financial (XLF) 0.4 $969k 26k 37.51
Ishares Tr Select Divid Etf (DVY) 0.4 $961k 8.4k 114.72
Vanguard World Fds Inf Tech Etf (VGT) 0.4 $959k 2.4k 401.42
Vanguard Charlotte Fds Total Int Bd Etf (BNDX) 0.4 $957k 17k 56.99
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.4 $955k 7.2k 132.97
Broadcom (AVGO) 0.4 $940k 1.9k 484.79
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.4 $932k 9.9k 94.44
Vanguard Index Fds Extend Mkt Etf (VXF) 0.4 $926k 5.1k 182.39
Costco Wholesale Corporation (COST) 0.4 $917k 2.0k 449.29
Apollo Strategic Growth Capt Shs Cl A 0.4 $909k 93k 9.76
PPL Corporation (PPL) 0.4 $887k 32k 27.87
Pepsi (PEP) 0.4 $829k 5.5k 150.34
Ford Motor Company (F) 0.4 $822k 58k 14.17
Alibaba Group Hldg Sponsored Ads (BABA) 0.4 $816k 5.5k 147.99
Boeing Company (BA) 0.3 $797k 3.6k 219.83
Moderna (MRNA) 0.3 $766k 2.0k 384.73
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.3 $748k 15k 50.00
Ishares Tr S&p 500 Grwt Etf (IVW) 0.3 $747k 10k 73.92
Pershing Square Tontine Hldg Com Cl A 0.3 $728k 37k 19.70
Bank of America Corporation (BAC) 0.3 $718k 17k 42.45
Procter & Gamble Company (PG) 0.3 $716k 5.1k 139.87
Altria (MO) 0.3 $709k 16k 45.53
Fidelity Covington Trust Msci Info Tech I (FTEC) 0.3 $707k 6.0k 118.56
Clough Global Equity Fund closed-end fund (GLQ) 0.3 $697k 48k 14.64
Star Bulk Carriers Corp. Shs Par (SBLK) 0.3 $690k 29k 24.03
Philip Morris International (PM) 0.3 $689k 7.3k 94.79
Alphabet Cap Stk Cl A (GOOGL) 0.3 $671k 251.00 2673.31
Vanguard World Fds Health Car Etf (VHT) 0.3 $665k 2.7k 247.12
Vanguard Index Fds Small Cp Etf (VB) 0.3 $663k 3.0k 218.67
Emerson Electric (EMR) 0.3 $663k 7.0k 94.18
Cdw (CDW) 0.3 $633k 3.5k 182.16
Marathon Petroleum Corp (MPC) 0.3 $630k 10k 61.79
Merck & Co (MRK) 0.3 $627k 8.3k 75.17
Ishares Tr Core S&p Mcp Etf (IJH) 0.3 $624k 2.4k 263.07
The Trade Desk Com Cl A (TTD) 0.3 $619k 8.8k 70.31
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.3 $613k 7.4k 82.39
First Tr Exchange-traded Dj Internt Idx (FDN) 0.3 $611k 2.6k 236.00
Sea Sponsord Ads (SE) 0.3 $607k 1.9k 318.64
J P Morgan Exchange-traded F Equity Premium (JEPI) 0.3 $598k 10k 59.65
Lockheed Martin Corporation (LMT) 0.2 $570k 1.6k 345.52
Visa Com Cl A (V) 0.2 $569k 2.6k 222.61
Cisco Systems (CSCO) 0.2 $551k 10k 54.43
Vanguard Scottsdale Fds Vng Rus2000idx (VTWO) 0.2 $543k 6.1k 88.41
First Tr Exchange-traded Nasd Tech Div (TDIV) 0.2 $538k 9.5k 56.49
Dollar General (DG) 0.2 $533k 2.5k 212.27
Cohen & Steers REIT/P (RNP) 0.2 $531k 21k 25.65
McDonald's Corporation (MCD) 0.2 $530k 2.2k 240.91
Ishares Tr Russell 2000 Etf (IWM) 0.2 $525k 2.4k 218.75
Tractor Supply Company (TSCO) 0.2 $515k 2.5k 202.44
International Business Machines (IBM) 0.2 $515k 3.7k 138.81
Vanguard Intl Equity Index F Ftse Pacific Etf (VPL) 0.2 $513k 6.3k 81.00
First Tr Exchange-traded Risng Divd Achiv (RDVY) 0.2 $509k 11k 47.51
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $508k 4.6k 109.29
Ncino 0.2 $506k 7.1k 71.07
Invesco Activly Mangd Etc Optimum Yield (PDBC) 0.2 $498k 24k 21.03
Wheels Up Experience Com Cl A 0.2 $496k 75k 6.59
AFLAC Incorporated (AFL) 0.2 $494k 9.5k 52.13
UnitedHealth (UNH) 0.2 $490k 1.3k 390.44
Raytheon Technologies Corp (RTX) 0.2 $484k 5.6k 86.01
Pine Is Acquisition Corp Unit 99/99/9999 0.2 $483k 48k 10.01
Global X Fds Nasdaq 100 Cover (QYLD) 0.2 $480k 22k 22.04
Ark Etf Tr Innovation Etf (ARKK) 0.2 $479k 4.3k 110.57
Proshares Tr S&p 500 Dv Arist (NOBL) 0.2 $477k 5.4k 88.61
Etf Managers Grp Commdty Tr Breakwave Dry 0.2 $475k 13k 36.04
Ishares Tr Core Msci Eafe (IEFA) 0.2 $473k 6.4k 74.27
Spdr Gold Tr Gold Shs (GLD) 0.2 $472k 2.9k 164.35
Snowflake Cl A (SNOW) 0.2 $471k 1.6k 302.12
Vaneck Etf Trust Gold Miners Etf (GDX) 0.2 $471k 16k 29.46
Physicians Realty Trust 0.2 $466k 27k 17.61
Ishares Tr Rus 2000 Val Etf (IWN) 0.2 $461k 2.9k 160.07
Nextera Energy (NEE) 0.2 $452k 5.8k 78.49
Ishares Tr U.s. Med Dvc Etf (IHI) 0.2 $451k 7.2k 62.84
3M Company (MMM) 0.2 $448k 2.6k 175.55
Cohen & Steers infrastucture Fund (UTF) 0.2 $445k 16k 27.12
Toyota Motor Corp Sp Adr Rep2com (TM) 0.2 $443k 2.5k 177.70
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.2 $441k 5.2k 85.51
Antares Pharma 0.2 $437k 120k 3.64
Lam Research Corporation 0.2 $433k 760.00 569.74
Oracle Corporation (ORCL) 0.2 $433k 5.0k 87.16
Medtronic SHS (MDT) 0.2 $418k 3.3k 125.41
Caterpillar (CAT) 0.2 $417k 2.2k 192.17
Global Ship Lease Com Cl A (GSL) 0.2 $414k 18k 23.71
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $412k 1.5k 275.95
Fidelity Covington Trust Msci Indl Indx (FIDU) 0.2 $412k 7.9k 51.92
Honeywell International (HON) 0.2 $411k 1.9k 212.07
Cohen & Steers Quality Income Realty (RQI) 0.2 $411k 28k 14.89
Ishares Tr Msci Usa Min Vol (USMV) 0.2 $407k 5.5k 73.41
Fubotv (FUBO) 0.2 $401k 17k 23.94
Paypal Holdings (PYPL) 0.2 $399k 1.5k 260.10
Vanguard Admiral Fds Midcp 400 Idx (IVOO) 0.2 $397k 2.2k 178.27
Ishares Tr S&p 100 Etf (OEF) 0.2 $395k 2.0k 197.20
Spdr Ser Tr S&p Homebuild (XHB) 0.2 $393k 5.5k 71.72
Rbc Cad (RY) 0.2 $388k 3.9k 99.49
Energy Transfer Com Ut Ltd Ptn (ET) 0.2 $388k 41k 9.58
Select Sector Spdr Tr Communication (XLC) 0.2 $387k 4.8k 80.02
Coca-Cola Company (KO) 0.2 $386k 7.4k 52.45
Celsius Hldgs Com New (CELH) 0.2 $383k 4.3k 89.99
Blackrock Science & Technolo SHS (BST) 0.2 $380k 7.3k 52.16
Intel Corporation (INTC) 0.2 $380k 7.1k 53.27
Nokia Corp Sponsored Adr (NOK) 0.2 $373k 68k 5.45
Gabelli Equity Trust (GAB) 0.2 $372k 56k 6.65
United Sts Gasoline Units (UGA) 0.2 $368k 9.6k 38.33
Fidelity Covington Trust Msci Consm Dis (FDIS) 0.2 $366k 4.6k 80.37
Allstate Corporation (ALL) 0.2 $366k 2.9k 127.35
First Tr Exchange-traded Cap Strength Etf (FTCS) 0.2 $365k 4.9k 74.87
Lightspeed Commerce Sub Vtg Shs (LSPD) 0.2 $364k 3.8k 96.42
Monday SHS (MNDY) 0.2 $361k 1.1k 326.40
Eaton Corp SHS (ETN) 0.2 $361k 2.4k 149.42
Roku Com Cl A (ROKU) 0.2 $356k 1.1k 313.10
Pacer Fds Tr Pacer Us Small (CALF) 0.2 $350k 8.3k 42.37
Ishares Tr Msci Eafe Etf (EFA) 0.2 $350k 4.5k 78.04
Union Pacific Corporation (UNP) 0.2 $350k 1.8k 195.97
First Tr Exchange-traded Dorsy Wrgh Vlu (DVLU) 0.2 $349k 15k 23.52
Tandem Diabetes Care Com New (TNDM) 0.2 $347k 2.9k 119.53
Ishares Tr 0-5yr Invt Gr Cp (SLQD) 0.1 $345k 6.7k 51.69
Phillips 66 (PSX) 0.1 $345k 4.9k 70.01
Netflix (NFLX) 0.1 $342k 561.00 609.63
Marathon Oil Corporation (MRO) 0.1 $341k 25k 13.65
Ishares Tr National Mun Etf (MUB) 0.1 $341k 2.9k 116.26
First Tr Exchange-traded Ny Arca Biotech (FBT) 0.1 $341k 2.1k 166.02
Amplify Etf Tr Blockchain Ldr (BLOK) 0.1 $339k 7.6k 44.66
Goldman Sachs (GS) 0.1 $337k 891.00 378.23
Ishares Tr 0-5yr Hi Yl Cp (SHYG) 0.1 $337k 7.4k 45.73
Putnam Premier Income Tr Sh Ben Int (PPT) 0.1 $336k 74k 4.57
SVB Financial (SIVBQ) 0.1 $335k 518.00 646.72
Square Cl A (SQ) 0.1 $334k 1.4k 239.94
Vanguard World Fds Energy Etf (VDE) 0.1 $333k 4.5k 73.87
Crowdstrike Hldgs Cl A (CRWD) 0.1 $332k 1.4k 245.56
Ishares Tr Tips Bd Etf (TIP) 0.1 $330k 2.6k 127.86
Duke Energy Corp Com New (DUK) 0.1 $325k 3.3k 97.63
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $324k 28k 11.71
Uber Technologies (UBER) 0.1 $323k 7.2k 44.74
O'reilly Automotive (ORLY) 0.1 $321k 525.00 611.43
General Electric Com New (GE) 0.1 $320k 3.1k 103.13
Vaneck Etf Trust Semiconductr Etf (SMH) 0.1 $319k 1.2k 256.43
Vanguard Scottsdale Fds Vng Rus1000val (VONV) 0.1 $318k 4.6k 68.64
Twitter 0.1 $317k 5.2k 60.46
Ark Etf Tr Next Gnrtn Inter (ARKW) 0.1 $317k 2.3k 138.73
FedEx Corporation (FDX) 0.1 $315k 1.4k 219.67
Antero Midstream Corp antero midstream (AM) 0.1 $301k 29k 10.42
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $299k 4.0k 74.77
Intuit (INTU) 0.1 $299k 554.00 539.71
Axon Enterprise (AXON) 0.1 $299k 1.7k 174.75
Truist Financial Corp equities (TFC) 0.1 $297k 5.1k 58.58
Microchip Technology (MCHP) 0.1 $297k 1.9k 153.33
Quantumscape Corp Com Cl A (QS) 0.1 $294k 12k 24.53
Comcast Corp Cl A (CMCSA) 0.1 $294k 5.3k 55.97
Asana Cl A (ASAN) 0.1 $294k 2.8k 103.92
Ishares Tr Core Msci Total (IXUS) 0.1 $292k 4.1k 70.99
Albemarle Corporation (ALB) 0.1 $290k 1.3k 218.70
Qualcomm (QCOM) 0.1 $283k 2.2k 128.93
salesforce (CRM) 0.1 $283k 1.0k 271.07
Fidelity Covington Trust Msci Matls Index (FMAT) 0.1 $283k 6.4k 44.25
WESCO International (WCC) 0.1 $278k 2.4k 115.45
Charles River Laboratories (CRL) 0.1 $276k 669.00 412.56
Etf Managers Tr Prime Cybr Scrty 0.1 $274k 4.5k 60.82
Ishares Tr Msci Philips Etf (EPHE) 0.1 $274k 9.2k 29.77
American Tower Reit (AMT) 0.1 $273k 1.0k 265.82
Texas Instruments Incorporated (TXN) 0.1 $273k 1.4k 192.12
Medical Properties Trust (MPW) 0.1 $272k 14k 20.09
Ark Etf Tr Fintech Innova (ARKF) 0.1 $270k 5.5k 49.29
Pioneer Natural Resources 0.1 $269k 1.6k 166.77
Columbia Seligm Prem Tech Gr (STK) 0.1 $266k 8.1k 33.00
Lowe's Companies (LOW) 0.1 $266k 1.3k 203.05
Nike CL B (NKE) 0.1 $265k 1.8k 145.29
Air Products & Chemicals (APD) 0.1 $264k 1.0k 256.56
First Tr Exchange Traded Tech Alphadex (FXL) 0.1 $262k 2.1k 122.72
Ishares Tr U.s. Real Es Etf (IYR) 0.1 $261k 2.5k 102.55
Lululemon Athletica (LULU) 0.1 $260k 642.00 404.98
Kinder Morgan (KMI) 0.1 $258k 15k 16.71
Paysafe Ord 0.1 $256k 33k 7.76
Epam Systems (EPAM) 0.1 $256k 448.00 571.43
Novavax Com New (NVAX) 0.1 $249k 1.2k 207.50
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $248k 25k 9.92
Liberty All Star Equity Sh Ben Int (USA) 0.1 $247k 29k 8.61
Huntington Bancshares Incorporated (HBAN) 0.1 $247k 16k 15.44
Dlocal Class A Com (DLO) 0.1 $246k 4.5k 54.67
Chubb (CB) 0.1 $246k 1.4k 173.36
Wells Fargo & Company (WFC) 0.1 $244k 5.3k 46.36
Agnc Invt Corp Com reit (AGNC) 0.1 $243k 15k 15.78
Ishares Tr MRGSTR MD CP GRW (IMCG) 0.1 $239k 3.5k 68.84
Nuveen Muni Value Fund (NUV) 0.1 $239k 21k 11.31
Charter Communications Inc N Cl A (CHTR) 0.1 $238k 327.00 727.83
First Tr Exchange-traded Dorseywright Mom (DDIV) 0.1 $238k 7.5k 31.75
Synchrony Financial (SYF) 0.1 $237k 4.9k 48.84
BP Sponsored Adr (BP) 0.1 $236k 8.6k 27.38
Ishares Tr Russell 3000 Etf (IWV) 0.1 $233k 916.00 254.37
Valero Energy Corporation (VLO) 0.1 $233k 3.3k 70.67
Applied Materials (AMAT) 0.1 $233k 1.8k 128.80
Onemain Holdings (OMF) 0.1 $233k 4.2k 55.32
Lincoln National Corporation (LNC) 0.1 $232k 3.4k 68.84
First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) 0.1 $231k 4.7k 48.73
Motorola Solutions Com New (MSI) 0.1 $230k 992.00 231.85
Lennar Corp Cl A (LEN) 0.1 $229k 2.4k 93.78
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.1 $229k 3.7k 61.30
Annaly Capital Management 0.1 $228k 27k 8.43
Equinix (EQIX) 0.1 $225k 285.00 789.47
Weyerhaeuser Co Mtn Be Com New (WY) 0.1 $223k 6.3k 35.61
Deere & Company (DE) 0.1 $222k 664.00 334.34
Target Corporation (TGT) 0.1 $221k 968.00 228.31
Public Storage (PSA) 0.1 $221k 743.00 297.44
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $220k 650.00 338.46
Vanguard Bd Index Fds Intermed Term (BIV) 0.1 $217k 2.4k 89.30
Prudential Financial (PRU) 0.1 $216k 2.0k 105.42
Pacer Fds Tr Trendpilot Us Bd (PTBD) 0.1 $216k 7.9k 27.17
Enterprise Products Partners (EPD) 0.1 $215k 10k 21.59
Capital One Financial (COF) 0.1 $213k 1.3k 162.22
Micron Technology (MU) 0.1 $212k 3.0k 71.05
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $211k 2.4k 87.70
Aurinia Pharmaceuticals (AUPH) 0.1 $209k 9.5k 22.12
eBay (EBAY) 0.1 $207k 3.0k 69.70
Eli Lilly & Co. (LLY) 0.1 $207k 894.00 231.54
Crown Castle Intl (CCI) 0.1 $205k 1.2k 173.73
Enbridge (ENB) 0.1 $204k 5.1k 39.74
Spdr Ser Tr Aerospace Def (XAR) 0.1 $203k 1.7k 119.41
Thermo Fisher Scientific (TMO) 0.1 $203k 355.00 571.83
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $185k 11k 17.17
Nfj Dividend Interest (NFJ) 0.1 $169k 11k 14.82
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $148k 15k 9.99
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $137k 10k 13.37
Cinedigm Corp Com New 0.1 $129k 51k 2.52
Brookdale Senior Living (BKD) 0.1 $123k 20k 6.31
Moneygram Intl Com New 0.1 $116k 15k 8.00
Gabelli Global Multimedia Trust (GGT) 0.0 $98k 11k 9.16
Theratechnologies Note 5.750% 6/3 (Principal) 0.0 $86k 98k 0.88
3-d Sys Corp Del Com New Put Option (DDD) 0.0 $75k 130k 0.58
Renovorx Com New (RNXT) 0.0 $67k 11k 6.04
Redwood Tr Note 4.750% 8/1 (Principal) 0.0 $51k 50k 1.02
Denison Mines Corp (DNN) 0.0 $48k 32k 1.48
Gamco Global Gold Nat Res & Com Sh Ben Int (GGN) 0.0 $45k 12k 3.75
Energous 0.0 $44k 21k 2.08
Allena Pharmaceuticals 0.0 $36k 40k 0.90
Checkpoint Therapeutics 0.0 $33k 10k 3.30