Oxbow Advisors

Oxbow Advisors as of Sept. 30, 2014

Portfolio Holdings for Oxbow Advisors

Oxbow Advisors holds 219 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kinder Morgan (KMI) 5.5 $39M 1.0M 38.34
Kinder Morgan Management 5.0 $35M 376k 94.15
Kinder Morgan Energy Partners 3.3 $23M 249k 93.28
Gamco Global Gold Natural Reso (GGN) 3.3 $23M 2.5M 9.25
Aberdeen Asia-Pacific Income Fund (FAX) 2.8 $20M 3.3M 5.90
Exxon Mobil Corporation (XOM) 2.3 $16M 173k 94.05
Tallgrass Energy Partners 2.2 $15M 340k 45.31
AllianceBernstein Income Fund 2.1 $15M 2.0M 7.50
Goldman Sachs Floating Ser D P p (GS.PD) 2.1 $15M 754k 20.02
Teekay Lng Partners 1.9 $14M 313k 43.56
Senior Housing Properties Trust 1.8 $13M 606k 20.92
Nuveen Premium Income Muni Fund 2 1.8 $13M 915k 13.75
Nuveen Premium Income Municipal Fund 1.8 $13M 938k 13.40
BlackRock Credit All Inc Trust IV (BTZ) 1.8 $13M 941k 13.31
Enbridge Energy Management 1.6 $12M 313k 37.21
Nuveen Insured Municipal Opp. Fund 1.5 $11M 744k 14.25
Nuveen Insured Tax-Free Adv Munici (NEA) 1.5 $11M 786k 13.53
Enbridge Energy Partners 1.4 $9.8M 253k 38.85
Nuveen Insured Quality Muncipal Fund 1.4 $9.8M 757k 12.94
Morgan Stanley 6.875 Pfd Cal (MS.PF) 1.4 $9.6M 369k 26.13
Crestwood Midstream Partners 1.4 $9.6M 424k 22.67
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.3 $8.9M 748k 11.93
GAMCO Natural Resources, Gold & Income Trust (GNT) 1.2 $8.5M 867k 9.75
Flaherty & Crumrine/Claymore Preferred S (FFC) 1.2 $8.4M 432k 19.31
San Juan Basin Royalty Trust (SJT) 1.1 $8.0M 423k 19.00
Rydex S&P Equal Weight ETF 1.1 $8.0M 106k 75.79
Blackrock Build America Bond Trust (BBN) 1.1 $8.0M 382k 21.02
Flaherty & Crumrine Dyn P (DFP) 1.1 $8.0M 353k 22.59
Cisco Systems (CSCO) 1.1 $7.9M 312k 25.17
Microsoft Corporation (MSFT) 1.1 $7.8M 167k 46.36
General Electric Company 1.1 $7.8M 303k 25.62
Westpac Banking Corporation 1.1 $7.6M 269k 28.11
Advent Claymore Convertible Sec & Inc (AVK) 1.1 $7.4M 429k 17.34
Potash Corp. Of Saskatchewan I 1.0 $7.3M 211k 34.56
Newmont Mining Corporation (NEM) 1.0 $7.1M 310k 23.05
Enterprise Products Partners (EPD) 0.9 $6.7M 166k 40.30
Hatteras Financial 0.9 $6.5M 364k 17.96
Merck & Co (MRK) 0.9 $6.4M 108k 59.28
Kinder Morgan Inc/delaware Wts 0.9 $6.4M 1.8M 3.64
Symantec Corporation 0.8 $5.9M 251k 23.51
Nuveen Select Quality Municipal Fund 0.8 $5.8M 424k 13.67
Allianzgi Conv & Inc Fd taxable cef 0.8 $5.5M 580k 9.55
At&t (T) 0.8 $5.4M 154k 35.24
Chesapeake Energy Corporation 0.8 $5.4M 235k 22.99
Nuveen Premier Mun Income 0.8 $5.4M 404k 13.45
Intel Corporation (INTC) 0.7 $5.1M 147k 34.82
Plains All American Pipeline (PAA) 0.7 $5.1M 86k 58.86
Wendy's/arby's Group (WEN) 0.7 $5.1M 616k 8.26
Nuveen Build Amer Bd Opptny 0.7 $4.9M 231k 21.20
Staples 0.7 $4.7M 387k 12.10
Bank of America Corporation (BAC) 0.6 $4.2M 245k 17.05
Alliance Holdings GP 0.5 $3.8M 56k 68.24
Nuveen Performance Plus Municipal Fund 0.5 $3.8M 264k 14.50
Nuveen Quality Income Municipal Fund 0.5 $3.7M 269k 13.69
Dividend & Income Fund (BXSY) 0.5 $3.5M 210k 16.56
Chevron Corporation (CVX) 0.5 $3.2M 27k 119.32
iShares Dow Jones Select Dividend (DVY) 0.4 $3.1M 42k 73.85
Center Coast Mlp And Infrastructure unit 0.4 $3.1M 157k 19.54
Micron Technology (MU) 0.4 $2.9M 86k 34.26
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.4 $2.9M 323k 8.93
Nuveen Build Amer Bd (NBB) 0.4 $2.9M 141k 20.39
Johnson & Johnson (JNJ) 0.4 $2.9M 27k 106.59
Energy Transfer Partners 0.4 $2.8M 44k 64.00
ConocoPhillips (COP) 0.4 $2.7M 35k 76.51
Xerox Corporation 0.4 $2.6M 197k 13.23
Ventas (VTR) 0.4 $2.6M 42k 61.94
ProShares UltraShort S&P500 0.4 $2.5M 103k 24.67
Calamos Convertible & Hi Income Fund (CHY) 0.4 $2.5M 179k 14.18
Global X Etf equity 0.4 $2.5M 105k 23.97
Verizon Communications (VZ) 0.3 $2.5M 50k 49.99
Omega Healthcare Investors (OHI) 0.3 $2.4M 71k 34.19
Agnico (AEM) 0.3 $2.4M 84k 29.03
Clough Global Allocation Fun (GLV) 0.3 $2.4M 168k 14.31
Nokia Corporation (NOK) 0.3 $2.3M 273k 8.46
3M Company (MMM) 0.3 $2.3M 16k 141.70
Iron Mountain Incorporated 0.3 $2.3M 70k 32.65
BHP Billiton (BHP) 0.3 $2.3M 39k 58.87
Nuveen Qual Preferred Inc. Fund III 0.3 $2.2M 269k 8.37
Western Union Company (WU) 0.3 $2.2M 137k 16.04
Bed Bath & Beyond 0.3 $2.2M 34k 65.83
Coach 0.3 $2.1M 60k 35.60
New Gold Inc Cda (NGD) 0.3 $2.1M 413k 5.05
Rackspace Hosting 0.3 $2.1M 66k 32.55
Pfizer (PFE) 0.3 $2.1M 70k 29.57
PowerShares QQQ Trust, Series 1 0.3 $2.0M 21k 98.81
Calamos Strategic Total Return Fund (CSQ) 0.3 $2.0M 174k 11.70
Oneok Partners 0.3 $2.0M 35k 55.95
Coca-Cola Company (KO) 0.3 $1.9M 46k 42.66
Corning Incorporated (GLW) 0.3 $1.9M 96k 19.34
Federated Investors (FHI) 0.2 $1.8M 61k 29.36
Cubist Pharmaceuticals 0.2 $1.8M 27k 66.33
Cohen & Steers infrastucture Fund (UTF) 0.2 $1.7M 75k 23.15
Seventy Seven Energy 0.2 $1.8M 76k 23.74
Nuveen Multi-Strategy Income & Growth (JPC) 0.2 $1.7M 187k 9.20
Nuveen Investment Quality Munl Fund 0.2 $1.6M 109k 14.87
GlaxoSmithKline 0.2 $1.6M 35k 45.98
Arthur J. Gallagher & Co. (AJG) 0.2 $1.5M 33k 45.37
Ares Capital Corporation (ARCC) 0.2 $1.4M 84k 16.16
Legacy Reserves 0.2 $1.3M 45k 29.68
BlackRock Muni Income Investment Trust 0.2 $1.3M 97k 13.60
Texas Capital Bancshares (TCBI) 0.2 $1.3M 22k 57.68
Targa Resources Partners 0.2 $1.3M 18k 72.32
Anadarko Petroleum Corporation 0.2 $1.2M 12k 101.48
Microchip Technology (MCHP) 0.2 $1.1M 24k 47.25
Nuveen Real Estate Income Fund (JRS) 0.2 $1.1M 107k 10.51
PowerShrs CEF Income Cmpst Prtfl 0.2 $1.1M 45k 24.35
Peabody Energy Corporation 0.1 $1.1M 86k 12.38
Wells Fargo & Company (WFC) 0.1 $1.1M 20k 51.89
Cypress Semiconductor Corporation 0.1 $1.1M 107k 9.88
Telstra Corporation 0.1 $1.1M 46k 23.26
Nuveen North Carol Premium Incom Mun 0.1 $1.1M 83k 12.84
Devon Energy Corporation (DVN) 0.1 $1.0M 15k 68.18
Goldcorp 0.1 $996k 43k 23.03
Apache Corporation 0.1 $939k 10k 93.90
Nuveen Texas Quality Income Municipal 0.1 $917k 63k 14.56
Hartford Financial Services (HIG) 0.1 $827k 22k 37.27
TC Pipelines 0.1 $853k 13k 67.70
Pan American Silver Corp Can (PAAS) 0.1 $811k 74k 10.97
Vanguard Total Stock Market ETF (VTI) 0.1 $796k 7.9k 101.27
Susser Petroleum Partners 0.1 $767k 14k 54.98
Leggett & Platt (LEG) 0.1 $698k 20k 34.90
International Business Machines (IBM) 0.1 $712k 3.8k 189.87
Fort Dearborn Income Securities 0.1 $722k 50k 14.47
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $691k 15k 46.34
Spdr S&p 500 Etf (SPY) 0.1 $630k 3.2k 196.88
PennantPark Investment (PNNT) 0.1 $640k 59k 10.91
Vanguard Small-Cap ETF (VB) 0.1 $603k 5.5k 110.64
Peyto Expl & Dev (PEYUF) 0.1 $627k 20k 31.59
Phillips 66 (PSX) 0.1 $656k 8.1k 81.25
Genworth Financial (GNW) 0.1 $577k 44k 13.09
Starwood Property Trust (STWD) 0.1 $572k 26k 21.97
Redwood Trust (RWT) 0.1 $597k 36k 16.59
Hess (HES) 0.1 $586k 6.2k 94.24
Procter & Gamble Company (PG) 0.1 $596k 7.1k 83.74
Freeport-McMoRan Copper & Gold (FCX) 0.1 $586k 18k 32.67
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $539k 39k 13.79
Kimberly-Clark Corporation (KMB) 0.1 $467k 4.3k 107.68
Hewlett-Packard Company 0.1 $474k 13k 35.45
Dr Pepper Snapple 0.1 $502k 7.8k 64.32
NuStar Energy (NS) 0.1 $529k 8.0k 65.98
iShares S&P SmallCap 600 Index (IJR) 0.1 $508k 4.9k 104.33
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $496k 4.7k 105.33
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $490k 85k 5.79
WisdomTree Emerging Markets Eq (DEM) 0.1 $474k 9.9k 47.83
BlackRock Insured Municipal Income Inves 0.1 $468k 33k 14.14
Nuveen Va Premium Income Municipal Fund (NPV) 0.1 $469k 36k 13.16
Aurico Gold 0.1 $462k 132k 3.49
BP (BP) 0.1 $450k 10k 43.96
Boeing Company (BA) 0.1 $429k 3.4k 127.49
Foot Locker (FL) 0.1 $440k 7.9k 55.67
General Mills (GIS) 0.1 $429k 8.5k 50.41
Halliburton Company (HAL) 0.1 $397k 6.2k 64.50
Pepsi (PEP) 0.1 $451k 4.8k 93.18
Prosperity Bancshares (PB) 0.1 $421k 7.4k 57.13
Rush Enterprises (RUSHA) 0.1 $390k 12k 33.48
Vanguard Mid-Cap ETF (VO) 0.1 $446k 3.8k 117.37
Kayne Anderson MLP Investment (KYN) 0.1 $412k 10k 40.82
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $404k 5.2k 77.69
Kraft Foods 0.1 $427k 7.6k 56.36
Abbvie (ABBV) 0.1 $427k 7.4k 57.82
MGIC Investment (MTG) 0.1 $351k 45k 7.80
Ameriprise Financial (AMP) 0.1 $333k 2.7k 123.33
Caterpillar (CAT) 0.1 $334k 3.4k 99.11
Union Pacific Corporation (UNP) 0.1 $347k 3.2k 108.44
Valero Energy Corporation (VLO) 0.1 $345k 7.5k 46.28
Apple (AAPL) 0.1 $380k 3.8k 100.66
Allied Nevada Gold 0.1 $359k 108k 3.31
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $366k 27k 13.54
PowerShares Preferred Portfolio 0.1 $387k 27k 14.48
Nicholas-applegate Conv. Incom 0.1 $333k 36k 9.14
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $330k 23k 14.34
ProShares UltraShort Euro (EUO) 0.1 $333k 17k 19.94
Comcast Corporation (CMCSA) 0.0 $256k 4.8k 53.88
Abbott Laboratories (ABT) 0.0 $307k 7.4k 41.57
Royal Dutch Shell 0.0 $306k 4.0k 76.04
EOG Resources (EOG) 0.0 $254k 2.6k 99.06
Oracle Corporation (ORCL) 0.0 $256k 6.7k 38.31
Cimarex Energy 0.0 $253k 2.0k 126.50
BlackRock MuniYield Insured Investment 0.0 $255k 19k 13.33
Delaware Inv Co Mun Inc Fd I 0.0 $250k 17k 14.61
Fbr & Co 0.0 $280k 10k 27.50
Stonecastle Finl (BANX) 0.0 $253k 10k 25.15
Barrick Gold Corp (GOLD) 0.0 $208k 14k 14.63
American Express Company (AXP) 0.0 $240k 2.7k 87.59
Wal-Mart Stores (WMT) 0.0 $216k 2.8k 76.60
J.C. Penney Company 0.0 $214k 21k 10.06
Yum! Brands (YUM) 0.0 $218k 3.0k 72.04
Altria (MO) 0.0 $242k 5.3k 45.88
Berkshire Hathaway (BRK.A) 0.0 $207k 1.00 207000.00
Barnes & Noble 0.0 $231k 12k 19.70
Ez (EZPW) 0.0 $233k 24k 9.92
CenterPoint Energy (CNP) 0.0 $208k 8.5k 24.47
Alliance Resource Partners (ARLP) 0.0 $206k 4.8k 42.92
SPDR S&P MidCap 400 ETF (MDY) 0.0 $207k 829.00 249.70
Xl Group 0.0 $202k 6.1k 33.16
BlackRock Debt Strategies Fund 0.0 $197k 52k 3.82
John Hancock Preferred Income Fund (HPI) 0.0 $228k 11k 20.05
Towerstream Corporation 0.0 $200k 135k 1.48
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $227k 16k 13.97
Eaton Vance Oh Muni Income T sh ben int 0.0 $227k 17k 13.47
Oaktree Cap 0.0 $220k 4.3k 51.16
Tristate Capital Hldgs 0.0 $179k 20k 9.09
Petroleo Brasileiro SA (PBR) 0.0 $142k 10k 14.20
Eagle Rock Energy Partners,L.P 0.0 $176k 49k 3.57
Intevac (IVAC) 0.0 $164k 25k 6.66
Zix Corporation 0.0 $140k 41k 3.41
iShares Silver Trust (SLV) 0.0 $164k 10k 16.35
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $165k 12k 14.35
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $170k 15k 11.40
Flaherty & Crumrine Pref. Income (PFD) 0.0 $145k 11k 13.68
Nuveen Premium Income Muni Fd 4 0.0 $139k 11k 12.71
Franklin Universal Trust (FT) 0.0 $126k 18k 7.04
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $121k 15k 8.17
BlackRock Income Trust 0.0 $98k 15k 6.34
Liberty All-Star Equity Fund (USA) 0.0 $89k 15k 5.81
Roundy's 0.0 $75k 25k 3.00
Leucrotta Exploration 0.0 $38k 20k 1.90
Tootie Pie Company (TOOT) 0.0 $1.0k 17k 0.06
Medinah Minerals (MDMN) 0.0 $22k 365k 0.06