LPL Financial

LPL Financial portfolio companies for December 2011 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
BP (BP) 0.00 213124 42.74 38.44
Chubb Corporation (CB) 0.00 24910 69.21 98.78
E TRADE Financial Corporation (ETFC) 0.00 32660 7.96 27.90
* Barrick Gold 0.00 31957 45.25 0.00
Cognizant Technology Solutions (CTSH) 0.00 135292 64.31 60.57
CMS Energy Corporation (CMS) 0.00 41421 22.09 32.93
CNOOC (CEO) 0.00 10419 174.68 133.62
Boyd Gaming Corporation (BYD) 0.00 17800 7.47 14.25
Corning Incorporated (GLW) 0.00 215707 12.98 22.80
Annaly Capital Management (NLY) 0.00 776981 15.96 10.36
American Express Company (AXP) 0.00 88343 47.17 79.39
Aon Corporation (AON) 0.00 18538 46.82 96.00
Bank of America Corporation (BAC) 0.00 1.31M 5.56 15.95
Bank of New York Mellon Corporation (BK) 0.00 100250 19.91 39.44
CVB Financial (CVBF) 0.00 13319 10.06 15.54
Discover Financial Services (DFS) 0.00 21353 23.98 58.01
Berkshire Hathaway (BRK.B) 0.00 371217 76.30 0.00
Canadian Natl Ry 0.00 20326 78.57 0.00
Caterpillar (CAT) 0.00 259787 90.60 79.57
Coca-Cola Company (KO) 0.00 270033 69.97 40.22
Crown Castle International (CCI) 0.00 8563 44.84 84.48
CSX Corporation (CSX) 0.00 221386 21.06 33.62
Eastman Kodak Company (EK) 0.00 27616 0.65 0.00
Abbott Laboratories (ABT) 0.00 393289 56.23 46.40
Baxter International (BAX) 0.00 79499 49.48 67.92
Archer Daniels Midland Company (ADM) 0.00 35419 28.60 45.32
Walt Disney Company (DIS) 0.00 322099 37.50 103.60
Clean Harbors (CLH) 0.00 7662 63.69 54.84
AGL Resources (AGL) 0.00 13259 42.24 0.00
CBS Corporation (CBS) 0.00 13636 27.13 59.57
Ameren Corporation (AEE) 0.00 16055 33.14 41.21
Brookfield Asset Management (BAM.A) 0.00 16531 27.46 0.00
Chevron Corporation (CVX) 0.00 413994 106.40 102.86
Consolidated Edison (ED) 0.00 107535 62.03 59.90
Bristol Myers Squibb (BMY) 0.00 425266 35.24 66.08
American Tower Corporation (AMT) 0.00 86914 60.01 94.60
Apache Corporation (APA) 0.00 47127 90.59 60.29
Autodesk (ADSK) 0.00 7767 30.38 60.20
Bank of Hawaii Corporation (BOH) 0.00 18843 44.47 60.48
Bed Bath & Beyond (BBBY) 0.00 9468 57.98 74.05
Brown & Brown (BRO) 0.00 12472 22.61 31.80
Carnival Corporation (CCL) 0.00 84872 32.64 43.98
Cerner Corporation (CERN) 0.00 40058 61.26 69.83
Citrix Systems (CTXS) 0.00 39856 60.72 59.63
Coach (COH) 0.00 42827 61.04 40.63
Constellation Energy (CEG) 0.00 18133 39.65 0.00
Continental Resources (CLR) 0.00 5947 66.76 43.64
Cummins (CMI) 0.00 32825 88.01 137.75
DENTSPLY International (XRAY) 0.00 7802 34.99 51.20
Digital Realty Trust (DLR) 0.00 22037 66.66 64.33
Eaton Corporation (ETN) 0.00 84296 43.53 66.94
H&R; Block (HRB) 0.00 46662 16.33 31.63
R.R. Donnelley & Sons Company (RRD) 0.00 57312 14.43 19.42
Buckle (BKE) 0.00 7917 40.92 48.55
AFLAC Incorporated (AFL) 0.00 92536 43.26 61.39
Automatic Data Processing (ADP) 0.00 67835 54.01 85.00
Avery Dennison Corporation (AVY) 0.00 8637 28.71 51.65
Best Buy (BBY) 0.00 66014 23.37 40.39
Boeing Company (BA) 0.00 197298 73.35 152.38
Boston Scientific Corporation (BSX) 0.00 33161 5.34 16.49
Dow Chemical Company (DOW) 0.00 225454 28.76 47.09
C.R. Bard (BCR) 0.00 27488 85.49 166.60
BE Aerospace (BEAV) 0.00 5551 38.73 61.12
Albany International (AIN) 0.00 19416 23.13 37.54
Comerica Incorporated (CMA) 0.00 19399 25.77 45.57
Corinthian Colleges (COCO) 0.00 38660 2.17 0.02
Darden Restaurants (DRI) 0.00 13603 45.58 62.29
E.I. du Pont de Nemours & Company (DD) 0.00 378877 45.78 79.13
Cincinnati Financial Corporation (CINF) 0.00 10333 30.48 52.08
Arch Coal (ACI) 0.00 29204 14.52 0.99
Agrium 0.00 4957 67.18 0.00
Eastman Chemical Company (EMN) 0.00 16680 39.09 71.40
AstraZeneca (AZN) 0.00 69676 46.29 64.92
Cabela's Incorporated (CAB) 0.00 19107 25.44 56.20
Cadence Design Systems (CDNS) 0.00 37691 10.40 17.85
Crane (CR) 0.00 6086 46.66 63.91
CVS Caremark Corporation (CVS) 0.00 122772 40.78 101.90
Campbell Soup Company (CPB) 0.00 14088 33.22 45.09
CenturyLink (CTL) 0.00 68901 37.20 35.12
Becton, Dickinson and (BDX) 0.00 19699 74.72 142.79
AngloGold Ashanti (AU) 0.00 5160 42.44 8.98
Air Products & Chemicals (APD) 0.00 17398 85.18 152.20
Compuware Corporation (CPWR) 0.00 18524 8.31 10.35
Avnet (AVT) 0.00 12117 31.11 45.00
Alcoa (AA) 0.00 222299 8.65 9.76
Allergan (AGN) 0.00 64829 87.74 234.98
Allstate Corporation (ALL) 0.00 44918 27.41 68.72
Amgen (AMGN) 0.00 67622 64.21 153.92
Anadarko Petroleum Corporation (APC) 0.00 75590 76.33 79.89
Apple (AAPL) 0.00 218877 405.00 123.28
Baker Hughes Incorporated (BHI) 0.00 10609 48.64 59.73
BB&T; Corporation (BBT) 0.00 56354 25.16 37.76
Berkshire Hathaway (BRK.A) 0.00 70 114757.14 0.00
Cemex SAB de CV (CX) 0.00 11193 5.36 9.12
CIGNA Corporation (CI) 0.00 41552 42.00 120.83
Colgate-Palmolive Company (CL) 0.00 63941 92.38 68.17
Credit Suisse Group AG (CS) 0.00 25243 23.49 24.99
Deere & Company (DE) 0.00 136786 77.35 90.31
American Electric Power Company (AEP) 0.00 72966 41.31 55.21
Apollo (APOL) 0.00 7155 53.81 26.16
Danaher Corporation (DHR) 0.00 91973 47.04 84.59
Canadian Natural Resources 0.00 56093 37.37 0.00
Canon (CAJ) 0.00 28123 44.06 32.87
EMC Corporation (EMC) 0.00 583085 21.54 26.24
Buckeye Partners (BPL) 0.00 34915 63.98 75.87
Calumet Specialty Products Partners, L.P (CLMT) 0.00 12899 20.16 24.85
Cintas Corporation (CTAS) 0.00 10085 34.80 82.26
Abercrombie & Fitch (ANF) 0.00 8293 48.84 21.19
Clorox Company (CLX) 0.00 65505 66.56 107.06
Deluxe Corporation (DLX) 0.00 19406 22.78 63.87
Dollar Tree (DLTR) 0.00 83962 83.11 80.00
Aeropostale (ARO) 0.00 64984 15.25 3.97
AutoZone (AZO) 0.00 1689 325.04 644.63
Big Lots (BIG) 0.00 7280 37.77 50.09
ConAgra Foods (CAG) 0.00 42168 26.39 33.68
Dean Foods Company (DF) 0.00 11346 11.19 15.65
Dover Corporation (DOV) 0.00 53117 58.04 70.44
Alliance Data Systems Corporation (ADS) 0.00 12495 103.80 275.30
Applied Materials (AMAT) 0.00 104052 10.71 23.76
Chesapeake Energy Corporation (CHK) 0.00 189534 22.29 14.13
Amazon (AMZN) 0.00 50875 173.09 372.62
Carlisle Companies (CSL) 0.00 11032 44.33 91.27
Cedar Fair (FUN) 0.00 30592 21.51 53.78
Ashford Hospitality Trust (AHT) 0.00 21087 8.01 9.63
Avis Budget (CAR) 0.00 13330 10.73 59.56
Corn Products International (CPO) 0.00 3901 52.55 0.00
AMR Corporation (AMR) 0.00 38793 0.36 0.00
Atmel Corporation (ATML) 0.00 13881 8.07 8.60
Brinker International (EAT) 0.00 143050 26.76 58.33
Darling International (DAR) 0.00 12075 13.25 14.51
American Software (AMSWA) 0.00 12703 9.45 9.44
Baidu (BIDU) 0.00 45527 116.48 207.29
Broadcom Corporation (BRCM) 0.00 64375 29.36 44.13
Companhia Energetica Minas Gerais (CIG) 0.00 25134 17.78 3.77
Brooks Automation (BRKS) 0.00 14574 10.29 11.50
Celanese Corporation (CE) 0.00 9476 44.32 56.85
Cincinnati Bell (CBB) 0.00 23362 3.04 3.46
Clean Energy Fuels (CLNE) 0.00 63231 12.46 5.23
Alaska Air (ALK) 0.00 14121 75.07 64.08
Atlas Pipeline Partners (APL) 0.00 6139 37.14 0.00
Black Hills Corporation (BKH) 0.00 6858 33.54 48.03
Buckeye Technologies (BKI) 0.00 33411 33.43 0.00
Charming Shoppes (CHRS) 0.00 10974 4.92 27.82
Community Health Systems (CYH) 0.00 39672 17.44 49.70
DepoMed (DEPO) 0.00 16000 5.19 24.18
American Campus Communities (ACC) 0.00 6731 41.90 40.71
Almost Family (AFAM) 0.00 12677 16.57 37.31
Align Technology (ALGN) 0.00 8980 23.72 57.05
Altera Corporation (ALTR) 0.00 8187 37.13 35.31
AmeriGas Partners (APU) 0.00 14179 45.91 47.34
Atmos Energy Corporation (ATO) 0.00 10907 33.37 51.93
Atwood Oceanics (ATW) 0.00 7407 39.83 28.96
Brigham Exploration Company (BEXP) 0.00 30825 36.46 0.00
BHP Billiton (BHP) 0.00 47069 70.62 45.68
Bruker Corporation (BRKR) 0.00 19307 12.43 18.90
Berry Petroleum Company (BRY) 0.00 7100 41.97 0.00
Coeur d'Alene Mines Corporation (CDE) 0.00 46134 24.15 4.37
Cognex Corporation (CGNX) 0.00 5741 35.71 46.41
Chico's FAS (CHS) 0.00 47518 11.13 17.91
Checkpoint Systems (CKP) 0.00 20826 10.95 10.80
Chipotle Mexican Grill (CMG) 0.00 9139 337.78 665.38
CPFL Energia S.A. (CPL) 0.00 17316 28.18 11.14
CARBO Ceramics (CRR) 0.00 1723 123.62 34.03
Cirrus Logic (CRUS) 0.00 25175 15.85 33.06
Carrizo Oil & Gas (CRZO) 0.00 9264 26.34 46.90
Canadian Solar (CSIQ) 0.00 54500 2.66 32.34
Cooper Tire & Rubber Company (CTB) 0.00 37001 14.00 38.00
Cytec Industries (CYT) 0.00 7128 44.61 51.62
DTE Energy Company (DTE) 0.00 18281 54.43 78.53
Alliant Energy Corporation (LNT) 0.00 18409 44.11 60.35
Cimarex Energy 0.00 3411 61.86 0.00
ABB (ABB) 0.00 116621 18.83 20.21
AK Steel Holding Corporation (AKS) 0.00 19686 8.28 3.95
Alexion Pharmaceuticals (ALXN) 0.00 57050 71.50 179.76
Anworth Mortgage Asset Corporation (ANH) 0.00 80596 6.28 5.14
ARM Holdings (ARMH) 0.00 60804 27.66 52.66
Ashland (ASH) 0.00 6824 57.15 123.50
Banco Bradesco SA (BBD) 0.00 13228 16.71 10.81
BP Prudhoe Bay Royalty Trust (BPT) 0.00 27275 113.95 56.48
British American Tobac (BTI) 0.00 7266 94.83 108.89
BorgWarner (BWA) 0.00 43390 63.75 58.93
Boardwalk Pipeline Partners (BWP) 0.00 51339 27.68 16.18
Cubist Pharmaceuticals (CBST) 0.00 8618 39.57 101.94
Celgene Corporation (CELG) 0.00 79304 67.60 118.26
Copano Energy (CPNO) 0.00 16679 34.17 0.00
Cree (CREE) 0.00 13655 22.04 38.59
Deckers Outdoor Corporation (DECK) 0.00 26079 75.58 72.60
Diamond Foods (DMND) 0.00 6665 32.26 29.50
Denbury Resources (DNR) 0.00 20957 15.08 7.60
Aceto Corporation (ACET) 0.00 18700 6.90 21.17
Agni 0.00 11589 36.33 0.00
Arena Pharmaceuticals (ARNA) 0.00 32600 1.87 4.61
Bk Nova Cad 0.00 51358 49.81 0.00
Buffalo Wild Wings (BWLD) 0.00 14443 67.51 184.67
Calgon Carbon Corporation (CCC) 0.00 12297 15.69 20.35
Church & Dwight (CHD) 0.00 8699 45.75 83.20
Covance (CVD) 0.00 12191 45.69 0.00
Duke Realty Corporation (DRE) 0.00 21258 12.04 20.41
Albemarle Corporation (ALB) 0.00 7622 51.56 54.36
AMETEK (AME) 0.00 8399 42.15 51.35
Aruba Networks (ARUN) 0.00 44222 18.52 24.49
Cano Petroleum (CFW) 0.00 11000 0.09 0.00
Abraxas Petroleum (AXAS) 0.00 424301 3.30 3.17
Alcatel-Lucent (ALU) 0.00 155505 1.56 3.76
AVI BioPharma (AVII) 0.00 21063 0.76 0.00
Brocade Communications Systems (BRCD) 0.00 23725 5.18 12.05
Carriage Services (CSV) 0.00 28771 5.60 24.01
Carpenter Technology Corporation (CRS) 0.00 9843 51.51 38.02
Central Fd Cda Ltd cl a 0.00 1.45M 19.61 0.00
DCT Industrial Trust (DCT) 0.00 171856 5.12 33.69
Dana Holding Corporation (DAN) 0.00 56856 12.15 20.66
Denison Mines 0.00 45097 1.24 0.00
Brandywine Realty Trust (BDN) 0.00 15620 9.48 14.84
Acme Packet (APKT) 0.00 40671 30.91 0.00
American International (AIG) 0.00 11581 23.23 54.59
American Water Works (AWK) 0.00 38313 31.87 52.46
Ball Corporation (BLL) 0.00 16884 35.71 69.72
CBL & Associates Properties (CBL) 0.00 19055 15.69 18.82
Bank Of America Corporation preferred 0.00 5502 786.08 0.00
Dollar General (DG) 0.00 5734 41.16 71.52
China Fund (CHN) 0.00 16118 20.54 18.59
Curis (CRIS) 0.00 21000 4.67 3.06
CommonWealth REIT (CWH) 0.00 26995 16.63 0.00
Calamos Conv. Opptys. & Income Fund (CHI) 0.00 396547 11.26 13.03
Aberdeen Asia-Pacific Income Fund (FAX) 0.00 906305 7.33 5.41
Aberdeen Australia Equity Fund (IAF) 0.00 102792 9.05 7.22
Adams Express Company (ADX) 0.00 52150 9.65 13.84
Nicholas-Applegate Conv. & Inc Fund II (NCZ) 0.00 2.16M 7.87 8.48
AGIC Convertible & Income Fund (NCV) 0.00 1.50M 8.45 9.06
American Municipal Income Portfolio (XAA) 0.00 102042 14.54 0.00
American Strategic Income Portfolio (ASP) 0.00 18401 10.65 0.00
BlackRock Global Opportunities Equity Tr (BOE) 0.00 262144 13.21 13.61
BlackRock Income Opportunity Trust (BNA) 0.00 75533 10.22 0.00
Calamos Strategic Total Return Fund (CSQ) 0.00 411267 8.35 11.30
Clearbridge Energy Mlp Fd 0.00 55865 22.45 0.00
Cushing MLP Total Return Fund (SRV) 0.00 33012 8.91 4.14
DUSA Pharmaceuticals (DUSA) 0.00 10100 4.36 0.00
CAMAC Energy (CAK) 0.00 10300 0.97 0.42
Chesapeake Enrgy Cvt Ppd 4.50 cv pfd 0.00 8025 93.21 0.00
Aberdeen Global Income Fund (FCO) 0.00 38556 13.90 9.25
B2B Internet HOLDRs (BHH) 0.00 17300 0.92 0.00
BlackRock Floating Rate Income Trust (BGT) 0.00 90597 13.47 13.44
ARMOUR Residential REIT (ARR) 0.00 168726 7.05 3.16
BlackRock Credit All Inc Trust IV (BTZ) 0.00 106313 12.15 13.18
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.00 102044 6.30 0.00
Alpine Total Dynamic Dividend Fund (AOD) 0.00 631632 4.38 8.76
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.00 236842 7.16 0.00
Credit Suisse AM Inc Fund (CIK) 0.00 190469 3.65 3.25
Dow 30 Enhanced Premium & Income Fd (DPO) 0.00 103162 10.16 0.00
Dreyfus Strategic Muni. (LEO) 0.00 108374 8.89 8.31
Brazil Infrastructure Index Fund (BRXX) 0.00 21214 20.55 8.74
Dow 30 Premium & Dividend Income Fund (DPD) 0.00 41199 13.13 0.00
BlackRock Insured Municipal Income Trust (BYM) 0.00 464728 14.84 14.36
Alliance California Municipal Income Fun (AKP) 0.00 13256 14.48 13.81
Bancroft Fund (BCV) 0.00 17551 15.10 20.18
Calamos Global Total Return Fund (CGO) 0.00 52006 13.63 13.29
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.00 197304 10.77 11.30
Asia Pacific Fund (APB) 0.00 10593 9.44 10.99
BlackRock EcoSolutions Investment Trust (BQR) 0.00 32389 7.81 0.00
Delaware Investments Dividend And Income (DDF) 0.00 18200 7.09 9.77
Delaware Inv Co Mun Inc Fd I 0.00 31791 13.62 0.00
Community Partners Ban (CPBC) 0.00 22202 4.73 0.00
Beacon Power Corporation 0.00 10550 0.00 0.00
Citi 0.00 191981 26.31 0.00
Beam 0.00 5411 51.19 0.00
Cutwater Select Income Fd 0.00 12316 18.84 0.00