NorthRock Partners

NorthRock Partners as of March 31, 2020

Portfolio Holdings for NorthRock Partners

NorthRock Partners holds 200 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 16.7 $119M 462k 257.75
SPDR DJ Wilshire Large Cap Value (SPYV) 7.2 $52M 2.0M 25.84
SPDR DJ Wilshire Large Cap Growth (SPYG) 4.5 $32M 905k 35.74
Philip Morris International (PM) 4.3 $31M 425k 72.96
Mondelez Int (MDLZ) 4.2 $30M 598k 50.08
Apple (AAPL) 4.0 $28M 112k 254.29
iShares Russell 1000 Growth Index (IWF) 3.7 $26M 174k 150.65
SPDR DJ Wilshire Mid Cap Value (MDYV) 3.5 $25M 699k 35.26
SPDR DJ Wilshire Small Cap Value (SLYV) 3.2 $23M 564k 40.86
iShares MSCI EAFE Value Index (EFV) 3.1 $22M 618k 35.69
iShares Russell 1000 Value Index (IWD) 2.7 $20M 197k 99.18
SPDR DJ Wilshire Mid Cap Growth (MDYG) 2.5 $18M 413k 42.82
SPDR DJ Wilshire Small Cap Growth (SLYG) 2.4 $17M 369k 46.18
Altria (MO) 2.0 $14M 372k 38.67
Target Corporation (TGT) 1.9 $14M 148k 92.97
WisdomTree Emerging Markets Eq (DEM) 1.8 $13M 396k 33.12
iShares Russell Midcap Growth Idx. (IWP) 1.5 $11M 88k 121.59
Vanguard Total Stock Market ETF (VTI) 1.3 $9.3M 72k 128.90
iShares Russell Midcap Value Index (IWS) 1.0 $7.4M 116k 64.09
Ameriprise Financial (AMP) 1.0 $7.4M 72k 102.48
iShares S&P SmallCap 600 Growth (IJT) 0.9 $6.3M 46k 137.86
iShares S&P 500 Index (IVV) 0.8 $5.9M 23k 258.38
Vanguard Dividend Appreciation ETF (VIG) 0.7 $5.1M 49k 103.39
Microsoft Corporation (MSFT) 0.7 $5.0M 32k 157.71
iShares S&P SmallCap 600 Value Idx (IJS) 0.7 $4.9M 49k 99.94
Kraft Heinz (KHC) 0.7 $4.9M 197k 24.74
Abbvie (ABBV) 0.7 $4.7M 62k 76.19
iShares Lehman MBS Bond Fund (MBB) 0.7 $4.7M 42k 111.56
Abbott Laboratories (ABT) 0.6 $4.3M 55k 78.91
iShares MSCI EAFE Growth Index (EFG) 0.6 $4.3M 60k 71.10
At&t (T) 0.6 $4.3M 146k 29.15
Ishares High Dividend Equity F (HDV) 0.6 $4.1M 57k 71.55
Intel Corporation (INTC) 0.6 $4.1M 75k 54.12
Vanguard Growth ETF (VUG) 0.5 $3.9M 25k 156.68
Johnson & Johnson (JNJ) 0.5 $3.8M 29k 131.13
Amazon (AMZN) 0.5 $3.6M 1.8k 1949.56
Fs Investment Corporation 0.5 $3.5M 1.2M 3.00
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $3.4M 91k 37.42
Vanguard Extended Market ETF (VXF) 0.5 $3.4M 37k 90.55
Vanguard Information Technology ETF (VGT) 0.4 $3.1M 15k 211.87
Berkshire Hathaway (BRK.B) 0.4 $3.1M 17k 182.84
Owl Rock Capital Corporation (OBDC) 0.4 $2.7M 236k 11.54
Vanguard High Dividend Yield ETF (VYM) 0.4 $2.7M 38k 69.92
Procter & Gamble Company (PG) 0.4 $2.6M 24k 110.00
Verizon Communications (VZ) 0.4 $2.5M 47k 53.72
Invesco Qqq Trust Series 1 (QQQ) 0.3 $2.5M 13k 190.40
JPMorgan Chase & Co. (JPM) 0.3 $2.4M 27k 90.04
Ishares Inc ctr wld minvl (ACWV) 0.3 $2.2M 28k 80.34
SPDR S&P Dividend (SDY) 0.3 $2.1M 26k 79.87
Alphabet Inc Class A cs (GOOGL) 0.3 $2.0M 1.7k 1161.70
iShares Russell Midcap Index Fund (IWR) 0.3 $2.0M 45k 43.17
Pepsi (PEP) 0.3 $1.9M 16k 120.09
iShares S&P SmallCap 600 Index (IJR) 0.3 $1.8M 33k 56.11
International Business Machines (IBM) 0.2 $1.6M 15k 110.90
Southern Company (SO) 0.2 $1.6M 30k 54.13
McDonald's Corporation (MCD) 0.2 $1.6M 9.5k 165.37
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.2 $1.5M 66k 22.61
Boeing Company (BA) 0.2 $1.5M 10k 149.11
Netflix (NFLX) 0.2 $1.4M 3.8k 375.56
Ishares Tr eafe min volat (EFAV) 0.2 $1.4M 22k 62.07
Honeywell International (HON) 0.2 $1.3M 10k 133.75
Baxter International (BAX) 0.2 $1.3M 16k 81.19
Chevron Corporation (CVX) 0.2 $1.3M 18k 72.48
Ares Capital Corporation (ARCC) 0.2 $1.3M 117k 10.78
Vanguard Total Bond Market ETF (BND) 0.2 $1.3M 14k 88.22
Walt Disney Company (DIS) 0.2 $1.2M 12k 96.58
3M Company (MMM) 0.2 $1.2M 8.6k 136.56
Edwards Lifesciences (EW) 0.2 $1.2M 6.2k 188.66
UnitedHealth (UNH) 0.2 $1.2M 4.7k 249.41
iShares Dow Jones U.S. Index Fund (IYY) 0.2 $1.1M 8.9k 126.11
iShares S&P 1500 Index Fund (ITOT) 0.2 $1.1M 20k 57.20
Bank Of Montreal Cadcom (BMO) 0.1 $1.1M 21k 49.91
Kellogg Company (K) 0.1 $1.0M 17k 59.96
Vanguard REIT ETF (VNQ) 0.1 $993k 14k 69.82
Cisco Systems (CSCO) 0.1 $983k 25k 39.33
Vanguard S&p 500 Etf idx (VOO) 0.1 $956k 4.0k 236.69
Exxon Mobil Corporation (XOM) 0.1 $943k 25k 37.97
NVIDIA Corporation (NVDA) 0.1 $942k 3.6k 263.50
Vanguard Emerging Markets ETF (VWO) 0.1 $941k 28k 33.55
Schwab 1000 Index Etf etf (SCHK) 0.1 $939k 38k 25.06
iShares Dow Jones Select Dividend (DVY) 0.1 $920k 13k 73.55
Vanguard Long-Term Bond ETF (BLV) 0.1 $915k 8.6k 106.68
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $911k 11k 86.71
Bank of America Corporation (BAC) 0.1 $893k 42k 21.24
Allegheny Technologies Incorporated (ATI) 0.1 $846k 100k 8.50
Hawkins (HWKN) 0.1 $791k 22k 35.58
Coca-Cola Company (KO) 0.1 $786k 18k 44.27
iShares Dow Jones US Healthcare (IYH) 0.1 $751k 4.0k 187.89
Starbucks Corporation (SBUX) 0.1 $740k 11k 65.77
Campbell Soup Company (CPB) 0.1 $729k 16k 46.13
Enterprise Products Partners (EPD) 0.1 $723k 51k 14.30
Alphabet Inc Class C cs (GOOG) 0.1 $719k 618.00 1163.43
iShares Dow Jones US Medical Dev. (IHI) 0.1 $719k 3.2k 225.39
Schwab Strategic Tr sht tm us tres (SCHO) 0.1 $700k 14k 51.76
Home Depot (HD) 0.1 $685k 3.7k 186.80
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $670k 6.1k 109.78
iShares Russell 2000 Index (IWM) 0.1 $664k 5.8k 114.46
Walgreen Boots Alliance (WBA) 0.1 $636k 14k 45.74
Facebook Inc cl a (META) 0.1 $617k 3.7k 166.85
Vanguard Russell 1000 Value Et (VONV) 0.1 $614k 7.1k 87.03
Allstate Corporation (ALL) 0.1 $573k 6.2k 91.74
Kimberly-Clark Corporation (KMB) 0.1 $572k 4.5k 127.79
Alibaba Group Holding (BABA) 0.1 $566k 2.9k 194.57
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.1 $559k 7.9k 70.52
Costco Wholesale Corporation (COST) 0.1 $532k 1.9k 284.95
SPDR S&P MidCap 400 ETF (MDY) 0.1 $520k 2.0k 262.76
Pfizer (PFE) 0.1 $515k 16k 32.61
Central Garden & Pet (CENTA) 0.1 $511k 20k 25.55
Merck & Co (MRK) 0.1 $503k 6.5k 76.99
Nike (NKE) 0.1 $498k 6.0k 82.75
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.1 $461k 10k 45.33
Novartis (NVS) 0.1 $458k 5.6k 82.43
Comcast Corporation (CMCSA) 0.1 $457k 13k 34.40
iShares Dow Jones US Technology (IYW) 0.1 $452k 2.2k 204.43
Tesla Motors (TSLA) 0.1 $452k 863.00 523.75
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.1 $451k 8.0k 56.27
Illinois Tool Works (ITW) 0.1 $450k 3.2k 142.27
Bristol Myers Squibb (BMY) 0.1 $443k 8.0k 55.70
Lockheed Martin Corporation (LMT) 0.1 $441k 1.3k 338.97
Otter Tail Corporation (OTTR) 0.1 $421k 9.5k 44.45
PNC Financial Services (PNC) 0.1 $413k 4.3k 95.71
Vanguard Large-Cap ETF (VV) 0.1 $410k 3.5k 118.29
iShares S&P Moderate Allocation Fund ETF (AOM) 0.1 $401k 11k 36.77
Nextera Energy (NEE) 0.1 $389k 1.6k 240.72
Graphic Packaging Holding Company (GPK) 0.1 $388k 32k 12.20
Ishares Inc core msci emkt (IEMG) 0.1 $377k 9.3k 40.47
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $376k 3.7k 100.40
iShares S&P 500 Growth Index (IVW) 0.1 $375k 2.3k 165.05
Vanguard Small-Cap Growth ETF (VBK) 0.1 $373k 2.5k 150.34
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $369k 7.7k 47.89
Vanguard Mid-Cap Value ETF (VOE) 0.1 $359k 4.4k 81.35
iShares MSCI EAFE Index Fund (EFA) 0.0 $337k 6.3k 53.46
Vanguard Mid-Cap Growth ETF (VOT) 0.0 $332k 2.6k 126.52
Caterpillar (CAT) 0.0 $329k 2.8k 115.97
Xcel Energy (XEL) 0.0 $322k 5.3k 60.30
Visa (V) 0.0 $312k 1.9k 161.07
Amgen (AMGN) 0.0 $309k 1.5k 202.89
Columbia Etf Tr I diversifid fxd (DIAL) 0.0 $306k 15k 19.87
American Express Company (AXP) 0.0 $300k 3.5k 85.57
salesforce (CRM) 0.0 $297k 2.1k 143.83
Duke Energy (DUK) 0.0 $297k 3.7k 81.01
Oracle Corporation (ORCL) 0.0 $295k 6.1k 48.30
Optimizerx Ord (OPRX) 0.0 $294k 33k 9.05
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $291k 6.9k 41.95
Paypal Holdings (PYPL) 0.0 $288k 3.0k 95.74
AstraZeneca (AZN) 0.0 $287k 6.4k 44.69
Ishares Core Intl Stock Etf core (IXUS) 0.0 $282k 6.0k 46.95
Eli Lilly & Co. (LLY) 0.0 $278k 2.0k 138.79
Motorola Solutions (MSI) 0.0 $278k 2.1k 132.95
Enbridge (ENB) 0.0 $275k 9.6k 28.77
Berkshire Hathaway (BRK.A) 0.0 $272k 1.00 272000.00
BP (BP) 0.0 $270k 11k 24.42
United Parcel Service (UPS) 0.0 $268k 2.9k 93.48
Lowe's Companies (LOW) 0.0 $262k 3.0k 86.18
Blackstone Group Inc Com Cl A (BX) 0.0 $257k 5.6k 45.53
General Mills (GIS) 0.0 $256k 4.8k 52.83
Crown Castle Intl (CCI) 0.0 $256k 1.8k 144.55
Stryker Corporation (SYK) 0.0 $252k 1.5k 166.23
Colgate-Palmolive Company (CL) 0.0 $250k 3.8k 66.45
Wec Energy Group (WEC) 0.0 $249k 2.8k 88.11
Dominion Resources (D) 0.0 $245k 3.4k 72.21
Flexshares Tr m star dev mkt (TLTD) 0.0 $245k 5.3k 46.48
Wells Fargo & Company (WFC) 0.0 $241k 8.4k 28.65
Vanguard Health Care ETF (VHT) 0.0 $240k 1.4k 165.86
Goldman Sachs (GS) 0.0 $240k 1.6k 154.84
Spdr Series Trust dj ttl mkt etf (SPTM) 0.0 $236k 7.5k 31.43
Qualcomm (QCOM) 0.0 $234k 3.5k 67.57
Wrap Technologies (WRAP) 0.0 $234k 55k 4.25
Wisdomtree Tr itl hdg div gt (IHDG) 0.0 $230k 7.6k 30.22
CVS Caremark Corporation (CVS) 0.0 $227k 3.8k 59.39
Acceleron Pharma 0.0 $225k 2.5k 90.00
MasterCard Incorporated (MA) 0.0 $225k 931.00 241.68
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $223k 13k 16.70
Gilead Sciences (GILD) 0.0 $221k 3.0k 74.79
American Electric Power Company (AEP) 0.0 $221k 2.8k 79.81
Docusign (DOCU) 0.0 $221k 2.4k 92.43
Vanguard Whitehall Fds Inc intl dvd etf (VIGI) 0.0 $216k 3.7k 58.43
Medtronic (MDT) 0.0 $216k 2.4k 90.34
V.F. Corporation (VFC) 0.0 $215k 4.0k 54.06
Vanguard Total World Stock Idx (VT) 0.0 $213k 3.3k 63.60
Vanguard Small-Cap Value ETF (VBR) 0.0 $213k 2.4k 88.94
Union Pacific Corporation (UNP) 0.0 $212k 1.5k 141.24
Wal-Mart Stores (WMT) 0.0 $211k 1.9k 113.44
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.0 $209k 4.0k 52.87
Vanguard Mega Cap 300 Index (MGC) 0.0 $208k 4.1k 50.41
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $205k 3.8k 54.56
MGE Energy (MGEE) 0.0 $202k 3.1k 65.37
iShares Gold Trust 0.0 $198k 13k 15.05
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $191k 16k 12.21
General Electric Company 0.0 $189k 24k 7.93
Gabelli Equity Trust (GAB) 0.0 $157k 36k 4.36
Sally Beauty Holdings (SBH) 0.0 $138k 17k 8.07
Sterling Bancorp 0.0 $116k 11k 10.46
Genasys (GNSS) 0.0 $108k 33k 3.27
Freeport-McMoRan Copper & Gold (FCX) 0.0 $103k 15k 6.72
Kite Rlty Group Tr (KRG) 0.0 $98k 10k 9.48
Ford Motor Company (F) 0.0 $87k 18k 4.82
Research Frontiers (REFR) 0.0 $83k 36k 2.34
Nuveen Floating Rate Income Fund (JFR) 0.0 $77k 10k 7.59
Polymet Mining Corp 0.0 $43k 183k 0.24