Mizuho Securities USA

Mizuho Securities Usa as of June 30, 2018

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 149 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Invesco Qqq Trust Series 1 (QQQ) 26.5 $325M 1.9M 171.40
SPDR Dow Jones Industrial Average ETF (DIA) 15.1 $185M 764k 242.57
Spdr S&p 500 Etf (SPY) 8.2 $100M 370k 271.15
Amazon (AMZN) 5.6 $69M 41k 1699.80
Invesco Currencyshares Euro Trust etf (FXE) 2.7 $34M 300k 112.06
iShares Barclays 20+ Yr Treas.Bond (TLT) 2.0 $24M 200k 121.72
Ctrip.com Inter Ltd. conv 1.8 $22M 18M 1.22
Easterly Acquisition 1.6 $20M 1.9M 10.25
Johnson & Johnson (JNJ) 1.2 $15M 125k 121.34
Nextera Energy Inc unit 09/01/2019 1.2 $14M 251k 56.95
Microchip Technology Inc note 1.625% 2/1 1.1 $14M 7.9M 1.75
Integrated Device Tech conv 1.0 $12M 11M 1.14
Iqiyi (IQ) 0.9 $12M 359k 32.30
Kbl Merger Corp Iv 0.8 $10M 1.0M 9.90
Constellation Alpha Cap Corp 0.8 $10M 1.0M 9.93
Nxp Semiconductors N V dbcv 1.000% 12/0 0.8 $9.7M 8.1M 1.20
Modern Media Acquisition 0.8 $9.3M 930k 9.95
Abbott Laboratories (ABT) 0.7 $8.9M 147k 60.99
Pfizer (PFE) 0.7 $8.9M 246k 36.28
Impinj (PI) 0.7 $8.6M 388k 22.11
Micron Technology Inc conv 0.7 $8.2M 4.5M 1.83
Pure Acquisition Corp cl a 0.7 $8.3M 857k 9.64
JPMorgan Chase & Co. (JPM) 0.7 $8.1M 78k 104.20
Teradyne Inc note 1.250%12/1 0.7 $8.0M 6.0M 1.33
Microsoft Corporation (MSFT) 0.6 $7.9M 80k 98.61
Archer Daniels Midland Company (ADM) 0.6 $7.9M 172k 45.83
Mtge Invt Corp Com reit 0.6 $7.7M 394k 19.60
Apple (AAPL) 0.6 $6.7M 36k 185.11
Match 0.6 $6.7M 173k 38.74
Snap Inc cl a (SNAP) 0.5 $6.6M 503k 13.09
Trade Desk (TTD) 0.5 $6.3M 67k 93.80
I Am Cap Acquisition 0.5 $6.0M 560k 10.81
Cm Seven Star Acquisition 0.5 $6.0M 606k 9.85
Spotify Technology Sa (SPOT) 0.5 $6.1M 36k 168.24
Herbalife Ltd conv 0.5 $5.8M 4.5M 1.29
Microchip Technology Inc sdcv 2.125%12/1 0.5 $5.9M 5.1M 1.17
Intel Corporation (INTC) 0.5 $5.8M 116k 49.71
Cisco Systems (CSCO) 0.5 $5.7M 132k 43.03
Twitter Inc note 1.000% 9/1 0.5 $5.5M 5.7M 0.97
Bank of America Corporation (BAC) 0.4 $5.4M 191k 28.19
Biomarin Pharmaceutical Inc note 0.750%10/1 0.4 $5.4M 5.1M 1.06
Yahoo Inc note 12/0 0.4 $5.3M 3.9M 1.37
Vale (VALE) 0.4 $5.1M 401k 12.82
Bank Of America Corporation preferred (BAC.PL) 0.4 $5.0M 4.0k 1250.00
Interdigital Inc 1.5% 3/1/20 convertible bond 0.4 $4.7M 3.9M 1.20
Fintech Acquisition Corp Ii 0.4 $4.7M 475k 9.97
Gigcapital 0.4 $4.5M 456k 9.86
Alphabet Inc Class A cs (GOOGL) 0.3 $4.3M 3.8k 1129.19
Emerson Electric (EMR) 0.3 $4.0M 57k 69.14
FedEx Corporation (FDX) 0.3 $3.8M 17k 227.06
Chevron Corporation (CVX) 0.3 $3.8M 30k 126.43
CF Industries Holdings (CF) 0.3 $3.7M 84k 44.40
Diamond Offshore Drilling 0.3 $3.6M 174k 20.86
Home Depot (HD) 0.3 $3.7M 19k 195.10
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.3 $3.6M 3.0M 1.21
Trident Acquisitions Corp 0.3 $3.7M 376k 9.75
JinkoSolar Holding (JKS) 0.3 $3.6M 260k 13.77
Transocean Inc Deb 0.500 1/3 bond 0.3 $3.6M 2.5M 1.43
Jazz Investments I Ltd. conv 0.3 $3.4M 3.1M 1.09
Hunter Maritime Acquisition cl a 0.3 $3.5M 351k 9.88
Roku (ROKU) 0.3 $3.5M 82k 42.62
ConocoPhillips (COP) 0.3 $3.3M 48k 69.62
Ironwood Pharmaceuticals (IRWD) 0.3 $3.3M 171k 19.12
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.3 $3.3M 100k 32.70
Stellar Acquisition Iii 0.3 $3.3M 323k 10.35
Gramercy Property Trust 0.2 $2.9M 107k 27.32
Allegheny Technologies Inc note 4.750% 7/0 0.2 $2.8M 1.5M 1.90
Trinity Merger Corp 0.2 $2.8M 285k 9.77
Discovery Communications 0.2 $2.8M 100k 27.50
Illumina (ILMN) 0.2 $2.7M 9.7k 279.29
Cypress Semiconductor Corp note 4.500% 1/1 0.2 $2.7M 2.0M 1.33
Black Ridge Acquisition Corp 0.2 $2.4M 251k 9.74
Union Acquisition Corp 0.2 $2.4M 250k 9.69
iRobot Corporation (IRBT) 0.2 $2.2M 28k 75.77
MiMedx (MDXG) 0.2 $2.2M 352k 6.39
Avista Healthcare Pub Acq Co cl a 0.2 $2.3M 225k 10.01
Nuance Communications Inc Dbcv 1.00012/1 0.2 $2.1M 2.4M 0.89
Hennessy Cap Acquston Corp I 0.2 $2.0M 200k 9.96
Okta Inc cl a (OKTA) 0.1 $1.8M 36k 50.37
Stanley Black & Decker (SWK) 0.1 $1.8M 13k 132.81
Western Digital (WDC) 0.1 $1.6M 21k 77.41
Wayfair (W) 0.1 $1.7M 14k 118.76
Cheniere Energy Inc note 4.250% 3/1 0.1 $1.6M 2.0M 0.79
Etsy (ETSY) 0.1 $1.5M 35k 42.19
Booking Holdings (BKNG) 0.1 $1.5M 740.00 2027.09
Pinnacle Foods Inc De 0.1 $1.3M 20k 65.06
Coastway Ban 0.1 $1.4M 50k 27.70
Ggp 0.1 $1.3M 65k 20.43
SEI Investments Company (SEIC) 0.1 $1.3M 20k 62.52
Liberty Property Trust 0.1 $1.2M 28k 44.33
Transenterix 0.1 $1.2M 280k 4.36
Mudrick Cap Acquisition Corp 0.1 $1.2M 125k 9.62
Forest City Realty Trust Inc Class A 0.1 $1.1M 50k 22.81
Nabors Industries Ltd 6% pfd cnv sr a 0.1 $1.1M 25k 45.59
Royal Gold (RGLD) 0.1 $1.0M 11k 92.84
Spectra Energy Partners 0.1 $1.0M 29k 35.42
SPDR KBW Regional Banking (KRE) 0.1 $921k 15k 61.00
Zynga 0.1 $1.0M 249k 4.07
stock 0.1 $991k 10k 99.11
Brookfield Ppty Partners L P unit ltd partn 0.1 $951k 50k 19.02
Square Inc cl a (SQ) 0.1 $925k 15k 61.64
Gty Technology Holdings Inc cl a 0.1 $1.0M 100k 10.06
Biomarin Pharma Inc convertible/ 0.1 $969k 950k 1.02
Leo Holdings Corp 0.1 $997k 103k 9.66
Trupanion (TRUP) 0.1 $919k 24k 38.60
Zillow Group Inc Cl C Cap Stk (Z) 0.1 $868k 15k 59.06
Xl 0.1 $839k 15k 55.95
Aetna 0.1 $734k 4.0k 183.50
DISH Network 0.1 $716k 21k 33.61
Nxp Semiconductors N V (NXPI) 0.1 $765k 7.0k 109.27
Gopro (GPRO) 0.1 $756k 117k 6.44
Wal-Mart Stores (WMT) 0.1 $574k 6.7k 85.65
Teva Pharmaceutical Industries (TEVA) 0.1 $608k 25k 24.32
Halliburton Company (HAL) 0.1 $671k 15k 45.06
Illumina Inc. 0.00% June 15, 2019 ccb 0.1 $586k 500k 1.17
Ryder System (R) 0.0 $539k 7.5k 71.86
Trinity Industries (TRN) 0.0 $514k 15k 34.26
Workday Inc cl a (WDAY) 0.0 $497k 4.1k 121.12
Invitation Homes (INVH) 0.0 $505k 22k 23.06
Shire 0.0 $338k 2.0k 168.80
CVR Energy (CVI) 0.0 $370k 10k 36.99
Citrix Systems Inc conv 0.0 $356k 245k 1.45
Hess Pfd p 0.0 $422k 5.6k 75.12
Altice Usa Inc cl a (ATUS) 0.0 $341k 20k 17.06
Insmed Inc convertible security 0.0 $386k 420k 0.92
Stewart Information Services Corporation (STC) 0.0 $202k 4.7k 43.07
Enbridge Energy Partners 0.0 $273k 25k 10.93
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $209k 15k 13.90
Pacira Pharmaceuticals (PCRX) 0.0 $256k 8.0k 32.05
Apollo Sr Floating Rate Fd I (AFT) 0.0 $229k 14k 16.33
Spark Energy Inc-class A 0.0 $197k 20k 9.75
Ionis Pharmaceuticals (IONS) 0.0 $263k 6.3k 41.67
Duluth Holdings (DLTH) 0.0 $238k 10k 23.79
Renren Inc- 0.0 $234k 95k 2.47
Silicon Laboratories (SLAB) 0.0 $70k 700.00 99.60
Sandridge Energy (SD) 0.0 $89k 5.0k 17.74
Dish Network Corp note 3.375% 8/1 0.0 $97k 100k 0.96
Huazhu Group (HTHT) 0.0 $155k 3.7k 41.99
Dhx Media 0.0 $158k 75k 2.10
Honda Motor (HMC) 0.0 $1.8k 61.00 29.26
3D Systems Corporation (DDD) 0.0 $80.100000 267k 0.00
Sunpower (SPWRQ) 0.0 $0 377k 0.00
Community Health Sys Inc New right 01/27/2016 0.0 $4.4k 400k 0.01
Energous 0.0 $502.440000 64k 0.01
Adverum Biotechnologies 0.0 $45k 8.5k 5.30
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.0 $591.991900 593.00 1.00
Modern Media Acquisition right 99/99/9999 0.0 $14k 26k 0.52
Kbl Merger Corp Iv right 03/22/2019 0.0 $18k 50k 0.35
Constellation Alpha Cap Corp right 99/99/9999 0.0 $21k 50k 0.42