Oxbow Advisors

Oxbow Advisors as of Dec. 31, 2013

Portfolio Holdings for Oxbow Advisors

Oxbow Advisors holds 226 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kinder Morgan Energy Partners 5.3 $38M 470k 80.66
AllianceBernstein Income Fund 3.1 $22M 3.1M 7.13
Hartford Financial Services (HIG) 3.1 $22M 600k 36.23
Kinder Morgan Management 3.0 $21M 283k 75.66
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 3.0 $21M 1.6M 13.07
Kinder Morgan (KMI) 3.0 $21M 581k 36.00
Telefonica Brasil Sa 2.5 $18M 925k 19.22
Exxon Mobil Corporation (XOM) 2.5 $18M 174k 101.20
Aberdeen Asia-Pacific Income Fund (FAX) 2.1 $15M 2.5M 5.76
Market Vectors Junior Gold Min 2.0 $14M 461k 31.05
Teekay Lng Partners 1.9 $14M 320k 42.71
Vodafone 1.7 $12M 308k 39.31
BlackRock Credit All Inc Trust IV (BTZ) 1.6 $12M 892k 13.06
Nuveen Premium Income Municipal Fund 1.6 $12M 942k 12.33
Goodyear Tire Rubr Pfd 5.875% p 1.6 $12M 173k 66.85
Nuveen Premium Income Muni Fund 2 1.5 $11M 856k 12.55
Westpac Banking Corporation 1.4 $10M 353k 29.05
Nuveen Performance Plus Municipal Fund 1.3 $9.4M 697k 13.53
Nuveen Insured Municipal Opp. Fund 1.3 $9.3M 707k 13.22
Kinder Morgan Inc/delaware Wts 1.3 $9.0M 2.2M 4.06
Advent Claymore Convertible Sec & Inc (AVK) 1.2 $8.6M 465k 18.53
GAMCO Natural Resources, Gold & Income Trust (GNT) 1.2 $8.5M 845k 10.02
General Electric Company 1.2 $8.4M 299k 28.03
Staples 1.1 $7.7M 482k 15.89
Enbridge Energy Partners 1.1 $7.6M 255k 29.87
Rydex S&P Equal Weight ETF 1.1 $7.6M 106k 71.25
Enbridge Energy Management 1.1 $7.5M 263k 28.68
Flaherty & Crumrine Dyn P (DFP) 1.0 $7.3M 355k 20.53
Flaherty & Crumrine/Claymore Preferred S (FFC) 1.0 $7.1M 403k 17.50
Nuveen Quality Income Municipal Fund 1.0 $7.0M 568k 12.25
Nuveen Insured Tax-Free Adv Munici (NEA) 1.0 $6.8M 567k 12.04
Tallgrass Energy Partners 1.0 $6.8M 262k 26.00
Bank of America Corporation (BAC) 0.9 $6.7M 429k 15.57
Nuveen Insured Quality Muncipal Fund 0.9 $6.6M 548k 12.08
Genworth Financial (GNW) 0.9 $6.5M 421k 15.53
Boeing Company (BA) 0.9 $6.5M 47k 136.49
Chesapeake Energy Corporation 0.9 $6.5M 238k 27.14
San Juan Basin Royalty Trust (SJT) 0.9 $6.4M 384k 16.74
Microsoft Corporation (MSFT) 0.9 $6.2M 167k 37.41
Transocean (RIG) 0.8 $5.9M 120k 49.42
Hatteras Financial 0.8 $5.7M 348k 16.34
Xl Group 0.8 $5.7M 179k 31.84
Annaly Capital Management 0.8 $5.6M 559k 9.97
Enterprise Products Partners (EPD) 0.8 $5.6M 85k 66.30
Merck & Co (MRK) 0.8 $5.5M 110k 50.05
Allianzgi Conv & Inc Fd taxable cef 0.8 $5.5M 571k 9.71
Goodyear Tire & Rubber Company (GT) 0.8 $5.5M 230k 23.85
Blackrock Build America Bond Trust (BBN) 0.7 $5.2M 270k 19.15
At&t (T) 0.7 $5.0M 143k 35.16
Newmont Mining Corporation (NEM) 0.7 $4.9M 214k 23.03
Ford Motor Company (F) 0.7 $4.7M 307k 15.43
Plains All American Pipeline (PAA) 0.7 $4.7M 90k 51.77
Loews Corporation (L) 0.7 $4.6M 96k 48.24
Nuveen Build Amer Bd Opptny 0.6 $4.5M 231k 19.43
Nuveen Select Quality Municipal Fund 0.6 $4.4M 355k 12.40
Nuveen Premier Mun Income 0.6 $4.3M 349k 12.37
Intel Corporation (INTC) 0.6 $4.0M 153k 25.95
International Paper Company (IP) 0.5 $3.5M 72k 49.03
Omega Healthcare Investors (OHI) 0.5 $3.4M 116k 29.80
Alliance Holdings GP 0.5 $3.4M 58k 58.63
Chevron Corporation (CVX) 0.5 $3.3M 27k 124.92
Potash Corp. Of Saskatchewan I 0.5 $3.3M 99k 32.96
Deere & Company (DE) 0.5 $3.3M 36k 91.32
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.4 $3.1M 314k 9.73
iShares Dow Jones Select Dividend (DVY) 0.4 $2.8M 40k 71.35
Cisco Systems (CSCO) 0.4 $2.7M 122k 22.43
Micron Technology (MU) 0.4 $2.7M 126k 21.75
Teekay Offshore Partners-perp p 0.4 $2.8M 111k 24.80
ConocoPhillips (COP) 0.4 $2.7M 38k 70.65
Clough Global Allocation Fun (GLV) 0.4 $2.7M 175k 15.38
BHP Billiton (BHP) 0.4 $2.7M 39k 68.21
Johnson & Johnson (JNJ) 0.4 $2.6M 28k 91.57
Dividend & Income Fund (BXSY) 0.3 $2.5M 165k 15.11
Nuveen Build Amer Bd (NBB) 0.3 $2.4M 132k 18.44
3M Company (MMM) 0.3 $2.3M 17k 140.26
Ventas (VTR) 0.3 $2.4M 42k 57.29
Calamos Convertible & Hi Income Fund (CHY) 0.3 $2.3M 181k 12.93
Global X Etf equity 0.3 $2.3M 100k 23.46
Nokia Corporation (NOK) 0.3 $2.2M 277k 8.11
Xerox Corporation 0.3 $2.3M 189k 12.17
Southwest Airlines (LUV) 0.3 $2.2M 119k 18.84
Energy Transfer Partners 0.3 $2.3M 40k 57.24
Pfizer (PFE) 0.3 $2.1M 69k 30.63
Iron Mountain Incorporated 0.3 $2.1M 68k 30.35
Bank Of America Corporation warrant 0.3 $2.1M 321k 6.47
Calamos Strategic Total Return Fund (CSQ) 0.3 $2.1M 191k 10.89
Oneok Partners 0.3 $2.0M 38k 52.65
Western Union Company (WU) 0.3 $1.9M 109k 17.25
Coca-Cola Company (KO) 0.3 $1.8M 44k 41.30
Bristol Myers Squibb (BMY) 0.3 $1.8M 34k 53.16
Cubist Pharmaceuticals 0.3 $1.9M 27k 68.85
PowerShares QQQ Trust, Series 1 0.3 $1.8M 21k 87.96
Corning Incorporated (GLW) 0.2 $1.7M 94k 17.82
GlaxoSmithKline 0.2 $1.7M 31k 53.39
Arthur J. Gallagher & Co. (AJG) 0.2 $1.6M 34k 46.94
Teva Pharmaceutical Industries (TEVA) 0.2 $1.6M 41k 40.08
Olin Corporation (OLN) 0.2 $1.6M 56k 28.85
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $1.5M 303k 5.04
Federated Investors (FHI) 0.2 $1.5M 51k 28.80
Ares Capital Corporation (ARCC) 0.2 $1.5M 82k 17.77
Nuveen Investment Quality Munl Fund 0.2 $1.5M 111k 13.53
Cohen & Steers infrastucture Fund (UTF) 0.2 $1.4M 69k 20.60
Gamco Global Gold Natural Reso (GGN) 0.2 $1.4M 155k 9.02
Texas Capital Bancshares (TCBI) 0.2 $1.4M 22k 62.18
Verizon Communications (VZ) 0.2 $1.2M 25k 49.14
Darden Restaurants (DRI) 0.2 $1.2M 22k 54.39
Wendys Internat'l 0.2 $1.1M 129k 8.72
Telstra Corporation 0.1 $1.0M 45k 23.43
Rackspace Hosting 0.1 $1.1M 27k 39.12
PowerShrs CEF Income Cmpst Prtfl 0.1 $1.0M 43k 24.33
Rydex Etf Trust equity 0.1 $1.1M 27k 39.66
SYSCO Corporation (SYY) 0.1 $1.0M 28k 36.11
Nuveen Real Estate Income Fund (JRS) 0.1 $972k 102k 9.52
Devon Energy Corporation (DVN) 0.1 $929k 15k 61.85
Anadarko Petroleum Corporation 0.1 $956k 12k 79.32
Targa Resources Partners 0.1 $916k 18k 52.33
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $950k 63k 15.07
Nuveen Texas Quality Income Municipal 0.1 $941k 73k 12.85
Apache Corporation 0.1 $834k 9.7k 85.98
Wells Fargo & Company (WFC) 0.1 $877k 19k 45.42
Prosperity Bancshares (PB) 0.1 $886k 14k 63.39
Leggett & Platt (LEG) 0.1 $761k 25k 30.96
Koninklijke Philips Electronics NV (PHG) 0.1 $789k 21k 36.97
VeriFone Systems 0.1 $770k 29k 26.83
Vanguard Total Stock Market ETF (VTI) 0.1 $754k 7.9k 95.93
Apple (AAPL) 0.1 $723k 1.3k 560.90
International Business Machines (IBM) 0.1 $722k 3.9k 187.53
Freeport-McMoRan Copper & Gold (FCX) 0.1 $677k 18k 37.74
Legacy Reserves 0.1 $724k 26k 28.17
Fort Dearborn Income Securities 0.1 $726k 53k 13.81
Janus Capital 0.1 $663k 54k 12.37
PennantPark Investment (PNNT) 0.1 $650k 56k 11.60
TC Pipelines 0.1 $619k 13k 48.45
iShares S&P SmallCap 600 Index (IJR) 0.1 $613k 5.6k 109.19
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $668k 113k 5.93
Phillips 66 (PSX) 0.1 $605k 7.8k 77.13
Starwood Property Trust (STWD) 0.1 $553k 20k 27.72
Wal-Mart Stores (WMT) 0.1 $536k 6.8k 78.63
Nucor Corporation (NUE) 0.1 $545k 10k 53.34
Redwood Trust (RWT) 0.1 $551k 28k 19.38
Vanguard Small-Cap ETF (VB) 0.1 $599k 5.5k 109.91
New America High Income Fund I (HYB) 0.1 $539k 56k 9.65
BlackRock Muni Income Investment Trust 0.1 $555k 45k 12.47
BlackRock Insured Municipal Income Inves 0.1 $567k 44k 12.86
BP (BP) 0.1 $520k 11k 48.63
Spdr S&p 500 Etf (SPY) 0.1 $503k 2.7k 184.59
General Mills (GIS) 0.1 $473k 9.5k 49.89
Hess (HES) 0.1 $511k 6.2k 82.98
Pepsi (PEP) 0.1 $484k 5.8k 82.88
Procter & Gamble Company (PG) 0.1 $464k 5.7k 81.45
PowerShares Preferred Portfolio 0.1 $468k 35k 13.44
WisdomTree Emerging Markets Eq (DEM) 0.1 $502k 9.8k 51.01
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $464k 52k 8.87
Towerstream Corporation 0.1 $501k 169k 2.96
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $507k 39k 12.88
Peyto Expl & Dev (PEYUF) 0.1 $527k 17k 30.62
Kraft Foods 0.1 $463k 8.6k 53.89
Susser Petroleum Partners 0.1 $495k 15k 33.11
ConAgra Foods (CAG) 0.1 $413k 12k 33.72
Vanguard Mid-Cap ETF (VO) 0.1 $418k 3.8k 110.00
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $461k 4.4k 105.40
Nuveen Va Premium Income Municipal Fund (NPV) 0.1 $396k 34k 11.81
MGIC Investment (MTG) 0.1 $380k 45k 8.44
Ameriprise Financial (AMP) 0.1 $331k 2.9k 115.01
Caterpillar (CAT) 0.1 $342k 3.8k 90.72
Kimberly-Clark Corporation (KMB) 0.1 $387k 3.7k 104.40
Microchip Technology (MCHP) 0.1 $342k 7.6k 44.74
RPM International (RPM) 0.1 $338k 8.1k 41.48
Foot Locker (FL) 0.1 $328k 7.9k 41.50
Valero Energy Corporation (VLO) 0.1 $325k 6.5k 50.35
Philip Morris International (PM) 0.1 $366k 4.2k 87.21
Dr Pepper Snapple 0.1 $373k 7.7k 48.66
Rush Enterprises (RUSHA) 0.1 $345k 12k 29.61
Market Vectors Gold Miners ETF 0.1 $390k 19k 21.10
Jpmorgan Chase & Co. w exp 10/201 0.1 $358k 19k 19.40
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $362k 27k 13.25
Kayne Anderson MLP Investment (KYN) 0.1 $387k 9.7k 39.80
Nuveen Qual Preferred Inc. Fund III 0.1 $390k 50k 7.85
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $373k 24k 15.73
BlackRock MuniYield Insured Investment 0.1 $368k 30k 12.21
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $377k 5.2k 72.50
Nuveen North Carol Premium Incom Mun 0.1 $372k 31k 11.95
Abbvie (ABBV) 0.1 $379k 7.2k 52.75
American Express Company (AXP) 0.0 $285k 3.1k 90.76
Abbott Laboratories (ABT) 0.0 $275k 7.2k 38.27
Union Pacific Corporation (UNP) 0.0 $269k 1.6k 168.12
Altria (MO) 0.0 $307k 8.0k 38.40
Halliburton Company (HAL) 0.0 $312k 6.2k 50.69
Hewlett-Packard Company 0.0 $304k 11k 27.96
Royal Dutch Shell 0.0 $287k 4.0k 71.32
Oracle Corporation (ORCL) 0.0 $256k 6.7k 38.31
Eagle Rock Energy Partners,L.P 0.0 $290k 49k 5.96
NuStar Energy (NS) 0.0 $313k 6.1k 50.99
Nicholas-applegate Conv. Incom 0.0 $311k 35k 8.97
Hartford Finl Svcs Wt Exp 0626 wt 0.0 $286k 10k 27.53
ProShares UltraShort Euro (EUO) 0.0 $285k 17k 17.07
Barrick Gold Corp (GOLD) 0.0 $227k 13k 17.64
Comcast Corporation (CMCSA) 0.0 $247k 4.8k 51.99
Seagate Technology 0.0 $246k 4.4k 56.16
Yum! Brands (YUM) 0.0 $235k 3.1k 75.66
EOG Resources (EOG) 0.0 $215k 1.3k 167.71
Cimarex Energy 0.0 $210k 2.0k 105.00
Zix Corporation 0.0 $210k 46k 4.57
SPDR S&P MidCap 400 ETF (MDY) 0.0 $202k 829.00 243.67
iShares Silver Trust (SLV) 0.0 $188k 10k 18.74
BlackRock Debt Strategies Fund 0.0 $206k 52k 4.00
John Hancock Preferred Income Fund (HPI) 0.0 $203k 11k 17.85
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $228k 16k 14.04
Delaware Inv Co Mun Inc Fd I 0.0 $212k 17k 12.39
Eaton Vance Oh Muni Income T sh ben int 0.0 $204k 17k 12.11
BlackRock Municipal Bond Investment Tst 0.0 $225k 17k 13.40
Roundy's 0.0 $246k 25k 9.84
Oaktree Cap 0.0 $243k 4.1k 58.91
Petroleo Brasileiro SA (PBR) 0.0 $138k 10k 13.80
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $174k 16k 10.93
Flaherty & Crumrine Pref. Income (PFD) 0.0 $126k 10k 12.23
Nuveen Premium Income Muni Fd 4 0.0 $133k 11k 12.16
Franklin Universal Trust (FT) 0.0 $124k 18k 6.93
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $131k 17k 7.95
BlackRock Income Trust 0.0 $95k 15k 6.47
Liberty All-Star Equity Fund (USA) 0.0 $91k 15k 5.94
Aurico Gold 0.0 $43k 12k 3.64
Crocotta Energy 0.0 $56k 20k 2.80
Limelight Networks 0.0 $22k 11k 2.02
Tootie Pie Company (TOOT) 0.0 $0 17k 0.00
Wizard World 0.0 $4.0k 10k 0.40