NorthRock Partners

NorthRock Partners as of March 31, 2021

Portfolio Holdings for NorthRock Partners

NorthRock Partners holds 234 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 18.7 $206M 520k 396.33
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 9.6 $105M 2.8M 37.90
Spdr Ser Tr Prtflo S&p500 Gw (SPYG) 6.3 $69M 1.2M 56.40
Spdr Ser Tr S&p 400 Mdcp Val (MDYV) 5.7 $63M 960k 65.43
Spdr Ser Tr S&p 600 Smcp Val (SLYV) 5.4 $59M 724k 81.99
Apple (AAPL) 4.5 $49M 402k 122.15
Mondelez Intl Cl A (MDLZ) 4.4 $48M 826k 58.53
Target Corporation (TGT) 4.1 $45M 229k 198.07
Spdr Ser Tr S&P 600 SMCP GRW (SLYG) 4.1 $45M 521k 85.85
Spdr Ser Tr S&P 400 MDCP GRW (MDYG) 3.9 $43M 566k 75.11
Ishares Tr Rus 1000 Grw Etf (IWF) 2.8 $31M 127k 243.04
Philip Morris International (PM) 2.5 $28M 313k 88.74
Altria (MO) 1.4 $16M 310k 51.16
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 1.2 $13M 257k 50.75
Vanguard Index Fds Total Stk Mkt (VTI) 1.1 $12M 57k 206.69
Ameriprise Financial (AMP) 1.0 $11M 48k 232.46
Ishares Tr Rus Md Cp Gr Etf (IWP) 1.0 $11M 105k 102.06
Ishares Tr Eafe Value Etf (EFV) 0.9 $9.8M 192k 50.97
Owl Rock Capital Corporation (OBDC) 0.8 $9.3M 679k 13.77
Microsoft Corporation (MSFT) 0.7 $7.8M 33k 235.76
Abbvie (ABBV) 0.6 $7.1M 65k 108.22
Vanguard Specialized Funds Div App Etf (VIG) 0.6 $7.0M 48k 147.08
Ishares Tr Rus 1000 Val Etf (IWD) 0.5 $5.9M 39k 151.54
Intel Corporation (INTC) 0.5 $5.6M 88k 64.00
Fs Kkr Capital Corp (FSK) 0.5 $5.5M 279k 19.83
Kraft Heinz (KHC) 0.5 $5.4M 136k 40.00
Wisdomtree Tr Emer Mkt High Fd (DEM) 0.4 $4.9M 121k 40.63
Ishares Tr S&P SML 600 GWT (IJT) 0.4 $4.9M 38k 128.24
Johnson & Johnson (JNJ) 0.4 $4.8M 29k 164.35
Ishares Tr Eafe Grwth Etf (EFG) 0.4 $4.7M 47k 100.45
Amazon (AMZN) 0.4 $4.6M 1.5k 3094.98
Alphabet Cap Stk Cl A (GOOGL) 0.4 $4.3M 2.1k 2062.77
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.4 $4.0M 16k 255.48
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.4 $3.9M 12k 319.13
JPMorgan Chase & Co. (JPM) 0.3 $3.8M 25k 152.23
Vanguard Index Fds Extend Mkt Etf (VXF) 0.3 $3.6M 20k 176.92
Tesla Motors (TSLA) 0.3 $3.3M 4.9k 668.02
Procter & Gamble Company (PG) 0.3 $3.2M 24k 135.44
International Business Machines (IBM) 0.3 $3.1M 23k 133.28
Boeing Company (BA) 0.3 $2.8M 11k 254.69
Allegheny Technologies Incorporated (ATI) 0.2 $2.7M 129k 21.06
Abbott Laboratories (ABT) 0.2 $2.6M 22k 119.86
Vanguard Index Fds Growth Etf (VUG) 0.2 $2.4M 9.3k 257.05
Walt Disney Company (DIS) 0.2 $2.4M 13k 184.49
Spdr Ser Tr S&p Divid Etf (SDY) 0.2 $2.2M 19k 118.02
Verizon Communications (VZ) 0.2 $2.2M 38k 58.16
Akers Biosciences 0.2 $2.2M 338k 6.44
McDonald's Corporation (MCD) 0.2 $2.1M 9.5k 224.18
Pepsi (PEP) 0.2 $2.0M 14k 141.43
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.2 $2.0M 5.4k 364.38
Fs Kkr Capital Corp. Ii 0.2 $1.9M 99k 19.53
Honeywell International (HON) 0.2 $1.9M 8.8k 217.07
At&t (T) 0.2 $1.9M 63k 30.27
Spdr Ser Tr S&p 600 Sml Cap 0.2 $1.9M 20k 93.98
Ishares Tr Dow Jones Us Etf (IYY) 0.2 $1.8M 18k 99.84
Merck & Co (MRK) 0.2 $1.7M 23k 77.10
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.2 $1.7M 28k 61.60
Illinois Tool Works (ITW) 0.2 $1.7M 7.7k 221.57
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.1 $1.6M 3.5k 475.96
Ares Capital Corporation (ARCC) 0.1 $1.6M 86k 18.70
Bank Of Montreal Cadcom (BMO) 0.1 $1.5M 17k 89.12
Baxter International (BAX) 0.1 $1.4M 17k 84.36
Edwards Lifesciences (EW) 0.1 $1.4M 17k 83.63
Schwab Strategic Tr 1000 Index Etf (SCHK) 0.1 $1.4M 36k 39.41
Hawkins (HWKN) 0.1 $1.4M 42k 33.52
Starbucks Corporation (SBUX) 0.1 $1.4M 12k 109.24
Pfizer (PFE) 0.1 $1.3M 37k 36.23
Bank of America Corporation (BAC) 0.1 $1.3M 35k 38.69
Southern Company (SO) 0.1 $1.3M 21k 62.16
UnitedHealth (UNH) 0.1 $1.3M 3.5k 372.06
3M Company (MMM) 0.1 $1.3M 6.7k 192.72
Petros Pharmaceuticals 0.1 $1.3M 338k 3.73
Ishares Tr Select Divid Etf (DVY) 0.1 $1.3M 11k 114.06
Alphabet Cap Stk Cl C (GOOG) 0.1 $1.2M 572.00 2066.43
Ishares Tr Core S&p500 Etf (IVV) 0.1 $1.1M 2.8k 397.84
Cisco Systems (CSCO) 0.1 $1.0M 20k 51.73
Central Garden & Pet Cl A Non-vtg (CENTA) 0.1 $1.0M 20k 51.90
Vanguard Scottsdale Fds Vng Rus1000val (VONV) 0.1 $1.0M 15k 66.44
Ishares Tr Us Hlthcare Etf (IYH) 0.1 $971k 3.8k 252.40
Ishares Tr Core S&p Scp Etf (IJR) 0.1 $960k 8.8k 108.51
Ishares Tr Core Msci Eafe (IEFA) 0.1 $928k 13k 72.04
Netflix (NFLX) 0.1 $896k 1.7k 521.54
Home Depot (HD) 0.1 $890k 2.9k 305.11
Raytheon Technologies Corp (RTX) 0.1 $880k 11k 77.23
Kellogg Company (K) 0.1 $880k 14k 63.30
Ishares Tr Rus Mdcp Val Etf (IWS) 0.1 $867k 7.9k 109.32
Walgreen Boots Alliance (WBA) 0.1 $859k 16k 54.91
Exxon Mobil Corporation (XOM) 0.1 $851k 15k 55.80
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $840k 8.3k 100.73
NVIDIA Corporation (NVDA) 0.1 $826k 1.5k 533.94
Paypal Holdings (PYPL) 0.1 $816k 3.4k 242.93
Coca-Cola Company (KO) 0.1 $783k 15k 52.73
Ishares Tr Core High Dv Etf (HDV) 0.1 $776k 8.2k 94.92
Wrap Technologies (WRAP) 0.1 $774k 139k 5.56
Ishares Tr Msci Usa Esg Slc (SUSA) 0.1 $773k 8.8k 87.83
Nike CL B (NKE) 0.1 $770k 5.8k 132.87
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.1 $749k 7.8k 95.98
Aon Shs Cl A (AON) 0.1 $722k 3.1k 230.01
Chevron Corporation (CVX) 0.1 $717k 6.8k 104.84
Lowe's Companies (LOW) 0.1 $704k 3.7k 190.32
Ishares Tr Rus Mid Cap Etf (IWR) 0.1 $699k 9.5k 73.88
Ishares Tr Russell 2000 Etf (IWM) 0.1 $690k 3.1k 221.08
Fireeye 0.1 $688k 35k 19.56
Ishares Tr U.s. Med Dvc Etf (IHI) 0.1 $662k 2.0k 330.34
Ishares Tr U.s. Tech Etf (IYW) 0.1 $656k 7.5k 87.65
Allstate Corporation (ALL) 0.1 $651k 5.7k 114.84
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $635k 2.8k 226.70
Ishares Core Msci Emkt (IEMG) 0.1 $626k 9.7k 64.31
Caterpillar (CAT) 0.1 $619k 2.7k 231.75
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $611k 6.7k 91.80
Facebook Cl A (META) 0.1 $605k 2.1k 294.55
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.1 $586k 4.3k 134.81
Thermo Fisher Scientific (TMO) 0.1 $581k 1.3k 456.40
Graphic Packaging Holding Company (GPK) 0.1 $576k 32k 18.15
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.1 $550k 11k 52.04
Goldman Sachs (GS) 0.0 $523k 1.6k 327.08
Costco Wholesale Corporation (COST) 0.0 $518k 1.5k 352.62
Ishares Tr Nasdaq Biotech (IBB) 0.0 $505k 3.4k 150.43
Freeport-mcmoran CL B (FCX) 0.0 $505k 15k 32.95
Qualcomm (QCOM) 0.0 $503k 3.8k 132.68
Vanguard World Fds Inf Tech Etf (VGT) 0.0 $499k 1.4k 358.73
Ishares Tr Msci Eafe Etf (EFA) 0.0 $492k 6.5k 75.91
Truist Financial Corp equities (TFC) 0.0 $490k 8.4k 58.37
Visa Com Cl A (V) 0.0 $488k 2.3k 211.62
Comcast Corp Cl A (CMCSA) 0.0 $480k 8.9k 54.08
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.0 $476k 2.2k 214.70
Kimberly-Clark Corporation (KMB) 0.0 $467k 3.4k 139.11
American Express Company (AXP) 0.0 $466k 3.3k 141.51
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $463k 7.1k 65.10
United Parcel Service CL B (UPS) 0.0 $451k 2.7k 170.06
NetGear (NTGR) 0.0 $441k 11k 41.10
Oracle Corporation (ORCL) 0.0 $439k 6.3k 70.13
Otter Tail Corporation (OTTR) 0.0 $437k 9.5k 46.18
PNC Financial Services (PNC) 0.0 $437k 2.5k 175.50
Novartis Sponsored Adr (NVS) 0.0 $418k 4.9k 85.50
Ishares Tr S&p 100 Etf (OEF) 0.0 $414k 2.3k 179.69
Select Sector Spdr Tr Sbi Int-finl (XLF) 0.0 $413k 12k 34.06
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.0 $411k 1.5k 274.73
Pinterest Cl A (PINS) 0.0 $410k 5.5k 74.05
General Electric Company 0.0 $409k 31k 13.13
Motorola Solutions Com New (MSI) 0.0 $407k 2.2k 188.08
Nextera Energy (NEE) 0.0 $397k 5.3k 75.55
Vanguard Scottsdale Fds Vng Rus1000grw (VONG) 0.0 $389k 6.2k 62.42
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.0 $386k 1.00 386000.00
Diamondback Energy (FANG) 0.0 $385k 5.2k 73.46
Consolidated Edison (ED) 0.0 $382k 5.1k 74.83
Enterprise Products Partners (EPD) 0.0 $381k 17k 22.03
Wal-Mart Stores (WMT) 0.0 $370k 2.7k 136.03
Tyson Foods Cl A (TSN) 0.0 $364k 4.9k 74.33
Shopify Cl A (SHOP) 0.0 $357k 323.00 1105.26
Duke Energy Corp Com New (DUK) 0.0 $353k 3.7k 96.50
Smith Micro Software Com New 0.0 $350k 64k 5.50
Lockheed Martin Corporation (LMT) 0.0 $349k 944.00 369.70
Docusign (DOCU) 0.0 $345k 1.7k 202.46
Norfolk Southern (NSC) 0.0 $345k 1.3k 268.27
Stryker Corporation (SYK) 0.0 $345k 1.4k 243.47
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.0 $345k 2.1k 165.47
Palantir Technologies Cl A (PLTR) 0.0 $344k 15k 23.28
Deere & Company (DE) 0.0 $342k 915.00 373.77
Spdr Ser Tr Portfoli S&p1500 (SPTM) 0.0 $340k 6.9k 49.13
Ishares Tr Modert Alloc Etf (AOM) 0.0 $338k 7.8k 43.52
Xcel Energy (XEL) 0.0 $329k 5.0k 66.42
Marsh & McLennan Companies (MMC) 0.0 $329k 2.7k 121.72
Columbia Etf Tr I Diversifid Fxd (DIAL) 0.0 $325k 15k 21.10
Union Pacific Corporation (UNP) 0.0 $322k 1.5k 220.25
Astrazeneca Sponsored Adr (AZN) 0.0 $321k 6.5k 49.69
CVS Caremark Corporation (CVS) 0.0 $321k 4.3k 75.33
Piper Jaffray Companies (PIPR) 0.0 $318k 2.9k 109.54
Ishares Tr Intl Sel Div Etf (IDV) 0.0 $317k 10k 31.44
Mastercard Incorporated Cl A (MA) 0.0 $317k 890.00 356.18
Medtronic SHS (MDT) 0.0 $315k 2.7k 118.15
Eversource Energy (ES) 0.0 $309k 3.6k 86.68
Vanguard World Fds Health Car Etf (VHT) 0.0 $303k 1.3k 229.02
Vericel (VCEL) 0.0 $301k 5.4k 55.46
Crown Castle Intl (CCI) 0.0 $300k 1.7k 171.82
Acceleron Pharma 0.0 $298k 2.2k 135.45
Bristol Myers Squibb (BMY) 0.0 $298k 4.7k 63.06
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $297k 1.1k 260.53
Eli Lilly & Co. (LLY) 0.0 $295k 1.6k 186.83
salesforce (CRM) 0.0 $291k 1.4k 211.79
Schlumberger (SLB) 0.0 $282k 10k 27.15
Colgate-Palmolive Company (CL) 0.0 $281k 3.6k 78.80
Carrier Global Corporation (CARR) 0.0 $280k 6.6k 42.23
Texas Instruments Incorporated (TXN) 0.0 $277k 1.5k 189.21
MercadoLibre (MELI) 0.0 $268k 182.00 1472.53
Cigna Corp (CI) 0.0 $267k 1.1k 241.85
SYSCO Corporation (SYY) 0.0 $261k 3.3k 78.69
Campbell Soup Company (CPB) 0.0 $260k 5.2k 50.26
Norwegian Cruise Line Hldg L SHS (NCLH) 0.0 $260k 9.4k 27.57
Applied Materials (AMAT) 0.0 $259k 1.9k 133.57
Select Sector Spdr Tr Technology (XLK) 0.0 $255k 1.9k 132.88
Sterling Bancorp 0.0 $255k 11k 22.98
Ishares Tr U.s. Finls Etf (IYF) 0.0 $254k 3.4k 74.75
Invesco Exchange Traded Fd T Wilderhil Clan (PBW) 0.0 $254k 2.6k 98.56
Establishment Labs Holdings Ord (ESTA) 0.0 $250k 4.0k 62.50
CoStar (CSGP) 0.0 $247k 300.00 823.33
Gabelli Equity Trust (GAB) 0.0 $246k 36k 6.83
Srax Cl A (SRAX) 0.0 $245k 52k 4.74
Us Bancorp Del Com New (USB) 0.0 $240k 4.3k 55.39
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.0 $240k 3.3k 72.97
Halliburton Company (HAL) 0.0 $238k 11k 21.50
Ishares Tr Msci Emg Mkt Etf (EEM) 0.0 $236k 4.4k 53.38
Public Storage (PSA) 0.0 $236k 958.00 246.35
Constellation Brands Cl A (STZ) 0.0 $234k 1.0k 228.07
Delta Air Lines Inc Del Com New (DAL) 0.0 $233k 4.8k 48.21
AtriCure (ATRC) 0.0 $230k 3.5k 65.38
Invesco Exchange Traded Fd T Dynmc Lrg Gwth (PWB) 0.0 $230k 3.4k 68.05
Morgan Stanley Com New (MS) 0.0 $225k 2.9k 77.53
Uber Technologies (UBER) 0.0 $221k 4.1k 54.55
American Electric Power Company (AEP) 0.0 $214k 2.5k 84.85
Waters Corporation (WAT) 0.0 $214k 753.00 284.20
Blackstone Group Inc Com Cl A (BX) 0.0 $212k 2.8k 74.65
MGE Energy (MGEE) 0.0 $211k 3.0k 71.40
Danaher Corporation (DHR) 0.0 $211k 935.00 225.67
Automatic Data Processing (ADP) 0.0 $210k 1.1k 188.51
Ishares Tr Core Us Aggbd Et (AGG) 0.0 $209k 1.8k 114.08
Ball Corporation (BALL) 0.0 $204k 2.4k 84.93
Ishares Tr U.s. Bas Mtl Etf (IYM) 0.0 $204k 1.6k 125.38
Otis Worldwide Corp (OTIS) 0.0 $203k 3.0k 68.30
U S Gold Corp Com New (USAU) 0.0 $155k 15k 10.33
Research Frontiers (REFR) 0.0 $114k 40k 2.85
Hmh Holdings 0.0 $114k 15k 7.60
Kinross Gold Corp Call Call Option 0.0 $100k 15k 6.67
Viacomcbs Call Call Option 0.0 $90k 2.0k 45.00
Genasys (GNSS) 0.0 $67k 10k 6.70
Polymet Mng Corp Com New 0.0 $58k 18k 3.17
Westrock Call Call Option 0.0 $52k 1.0k 52.00
Rambus Inc Del Call Call Option 0.0 $41k 2.1k 19.52
New Gold Inc Cda (NGD) 0.0 $39k 25k 1.56
Rite Aid Corp Call Call Option 0.0 $25k 1.2k 20.83
Blackberry Call Call Option 0.0 $24k 2.8k 8.57
Xpresspa Group 0.0 $19k 10k 1.88
Kandi Technologies Group Call Call Option 0.0 $9.0k 1.4k 6.43
Eros Stx Global Corporation Call Call Option 0.0 $5.0k 3.0k 1.67