Mariner Investment Group

Mariner Investment as of Dec. 31, 2013

Portfolio Holdings for Mariner Investment

Mariner Investment holds 249 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 20.0 $235M 1.3M 184.69
National-Oilwell Var 9.5 $111M 1.4M 79.53
Schlumberger (SLB) 5.0 $58M 646k 90.11
iShares Barclays 20+ Yr Treas.Bond (TLT) 4.7 $56M 545k 101.86
Market Vectors Gold Miners ETF 3.9 $46M 2.2M 21.13
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 2.8 $33M 593k 55.98
PowerShares QQQ Trust, Series 1 2.8 $33M 375k 87.96
Wal-Mart Stores (WMT) 1.9 $22M 283k 78.68
Verizon Communications (VZ) 1.9 $22M 454k 49.14
Ramco-gershenson Pptys Tr perp pfd-d cv 1.9 $22M 374k 58.98
BHP Billiton (BHP) 1.8 $21M 309k 68.20
General Mtrs Co *w exp 07/10/201 1.6 $18M 586k 31.22
Lockheed Martin Corporation (LMT) 1.5 $18M 120k 148.66
Freeport-McMoRan Copper & Gold (FCX) 1.4 $17M 439k 37.74
3M Company (MMM) 1.2 $15M 105k 140.25
Intel Corporation (INTC) 1.2 $14M 525k 25.95
McDonald's Corporation (MCD) 1.1 $13M 132k 96.96
Health Care Reit Pfd I 6.5% 1.1 $13M 243k 51.54
Industrial SPDR (XLI) 1.0 $12M 220k 52.25
PetSmart 0.9 $11M 151k 72.74
Eli Lilly & Co. (LLY) 0.9 $11M 207k 51.00
Wynn Resorts (WYNN) 0.9 $11M 188k 56.13
At&t (T) 0.9 $10M 292k 35.18
General Electric Company 0.9 $10M 362k 28.04
Epr Properties Pfd C 5.75% (EPR.PC) 0.8 $9.8M 483k 20.26
Pimco Dynamic Credit Income other 0.8 $9.3M 412k 22.48
Doubleline Income Solutions (DSL) 0.8 $9.1M 433k 21.09
Health Care SPDR (XLV) 0.8 $9.1M 164k 55.44
Mattel (MAT) 0.7 $8.6M 181k 47.50
Xilinx 0.7 $8.3M 181k 45.94
Blackstone Gso Strategic (BGB) 0.7 $7.9M 446k 17.80
Central Fd Cda Ltd cl a 0.6 $7.2M 545k 13.25
Nuveen Long/short Commodity 0.6 $7.3M 425k 17.22
Brookfield Mortg. Opportunity bond etf 0.6 $7.2M 432k 16.57
First Tr Inter Duration Pfd & Income (FPF) 0.6 $7.1M 335k 21.25
Microsoft Corporation (MSFT) 0.6 $6.4M 171k 37.40
Target Corporation (TGT) 0.5 $6.1M 97k 63.27
Flaherty & Crumrine Dyn P (DFP) 0.5 $6.2M 300k 20.53
Northrop Grumman Corporation (NOC) 0.5 $5.5M 48k 114.62
Vale (VALE) 0.4 $4.9M 323k 15.25
China Mobile 0.4 $4.9M 93k 52.29
United Microelectronics (UMC) 0.4 $4.9M 2.4M 2.04
Invesco Van Kampen Dyn Cr Opp Fund 0.4 $4.8M 371k 12.90
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.4 $4.8M 390k 12.35
Blackrock Multi-sector Incom other (BIT) 0.4 $4.8M 282k 17.11
Kohl's Corporation (KSS) 0.4 $4.7M 83k 56.77
Ambev Sa- (ABEV) 0.4 $4.4M 595k 7.35
MasterCard Incorporated (MA) 0.4 $4.3M 5.1k 835.49
Wells Fargo & Company (WFC) 0.3 $4.1M 90k 45.40
Barrick Gold Corp (GOLD) 0.3 $4.0M 228k 17.64
Ares Dynamic Cr Allocation (ARDC) 0.3 $3.9M 217k 17.98
Herbalife Ltd Com Stk (HLF) 0.3 $3.6M 200k 17.95
Ross Stores (ROST) 0.3 $3.5M 977k 3.56
Whitewave Foods 0.3 $3.6M 156k 22.94
Allergan 0.3 $3.3M 30k 111.08
Exd - Eaton Vance Tax-advant 0.3 $3.3M 235k 14.20
Ares Multi Strategy Cr Fd In 0.3 $3.3M 156k 21.17
Blackrock Muniyield Fund (MYD) 0.2 $2.9M 229k 12.82
Remy International 0.2 $3.0M 127k 23.32
Nuveen Diversified Commodty 0.2 $2.8M 187k 15.17
Yandex Nv-a (YNDX) 0.2 $2.8M 66k 43.16
Gamco Global Gold Natural Reso (GGN) 0.2 $2.7M 301k 9.02
Ford Motor Company (F) 0.2 $2.5M 165k 15.45
Boulder Growth & Income Fund (STEW) 0.2 $2.5M 316k 8.04
Nuveen Premium Income Muni Fund 2 0.2 $2.6M 204k 12.55
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.2 $2.5M 205k 12.18
Nuveen Munpl Markt Opp Fund 0.2 $2.4M 204k 12.00
New Oriental Education & Tech 0.2 $2.3M 74k 31.50
Nuveen Insured Municipal Opp. Fund 0.2 $2.3M 174k 13.22
VIRTUS GLOBAL Multi-sec (VGI) 0.2 $2.4M 142k 16.92
Kkr Income Opportunities (KIO) 0.2 $2.2M 122k 17.96
BlackRock MuniHoldings Fund (MHD) 0.2 $2.1M 146k 14.50
Dreyfus Mun Bd Infrastructure 0.2 $2.1M 207k 10.35
DWS Municipal Income Trust 0.2 $2.0M 169k 11.99
Diamond Offshore Drilling 0.2 $1.9M 250k 7.53
Gerdau SA (GGB) 0.2 $1.9M 240k 7.84
Exxon Mobil Corporation (XOM) 0.2 $1.9M 254k 7.33
Nuveen Premier Mun Income 0.2 $1.9M 152k 12.37
Principal Real Estate Income shs ben int (PGZ) 0.2 $1.9M 111k 17.05
Ipath S&p 500 Vix S/t Fu Etn 0.2 $1.9M 45k 42.57
Comcast Corporation 0.1 $1.7M 35k 49.89
Via 0.1 $1.7M 20k 87.78
Energy Select Sector SPDR (XLE) 0.1 $1.8M 20k 88.51
John Hancock Preferred Income Fund III (HPS) 0.1 $1.8M 116k 15.59
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $1.7M 87k 19.82
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $1.7M 139k 12.09
Pimco Municipal Income Fund II (PML) 0.1 $1.6M 155k 10.66
Van Kampen Advantage Muni Incm Tr II (VKI) 0.1 $1.6M 156k 10.52
Apollo Tactical Income Fd In (AIF) 0.1 $1.6M 88k 18.00
Newfield Exploration 0.1 $1.6M 64k 24.63
DISH Network 0.1 $1.5M 394k 3.77
Leap Wireless International 0.1 $1.5M 87k 17.40
Estee Lauder Companies (EL) 0.1 $1.5M 205k 7.55
BlackRock Municipal Income Trust II (BLE) 0.1 $1.6M 118k 13.22
First Tr High Income L/s (FSD) 0.1 $1.6M 92k 17.21
Royal Dutch Shell 0.1 $1.4M 20k 71.25
John Hancock Preferred Income Fund (HPI) 0.1 $1.4M 77k 17.84
Nuveen Sht Dur Cr Opp 0.1 $1.5M 78k 18.84
MFS Intermediate Income Trust (MIN) 0.1 $1.3M 253k 5.18
Financial Select Sector SPDR (XLF) 0.1 $1.3M 854k 1.51
Eaton Vance Senior Income Trust (EVF) 0.1 $1.3M 189k 6.91
BlackRock MuniHolding Insured Investm 0.1 $1.3M 106k 12.52
Nuveen Investment Quality Munl Fund 0.1 $1.3M 98k 13.53
Blackstone Gso Lng Shrt Cr I (BGX) 0.1 $1.3M 70k 17.88
Nucor Corporation (NUE) 0.1 $1.2M 409k 2.84
Fresh Market 0.1 $1.2M 30k 40.50
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $1.2M 106k 11.60
Blackrock MuniEnhanced Fund 0.1 $1.1M 109k 10.40
Nuveen Performance Plus Municipal Fund 0.1 $1.1M 83k 13.53
BlackRock Insured Municipal Income Trust (BYM) 0.1 $1.2M 91k 12.68
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $1.2M 100k 12.17
LEGG MASON BW GLOBAL Income 0.1 $1.2M 69k 16.87
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $1.0M 67k 14.96
Nuveen Municipal Advantage Fund 0.1 $1.1M 90k 12.16
Putnam Managed Municipal Income Trust (PMM) 0.1 $1.1M 163k 6.64
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $1.0M 59k 17.12
Mobile TeleSystems OJSC 0.1 $959k 44k 21.64
Whole Foods Market 0.1 $894k 80k 11.18
Fifth Street Finance 0.1 $922k 100k 9.25
Blackrock Muniyield Insured Fund (MYI) 0.1 $912k 72k 12.66
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $958k 190k 5.04
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $898k 77k 11.71
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $923k 73k 12.59
Mainstay Definedterm Mn Opp (MMD) 0.1 $958k 61k 15.77
United States Oil Fund 0.1 $880k 989k 0.89
American Campus Communities 0.1 $870k 27k 32.22
EV Energy Partners 0.1 $848k 25k 33.92
St. Jude Medical 0.1 $780k 40k 19.50
Commonwealth Reit 6.50% Ser D pfd cv 0.1 $782k 38k 20.52
John Hancock Pref. Income Fund II (HPF) 0.1 $794k 44k 17.91
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $786k 65k 12.04
Avenue Income Cr Strat 0.1 $871k 50k 17.57
Mosaic (MOS) 0.1 $804k 17k 47.29
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.1 $859k 86k 10.02
Cushing Royalty & Incm 0.1 $805k 47k 16.97
Liberty Global Inc C 0.1 $835k 9.9k 84.34
Nuveen Flexible Invt Income 0.1 $787k 48k 16.48
EOG Resources (EOG) 0.1 $655k 20k 32.75
Lennar Corporation (LEN.B) 0.1 $688k 20k 33.73
iShares MSCI Japan Index 0.1 $657k 1.6M 0.41
MVC Capital 0.1 $658k 49k 13.50
Dreyfus Strategic Municipal Bond Fund 0.1 $695k 94k 7.42
Nuveen Muni Value Fund (NUV) 0.1 $668k 74k 9.04
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $748k 63k 11.84
Blackrock Munivest Fund II (MVT) 0.1 $649k 47k 13.91
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $717k 60k 11.89
Nuveen Premium Income Municipal Fund 0.1 $711k 58k 12.32
Nuveen Enhanced Mun Value 0.1 $759k 59k 12.96
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $543k 428k 1.27
Caterpillar (CAT) 0.1 $569k 547k 1.04
American Eagle Outfitters (AEO) 0.1 $576k 40k 14.40
Kinder Morgan Management 0.1 $530k 7.0k 75.71
Cheesecake Factory Incorporated (CAKE) 0.1 $537k 135k 3.99
MGM Resorts International. (MGM) 0.1 $610k 200k 3.05
Blackrock Municipal Income Trust (BFK) 0.1 $552k 44k 12.69
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $575k 38k 15.07
General Motors Company (GM) 0.1 $589k 293k 2.01
Dreyfus Strategic Muni. 0.1 $586k 77k 7.60
Cohen & Steers Slt Pfd Incm (PSF) 0.1 $604k 25k 24.69
Blackrock Util & Infrastrctu (BUI) 0.1 $636k 36k 17.86
Eaton Vance Fltg Rate In 0.1 $595k 33k 18.15
Thl Cr Sr Ln 0.1 $642k 35k 18.37
Noble Energy 0.0 $528k 50k 10.56
Google 0.0 $512k 22k 23.05
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $429k 31k 13.91
Dreyfus Municipal Income 0.0 $431k 51k 8.46
LMP Real Estate Income Fund 0.0 $460k 46k 10.06
Nuveen Quality Income Municipal Fund 0.0 $420k 34k 12.26
BlackRock MuniVest Fund (MVF) 0.0 $501k 56k 8.91
Nuveen Insured Quality Muncipal Fund 0.0 $452k 37k 12.09
BlackRock MuniYield California Fund 0.0 $426k 31k 13.78
Goldman Sachs (GS) 0.0 $376k 82k 4.58
Nordstrom (JWN) 0.0 $320k 230k 1.39
Mack-Cali Realty (VRE) 0.0 $376k 18k 21.49
TiVo 0.0 $394k 30k 13.13
Technology SPDR (XLK) 0.0 $318k 223k 1.43
Boulder Total Return Fund 0.0 $352k 15k 23.03
Eaton Vance Municipal Income Trust (EVN) 0.0 $347k 33k 10.52
Nuveen Mun High Income Opp F (NMZ) 0.0 $298k 25k 12.00
PIMCO Strategic Global Government Fund (RCS) 0.0 $407k 42k 9.78
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $367k 30k 12.07
Pimco NY Muni. Income Fund III (PYN) 0.0 $390k 45k 8.65
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $387k 34k 11.43
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $357k 29k 12.46
BlackRock EcoSolutions Investment Trust 0.0 $335k 43k 7.85
Qr Energy 0.0 $342k 20k 17.10
Time Warner Cable 0.0 $277k 89k 3.11
Cisco Systems (CSCO) 0.0 $260k 530k 0.49
Wipro (WIT) 0.0 $266k 21k 12.60
Consumer Discretionary SPDR (XLY) 0.0 $266k 120k 2.22
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $253k 22k 11.28
Nuveen Premium Income Muni Fd 4 0.0 $264k 22k 12.14
Blackrock New Jersey Municipal Income Tr 0.0 $293k 22k 13.12
Blackrock Muniyield Quality Fund II (MQT) 0.0 $240k 21k 11.68
Federated Premier Municipal Income (FMN) 0.0 $199k 15k 13.19
Nuveen Dividend Advantage Municipal Fd 2 0.0 $266k 21k 12.69
Nuveen Real Estate Income Fund (JRS) 0.0 $256k 27k 9.52
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $244k 20k 12.37
Nuveen Maryland Premium Income Municipal 0.0 $259k 22k 11.93
Nuveen Ohio Quality Income M 0.0 $195k 14k 13.93
Ensco Plc Shs Class A 0.0 $277k 129k 2.14
Cohen & Steers Mlp Fund 0.0 $185k 10k 18.32
Comcast Corporation (CMCSA) 0.0 $168k 180k 0.93
iShares MSCI Emerging Markets Indx (EEM) 0.0 $115k 180k 0.64
PNC Financial Services (PNC) 0.0 $136k 120k 1.13
Molson Coors Brewing Company (TAP) 0.0 $115k 75k 1.53
EMC Corporation 0.0 $65k 54k 1.20
Fortress Investment 0.0 $164k 321k 0.51
Yahoo! 0.0 $119k 30k 3.97
Radian (RDN) 0.0 $147k 10k 14.13
Consumer Staples Select Sect. SPDR (XLP) 0.0 $151k 196k 0.77
American Income Fund (MRF) 0.0 $95k 13k 7.33
CurrencyShares Japanese Yen Trust 0.0 $76k 50k 1.52
Invesco Quality Municipal Inc Trust (IQI) 0.0 $149k 13k 11.11
Pacholder High Yield 0.0 $95k 12k 7.85
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $145k 11k 13.16
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.0 $173k 22k 7.86
New Residential Invt 0.0 $100k 15k 6.67
Sirius Xm Holdings (SIRI) 0.0 $113k 33k 3.48
Time Warner 0.0 $26k 10k 2.60
Corning Incorporated (GLW) 0.0 $28k 15k 1.87
Annaly Capital Management 0.0 $40k 100k 0.40
Bank of America Corporation (BAC) 0.0 $55k 458k 0.12
Dick's Sporting Goods (DKS) 0.0 $29k 10k 2.90
Via 0.0 $27k 10k 2.70
Pfizer (PFE) 0.0 $52k 35k 1.49
Apache Corporation 0.0 $8.0k 10k 0.80
Coach 0.0 $8.0k 20k 0.40
Digital Realty Trust (DLR) 0.0 $6.0k 10k 0.60
J.C. Penney Company 0.0 $29k 181k 0.16
Transocean (RIG) 0.0 $0 2.5M 0.00
Goodyear Tire & Rubber Company (GT) 0.0 $50k 1.0M 0.05
Alcoa 0.0 $46k 28k 1.65
Pepsi (PEP) 0.0 $28k 15k 1.87
Omni (OMC) 0.0 $4.9k 38k 0.13
C.H. Robinson Worldwide (CHRW) 0.0 $15k 60k 0.25
Chesapeake Energy Corporation 0.0 $2.0k 20k 0.10
SPDR Gold Trust (GLD) 0.0 $53k 50k 1.06
Cablevision Systems Corporation 0.0 $21k 10k 2.10
Cooper Tire & Rubber Company 0.0 $16k 15k 1.05
Banco Bradesco SA (BBD) 0.0 $16k 126k 0.13
Lululemon Athletica (LULU) 0.0 $31k 20k 1.55
Utilities SPDR (XLU) 0.0 $29k 40k 0.72
iShares Dow Jones US Real Estate (IYR) 0.0 $32k 25k 1.28
iShares Silver Trust (SLV) 0.0 $20k 100k 0.20
Cobalt Intl Energy 0.0 $20k 15k 1.33
Market Vectors Oil Service Etf 0.0 $5.0k 20k 0.25
Facebook Inc cl a (META) 0.0 $25k 15k 1.67
Twitter 0.0 $1.0k 20k 0.05