Mariner Investment Group

Mariner Investment as of Sept. 30, 2013

Portfolio Holdings for Mariner Investment

Mariner Investment holds 181 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 19.3 $144M 859k 168.01
Google 13.9 $104M 119k 875.87
iShares Barclays 20+ Yr Treas.Bond (TLT) 5.6 $42M 395k 106.39
Schlumberger (SLB) 5.4 $41M 460k 88.38
Wells Fargo & Company (WFC) 3.3 $24M 590k 41.32
Ramco-gershenson Pptys Tr perp pfd-d cv 2.8 $21M 352k 58.79
Target Corporation (TGT) 2.7 $20M 314k 63.98
Apple (AAPL) 2.7 $20M 42k 476.67
Panera Bread Company 2.6 $20M 123k 158.55
Health Care Reit Pfd I 6.5% 2.3 $17M 299k 57.80
Lockheed Martin Corporation (LMT) 2.2 $17M 131k 127.55
Coca-Cola Company (KO) 2.2 $16M 433k 37.87
Central Fd Cda Ltd cl a 2.2 $16M 1.1M 14.70
Xilinx 2.2 $16M 347k 46.84
Akamai Technologies (AKAM) 2.1 $16M 306k 51.72
AutoZone (AZO) 2.0 $15M 35k 422.75
General Mtrs Co *w exp 07/10/201 1.6 $12M 458k 26.51
BHP Billiton (BHP) 1.6 $12M 181k 66.51
Verizon Communications (VZ) 1.6 $12M 253k 46.68
Carnival Corporation (CCL) 1.4 $11M 333k 32.64
General Electric Company 1.4 $10M 424k 23.89
Procter & Gamble Company (PG) 1.0 $7.4M 98k 75.59
Epr Properties Pfd C 5.75% (EPR.PC) 1.0 $7.4M 348k 21.22
Goodyear Tire & Rubber Company (GT) 0.9 $6.6M 1.0M 6.60
Wynn Resorts (WYNN) 0.8 $6.1M 308k 19.75
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.8 $5.6M 440k 12.70
United Microelectronics (UMC) 0.7 $5.0M 2.4M 2.06
Remy International 0.5 $3.9M 194k 20.24
Mindray Medical International 0.5 $3.6M 93k 38.89
General Motors Company (GM) 0.4 $3.2M 90k 35.97
Whitewave Foods 0.4 $3.1M 156k 19.97
Vale (VALE) 0.4 $3.1M 198k 15.61
Grifols S A Sponsored Adr R (GRFS) 0.4 $3.0M 100k 30.28
Herbalife Ltd Com Stk (HLF) 0.4 $2.9M 200k 14.63
Nuveen Premier Mun Income 0.3 $2.3M 178k 12.90
Nuveen Munpl Markt Opp Fund 0.3 $2.3M 190k 12.26
Boulder Growth & Income Fund (STEW) 0.3 $2.2M 294k 7.63
Microsoft Corporation (MSFT) 0.3 $2.0M 60k 33.28
Comcast Corporation 0.3 $2.0M 47k 43.34
Freeport-McMoRan Copper & Gold (FCX) 0.3 $1.9M 1.3M 1.51
Radian (RDN) 0.3 $1.9M 140k 13.92
Advance Auto Parts (AAP) 0.2 $1.9M 23k 82.67
Diamond Offshore Drilling 0.2 $1.8M 262k 6.91
Gerdau SA (GGB) 0.2 $1.8M 240k 7.46
National-Oilwell Var 0.2 $1.7M 1.4M 1.26
DISH Network 0.2 $1.7M 38k 45.00
Via 0.2 $1.7M 20k 83.79
Energy Select Sector SPDR (XLE) 0.2 $1.7M 20k 82.89
Estee Lauder Companies (EL) 0.2 $1.6M 381k 4.30
United Parcel Service (UPS) 0.2 $1.5M 163k 9.20
Nordstrom 0.2 $1.5M 312k 4.76
Newfield Exploration 0.2 $1.5M 54k 27.38
Lennar Corporation (LEN.B) 0.2 $1.4M 51k 28.65
Invesco Van Kampen Dyn Cr Opp Fund 0.2 $1.4M 111k 12.86
Royal Dutch Shell 0.2 $1.3M 20k 65.70
Nuveen Premium Income Muni Fund 2 0.2 $1.3M 103k 13.05
DWS Municipal Income Trust 0.2 $1.4M 112k 12.36
Nucor Corporation (NUE) 0.2 $1.2M 300k 4.15
General Dynamics Corporation (GD) 0.2 $1.3M 65k 19.91
Las Vegas Sands (LVS) 0.2 $1.2M 165k 7.21
Hess (HES) 0.2 $1.2M 16k 77.37
PowerShares QQQ Trust, Series 1 0.2 $1.2M 15k 78.87
Mosaic (MOS) 0.2 $1.2M 27k 43.04
Intel Corporation (INTC) 0.1 $1.1M 2.0M 0.55
Nuveen Insured Municipal Opp. Fund 0.1 $1.0M 81k 13.00
Mobile TeleSystems OJSC 0.1 $986k 44k 22.25
L-3 Communications Holdings 0.1 $982k 65k 15.11
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $938k 67k 13.99
BlackRock Florida Municipal 2020 Term Tr 0.1 $962k 63k 15.21
American Campus Communities 0.1 $922k 27k 34.15
Commonwealth Reit 6.50% Ser D pfd cv 0.1 $798k 38k 20.94
Nuveen Quality Income Municipal Fund 0.1 $840k 67k 12.61
Nuveen Performance Plus Municipal Fund 0.1 $855k 63k 13.51
First Tr High Income L/s (FSD) 0.1 $803k 46k 17.53
American Eagle Outfitters (AEO) 0.1 $769k 55k 13.98
Transocean (RIG) 0.1 $784k 2.4M 0.32
EOG Resources (EOG) 0.1 $715k 20k 35.75
Sirius XM Radio 0.1 $741k 190k 3.90
Cme (CME) 0.1 $686k 45k 15.24
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $669k 57k 11.78
Franklin Resources (BEN) 0.1 $560k 76k 7.35
Penn Virginia Corporation 0.1 $622k 94k 6.66
Nuveen Municipal Advantage Fund 0.1 $625k 50k 12.51
Liberty Global Inc C 0.1 $588k 7.8k 75.38
NetApp (NTAP) 0.1 $502k 378k 1.33
Noble Energy 0.1 $513k 50k 10.26
UnitedHealth (UNH) 0.1 $500k 50k 10.00
Starbucks Corporation (SBUX) 0.1 $532k 27k 19.70
Cosan Ltd shs a 0.1 $547k 36k 15.37
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $505k 96k 5.25
Mrc Global Inc cmn (MRC) 0.1 $488k 18k 26.81
Caterpillar (CAT) 0.1 $434k 241k 1.80
Expeditors International of Washington (EXPD) 0.1 $451k 94k 4.80
At&t (T) 0.1 $484k 484k 1.00
Fluor Corporation (FLR) 0.1 $476k 51k 9.33
EV Energy Partners 0.1 $427k 12k 37.13
St. Jude Medical 0.1 $462k 40k 11.55
Mack-Cali Realty (VRE) 0.1 $340k 16k 21.94
Eaton Vance Senior Income Trust (EVF) 0.1 $342k 49k 7.03
Kohl's Corporation (KSS) 0.0 $331k 169k 1.96
Deere & Company (DE) 0.0 $268k 65k 4.16
Merck & Co (MRK) 0.0 $283k 674k 0.42
Cheesecake Factory Incorporated (CAKE) 0.0 $333k 177k 1.88
Ashland 0.0 $324k 50k 6.48
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $333k 22k 15.42
Nuveen Pennsylvania Premium Income Munic (NPY) 0.0 $311k 25k 12.25
Qr Energy 0.0 $326k 20k 16.30
Devon Energy Corporation (DVN) 0.0 $205k 48k 4.32
Harley-Davidson (HOG) 0.0 $212k 32k 6.58
Capital One Financial (COF) 0.0 $260k 27k 9.63
priceline.com Incorporated 0.0 $226k 4.0k 56.50
SPDR Gold Trust (GLD) 0.0 $261k 90k 2.90
Wipro (WIT) 0.0 $217k 21k 10.28
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $188k 17k 10.79
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $249k 20k 12.62
Zynga 0.0 $201k 55k 3.68
Chubb Corporation 0.0 $117k 20k 5.85
Waste Management (WM) 0.0 $114k 50k 2.28
Bunge 0.0 $126k 25k 5.04
Morgan Stanley (MS) 0.0 $174k 218k 0.80
Macy's (M) 0.0 $162k 52k 3.12
Ford Motor Company (F) 0.0 $144k 320k 0.45
Whole Foods Market 0.0 $143k 149k 0.96
C.H. Robinson Worldwide (CHRW) 0.0 $156k 60k 2.60
Chesapeake Energy Corporation 0.0 $123k 110k 1.11
Fastenal Company (FAST) 0.0 $160k 50k 3.20
Marathon Oil Corporation (MRO) 0.0 $136k 53k 2.58
Chipotle Mexican Grill (CMG) 0.0 $182k 43k 4.26
SPDR S&P Homebuilders (XHB) 0.0 $145k 55k 2.64
Nuveen Dividend Advantage Municipal Fd 2 0.0 $143k 11k 12.93
Blackrock Muniyield Fund (MYD) 0.0 $174k 13k 13.34
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $149k 11k 13.52
iShares MSCI Emerging Markets Indx (EEM) 0.0 $49k 104k 0.47
Exxon Mobil Corporation (XOM) 0.0 $76k 108k 0.70
Dick's Sporting Goods (DKS) 0.0 $55k 10k 5.50
Norfolk Southern (NSC) 0.0 $93k 18k 5.31
Coach 0.0 $54k 30k 1.80
Newmont Mining Corporation (NEM) 0.0 $44k 70k 0.63
Eastman Chemical Company (EMN) 0.0 $60k 10k 6.00
Alcoa 0.0 $111k 739k 0.15
Weyerhaeuser Company (WY) 0.0 $63k 35k 1.80
Quicksilver Resources 0.0 $99k 50k 1.98
Wyndham Worldwide Corporation 0.0 $72k 41k 1.74
Financial Select Sector SPDR (XLF) 0.0 $63k 317k 0.20
Utilities SPDR (XLU) 0.0 $49k 25k 1.96
Us Natural Gas Fd Etf 0.0 $73k 110k 0.66
Time Warner 0.0 $33k 10k 3.30
Annaly Capital Management 0.0 $20k 80k 0.25
Progressive Corporation (PGR) 0.0 $5.1k 30k 0.17
U.S. Bancorp (USB) 0.0 $33k 85k 0.39
Bank of America Corporation (BAC) 0.0 $21k 63k 0.34
Cabot Oil & Gas Corporation (CTRA) 0.0 $18k 80k 0.22
Wal-Mart Stores (WMT) 0.0 $22k 10k 2.20
Eli Lilly & Co. (LLY) 0.0 $2.0k 10k 0.20
Health Care SPDR (XLV) 0.0 $19k 20k 0.95
Bed Bath & Beyond 0.0 $6.0k 10k 0.60
J.C. Penney Company 0.0 $13k 167k 0.08
Mattel (MAT) 0.0 $30k 25k 1.20
Northrop Grumman Corporation (NOC) 0.0 $3.0k 10k 0.30
Best Buy (BBY) 0.0 $3.0k 10k 0.30
Honeywell International (HON) 0.0 $36k 20k 1.80
Qualcomm (QCOM) 0.0 $19k 15k 1.27
Mbia (MBI) 0.0 $24k 20k 1.20
Abercrombie & Fitch (ANF) 0.0 $9.0k 10k 0.90
United States Oil Fund 0.0 $14k 18k 0.80
Fortress Investment 0.0 $10k 17k 0.58
Netflix (NFLX) 0.0 $2.0k 10k 0.20
Under Armour (UAA) 0.0 $2.0k 10k 0.20
Deckers Outdoor Corporation (DECK) 0.0 $1.0k 13k 0.08
Urban Outfitters (URBN) 0.0 $23k 39k 0.59
Technology SPDR (XLK) 0.0 $28k 30k 0.93
Weatherford International Lt reg 0.0 $24k 25k 0.96
Owens Corning New *w exp 10/30/201 0.0 $3.0k 74k 0.04
Consumer Staples Select Sect. SPDR (XLP) 0.0 $8.1k 33k 0.25
iShares Dow Jones US Real Estate (IYR) 0.0 $23k 45k 0.50
Consumer Discretionary SPDR (XLY) 0.0 $32k 17k 1.94
Resolute Energy Corp *w exp 09/25/201 0.0 $13k 51k 0.26
Pandora Media 0.0 $7.0k 50k 0.14
Michael Kors Holdings 0.0 $8.0k 10k 0.80
Ipath S&p 500 Vix Short Term F 0.0 $12k 130k 0.09
Lifelock 0.0 $7.0k 20k 0.35