Mizuho Securities Usa as of Dec. 31, 2017
Portfolio Holdings for Mizuho Securities Usa
Mizuho Securities Usa holds 140 positions in its portfolio as reported in the December 2017 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 54.6 | $1.5B | 5.5M | 266.63 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 18.0 | $485M | 2.0M | 246.98 | |
| PowerShares QQQ Trust, Series 1 | 7.4 | $199M | 1.3M | 155.68 | |
| Apple (AAPL) | 2.8 | $74M | 437k | 169.23 | |
| Anthem Inc conv p | 1.4 | $38M | 685k | 55.81 | |
| Facebook Inc cl a (META) | 1.3 | $35M | 200k | 176.46 | |
| First Solar (FSLR) | 0.7 | $18M | 273k | 67.52 | |
| Palo Alto Networks Inc note 7/0 | 0.6 | $16M | 12M | 1.37 | |
| Snap Inc cl a (SNAP) | 0.6 | $15M | 1.1M | 14.61 | |
| Welltower Inc 6.50% pfd prepet | 0.5 | $14M | 235k | 59.46 | |
| CurrencyShares Euro Trust | 0.5 | $13M | 112k | 115.61 | |
| Microchip Technology Inc note 1.625% 2/1 | 0.5 | $12M | 7.3M | 1.70 | |
| UnitedHealth (UNH) | 0.4 | $12M | 53k | 220.47 | |
| Yahoo Inc note 12/0 | 0.4 | $10M | 7.6M | 1.35 | |
| Boeing Company (BA) | 0.3 | $9.2M | 31k | 294.93 | |
| Interdigital Inc 1.5% 3/1/20 convertible bond | 0.3 | $8.9M | 7.4M | 1.20 | |
| Electrum Spl Acquisition Cor | 0.3 | $8.6M | 839k | 10.27 | |
| Micron Technology Inc note 2.125% 2/1 | 0.3 | $8.4M | 2.2M | 3.77 | |
| Alphabet Inc Class A cs (GOOGL) | 0.3 | $8.1M | 7.7k | 1053.38 | |
| McDonald's Corporation (MCD) | 0.2 | $6.8M | 40k | 172.13 | |
| Servicenow Inc. note | 0.2 | $6.7M | 3.8M | 1.77 | |
| Insulet Corp note 1.250% 9/1 | 0.2 | $6.8M | 5.2M | 1.31 | |
| Comcast Corp zones cv2% pcs (CCZ) | 0.2 | $6.4M | 118k | 54.05 | |
| Morgan Stanley (MS) | 0.2 | $6.1M | 117k | 52.47 | |
| Cemex Sab De Cv conv bnd | 0.2 | $5.1M | 5.0M | 1.02 | |
| Cypress Semiconductor Corp note 4.500% 1/1 | 0.2 | $5.2M | 3.9M | 1.32 | |
| Altria (MO) | 0.2 | $4.8M | 68k | 71.41 | |
| Goldman Sachs (GS) | 0.2 | $4.7M | 19k | 254.78 | |
| Stanley Black & Decker (SWK) | 0.2 | $4.5M | 26k | 169.70 | |
| 3M Company (MMM) | 0.2 | $4.4M | 19k | 235.38 | |
| Intel Corp. Jr. Sub. Cv. Deb. conv | 0.2 | $4.4M | 2.0M | 2.22 | |
| Gopro (GPRO) | 0.2 | $4.4M | 587k | 7.57 | |
| 90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter | 0.2 | $4.3M | 4.5M | 0.96 | |
| Nordstrom (JWN) | 0.1 | $3.9M | 83k | 47.37 | |
| Overstock (BYON) | 0.1 | $4.1M | 65k | 63.89 | |
| Fireeye | 0.1 | $3.9M | 276k | 14.20 | |
| Baozun (BZUN) | 0.1 | $4.1M | 130k | 31.56 | |
| Bank Mutual Corporation | 0.1 | $3.7M | 346k | 10.65 | |
| Pandora Media Inc note 1.750%12/0 | 0.1 | $3.8M | 4.3M | 0.89 | |
| Home Depot (HD) | 0.1 | $3.5M | 19k | 189.51 | |
| Tesla Inc convertible security | 0.1 | $3.5M | 3.0M | 1.16 | |
| Roku (ROKU) | 0.1 | $3.6M | 69k | 51.77 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $3.2M | 18k | 175.22 | |
| Qudian (QD) | 0.1 | $3.3M | 262k | 12.54 | |
| Caterpillar (CAT) | 0.1 | $2.9M | 19k | 157.57 | |
| International Business Machines (IBM) | 0.1 | $2.8M | 19k | 153.41 | |
| Ctrip.com Inter Ltd. conv | 0.1 | $3.0M | 2.5M | 1.18 | |
| Nutanix Inc cl a (NTNX) | 0.1 | $3.1M | 88k | 35.27 | |
| Johnson & Johnson (JNJ) | 0.1 | $2.6M | 19k | 139.74 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $2.7M | 23k | 117.09 | |
| Sunpower (SPWRQ) | 0.1 | $2.6M | 344k | 7.56 | |
| Chevron Corporation (CVX) | 0.1 | $2.3M | 19k | 125.20 | |
| Travelers Companies (TRV) | 0.1 | $2.5M | 19k | 135.63 | |
| Wells Fargo & Company (WFC) | 0.1 | $2.5M | 41k | 60.66 | |
| United Technologies Corporation | 0.1 | $2.4M | 19k | 127.58 | |
| Southern Company (SO) | 0.1 | $2.4M | 50k | 48.08 | |
| Gogo (GOGO) | 0.1 | $2.3M | 204k | 11.28 | |
| Energy Transfer Partners | 0.1 | $2.3M | 131k | 17.92 | |
| Blue Apron Hldgs Inc cl a | 0.1 | $2.4M | 600k | 4.03 | |
| Keryx Biopharmaceuticals | 0.1 | $2.1M | 460k | 4.65 | |
| Costco Wholesale Corporation (COST) | 0.1 | $2.2M | 12k | 186.12 | |
| General Electric Company | 0.1 | $2.1M | 119k | 17.45 | |
| Visa (V) | 0.1 | $2.1M | 19k | 114.02 | |
| iRobot Corporation (IRBT) | 0.1 | $2.1M | 27k | 76.72 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $2.0M | 19k | 106.94 | |
| American Express Company (AXP) | 0.1 | $1.8M | 19k | 99.32 | |
| Wal-Mart Stores (WMT) | 0.1 | $1.8M | 19k | 98.72 | |
| Walt Disney Company (DIS) | 0.1 | $2.0M | 19k | 107.53 | |
| Red Hat | 0.1 | $1.8M | 15k | 120.10 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $1.8M | 25k | 72.24 | |
| Tenet Healthcare Corporation (THC) | 0.1 | $2.0M | 200k | 9.86 | |
| Micron Technology Inc conv | 0.1 | $1.8M | 1.3M | 1.44 | |
| Tesla Motors Inc bond | 0.1 | $1.9M | 1.8M | 1.07 | |
| Flexion Therapeutics | 0.1 | $1.9M | 74k | 25.03 | |
| Orbital Atk | 0.1 | $2.0M | 15k | 131.47 | |
| Fitbit | 0.1 | $1.8M | 316k | 5.71 | |
| National Energy Services Reu (NESR) | 0.1 | $1.9M | 194k | 9.91 | |
| Microsoft Corporation (MSFT) | 0.1 | $1.6M | 19k | 85.54 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.5M | 19k | 83.65 | |
| Weight Watchers International | 0.1 | $1.6M | 35k | 44.29 | |
| Procter & Gamble Company (PG) | 0.1 | $1.7M | 19k | 91.86 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.1 | $1.7M | 1.3k | 1314.71 | |
| Atlantic Coast Financial Cor | 0.1 | $1.5M | 161k | 9.43 | |
| Paragon Commercial Corporation | 0.1 | $1.7M | 31k | 53.22 | |
| GameStop (GME) | 0.1 | $1.2M | 68k | 17.94 | |
| SPDR KBW Regional Banking (KRE) | 0.1 | $1.5M | 25k | 58.84 | |
| Dowdupont | 0.1 | $1.3M | 19k | 71.22 | |
| Verizon Communications (VZ) | 0.0 | $980k | 19k | 52.96 | |
| Merck & Co (MRK) | 0.0 | $1.0M | 19k | 56.25 | |
| Nike (NKE) | 0.0 | $1.2M | 19k | 62.57 | |
| Chicago Bridge & Iron Company | 0.0 | $1.1M | 66k | 16.14 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.0 | $1.1M | 30k | 37.17 | |
| Kandi Technolgies | 0.0 | $1.1M | 158k | 6.80 | |
| Depomed Inc conv | 0.0 | $1.0M | 1.2M | 0.84 | |
| Becton Dickinson & Co pfd shs conv a | 0.0 | $1.0M | 18k | 57.96 | |
| Forum Merger Corp - A | 0.0 | $1.2M | 117k | 9.98 | |
| Osprey Energy Acquisition Co Cl A | 0.0 | $972k | 101k | 9.60 | |
| Cleveland Cliffs Inc dbcv 1.500% 1/1 | 0.0 | $1.1M | 1.0M | 1.09 | |
| NRG Energy (NRG) | 0.0 | $712k | 25k | 28.48 | |
| Coca-Cola Company (KO) | 0.0 | $849k | 19k | 45.88 | |
| Cisco Systems (CSCO) | 0.0 | $709k | 19k | 38.31 | |
| Intel Corporation (INTC) | 0.0 | $854k | 19k | 46.15 | |
| Aetna | 0.0 | $722k | 4.0k | 180.50 | |
| Pioneer Natural Resources | 0.0 | $864k | 5.0k | 172.80 | |
| Teradyne (TER) | 0.0 | $938k | 22k | 41.88 | |
| Zynga | 0.0 | $796k | 199k | 4.00 | |
| Yelp Inc cl a (YELP) | 0.0 | $839k | 20k | 41.95 | |
| Weatherford Intl Plc ord | 0.0 | $730k | 175k | 4.17 | |
| Square Inc cl a (SQ) | 0.0 | $867k | 25k | 34.68 | |
| Duluth Holdings (DLTH) | 0.0 | $810k | 45k | 17.84 | |
| Under Armour Inc Cl C (UA) | 0.0 | $934k | 70k | 13.32 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $853k | 25k | 34.12 | |
| Capitol Invt Corp Iv unit 99/99/9999 | 0.0 | $719k | 72k | 10.04 | |
| Pfizer (PFE) | 0.0 | $670k | 19k | 36.20 | |
| Bunge | 0.0 | $578k | 8.6k | 67.13 | |
| DISH Network | 0.0 | $439k | 9.2k | 47.72 | |
| Nextera Energy (NEE) | 0.0 | $519k | 3.3k | 156.33 | |
| Under Armour (UAA) | 0.0 | $475k | 33k | 14.44 | |
| Royal Gold (RGLD) | 0.0 | $411k | 5.0k | 82.20 | |
| Oasis Petroleum | 0.0 | $450k | 54k | 8.41 | |
| Pacira Pharmaceuticals (PCRX) | 0.0 | $425k | 9.3k | 45.70 | |
| Apollo Sr Floating Rate Fd I (AFT) | 0.0 | $406k | 25k | 16.24 | |
| Tesla Motors Inc bond | 0.0 | $525k | 500k | 1.05 | |
| Cheetah Mobile | 0.0 | $590k | 49k | 12.09 | |
| Redfin Corp (RDFN) | 0.0 | $564k | 12k | 45.85 | |
| Federal Str Acquisition Corp unit 99/99/9999 | 0.0 | $516k | 50k | 10.30 | |
| Qualcomm (QCOM) | 0.0 | $256k | 4.0k | 64.00 | |
| Hrg | 0.0 | $178k | 11k | 16.95 | |
| Stericycle, Inc. pfd cv | 0.0 | $223k | 4.2k | 52.86 | |
| Easterly Acquisition | 0.0 | $176k | 17k | 10.11 | |
| Gores Hldgs Ii | 0.0 | $280k | 28k | 9.92 | |
| Tpg Pace Holdings Corp | 0.0 | $254k | 25k | 10.16 | |
| Hennessy Cap Acquston Corp I unit 06/15/2024 | 0.0 | $259k | 25k | 10.36 | |
| Silver Run Acquisition | 0.0 | $247k | 25k | 9.76 | |
| Tpg Pace Energy Hldgs Corp unit 99/99/9999 | 0.0 | $404k | 40k | 10.10 | |
| Hennessy Cap Acquston Corp I | 0.0 | $245k | 25k | 9.80 | |
| 3D Systems Corporation (DDD) | 0.0 | $25k | 248k | 0.10 | |
| Gnc Holdings Inc Cl A | 0.0 | $74k | 20k | 3.70 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $4.3k | 425k | 0.01 | |
| Cardtronics Inc note 1.000%12/0 | 0.0 | $57k | 63k | 0.90 |
