NorthRock Partners

NorthRock Partners as of Sept. 30, 2020

Portfolio Holdings for NorthRock Partners

NorthRock Partners holds 222 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 17.9 $162M 483k 334.89
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 8.3 $75M 2.5M 30.20
Spdr Ser Tr Prtflo S&p500 Gw (SPYG) 5.5 $50M 993k 50.11
Apple (AAPL) 5.4 $49M 423k 115.81
Mondelez Intl Cl A (MDLZ) 5.2 $47M 811k 57.45
Spdr Ser Tr S&p 400 Mdcp Val (MDYV) 4.6 $42M 958k 43.39
Spdr Ser Tr S&p 600 Smcp Val (SLYV) 4.0 $37M 729k 50.09
Target Corporation (TGT) 3.6 $33M 207k 157.42
Ishares Tr Rus 1000 Grw Etf (IWF) 3.6 $32M 148k 216.89
Spdr Ser Tr S&P 600 SMCP GRW (SLYG) 3.2 $29M 495k 59.03
Spdr Ser Tr S&P 400 MDCP GRW (MDYG) 3.2 $29M 508k 57.39
Philip Morris International (PM) 2.9 $27M 355k 74.99
Ishares Tr Eafe Value Etf (EFV) 1.8 $17M 408k 40.35
Altria (MO) 1.5 $14M 350k 38.64
Ishares Tr Rus Md Cp Gr Etf (IWP) 1.2 $11M 65k 172.87
Ameriprise Financial (AMP) 1.2 $11M 71k 154.11
Vanguard Index Fds Total Stk Mkt (VTI) 1.2 $11M 63k 170.31
Wisdomtree Tr Emer Mkt High Fd (DEM) 1.1 $10M 256k 38.92
Owl Rock Capital Corporation (OBDC) 0.9 $8.2M 679k 12.06
Microsoft Corporation (MSFT) 0.8 $7.5M 36k 210.32
Amazon (AMZN) 0.7 $6.5M 2.1k 3149.01
Vanguard Specialized Funds Div App Etf (VIG) 0.6 $5.7M 44k 128.66
Abbvie (ABBV) 0.6 $5.6M 64k 87.59
Kraft Heinz (KHC) 0.6 $5.6M 186k 29.95
Ishares Tr Eafe Grwth Etf (EFG) 0.5 $4.8M 54k 89.89
Intel Corporation (INTC) 0.5 $4.7M 91k 51.78
Ishares Tr Rus 1000 Val Etf (IWD) 0.5 $4.7M 40k 118.13
Fs Kkr Capital Corp (FSK) 0.5 $4.7M 296k 15.86
Ishares Tr Mbs Etf (MBB) 0.5 $4.6M 42k 111.31
Johnson & Johnson (JNJ) 0.5 $4.4M 29k 148.89
At&t (T) 0.4 $4.0M 140k 28.51
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.4 $3.9M 14k 277.89
Procter & Gamble Company (PG) 0.4 $3.8M 27k 138.99
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.4 $3.8M 18k 212.93
Ishares Tr S&P SML 600 GWT (IJT) 0.4 $3.7M 42k 88.23
International Business Machines (IBM) 0.4 $3.4M 28k 121.67
Vanguard Index Fds Extend Mkt Etf (VXF) 0.4 $3.3M 25k 129.71
Alphabet Cap Stk Cl A (GOOGL) 0.3 $3.2M 2.2k 1465.83
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 0.3 $3.1M 60k 50.80
Verizon Communications (VZ) 0.3 $2.9M 49k 59.50
Abbott Laboratories (ABT) 0.3 $2.5M 23k 108.81
JPMorgan Chase & Co. (JPM) 0.3 $2.5M 26k 96.28
Fs Kkr Capital Corp. Ii 0.3 $2.4M 161k 14.71
Tesla Motors (TSLA) 0.3 $2.4M 5.5k 428.96
Vanguard Index Fds Growth Etf (VUG) 0.3 $2.3M 10k 227.63
Pepsi (PEP) 0.2 $2.1M 15k 138.63
McDonald's Corporation (MCD) 0.2 $2.1M 9.6k 219.47
Spdr Ser Tr S&p Divid Etf (SDY) 0.2 $2.0M 22k 92.42
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.2 $1.9M 6.2k 307.75
Boeing Company (BA) 0.2 $1.8M 11k 165.25
Consolidated Edison (ED) 0.2 $1.7M 22k 77.78
3M Company (MMM) 0.2 $1.6M 10k 160.15
Illinois Tool Works (ITW) 0.2 $1.6M 8.3k 193.26
Disney Walt Com Disney (DIS) 0.2 $1.6M 13k 124.08
Honeywell International (HON) 0.2 $1.5M 9.3k 164.68
Ares Capital Corporation (ARCC) 0.2 $1.5M 110k 13.95
Edwards Lifesciences (EW) 0.2 $1.5M 19k 79.82
Ishares Tr Dow Jones Us Etf (IYY) 0.2 $1.5M 8.8k 166.72
UnitedHealth (UNH) 0.2 $1.4M 4.6k 311.91
Baxter International (BAX) 0.2 $1.4M 17k 80.39
Merck & Co (MRK) 0.2 $1.4M 17k 82.97
Southern Company (SO) 0.1 $1.4M 25k 54.21
Ishares Tr Core S&p500 Etf (IVV) 0.1 $1.3M 3.9k 336.17
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.1 $1.3M 3.8k 338.83
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.1 $1.3M 25k 50.10
Schwab Strategic Tr 1000 Index Etf (SCHK) 0.1 $1.2M 38k 32.99
Netflix (NFLX) 0.1 $1.2M 2.5k 500.20
Spdr Ser Tr S&p 600 Sml Cap 0.1 $1.2M 20k 60.89
Chevron Corporation (CVX) 0.1 $1.2M 17k 71.99
Coca-Cola Company (KO) 0.1 $1.1M 22k 49.38
Astrazeneca Sponsored Adr (AZN) 0.1 $1.1M 20k 54.78
Bank Of Montreal Cadcom (BMO) 0.1 $1.1M 18k 58.27
Starbucks Corporation (SBUX) 0.1 $1.1M 12k 85.89
Hawkins (HWKN) 0.1 $1.1M 23k 46.12
Kellogg Company (K) 0.1 $1.0M 16k 64.61
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $1.0M 55k 18.33
Ishares Tr Select Divid Etf (DVY) 0.1 $1.0M 12k 81.54
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $990k 12k 81.74
Pfizer (PFE) 0.1 $989k 27k 36.70
NVIDIA Corporation (NVDA) 0.1 $978k 1.8k 541.53
Home Depot (HD) 0.1 $907k 3.3k 277.71
Facebook Cl A (META) 0.1 $893k 3.4k 262.03
Cisco Systems (CSCO) 0.1 $886k 23k 39.41
Ishares Tr Us Hlthcare Etf (IYH) 0.1 $874k 3.8k 227.19
Alphabet Cap Stk Cl C (GOOG) 0.1 $869k 591.00 1470.39
Allegheny Technologies Incorporated (ATI) 0.1 $868k 100k 8.72
Bank of America Corporation (BAC) 0.1 $859k 36k 24.08
Exxon Mobil Corporation (XOM) 0.1 $834k 24k 34.33
Ishares Tr Msci Usa Esg Slc (SUSA) 0.1 $802k 5.5k 147.07
Vanguard Scottsdale Fds Vng Rus1000val (VONV) 0.1 $792k 7.6k 103.81
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $763k 9.7k 78.94
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $762k 2.6k 294.21
Costco Wholesale Corporation (COST) 0.1 $753k 2.1k 355.19
Aon Shs Cl A (AON) 0.1 $743k 3.6k 206.27
Nike CL B (NKE) 0.1 $742k 5.9k 125.53
Ishares Tr Core S&p Scp Etf (IJR) 0.1 $725k 10k 70.20
Central Garden & Pet Cl A Non-vtg (CENTA) 0.1 $723k 20k 36.15
Ishares Tr Core Msci Eafe (IEFA) 0.1 $681k 11k 60.25
Ishares Tr Rus Mid Cap Etf (IWR) 0.1 $680k 12k 57.35
Ishares Tr U.s. Med Dvc Etf (IHI) 0.1 $659k 2.2k 299.82
Enterprise Products Partners (EPD) 0.1 $649k 41k 15.79
Ishares Tr Core High Dv Etf (HDV) 0.1 $638k 7.9k 80.53
Allstate Corporation (ALL) 0.1 $629k 6.7k 94.11
Raytheon Technologies Corp (RTX) 0.1 $626k 11k 57.53
Wrap Technologies (WRAP) 0.1 $624k 92k 6.77
Lowe's Companies (LOW) 0.1 $619k 3.7k 165.82
Ishares Tr Russell 2000 Etf (IWM) 0.1 $618k 4.1k 149.89
Campbell Soup Company (CPB) 0.1 $601k 12k 48.35
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.1 $585k 14k 43.26
Ishares Tr Rus Mdcp Val Etf (IWS) 0.1 $584k 7.2k 80.88
Kimberly-Clark Corporation (KMB) 0.1 $579k 3.9k 147.70
Ishares Tr U.s. Tech Etf (IYW) 0.1 $563k 1.9k 300.91
Caterpillar (CAT) 0.1 $551k 3.7k 149.28
Visa Com Cl A (V) 0.1 $548k 2.7k 200.07
Paypal Holdings (PYPL) 0.1 $535k 2.7k 197.05
Blackstone Group Com Cl A (BX) 0.1 $518k 9.9k 52.20
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.1 $513k 6.4k 80.65
Docusign (DOCU) 0.1 $506k 2.4k 215.32
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.1 $504k 2.3k 214.93
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $487k 8.0k 61.20
Novartis Sponsored Adr (NVS) 0.1 $483k 5.6k 86.96
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $469k 4.6k 101.36
Xcel Energy (XEL) 0.1 $466k 6.7k 69.08
Ishares Tr Intl Sel Div Etf (IDV) 0.1 $460k 18k 24.93
Lockheed Martin Corporation (LMT) 0.1 $460k 1.2k 383.65
Pinterest Cl A (PINS) 0.1 $459k 11k 41.52
United Parcel Service CL B (UPS) 0.1 $455k 2.7k 166.67
Diamondback Energy (FANG) 0.1 $454k 15k 30.14
Ishares Tr Modert Alloc Etf (AOM) 0.0 $448k 11k 41.08
Graphic Packaging Holding Company (GPK) 0.0 $448k 32k 14.10
Bristol Myers Squibb (BMY) 0.0 $441k 7.3k 60.32
Sally Beauty Holdings (SBH) 0.0 $438k 50k 8.70
Qualcomm (QCOM) 0.0 $433k 3.7k 117.73
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.0 $428k 2.4k 179.98
Marsh & McLennan Companies (MMC) 0.0 $420k 3.7k 114.69
Nextera Energy (NEE) 0.0 $414k 6.0k 69.45
Schlumberger (SLB) 0.0 $413k 27k 15.56
Walgreen Boots Alliance (WBA) 0.0 $397k 11k 35.90
Comcast Corp Cl A (CMCSA) 0.0 $393k 8.5k 46.23
salesforce (CRM) 0.0 $377k 1.5k 251.67
Ishares Tr Msci Eafe Etf (EFA) 0.0 $376k 5.9k 63.61
Constellation Brands Cl A (STZ) 0.0 $371k 2.0k 189.48
Ishares Tr S&p 100 Etf (OEF) 0.0 $368k 2.4k 155.54
Goldman Sachs (GS) 0.0 $352k 1.7k 201.26
Vanguard Scottsdale Fds Vng Rus1000grw (VONG) 0.0 $349k 1.6k 222.72
Duke Energy Corp Com New (DUK) 0.0 $348k 3.9k 88.62
Ishares Tr Core Us Aggbd Et (AGG) 0.0 $347k 2.9k 118.11
Otter Tail Corporation (OTTR) 0.0 $343k 9.5k 36.22
Acceleron Pharma 0.0 $338k 3.0k 112.67
Ishares Msci Gbl Min Vol (ACWV) 0.0 $334k 3.6k 91.96
American Express Company (AXP) 0.0 $332k 3.3k 100.15
NetGear (NTGR) 0.0 $331k 11k 30.85
Thermo Fisher Scientific (TMO) 0.0 $324k 734.00 441.42
Shopify Cl A (SHOP) 0.0 $324k 318.00 1018.87
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $322k 5.6k 57.79
Motorola Solutions Com New (MSI) 0.0 $321k 2.0k 156.97
Mastercard Incorporated Cl A (MA) 0.0 $320k 946.00 338.27
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.0 $320k 1.00 320000.00
PNC Financial Services (PNC) 0.0 $312k 2.8k 109.86
L3harris Technologies (LHX) 0.0 $303k 1.8k 170.13
Flexshares Tr M Star Dev Mkt (TLTD) 0.0 $300k 5.4k 56.04
Vanguard World Fds Health Car Etf (VHT) 0.0 $299k 1.5k 204.37
Vanguard Star Fds Vg Tl Intl Stk F (VXUS) 0.0 $297k 5.7k 52.20
Eversource Energy (ES) 0.0 $295k 3.5k 83.59
Spdr Ser Tr Portfoli S&p1500 (SPTM) 0.0 $290k 7.1k 40.94
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $289k 14k 20.99
General Mills (GIS) 0.0 $284k 4.6k 61.78
Wal-Mart Stores (WMT) 0.0 $283k 2.0k 140.03
Danaher Corporation (DHR) 0.0 $282k 1.3k 215.76
Wisdomtree Tr Itl Hdg Qtly Div (IHDG) 0.0 $281k 7.7k 36.55
Stryker Corporation (SYK) 0.0 $280k 1.3k 208.33
Enbridge (ENB) 0.0 $278k 9.5k 29.13
Vanguard Index Fds Large Cap Etf (VV) 0.0 $277k 1.8k 156.23
Union Pacific Corporation (UNP) 0.0 $276k 1.4k 197.00
Ishares Core Msci Emkt (IEMG) 0.0 $274k 5.2k 52.88
Colgate-Palmolive Company (CL) 0.0 $273k 3.5k 77.14
Vanguard World Fds Inf Tech Etf (VGT) 0.0 $264k 848.00 311.32
Eli Lilly & Co. (LLY) 0.0 $262k 1.8k 147.77
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.0 $261k 2.4k 110.73
Dominion Resources (D) 0.0 $258k 3.3k 78.80
Truist Financial Corp equities (TFC) 0.0 $255k 6.7k 37.99
CoStar (CSGP) 0.0 $255k 300.00 850.00
Hormel Foods Corporation (HRL) 0.0 $250k 5.1k 48.88
Halliburton Company (HAL) 0.0 $250k 21k 12.05
Ishares Gold Trust Ishares 0.0 $248k 14k 17.97
Freeport-mcmoran CL B (FCX) 0.0 $245k 16k 15.66
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.0 $242k 2.7k 88.32
Medtronic SHS (MDT) 0.0 $239k 2.3k 103.91
Crown Castle Intl (CCI) 0.0 $238k 1.4k 166.32
Amgen (AMGN) 0.0 $237k 932.00 254.29
Spdr Gold Tr Gold Shs (GLD) 0.0 $236k 1.3k 177.44
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $234k 1.3k 184.98
Ishares Tr Core S&p Ttl Stk (ITOT) 0.0 $233k 3.1k 75.50
Dex (DXCM) 0.0 $231k 561.00 411.76
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.0 $228k 4.4k 51.51
Wec Energy Group (WEC) 0.0 $227k 2.3k 97.01
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.0 $225k 2.3k 95.87
Amplify Etf Tr Cwp Enhanced Div (DIVO) 0.0 $223k 7.3k 30.45
MercadoLibre (MELI) 0.0 $219k 202.00 1084.16
Vanguard Index Fds Small Cp Etf (VB) 0.0 $217k 1.4k 154.01
Carrier Global Corporation (CARR) 0.0 $215k 7.0k 30.56
Otis Worldwide Corp (OTIS) 0.0 $214k 3.4k 62.57
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 0.0 $213k 3.9k 54.23
Ball Corporation (BALL) 0.0 $212k 2.6k 83.07
Invesco Exch Traded Fd Tr Ii S&p Intl Qulty (IDHQ) 0.0 $210k 8.0k 26.30
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.0 $209k 3.8k 54.43
Optimizerx Corp Com New (OPRX) 0.0 $209k 10k 20.90
Wp Carey (WPC) 0.0 $209k 3.2k 65.03
Invesco Exchange Traded Fd T Dynmc Lrg Gwth (PWB) 0.0 $209k 3.4k 61.83
CVS Caremark Corporation (CVS) 0.0 $208k 3.6k 58.39
Oracle Corporation (ORCL) 0.0 $207k 3.5k 59.81
Hancock John Prem Divid Com Sh Ben Int (PDT) 0.0 $205k 17k 12.43
Wisdomtree Tr Em Ex St-owned (XSOE) 0.0 $204k 6.1k 33.65
Gabelli Equity Trust (GAB) 0.0 $183k 36k 5.08
General Electric Company 0.0 $178k 29k 6.24
Lithium Amers Corp Com New 0.0 $137k 12k 11.36
Sterling Bancorp 0.0 $117k 11k 10.55
Ford Motor Company (F) 0.0 $98k 15k 6.67
Nuveen Floating Rate Income Fund (JFR) 0.0 $88k 11k 8.35
Genasys (GNSS) 0.0 $62k 10k 6.20
Smith Micro Software Com New 0.0 $37k 10k 3.70
Rockwell Medical Technologies 0.0 $20k 19k 1.07