NorthRock Partners

NorthRock Partners as of Dec. 31, 2019

Portfolio Holdings for NorthRock Partners

NorthRock Partners holds 280 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 14.4 $136M 4.1M 32.86
Mondelez Int (MDLZ) 5.6 $53M 25M 2.13
Philip Morris International (PM) 3.8 $36M 484k 73.99
iShares Russell 1000 Growth Index (IWF) 3.7 $35M 2.2M 16.03
SPDR DJ Wilshire Large Cap Value (SPYV) 3.5 $33M 941k 34.91
Apple (AAPL) 3.5 $33M 246k 133.29
SPDR DJ Wilshire Large Cap Growth (SPYG) 3.2 $30M 725k 41.91
iShares Russell 1000 Value Index (IWD) 3.1 $29M 2.2M 13.45
SPDR DJ Wilshire Mid Cap Value (MDYV) 2.8 $27M 487k 54.78
SPDR DJ Wilshire Small Cap Value (SLYV) 2.6 $25M 376k 65.71
iShares MSCI EAFE Value Index (EFV) 2.4 $23M 451k 49.93
Altria (MO) 2.1 $20M 509k 39.33
Spdr Ser Tr sp500 high div (SPYD) 2.1 $20M 500k 39.46
Target Corporation (TGT) 1.8 $17M 514k 33.68
SPDR DJ Wilshire Small Cap Growth (SLYG) 1.8 $17M 263k 64.52
SPDR DJ Wilshire Mid Cap Growth (MDYG) 1.8 $17M 297k 57.09
iShares Russell Midcap Growth Idx. (IWP) 1.7 $16M 931k 17.49
WisdomTree Emerging Markets Eq (DEM) 1.6 $15M 320k 45.77
iShares Russell Midcap Value Index (IWS) 1.3 $12M 872k 14.15
iShares S&P 500 Index (IVV) 1.3 $12M 37k 323.24
Vanguard Total Stock Market ETF (VTI) 1.2 $11M 68k 163.61
Ishares High Dividend Equity F (HDV) 1.1 $11M 111k 98.07
iShares S&P SmallCap 600 Growth (IJT) 1.1 $11M 769k 13.68
Ameriprise Financial (AMP) 1.1 $10M 60k 166.59
Vanguard High Dividend Yield ETF (VYM) 1.0 $9.3M 99k 93.71
iShares S&P SmallCap 600 Value Idx (IJS) 1.0 $9.2M 653k 14.03
Vanguard FTSE All-World ex-US ETF (VEU) 0.8 $7.3M 137k 53.75
iShares MSCI EAFE Growth Index (EFG) 0.8 $7.1M 82k 86.47
Microsoft Corporation (MSFT) 0.7 $6.9M 70k 98.82
At&t (T) 0.7 $6.9M 257k 27.07
Ishares Inc ctr wld minvl (ACWV) 0.7 $6.7M 70k 95.83
Vanguard Dividend Appreciation ETF (VIG) 0.7 $6.5M 52k 124.65
Vanguard Growth ETF (VUG) 0.6 $5.5M 30k 182.18
Kraft Heinz (KHC) 0.6 $5.4M 645k 8.37
Intel Corporation (INTC) 0.5 $5.0M 101k 49.78
iShares Russell Midcap Index Fund (IWR) 0.5 $5.0M 84k 59.63
Vanguard Extended Market ETF (VXF) 0.5 $5.0M 40k 125.99
Amazon (AMZN) 0.5 $4.7M 56k 85.14
iShares S&P SmallCap 600 Index (IJR) 0.5 $4.6M 83k 55.62
iShares Lehman MBS Bond Fund (MBB) 0.5 $4.5M 47k 96.67
Johnson & Johnson (JNJ) 0.5 $4.5M 44k 102.14
Berkshire Hathaway (BRK.B) 0.4 $3.9M 17k 226.50
Verizon Communications (VZ) 0.4 $3.9M 107k 36.17
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.4 $3.8M 112k 33.57
JPMorgan Chase & Co. (JPM) 0.4 $3.7M 30k 122.22
Chevron Corporation (CVX) 0.4 $3.6M 52k 70.61
UnitedHealth (UNH) 0.4 $3.5M 1.3M 2.60
Procter & Gamble Company (PG) 0.4 $3.4M 340k 10.02
iShares S&P 1500 Index Fund (ITOT) 0.4 $3.4M 47k 72.69
SPDR S&P Dividend (SDY) 0.3 $3.3M 30k 107.58
Vanguard Information Technology ETF (VGT) 0.3 $3.3M 14k 244.82
Abbvie (ABBV) 0.3 $3.2M 37k 88.55
Invesco Qqq Trust Series 1 (QQQ) 0.3 $3.1M 15k 212.62
Boeing Company (BA) 0.3 $2.9M 9.0k 325.80
Ishares Tr eafe min volat (EFAV) 0.3 $3.0M 40k 74.54
Alphabet Inc Class A cs (GOOGL) 0.3 $3.0M 38k 78.13
Campbell Soup Company (CPB) 0.3 $2.8M 2.3M 1.24
Pepsi (PEP) 0.3 $2.7M 40k 68.39
Vanguard Long-Term Bond ETF (BLV) 0.3 $2.8M 28k 100.36
Exxon Mobil Corporation (XOM) 0.2 $2.4M 50k 47.50
International Business Machines (IBM) 0.2 $2.3M 17k 134.07
Southern Company (SO) 0.2 $2.3M 49k 47.15
Vanguard Total Bond Market ETF (BND) 0.2 $2.2M 27k 83.86
McDonald's Corporation (MCD) 0.2 $2.0M 26k 79.32
Walt Disney Company (DIS) 0.2 $1.9M 30k 62.65
Enterprise Products Partners (EPD) 0.2 $1.9M 66k 28.16
Coca-Cola Company (KO) 0.2 $1.8M 45k 39.20
Honeywell International (HON) 0.2 $1.8M 20k 89.90
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.2 $1.8M 29k 63.79
Bank of America Corporation (BAC) 0.2 $1.7M 47k 35.23
Cisco Systems (CSCO) 0.2 $1.7M 44k 38.24
Schwab Strategic Tr sht tm us tres (SCHO) 0.2 $1.7M 34k 50.48
United Technologies Corporation 0.2 $1.6M 19k 84.02
Bank Of Montreal Cadcom (BMO) 0.2 $1.6M 21k 77.49
Facebook Inc cl a (META) 0.2 $1.6M 13k 119.58
Walgreen Boots Alliance (WBA) 0.2 $1.6M 873k 1.84
Edwards Lifesciences (EW) 0.2 $1.5M 6.3k 233.27
iShares Dow Jones Select Dividend (DVY) 0.2 $1.5M 14k 105.68
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $1.5M 18k 84.65
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.2 $1.5M 23k 65.89
Baxter International (BAX) 0.1 $1.4M 17k 83.82
3M Company (MMM) 0.1 $1.4M 40k 34.99
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $1.4M 8.9k 159.70
Vanguard REIT ETF (VNQ) 0.1 $1.4M 15k 92.79
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $1.4M 24k 56.60
Alphabet Inc Class C cs (GOOG) 0.1 $1.4M 21k 69.28
Pfizer (PFE) 0.1 $1.3M 88k 15.30
Netflix (NFLX) 0.1 $1.3M 41k 32.64
Sally Beauty Holdings (SBH) 0.1 $1.4M 1.1M 1.24
Vanguard Emerging Markets ETF (VWO) 0.1 $1.3M 30k 44.46
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $1.3M 24k 55.52
Kellogg Company (K) 0.1 $1.2M 17k 69.17
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $1.2M 11k 114.56
Starbucks Corporation (SBUX) 0.1 $1.1M 116k 9.75
iShares Russell 2000 Index (IWM) 0.1 $1.2M 7.0k 165.72
Allegheny Technologies Incorporated (ATI) 0.1 $1.2M 56k 20.66
Vanguard S&p 500 Etf idx (VOO) 0.1 $1.2M 3.9k 295.89
Comcast Corporation (CMCSA) 0.1 $1.0M 40k 25.59
PNC Financial Services (PNC) 0.1 $1.1M 16k 68.18
Costco Wholesale Corporation (COST) 0.1 $997k 3.4k 293.84
Abbott Laboratories (ABT) 0.1 $1.0M 38k 26.77
NVIDIA Corporation (NVDA) 0.1 $1.1M 4.5k 235.41
Hawkins (HWKN) 0.1 $1.0M 22k 45.79
BP (BP) 0.1 $921k 32k 28.98
Home Depot (HD) 0.1 $988k 13k 78.35
Bristol Myers Squibb (BMY) 0.1 $900k 274k 3.28
Visa (V) 0.1 $967k 8.3k 117.13
General Electric Company 0.1 $841k 75k 11.17
Merck & Co (MRK) 0.1 $809k 25k 32.05
Gilead Sciences (GILD) 0.1 $807k 13k 60.33
Illinois Tool Works (ITW) 0.1 $813k 198k 4.11
Industries N shs - a - (LYB) 0.1 $862k 9.1k 94.49
Vanguard Russell 1000 Value Et (VONV) 0.1 $846k 7.1k 119.91
Citigroup (C) 0.1 $810k 10k 79.90
Duke Energy (DUK) 0.1 $886k 9.7k 91.19
MasterCard Incorporated (MA) 0.1 $746k 15k 51.02
Dominion Resources (D) 0.1 $784k 9.5k 82.79
Kimberly-Clark Corporation (KMB) 0.1 $776k 5.6k 138.52
V.F. Corporation (VFC) 0.1 $731k 7.3k 99.71
Allstate Corporation (ALL) 0.1 $736k 17k 43.14
GlaxoSmithKline 0.1 $786k 17k 47.48
Bce (BCE) 0.1 $760k 16k 46.90
Enbridge (ENB) 0.1 $734k 18k 39.79
Cibc Cad (CM) 0.1 $725k 88k 8.23
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $764k 5.7k 133.99
iShares Dow Jones US Healthcare (IYH) 0.1 $804k 3.7k 215.61
Eli Lilly & Co. (LLY) 0.1 $619k 11k 58.07
Lockheed Martin Corporation (LMT) 0.1 $709k 149k 4.75
Amgen (AMGN) 0.1 $618k 2.6k 240.94
Nike (NKE) 0.1 $687k 16k 44.42
Stryker Corporation (SYK) 0.1 $704k 3.3k 210.46
SPDR S&P MidCap 400 ETF (MDY) 0.1 $688k 1.8k 376.99
Alibaba Group Holding (BABA) 0.1 $667k 3.1k 212.22
Huntington Bancshares Incorporated (HBAN) 0.1 $601k 47k 12.85
American Express Company (AXP) 0.1 $547k 8.9k 61.64
United Parcel Service (UPS) 0.1 $594k 5.1k 117.09
Wells Fargo & Company (WFC) 0.1 $564k 20k 27.58
Texas Instruments Incorporated (TXN) 0.1 $585k 22k 26.13
Danaher Corporation (DHR) 0.1 $545k 12k 44.92
PPL Corporation (PPL) 0.1 $542k 15k 36.27
salesforce (CRM) 0.1 $588k 3.6k 162.75
Graphic Packaging Holding Company (GPK) 0.1 $529k 32k 16.72
Otter Tail Corporation (OTTR) 0.1 $538k 11k 51.26
Central Garden & Pet (CENTA) 0.1 $587k 20k 29.35
Vanguard Mid-Cap Value ETF (VOE) 0.1 $582k 64k 9.14
iShares Dow Jones US Medical Dev. (IHI) 0.1 $523k 2.0k 264.54
Ishares Inc core msci emkt (IEMG) 0.1 $540k 18k 30.22
Ishares Core Intl Stock Etf core (IXUS) 0.1 $544k 8.8k 61.94
Ansys (ANSS) 0.1 $456k 1.8k 257.48
Ecolab (ECL) 0.1 $493k 2.5k 193.49
Wal-Mart Stores (WMT) 0.1 $461k 140k 3.30
Ross Stores (ROST) 0.1 $508k 9.9k 51.29
Novartis (NVS) 0.1 $505k 5.3k 94.60
Nextera Energy (NEE) 0.1 $508k 6.0k 84.06
Lowe's Companies (LOW) 0.1 $474k 4.0k 119.70
Oracle Corporation (ORCL) 0.1 $427k 46k 9.34
iShares S&P 500 Growth Index (IVW) 0.1 $438k 2.3k 193.46
Vanguard Large-Cap ETF (VV) 0.1 $511k 3.5k 147.73
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.1 $434k 20k 21.70
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $460k 2.9k 158.89
iShares Dow Jones US Financial (IYF) 0.1 $490k 3.6k 137.91
iShares Dow Jones US Technology (IYW) 0.1 $456k 2.0k 232.53
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $452k 25k 17.97
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $438k 11k 40.16
Paypal Holdings (PYPL) 0.1 $492k 4.5k 108.20
Waste Connections (WCN) 0.1 $509k 5.6k 90.75
National Grid (NGG) 0.1 $482k 7.6k 63.63
Broadcom (AVGO) 0.1 $484k 1.5k 315.72
Goldman Sachs (GS) 0.0 $361k 1.6k 229.79
Fidelity National Information Services (FIS) 0.0 $388k 2.8k 139.02
Caterpillar (CAT) 0.0 $390k 2.6k 147.50
Union Pacific Corporation (UNP) 0.0 $364k 11k 32.40
AstraZeneca (AZN) 0.0 $421k 14k 29.41
CVS Caremark Corporation (CVS) 0.0 $373k 5.0k 74.26
Berkshire Hathaway (BRK.A) 0.0 $340k 1.00 340000.00
Occidental Petroleum Corporation (OXY) 0.0 $350k 8.3k 41.95
TransDigm Group Incorporated (TDG) 0.0 $350k 591.00 592.22
Ametek (AME) 0.0 $336k 3.4k 99.67
iShares S&P MidCap 400 Index (IJH) 0.0 $363k 33k 10.99
Vanguard Small-Cap Value ETF (VBR) 0.0 $336k 2.5k 137.03
Vanguard Europe Pacific ETF (VEA) 0.0 $376k 8.5k 44.11
Tesla Motors (TSLA) 0.0 $370k 884.00 418.55
Vanguard Small-Cap Growth ETF (VBK) 0.0 $362k 1.8k 198.57
Vanguard Mega Cap 300 Index (MGC) 0.0 $413k 3.7k 111.83
Epam Systems (EPAM) 0.0 $406k 1.9k 211.90
Intercontinental Exchange (ICE) 0.0 $350k 10k 33.94
Vodafone Group New Adr F (VOD) 0.0 $371k 19k 19.35
Medtronic (MDT) 0.0 $416k 33k 12.80
Welltower Inc Com reit (WELL) 0.0 $372k 4.6k 81.72
Vanguard Whitehall Fds Inc intl dvd etf (VIGI) 0.0 $391k 5.4k 72.05
Wrap Technologies (WRAP) 0.0 $351k 55k 6.38
Blackstone Group Inc Com Cl A (BX) 0.0 $359k 6.4k 55.96
iShares MSCI Emerging Markets Indx (EEM) 0.0 $269k 6.0k 44.89
Taiwan Semiconductor Mfg (TSM) 0.0 $271k 4.6k 58.47
U.S. Bancorp (USB) 0.0 $312k 16k 19.17
ResMed (RMD) 0.0 $241k 1.6k 155.18
AES Corporation (AES) 0.0 $318k 16k 19.90
Cummins (CMI) 0.0 $280k 1.6k 178.69
Nordstrom (JWN) 0.0 $292k 8.2k 35.56
Regions Financial Corporation (RF) 0.0 $324k 19k 17.30
Whirlpool Corporation (WHR) 0.0 $316k 2.1k 147.39
Raytheon Company 0.0 $319k 1.5k 219.70
Yum! Brands (YUM) 0.0 $239k 2.4k 100.72
Colgate-Palmolive Company (CL) 0.0 $310k 4.5k 68.81
General Mills (GIS) 0.0 $273k 5.1k 53.59
Marsh & McLennan Companies (MMC) 0.0 $304k 2.7k 111.40
American Electric Power Company (AEP) 0.0 $297k 3.1k 94.56
Qualcomm (QCOM) 0.0 $272k 3.1k 88.34
Total (TTE) 0.0 $302k 5.5k 55.32
Xcel Energy (XEL) 0.0 $316k 12k 27.12
Magna Intl Inc cl a (MGA) 0.0 $299k 5.5k 54.78
Constellation Brands (STZ) 0.0 $252k 1.3k 195.05
Ventas (VTR) 0.0 $319k 20k 16.12
MGE Energy (MGEE) 0.0 $261k 3.3k 78.83
Realty Income (O) 0.0 $237k 3.2k 73.81
Oneok (OKE) 0.0 $262k 10k 25.31
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $260k 19k 13.68
Motorola Solutions (MSI) 0.0 $331k 13k 26.21
Vanguard Health Care ETF (VHT) 0.0 $319k 3.2k 99.56
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $270k 3.3k 80.98
Spdr Series Trust dj ttl mkt etf (SPTM) 0.0 $299k 7.5k 39.82
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $319k 5.7k 55.70
Aon 0.0 $295k 20k 14.96
Wp Carey (WPC) 0.0 $316k 3.9k 81.11
Eaton (ETN) 0.0 $318k 3.4k 94.78
Fnf (FNF) 0.0 $317k 14k 22.64
Citizens Financial (CFG) 0.0 $317k 7.8k 40.64
Crown Castle Intl (CCI) 0.0 $320k 2.3k 142.03
Lamar Advertising Co-a (LAMR) 0.0 $259k 2.9k 89.22
Wec Energy Group (WEC) 0.0 $277k 3.0k 92.33
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.0 $250k 4.7k 53.54
Columbia Etf Tr I diversifid fxd (DIAL) 0.0 $320k 15k 20.78
Northrop Grumman Corporation (NOC) 0.0 $226k 8.6k 26.25
ConocoPhillips (COP) 0.0 $148k 10k 14.22
iShares MSCI EAFE Index Fund (EFA) 0.0 $210k 3.0k 69.47
Ford Motor Company (F) 0.0 $148k 16k 9.27
Accenture (ACN) 0.0 $206k 980.00 210.20
ConAgra Foods (CAG) 0.0 $209k 6.1k 34.28
Verisk Analytics (VRSK) 0.0 $206k 1.4k 149.60
CenterPoint Energy (CNP) 0.0 $180k 12k 15.10
British American Tobac (BTI) 0.0 $229k 5.4k 42.45
KLA-Tencor Corporation (KLAC) 0.0 $210k 1.2k 178.42
Unilever (UL) 0.0 $208k 3.6k 57.19
iShares Gold Trust 0.0 $213k 15k 14.47
Kimco Realty Corporation (KIM) 0.0 $213k 10k 20.91
Clearbridge Energy M 0.0 $207k 18k 11.27
Gabelli Equity Trust (GAB) 0.0 $219k 36k 6.08
Vanguard European ETF (VGK) 0.0 $159k 53k 3.01
Nuveen Quality Pref. Inc. Fund II 0.0 $208k 21k 10.10
Vanguard Total World Stock Idx (VT) 0.0 $229k 2.8k 81.00
iShares S&P Growth Allocation Fund (AOR) 0.0 $208k 4.4k 47.75
Nuveen Mun Value Fd 2 (NUW) 0.0 $234k 15k 16.19
Vanguard Scottsdale Fds vng rus1000grw (VONG) 0.0 $202k 1.1k 181.17
Phillips 66 (PSX) 0.0 $202k 1.8k 111.54
Sterling Bancorp 0.0 $235k 11k 21.09
Kite Rlty Group Tr (KRG) 0.0 $195k 10k 19.50
Equinix (EQIX) 0.0 $211k 361.00 584.49
Chubb (CB) 0.0 $158k 28k 5.56
Fortive (FTV) 0.0 $213k 2.8k 76.56
Ashland (ASH) 0.0 $161k 73k 2.20
Mongodb Inc. Class A (MDB) 0.0 $186k 169k 1.10
Booking Holdings (BKNG) 0.0 $216k 105.00 2057.14
Amcor (AMCR) 0.0 $142k 13k 10.83
Sealed Air (SEE) 0.0 $90k 39k 2.32
International Paper Company (IP) 0.0 $58k 38k 1.53
Research Frontiers (REFR) 0.0 $107k 36k 3.02
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $56k 11k 5.32
Mohawk Group Holdings Ord 0.0 $135k 23k 5.90
CMS Energy Corporation (CMS) 0.0 $28k 21k 1.36
T. Rowe Price (TROW) 0.0 $47k 31k 1.52
Best Buy (BBY) 0.0 $39k 10k 3.86
Gra (GGG) 0.0 $26k 11k 2.32
Atmos Energy Corporation (ATO) 0.0 $18k 12k 1.54
Heidrick & Struggles International (HSII) 0.0 $24k 24k 1.00
Medical Properties Trust (MPW) 0.0 $42k 32k 1.30
Rbc Cad (RY) 0.0 $45k 29k 1.55
iShares S&P 500 Value Index (IVE) 0.0 $27k 19k 1.39
Polymet Mining Corp 0.0 $46k 183k 0.25
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $16k 16k 0.99
Ishares Msci Japan (EWJ) 0.0 $45k 20k 2.25