Mariner Investment Group

Mariner Investment as of Dec. 31, 2015

Portfolio Holdings for Mariner Investment

Mariner Investment holds 189 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Energy Select Sector SPDR (XLE) 17.2 $89M 1.5M 60.32
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.6 $13M 1.7M 7.84
Invesco Van Kampen Dyn Cr Opp Fund 2.4 $13M 1.2M 10.55
Blackstone Gso Strategic (BGB) 2.1 $11M 789k 13.37
Boulder Growth & Income Fund (STEW) 1.9 $9.8M 1.3M 7.74
Pimco Dynamic Credit Income other 1.9 $9.7M 538k 18.03
RMR Asia Pacific Real Estate Fund 1.7 $8.6M 446k 19.28
Gilead Sciences (GILD) 1.7 $8.5M 84k 101.19
Brookfield Mortg. Opportunity bond etf 1.6 $8.0M 544k 14.75
Central Fd Cda Ltd cl a 1.4 $7.0M 700k 9.99
Endo International (ENDPQ) 1.3 $6.9M 113k 61.22
Nuveen Senior Income Fund 1.3 $6.7M 1.2M 5.77
Celgene Corporation 1.2 $6.3M 53k 119.75
Jazz Pharmaceuticals (JAZZ) 1.2 $6.3M 45k 140.56
Blackstone Gso Lng Shrt Cr I (BGX) 1.2 $6.2M 460k 13.48
Perrigo Company (PRGO) 1.2 $6.1M 42k 144.69
BlackRock Floating Rate Income Strat. Fn (FRA) 1.1 $5.5M 424k 12.90
Alexion Pharmaceuticals 1.1 $5.4M 28k 190.74
Nuveen Sht Dur Cr Opp 1.1 $5.4M 362k 14.83
Vertex Pharmaceuticals Incorporated (VRTX) 1.0 $5.3M 42k 125.83
Medivation 1.0 $5.2M 108k 48.34
Ares Dynamic Cr Allocation (ARDC) 1.0 $5.2M 392k 13.36
BioMarin Pharmaceutical (BMRN) 1.0 $5.1M 49k 104.76
SPDR S&P Oil & Gas Explore & Prod. 1.0 $5.0M 164k 30.21
Nuveen Floating Rate Income Fund (JFR) 0.9 $4.7M 464k 10.24
Shire 0.9 $4.7M 23k 205.00
Hca Holdings (HCA) 0.9 $4.7M 70k 67.63
Nuveen Insured Municipal Opp. Fund 0.9 $4.7M 325k 14.33
LMP Real Estate Income Fund 0.9 $4.7M 360k 13.04
Apollo Sr Floating Rate Fd I (AFT) 0.9 $4.6M 307k 15.15
Nuveen Premium Income Muni Fund 2 0.9 $4.6M 315k 14.46
Bristol Myers Squibb (BMY) 0.9 $4.4M 65k 68.79
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.8 $4.3M 301k 14.36
Cohen & Steers REIT/P (RNP) 0.8 $4.2M 231k 18.44
Biogen Idec (BIIB) 0.8 $4.2M 14k 306.31
Regeneron Pharmaceuticals (REGN) 0.8 $4.1M 7.5k 542.93
Pioneer Floating Rate Trust (PHD) 0.8 $4.0M 371k 10.85
Advent/Claymore Enhanced Growth & Income 0.8 $4.0M 482k 8.27
Diplomat Pharmacy 0.7 $3.7M 109k 34.22
Incyte Corporation (INCY) 0.7 $3.7M 34k 108.46
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.7 $3.7M 346k 10.57
Neuberger Berman Real Estate Sec (NRO) 0.7 $3.6M 715k 5.01
Eaton Vance Senior Income Trust (EVF) 0.7 $3.5M 609k 5.77
Mallinckrodt Pub 0.7 $3.5M 47k 74.64
Blackrock Multi-sector Incom other (BIT) 0.7 $3.4M 217k 15.81
Pimco Income Strategy Fund (PFL) 0.6 $3.2M 329k 9.74
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $3.2M 223k 14.17
Nuveen Long/short Commodity 0.6 $3.0M 195k 15.54
Cerner Corporation 0.6 $2.9M 49k 60.16
Kayne Anderson MLP Investment (KYN) 0.6 $2.9M 170k 17.29
Ipath S&p 500 Vix S/t Fu Etn 0.6 $2.9M 2.2M 1.31
Liberty All-Star Equity Fund (USA) 0.6 $2.9M 535k 5.35
LMP Corporate Loan Fund 0.6 $2.9M 292k 9.88
Gamco Global Gold Natural Reso (GGN) 0.6 $2.8M 592k 4.75
Nuveen Mtg opportunity term (JLS) 0.5 $2.8M 122k 22.71
New Residential Investment (RITM) 0.5 $2.7M 226k 12.16
Invesco Van Kampen Senior Income Trust (VVR) 0.5 $2.6M 656k 4.04
Nuveen Fltng Rte Incm Opp 0.5 $2.6M 265k 9.80
Tenet Healthcare Corporation (THC) 0.5 $2.6M 86k 30.30
Allianzgi Conv & Inc Fd taxable cef 0.5 $2.6M 469k 5.54
Lannett Company 0.5 $2.5M 63k 40.13
Nuveen Munpl Markt Opp Fund 0.5 $2.6M 186k 13.79
Ivy High Income Opportunities 0.5 $2.6M 208k 12.38
First Trust Strategic 0.5 $2.5M 224k 11.13
Nuveen Premier Mun Income 0.5 $2.4M 178k 13.66
Eaton Vance Fltg Rate In 0.5 $2.4M 167k 14.15
Baxalta Incorporated 0.5 $2.3M 60k 39.03
McKesson Corporation (MCK) 0.4 $2.3M 12k 197.22
Apollo Tactical Income Fd In (AIF) 0.4 $2.2M 162k 13.89
Bluebird Bio (BLUE) 0.4 $2.2M 34k 64.21
Ionis Pharmaceuticals (IONS) 0.4 $2.2M 36k 61.93
Horizon Pharma 0.4 $2.2M 100k 21.66
Wells Fargo Adv Inc Opport Fund (EAD) 0.4 $2.1M 280k 7.45
Nuveen Premium Income Municipal Fund 0.4 $2.1M 149k 14.10
Fiduciary/Claymore MLP Opportunity Fund 0.4 $2.1M 160k 12.98
Reaves Utility Income Fund (UTG) 0.4 $2.0M 79k 25.97
Chimera Investment Corp etf (CIM) 0.4 $2.0M 150k 13.64
Spark Therapeutics 0.4 $2.0M 44k 45.30
Agilent Technologies Inc C ommon (A) 0.4 $1.9M 46k 41.80
St. Jude Medical 0.4 $1.9M 30k 61.80
Pimco Income Strategy Fund II (PFN) 0.4 $1.8M 211k 8.77
Medtronic (MDT) 0.4 $1.8M 24k 77.00
Calamos Convertible & Hi Income Fund (CHY) 0.3 $1.7M 164k 10.51
Calamos Global Dynamic Income Fund (CHW) 0.3 $1.7M 236k 7.16
Lehman Brothers First Trust IOF (NHS) 0.3 $1.7M 166k 10.09
BlackRock Global Energy & Resources Trus (BGR) 0.3 $1.6M 131k 12.53
Deutsche High Income Opport 0.3 $1.6M 125k 13.06
Nuveen Quality Income Municipal Fund 0.3 $1.6M 111k 14.18
Nuveen Insured Quality Muncipal Fund 0.3 $1.6M 117k 13.64
Alkermes (ALKS) 0.3 $1.6M 20k 79.36
Brookfield High Income Fd In 0.3 $1.6M 232k 6.86
Masimo Corporation (MASI) 0.3 $1.5M 37k 41.50
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $1.6M 152k 10.29
Goldman Sachs Mlp Energy Ren 0.3 $1.5M 282k 5.48
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.3 $1.5M 258k 5.73
Advent Claymore Convertible Sec & Inc (AVK) 0.3 $1.4M 106k 13.52
Western Asset High Incm Fd I (HIX) 0.3 $1.4M 229k 6.31
Allianzgi Conv & Income Fd I 0.3 $1.4M 280k 5.05
Juno Therapeutics 0.3 $1.5M 33k 43.97
Northstar Realty Finance 0.3 $1.4M 84k 17.03
Eaton Vance Floating-Rate Income Trust (EFT) 0.3 $1.4M 112k 12.64
Achillion Pharmaceuticals 0.3 $1.3M 124k 10.79
Avenue Income Cr Strat 0.3 $1.3M 116k 11.35
Surgical Care Affiliates 0.3 $1.3M 33k 39.82
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $1.3M 99k 12.76
Thl Cr Sr Ln 0.2 $1.3M 81k 15.86
Kite Pharma 0.2 $1.3M 21k 61.60
PIMCO Income Opportunity Fund 0.2 $1.2M 57k 21.17
Prothena (PRTA) 0.2 $1.2M 18k 68.11
Acceleron Pharma 0.2 $1.2M 25k 48.75
Kkr Income Opportunities (KIO) 0.2 $1.2M 88k 13.87
Calamos Conv. Opptys. & Income Fund (CHI) 0.2 $1.2M 121k 9.91
Endologix 0.2 $1.1M 116k 9.90
Calamos Global Total Return Fund (CGO) 0.2 $1.1M 97k 11.42
Infinity Pharmaceuticals (INFIQ) 0.2 $1.1M 138k 7.85
Envision Healthcare Hlds 0.2 $1.1M 41k 25.98
Western Asst High Incm Opprtnty Fnd (HIO) 0.2 $1.0M 222k 4.69
ImmunoGen 0.2 $948k 70k 13.57
Cornerstone Strategic Value (CLM) 0.2 $933k 60k 15.66
Ariad Pharmaceuticals 0.2 $893k 143k 6.25
Aberdeen Asia-Pacific Income Fund (FAX) 0.2 $859k 188k 4.57
BlackRock Debt Strategies Fund 0.2 $887k 263k 3.37
Brookfield Total Return Fd I 0.2 $876k 40k 21.95
LMP Capital and Income Fund (SCD) 0.2 $846k 68k 12.37
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $826k 73k 11.32
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $772k 74k 10.44
Zais Financial 0.1 $761k 51k 15.08
Intersect Ent 0.1 $792k 35k 22.49
Nuveen Global High (JGH) 0.1 $795k 58k 13.74
PowerShares DB Agriculture Fund 0.1 $742k 36k 20.61
BlackRock Floating Rate Income Trust (BGT) 0.1 $700k 56k 12.50
MFS Intermediate High Income Fund (CIF) 0.1 $719k 310k 2.32
Nuveen Performance Plus Municipal Fund 0.1 $697k 47k 14.95
Dividend & Income Fund (BXSY) 0.1 $743k 67k 11.02
American Capital 0.1 $690k 50k 13.80
Wl Ross Hldg 0.1 $686k 69k 9.96
Arbutus Biopharma (ABUS) 0.1 $681k 153k 4.45
iShares NASDAQ Biotechnology Index (IBB) 0.1 $617k 61k 10.11
WisdomTree India Earnings Fund (EPI) 0.1 $630k 250k 2.52
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $604k 44k 13.69
Ironwood Pharmaceuticals (IRWD) 0.1 $557k 48k 11.58
First Tr High Income L/s (FSD) 0.1 $572k 41k 14.08
American Cap Sr Floating 0.1 $549k 56k 9.83
Allianzgi Divers Inc & Cnv F 0.1 $574k 32k 18.15
New York Mtg Tr Inc pfd-c conv 0.1 $572k 31k 18.75
Credit Suisse High Yield Bond Fund (DHY) 0.1 $510k 224k 2.28
Merrimack Pharmaceuticals In 0.1 $498k 63k 7.89
Tekla World Healthcare Fd ben int (THW) 0.1 $510k 32k 15.82
PCM Fund (PCM) 0.1 $452k 49k 9.23
Clear Channel Outdoor Holdings 0.1 $409k 73k 5.59
Relypsa 0.1 $425k 15k 28.33
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.1 $349k 24k 14.60
Mexico Fund (MXF) 0.1 $364k 22k 16.62
Newlink Genetics Corporation 0.1 $364k 10k 36.40
Natera (NTRA) 0.1 $338k 31k 10.80
Surgery Partners (SGRY) 0.1 $369k 18k 20.50
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $285k 141k 2.03
First Trust Active Dividend Income Fund 0.1 $312k 37k 8.47
Principal Real Estate Income shs ben int (PGZ) 0.1 $294k 18k 16.67
Northstar Realty Europe 0.1 $287k 24k 11.79
Nuveen Municipal Advantage Fund 0.1 $250k 18k 13.84
Wl Ross Holding Corp Uts 0.1 $260k 25k 10.24
Deutsche High Income Tr 0.1 $232k 29k 7.94
Thermo Fisher Scientific (TMO) 0.0 $213k 1.5k 142.00
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $194k 35k 5.54
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $204k 14k 14.58
Javelin Mtg Invt 0.0 $211k 34k 6.26
Crossroads Cap 0.0 $200k 62k 3.21
Advanced Micro Devices (AMD) 0.0 $179k 638k 0.28
Nuveen Qual Preferred Inc. Fund III 0.0 $135k 16k 8.51
Nuveen Diversified Commodty 0.0 $159k 18k 9.00
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $159k 11k 14.43
Pfizer (PFE) 0.0 $125k 150k 0.83
Radio One 0.0 $120k 70k 1.73
Aetna 0.0 $33k 46k 0.73
iShares Russell 2000 Index (IWM) 0.0 $40k 20k 2.00
Materials SPDR (XLB) 0.0 $30k 500k 0.06
Wl Ross Holding Corp wrt 0.0 $26k 79k 0.33
Spdr S&p 500 Etf (SPY) 0.0 $24k 294k 0.08
Penn Virginia Corporation 0.0 $0 12k 0.00
Entercom Communications 0.0 $3.0k 10k 0.30
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $2.6k 85k 0.03
SPDR S&P Homebuilders (XHB) 0.0 $6.3k 630k 0.01
Tesla Motors (TSLA) 0.0 $6.0k 10k 0.60
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $3.9k 30k 0.13
SPDR Barclays Capital High Yield B 0.0 $3.0k 10k 0.30
iShares MSCI Germany Index Fund (EWG) 0.0 $16k 60k 0.27
Sprint 0.0 $23k 50k 0.46
Mobileye 0.0 $7.0k 10k 0.70