NorthRock Partners

NorthRock Partners as of Dec. 31, 2020

Portfolio Holdings for NorthRock Partners

NorthRock Partners holds 233 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 17.9 $182M 486k 373.88
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 8.8 $89M 2.6M 34.39
Spdr Ser Tr Prtflo S&p500 Gw (SPYG) 5.8 $59M 1.1M 55.29
Apple (AAPL) 5.3 $53M 403k 132.69
Spdr Ser Tr S&p 400 Mdcp Val (MDYV) 5.3 $53M 960k 55.50
Spdr Ser Tr S&p 600 Smcp Val (SLYV) 4.9 $50M 751k 66.19
Mondelez Intl Cl A (MDLZ) 4.5 $46M 785k 58.47
Spdr Ser Tr S&P 600 SMCP GRW (SLYG) 3.8 $39M 507k 76.37
Target Corporation (TGT) 3.6 $37M 207k 176.53
Spdr Ser Tr S&P 400 MDCP GRW (MDYG) 3.6 $36M 524k 69.33
Ishares Tr Rus 1000 Grw Etf (IWF) 3.1 $31M 130k 241.14
Philip Morris International (PM) 2.7 $27M 330k 82.79
Ishares Tr Eafe Value Etf (EFV) 1.7 $17M 363k 47.20
Altria (MO) 1.3 $14M 332k 41.00
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 1.2 $13M 247k 50.79
Vanguard Index Fds Total Stk Mkt (VTI) 1.2 $12M 61k 194.65
Ishares Tr Rus Md Cp Gr Etf (IWP) 1.1 $11M 107k 102.65
Wisdomtree Tr Emer Mkt High Fd (DEM) 1.0 $11M 255k 41.72
Owl Rock Capital Corporation (OBDC) 0.9 $9.0M 708k 12.66
Ameriprise Financial (AMP) 0.8 $8.1M 42k 194.32
Microsoft Corporation (MSFT) 0.7 $7.2M 33k 222.42
Abbvie (ABBV) 0.7 $7.1M 66k 107.15
Vanguard Specialized Funds Div App Etf (VIG) 0.7 $6.8M 48k 141.18
Ishares Tr Rus 1000 Val Etf (IWD) 0.5 $5.4M 40k 136.73
Amazon (AMZN) 0.5 $5.3M 1.6k 3257.00
Ishares Tr Eafe Grwth Etf (EFG) 0.5 $5.3M 52k 100.90
Kraft Heinz (KHC) 0.5 $5.0M 144k 34.66
Fs Kkr Capital Corp (FSK) 0.5 $4.8M 290k 16.56
Ishares Tr Mbs Etf (MBB) 0.5 $4.6M 42k 110.34
Johnson & Johnson (JNJ) 0.4 $4.5M 29k 157.38
Intel Corporation (INTC) 0.4 $4.5M 90k 49.82
Ishares Tr S&P SML 600 GWT (IJT) 0.4 $4.5M 39k 114.18
Alphabet Cap Stk Cl A (GOOGL) 0.4 $4.3M 2.4k 1752.76
Vanguard Index Fds Extend Mkt Etf (VXF) 0.4 $4.0M 24k 164.67
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.4 $4.0M 13k 313.76
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.4 $3.8M 16k 231.90
Procter & Gamble Company (PG) 0.3 $3.5M 25k 139.15
Tesla Motors (TSLA) 0.3 $3.3M 4.7k 705.77
International Business Machines (IBM) 0.3 $3.1M 25k 125.90
JPMorgan Chase & Co. (JPM) 0.3 $3.1M 24k 127.06
At&t (T) 0.3 $2.6M 90k 28.76
Verizon Communications (VZ) 0.2 $2.5M 42k 58.76
Vanguard Index Fds Growth Etf (VUG) 0.2 $2.5M 9.8k 253.35
Abbott Laboratories (ABT) 0.2 $2.4M 22k 109.47
Walt Disney Company (DIS) 0.2 $2.3M 13k 181.15
Boeing Company (BA) 0.2 $2.2M 11k 214.03
Fs Kkr Capital Corp. Ii 0.2 $2.2M 133k 16.40
Pepsi (PEP) 0.2 $2.1M 14k 148.28
Spdr Ser Tr S&p Divid Etf (SDY) 0.2 $2.1M 20k 105.93
McDonald's Corporation (MCD) 0.2 $2.0M 9.4k 214.55
Honeywell International (HON) 0.2 $1.9M 8.8k 212.71
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.2 $1.9M 5.4k 343.70
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.2 $1.8M 31k 59.02
Petros Pharmaceuticals 0.2 $1.7M 385k 4.40
Allegheny Technologies Incorporated (ATI) 0.2 $1.7M 100k 16.77
Ishares Tr Dow Jones Us Etf (IYY) 0.2 $1.7M 18k 94.33
Spdr Ser Tr S&p 600 Sml Cap 0.2 $1.6M 20k 79.54
Edwards Lifesciences (EW) 0.2 $1.6M 17k 91.23
Ares Capital Corporation (ARCC) 0.2 $1.6M 92k 16.89
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.1 $1.5M 3.6k 419.82
UnitedHealth (UNH) 0.1 $1.5M 4.3k 350.58
Southern Company (SO) 0.1 $1.5M 24k 61.43
Illinois Tool Works (ITW) 0.1 $1.5M 7.1k 203.90
Baxter International (BAX) 0.1 $1.4M 17k 80.25
Schwab Strategic Tr 1000 Index Etf (SCHK) 0.1 $1.4M 36k 37.40
Merck & Co (MRK) 0.1 $1.3M 16k 81.80
Bank Of Montreal Cadcom (BMO) 0.1 $1.3M 17k 75.95
Starbucks Corporation (SBUX) 0.1 $1.3M 12k 106.95
3M Company (MMM) 0.1 $1.2M 7.0k 174.85
Hawkins (HWKN) 0.1 $1.2M 23k 52.30
Ishares Tr Core S&p500 Etf (IVV) 0.1 $1.2M 3.1k 375.24
Ishares Tr Select Divid Etf (DVY) 0.1 $1.1M 12k 96.21
Consolidated Edison (ED) 0.1 $1.1M 15k 72.29
Ishares Tr Msci Usa Esg Slc (SUSA) 0.1 $1.0M 13k 82.31
Alphabet Cap Stk Cl C (GOOG) 0.1 $1.0M 591.00 1751.27
Coca-Cola Company (KO) 0.1 $1.0M 19k 54.84
Bank of America Corporation (BAC) 0.1 $1.0M 33k 30.32
Ishares Tr Us Hlthcare Etf (IYH) 0.1 $946k 3.8k 245.91
NVIDIA Corporation (NVDA) 0.1 $926k 1.8k 522.28
Cisco Systems (CSCO) 0.1 $923k 21k 44.74
Vanguard Scottsdale Fds Vng Rus1000val (VONV) 0.1 $911k 7.6k 119.85
Ishares Tr Core High Dv Etf (HDV) 0.1 $894k 10k 87.64
Netflix (NFLX) 0.1 $890k 1.6k 541.03
Pfizer (PFE) 0.1 $876k 24k 36.82
Chevron Corporation (CVX) 0.1 $868k 10k 84.49
Ishares Tr Core S&p Scp Etf (IJR) 0.1 $856k 9.3k 91.88
Akers Biosciences 0.1 $846k 425k 1.99
Kellogg Company (K) 0.1 $839k 14k 62.21
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $837k 43k 19.34
Raytheon Technologies Corp (RTX) 0.1 $831k 12k 71.50
Nike CL B (NKE) 0.1 $812k 5.7k 141.54
Home Depot (HD) 0.1 $810k 3.0k 265.75
Ishares Tr Core Msci Eafe (IEFA) 0.1 $791k 12k 69.05
Sally Beauty Holdings (SBH) 0.1 $776k 60k 13.05
Ishares Tr Rus Mdcp Val Etf (IWS) 0.1 $768k 7.9k 96.92
Costco Wholesale Corporation (COST) 0.1 $753k 2.0k 376.69
Aon Shs Cl A (AON) 0.1 $742k 3.5k 211.40
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $740k 8.2k 90.76
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $738k 8.7k 84.94
Diamondback Energy (FANG) 0.1 $730k 15k 48.38
Central Garden & Pet Cl A Non-vtg (CENTA) 0.1 $727k 20k 36.35
Ishares Tr Rus Mid Cap Etf (IWR) 0.1 $713k 10k 68.50
Ishares Tr U.s. Med Dvc Etf (IHI) 0.1 $695k 2.1k 327.21
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $694k 8.5k 81.32
Vanguard World Fds Inf Tech Etf (VGT) 0.1 $693k 2.0k 353.75
Wrap Technologies (WRAP) 0.1 $673k 139k 4.83
Ishares Tr Russell 2000 Etf (IWM) 0.1 $665k 3.4k 196.11
Exxon Mobil Corporation (XOM) 0.1 $662k 16k 41.19
Paypal Holdings (PYPL) 0.1 $641k 2.7k 234.37
Allstate Corporation (ALL) 0.1 $641k 5.8k 109.91
Ishares Tr U.s. Tech Etf (IYW) 0.1 $637k 7.5k 85.11
Walgreen Boots Alliance (WBA) 0.1 $621k 16k 39.90
Ishares Core Msci Emkt (IEMG) 0.1 $600k 9.7k 62.07
Lowe's Companies (LOW) 0.1 $590k 3.7k 160.41
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.1 $590k 12k 50.10
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $581k 2.5k 232.87
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.1 $580k 6.4k 90.92
Caterpillar (CAT) 0.1 $577k 3.2k 182.02
Thermo Fisher Scientific (TMO) 0.1 $573k 1.2k 465.48
Schlumberger (SLB) 0.1 $571k 26k 21.85
Facebook Cl A (META) 0.1 $571k 2.1k 273.34
Graphic Packaging Holding Company (GPK) 0.1 $538k 32k 16.95
Astrazeneca Sponsored Adr (AZN) 0.1 $530k 11k 49.98
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.1 $515k 2.4k 211.93
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $515k 4.3k 119.02
Enterprise Products Partners (EPD) 0.0 $507k 26k 19.61
Kimberly-Clark Corporation (KMB) 0.0 $491k 3.6k 134.85
Ishares Tr Intl Sel Div Etf (IDV) 0.0 $489k 17k 29.48
Qualcomm (QCOM) 0.0 $489k 3.2k 152.29
Ishares Tr Nasdaq Biotech (IBB) 0.0 $485k 3.2k 151.56
Ishares Tr Msci Eafe Etf (EFA) 0.0 $484k 6.6k 72.95
Novartis Sponsored Adr (NVS) 0.0 $477k 5.1k 94.44
Ishares Tr Modert Alloc Etf (AOM) 0.0 $471k 11k 43.19
Visa Com Cl A (V) 0.0 $467k 2.1k 218.94
United Parcel Service CL B (UPS) 0.0 $467k 2.8k 168.47
Nextera Energy (NEE) 0.0 $457k 5.9k 77.20
Goldman Sachs (GS) 0.0 $455k 1.7k 263.92
Comcast Corp Cl A (CMCSA) 0.0 $450k 8.6k 52.39
Blackstone Group Com Cl A (BX) 0.0 $436k 6.7k 64.77
PNC Financial Services (PNC) 0.0 $424k 2.8k 149.14
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $421k 6.6k 63.79
Ishares Tr S&p 100 Etf (OEF) 0.0 $415k 2.4k 171.56
Otter Tail Corporation (OTTR) 0.0 $403k 9.5k 42.59
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.0 $400k 1.5k 267.38
Freeport-mcmoran CL B (FCX) 0.0 $399k 15k 26.03
American Express Company (AXP) 0.0 $397k 3.3k 120.93
Halliburton Company (HAL) 0.0 $393k 21k 18.88
Bristol Myers Squibb (BMY) 0.0 $393k 6.3k 62.09
Vanguard Scottsdale Fds Vng Rus1000grw (VONG) 0.0 $386k 1.6k 247.75
Motorola Solutions Com New (MSI) 0.0 $383k 2.3k 170.07
Campbell Soup Company (CPB) 0.0 $371k 7.7k 48.35
Select Sector Spdr Tr Sbi Int-finl (XLF) 0.0 $365k 12k 29.49
Mastercard Incorporated Cl A (MA) 0.0 $365k 1.0k 356.79
Shopify Cl A (SHOP) 0.0 $359k 318.00 1128.93
General Electric Company 0.0 $353k 33k 10.79
salesforce (CRM) 0.0 $351k 1.6k 222.29
Docusign (DOCU) 0.0 $351k 1.6k 222.29
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.0 $348k 1.00 348000.00
Duke Energy Corp Com New (DUK) 0.0 $343k 3.8k 91.47
Columbia Etf Tr I Diversifid Fxd (DIAL) 0.0 $340k 15k 22.08
MercadoLibre (MELI) 0.0 $339k 202.00 1678.22
NetGear (NTGR) 0.0 $331k 8.1k 40.67
Marsh & McLennan Companies (MMC) 0.0 $331k 2.8k 117.13
Stryker Corporation (SYK) 0.0 $327k 1.3k 245.13
Spdr Ser Tr Portfoli S&p1500 (SPTM) 0.0 $327k 7.1k 46.15
Truist Financial Corp equities (TFC) 0.0 $324k 6.8k 47.94
Vanguard World Fds Health Car Etf (VHT) 0.0 $324k 1.4k 223.91
Xcel Energy (XEL) 0.0 $320k 4.8k 66.72
Tyson Foods Cl A (TSN) 0.0 $311k 4.8k 64.36
L3harris Technologies (LHX) 0.0 $311k 1.6k 188.71
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.0 $307k 2.2k 142.46
Eversource Energy (ES) 0.0 $305k 3.5k 86.40
Lockheed Martin Corporation (LMT) 0.0 $305k 860.00 354.65
Norwegian Cruise Line Hldg L SHS (NCLH) 0.0 $303k 12k 25.40
Colgate-Palmolive Company (CL) 0.0 $303k 3.5k 85.62
Oracle Corporation (ORCL) 0.0 $295k 4.6k 64.58
SYSCO Corporation (SYY) 0.0 $292k 3.9k 74.28
Medtronic SHS (MDT) 0.0 $291k 2.5k 116.96
Wal-Mart Stores (WMT) 0.0 $288k 2.0k 144.29
Union Pacific Corporation (UNP) 0.0 $287k 1.4k 208.12
Acceleron Pharma 0.0 $281k 2.2k 127.73
CoStar (CSGP) 0.0 $277k 300.00 923.33
CVS Caremark Corporation (CVS) 0.0 $276k 4.0k 68.37
Carrier Global Corporation (CARR) 0.0 $262k 6.9k 37.79
Ishares Msci Gbl Min Vol (ACWV) 0.0 $256k 2.6k 96.90
Vanguard Index Fds Small Cp Etf (VB) 0.0 $253k 1.3k 194.77
Piper Jaffray Companies (PIPR) 0.0 $253k 2.5k 100.80
Eli Lilly & Co. (LLY) 0.0 $250k 1.5k 168.92
Select Sector Spdr Tr Technology (XLK) 0.0 $249k 1.9k 129.89
U S Gold Corp Com New (USAU) 0.0 $248k 15k 16.53
Dominion Resources (D) 0.0 $246k 3.3k 75.11
Ball Corporation (BALL) 0.0 $238k 2.6k 93.26
Deere & Company (DE) 0.0 $233k 865.00 269.36
Automatic Data Processing (ADP) 0.0 $231k 1.3k 176.34
Otis Worldwide Corp (OTIS) 0.0 $228k 3.4k 67.56
Ishares Tr Core Us Aggbd Et (AGG) 0.0 $228k 1.9k 118.13
Invesco Exchange Traded Fd T Dynmc Lrg Gwth (PWB) 0.0 $228k 3.4k 67.46
Ishares Tr U.s. Finls Etf (IYF) 0.0 $227k 3.4k 66.80
Gabelli Equity Trust (GAB) 0.0 $226k 36k 6.28
Crown Castle Intl (CCI) 0.0 $226k 1.4k 159.27
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $226k 984.00 229.67
Cigna Corp (CI) 0.0 $219k 1.1k 208.37
Delta Air Lines Inc Del Com New (DAL) 0.0 $213k 5.3k 40.20
Constellation Brands Cl A (STZ) 0.0 $211k 962.00 219.33
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.0 $210k 3.8k 55.07
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.0 $209k 1.6k 128.69
Ishares Tr Msci Emg Mkt Etf (EEM) 0.0 $207k 4.0k 51.79
MGE Energy (MGEE) 0.0 $206k 2.9k 69.90
Danaher Corporation (DHR) 0.0 $206k 926.00 222.46
Texas Instruments Incorporated (TXN) 0.0 $206k 1.3k 164.41
Wec Energy Group (WEC) 0.0 $205k 2.2k 91.97
Ishares Tr U.s. Bas Mtl Etf (IYM) 0.0 $204k 1.8k 113.52
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.0 $204k 4.0k 51.29
Ishares Tr Core S&p Ttl Stk (ITOT) 0.0 $201k 2.3k 86.23
Sterling Bancorp 0.0 $199k 11k 17.94
Blackberry (BB) 0.0 $167k 25k 6.64
Lithium Amers Corp Com New 0.0 $151k 12k 12.58
Qumu 0.0 $133k 17k 8.01
Kinross Gold Corp Call Call Option 0.0 $110k 15k 7.33
Ford Motor Company (F) 0.0 $102k 12k 8.76
Rambus Inc Del Call Call Option 0.0 $87k 5.0k 17.40
Research Frontiers (REFR) 0.0 $84k 30k 2.80
Qualcomm Call Call Option 0.0 $76k 500.00 152.00
Viacomcbs Call Call Option 0.0 $75k 2.0k 37.50
Genasys (GNSS) 0.0 $65k 10k 6.50
Polymet Mng Corp Com New 0.0 $62k 19k 3.32
Smith Micro Software Com New 0.0 $54k 10k 5.40
Westrock Call Call Option 0.0 $44k 1.0k 44.00
Kraft Heinz Call Call Option 0.0 $35k 1.0k 35.00
Cyclerion Therapeutics 0.0 $31k 10k 3.10
New Gold Inc Cda (NGD) 0.0 $29k 13k 2.20
Blackberry Call Call Option 0.0 $19k 2.8k 6.79
Xpresspa Group 0.0 $12k 10k 1.19