OZ Management

OZ Management as of Sept. 30, 2012

Portfolio Holdings for OZ Management

OZ Management holds 352 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 7.0 $1.9B 2.9M 667.11
American International (AIG) 4.1 $1.1B 34M 32.79
Exxon Mobil Corporation (XOM) 2.6 $710M 7.8M 91.45
At&t (T) 2.0 $532M 14M 37.70
Citigroup (C) 1.8 $478M 15M 32.71
Kraft Foods 1.7 $473M 11M 41.35
Equinix 1.6 $447M 2.2M 206.05
Johnson & Johnson (JNJ) 1.5 $414M 6.0M 68.91
Microsoft Corporation (MSFT) 1.4 $388M 13M 29.76
International Business Machines (IBM) 1.4 $370M 1.8M 207.45
Liberty Media Corp lcpad 1.4 $367M 3.5M 104.08
Google 1.3 $359M 476k 754.52
Chevron Corporation (CVX) 1.3 $355M 3.0M 116.56
McGraw-Hill Companies 1.3 $353M 6.5M 54.59
Verizon Communications (VZ) 1.2 $325M 7.1M 45.57
General Electric Company 1.2 $321M 14M 22.71
Canadian Pacific Railway 1.2 $316M 3.9M 81.59
Procter & Gamble Company (PG) 1.1 $300M 4.3M 69.36
Wells Fargo & Company (WFC) 1.1 $291M 8.4M 34.53
Qualcomm (QCOM) 1.1 $290M 4.6M 62.47
Pfizer (PFE) 1.0 $281M 11M 24.85
Berkshire Hathaway (BRK.B) 1.0 $271M 3.1M 88.20
Coca-Cola Company (KO) 1.0 $265M 7.0M 37.93
Wal-Mart Stores (WMT) 1.0 $267M 3.6M 73.80
Philip Morris International (PM) 1.0 $263M 2.9M 89.94
Abbott Laboratories (ABT) 0.9 $246M 3.6M 68.56
Las Vegas Sands (LVS) 0.9 $246M 5.3M 46.37
Merck & Co (MRK) 0.9 $244M 5.3M 46.00
United Technologies Corporation 0.9 $239M 3.0M 78.29
BP (BP) 0.8 $232M 5.5M 42.36
Intel Corporation (INTC) 0.8 $230M 10M 22.65
Tyco International Ltd S hs 0.8 $231M 4.1M 56.26
Citigroup Inc unit 0.8 $232M 2.4M 96.98
Home Depot (HD) 0.8 $228M 3.8M 60.37
Pepsi (PEP) 0.8 $222M 3.1M 70.77
CIGNA Corporation 0.8 $205M 4.3M 47.17
Devon Energy Corporation (DVN) 0.7 $192M 3.2M 60.50
Walt Disney Company (DIS) 0.7 $194M 3.7M 52.28
JPMorgan Chase & Co. (JPM) 0.7 $189M 4.7M 40.48
CenterPoint Energy (CNP) 0.7 $190M 8.9M 21.30
Bank of America Corporation (BAC) 0.7 $185M 21M 8.83
Amazon (AMZN) 0.7 $175M 690k 254.10
Comcast Corporation (CMCSA) 0.6 $174M 4.9M 35.74
Dollar General (DG) 0.6 $164M 3.2M 51.54
Discover Financial Services (DFS) 0.6 $164M 4.1M 39.73
Schlumberger (SLB) 0.6 $154M 2.1M 72.33
McDonald's Corporation (MCD) 0.6 $151M 1.6M 91.75
Yahoo! 0.6 $152M 9.5M 15.98
Nielsen Holdings Nv 0.6 $153M 5.1M 29.98
Crown Castle International 0.6 $149M 2.3M 64.10
Cisco Systems (CSCO) 0.6 $150M 7.8M 19.11
United Parcel Service (UPS) 0.5 $146M 2.0M 71.57
Visa (V) 0.5 $147M 1.1M 134.28
Oracle Corporation (ORCL) 0.5 $148M 4.7M 31.46
Amgen (AMGN) 0.5 $141M 1.7M 84.27
eBay (EBAY) 0.5 $141M 2.9M 48.37
Altria (MO) 0.5 $137M 4.1M 33.40
Hess (HES) 0.5 $133M 2.5M 53.71
BE Aerospace 0.5 $130M 3.1M 42.11
ConocoPhillips (COP) 0.5 $124M 2.2M 57.19
MasterCard Incorporated (MA) 0.4 $120M 266k 451.66
3M Company (MMM) 0.4 $120M 1.3M 92.42
Goldman Sachs (GS) 0.4 $114M 1.0M 113.68
Mylan Inc note 3.750% 9/1 0.4 $114M 60M 1.92
Union Pacific Corporation (UNP) 0.4 $107M 901k 118.70
UnitedHealth (UNH) 0.4 $105M 1.9M 55.42
Nexen 0.4 $106M 4.2M 25.34
Melco Crown Entertainment (MLCO) 0.4 $104M 7.7M 13.48
U.S. Bancorp (USB) 0.4 $102M 3.0M 34.30
American Express Company (AXP) 0.4 $103M 1.8M 56.86
NCR Corporation (VYX) 0.4 $105M 4.5M 23.31
CVS Caremark Corporation (CVS) 0.4 $102M 2.1M 48.43
Occidental Petroleum Corporation (OXY) 0.4 $97M 1.1M 86.06
Ford Motor Company (F) 0.4 $98M 10M 9.86
Waste Management (WM) 0.3 $96M 3.0M 32.08
Spdr S&p 500 Etf (SPY) 0.3 $94M 700k 134.62
D R Horton Inc note 2.000% 5/1 0.3 $91M 56M 1.63
Harley-Davidson (HOG) 0.3 $93M 2.2M 42.37
Caterpillar (CAT) 0.3 $89M 1.0M 86.04
Monsanto Company 0.3 $90M 991k 91.03
Apache Corporation 0.3 $91M 1.0M 86.52
Simon Property (SPG) 0.3 $91M 597k 151.82
E M C Corp Mass note 1.750%12/0 0.3 $87M 51M 1.72
Target Corporation (TGT) 0.3 $87M 1.4M 63.43
EMC Corporation 0.3 $88M 3.2M 27.27
Energy Transfer Equity (ET) 0.3 $86M 1.9M 45.20
Costco Wholesale Corporation (COST) 0.3 $82M 821k 100.19
Bristol Myers Squibb (BMY) 0.3 $81M 2.4M 33.75
Boeing Company (BA) 0.3 $82M 1.2M 69.60
Chesapeake Energy Corporation 0.3 $81M 4.3M 18.87
Sensata Technologies Hldg Bv 0.3 $81M 2.7M 29.77
E.I. du Pont de Nemours & Company 0.3 $77M 1.5M 50.27
Capital One Financial (COF) 0.3 $79M 1.4M 57.01
Colgate-Palmolive Company (CL) 0.3 $80M 741k 107.24
Hillshire Brands 0.3 $80M 3.0M 26.78
Biogen Idec (BIIB) 0.3 $75M 504k 149.23
priceline.com Incorporated 0.3 $74M 120k 619.08
Holdings Inc Note 5.25 0.3 $72M 41M 1.77
Ual Corp note 6.000%10/1 0.3 $75M 32M 2.35
Time Warner 0.3 $70M 1.6M 45.33
Gilead Sciences (GILD) 0.3 $70M 1.1M 66.34
Starbucks Corporation (SBUX) 0.3 $71M 1.4M 50.71
Liberty Media Corp New deb 3.125% 3/3 0.2 $68M 49M 1.40
Aetna 0.2 $68M 1.7M 39.60
Halliburton Company (HAL) 0.2 $68M 2.0M 33.63
MetLife (MET) 0.2 $69M 2.0M 34.46
TransDigm Group Incorporated (TDG) 0.2 $67M 469k 141.87
PNC Financial Services (PNC) 0.2 $65M 1.0M 63.10
Eli Lilly & Co. (LLY) 0.2 $65M 1.4M 47.41
PPG Industries (PPG) 0.2 $66M 600k 110.00
National-Oilwell Var 0.2 $64M 802k 80.11
Deere & Company (DE) 0.2 $66M 801k 82.48
Nike (NKE) 0.2 $66M 695k 94.88
Southern Company (SO) 0.2 $66M 1.4M 46.09
International Game Technology 0.2 $62M 4.7M 13.09
Honeywell International (HON) 0.2 $61M 1.0M 59.76
Facebook Inc cl a (META) 0.2 $62M 2.9M 21.66
Williams-Sonoma (WSM) 0.2 $59M 1.3M 43.98
News Corporation 0.2 $60M 2.5M 24.50
Georgia Gulf Corporation 0.2 $60M 1.6M 36.22
Celgene Corporation 0.2 $60M 788k 76.39
Brookdale Senior Living (BKD) 0.2 $61M 2.6M 23.22
Medtronic 0.2 $56M 1.3M 43.12
Eastman Chemical Company (EMN) 0.2 $58M 1.0M 57.00
Anadarko Petroleum Corporation 0.2 $58M 835k 69.92
Texas Instruments Incorporated (TXN) 0.2 $56M 2.0M 27.55
Exelon Corporation (EXC) 0.2 $57M 1.6M 35.58
EOG Resources (EOG) 0.2 $56M 503k 112.06
Accenture (ACN) 0.2 $53M 762k 70.06
National Fuel Gas (NFG) 0.2 $55M 1.0M 54.04
Directv 0.2 $55M 1.0M 52.44
Textron Inc note 4.500% 5/0 0.2 $51M 26M 2.01
FedEx Corporation (FDX) 0.2 $52M 619k 84.62
Dow Chemical Company 0.2 $53M 1.8M 28.96
Agrium 0.2 $51M 490k 103.40
Yum! Brands (YUM) 0.2 $50M 759k 66.34
TJX Companies (TJX) 0.2 $51M 1.1M 44.79
Kimberly-Clark Corporation (KMB) 0.2 $49M 571k 85.80
Newmont Mining Corporation (NEM) 0.2 $48M 864k 56.02
Travelers Companies (TRV) 0.2 $49M 724k 68.26
Morgan Stanley (MS) 0.2 $50M 3.0M 16.74
Rockwood Holdings 0.2 $49M 1.0M 46.60
Yandex Nv-a (YNDX) 0.2 $50M 2.1M 24.16
Express Scripts Holding 0.2 $49M 771k 64.06
Annaly Capital Management 0.2 $46M 2.7M 16.84
Freeport-McMoRan Copper & Gold (FCX) 0.2 $47M 1.2M 39.59
Illinois Tool Works (ITW) 0.2 $46M 773k 59.47
Lowe's Companies (LOW) 0.2 $47M 1.6M 30.24
Alcoa Inc debt 0.2 $44M 29M 1.50
General Motors Company (GM) 0.2 $43M 1.9M 22.73
Standard Pacific Corp cnv 0.2 $45M 40M 1.11
Baker Hughes Incorporated 0.1 $40M 876k 45.23
General Mills (GIS) 0.1 $42M 1.1M 39.85
Nextera Energy (NEE) 0.1 $40M 561k 70.32
Walgreen Company 0.1 $40M 1.1M 36.43
Phh Corp note 4.000% 9/0 0.1 $41M 38M 1.08
Chubb Corporation 0.1 $37M 488k 76.28
Omnicare Inc dbcv 3.250%12/1 0.1 $37M 37M 0.99
CSX Corporation (CSX) 0.1 $37M 1.8M 20.76
Baxter International (BAX) 0.1 $39M 649k 60.27
Dominion Resources (D) 0.1 $38M 719k 52.95
Hologic (HOLX) 0.1 $39M 1.9M 20.22
Hewlett-Packard Company 0.1 $38M 2.2M 17.06
Intuitive Surgical (ISRG) 0.1 $39M 78k 495.67
Annaly Cap Mgmt Inc note 4.000% 2/1 0.1 $38M 30M 1.27
Intel Corp. Jr. Sub. Cv. Deb. conv 0.1 $39M 32M 1.23
Michael Kors Holdings 0.1 $37M 699k 53.16
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $35M 1.0M 34.60
Via 0.1 $35M 646k 53.58
Norfolk Southern (NSC) 0.1 $35M 555k 63.62
AFLAC Incorporated (AFL) 0.1 $36M 743k 47.88
Automatic Data Processing (ADP) 0.1 $35M 596k 58.67
Emerson Electric (EMR) 0.1 $36M 738k 48.27
CenturyLink 0.1 $35M 857k 40.41
Marathon Oil Corporation (MRO) 0.1 $35M 1.2M 29.57
Netflix (NFLX) 0.1 $35M 637k 54.44
Deckers Outdoor Corporation (DECK) 0.1 $36M 971k 36.64
Bank of New York Mellon Corporation (BK) 0.1 $34M 1.5M 22.62
CBS Corporation 0.1 $33M 897k 36.33
Lockheed Martin Corporation (LMT) 0.1 $33M 355k 93.38
BB&T Corporation 0.1 $32M 970k 33.14
Danaher Corporation (DHR) 0.1 $33M 601k 55.15
Liberty Media 4.000 11/15/29 deb 4.000% 0.1 $33M 51M 0.65
Prudential Financial (PRU) 0.1 $32M 587k 54.53
Magellan Health Services 0.1 $31M 608k 51.60
Plains Exploration & Production Company 0.1 $32M 845k 37.46
Corning Incorporated (GLW) 0.1 $31M 2.3M 13.15
BlackRock (BLK) 0.1 $31M 173k 178.23
State Street Corporation (STT) 0.1 $31M 738k 41.95
General Dynamics Corporation (GD) 0.1 $29M 432k 66.08
Kinder Morgan Inc/delaware Wts 0.1 $30M 8.6M 3.49
Duke Energy (DUK) 0.1 $30M 457k 64.79
Cognizant Technology Solutions (CTSH) 0.1 $27M 379k 69.89
Time Warner Cable 0.1 $28M 290k 95.06
Teva Pharmaceutical Industries (TEVA) 0.1 $26M 625k 41.40
J.C. Penney Company 0.1 $28M 1.2M 24.30
Johnson Controls 0.1 $26M 957k 27.40
American Electric Power Company (AEP) 0.1 $27M 620k 43.94
Williams Companies (WMB) 0.1 $27M 761k 35.00
Precision Castparts 0.1 $26M 161k 163.32
Public Storage (PSA) 0.1 $23M 168k 139.18
McKesson Corporation (MCK) 0.1 $23M 270k 86.04
Praxair 0.1 $24M 229k 103.89
Dell 0.1 $25M 2.6M 9.86
United States Stl Corp New note 4.000% 5/1 0.1 $25M 25M 1.01
Covidien 0.1 $24M 406k 59.42
WellPoint 0.1 $23M 389k 58.01
Prologis Inc Cvt 2.625 05-15-3 convert 0.1 $21M 20M 1.01
American Tower Reit (AMT) 0.1 $22M 304k 71.38
Ryland Group note 0.1 $22M 18M 1.20
Archer Daniels Midland Company (ADM) 0.1 $20M 728k 27.19
Cummins (CMI) 0.1 $18M 200k 92.25
News Corporation 0.1 $18M 731k 24.77
salesforce (CRM) 0.1 $19M 127k 152.69
American Capital Agency 0.1 $19M 551k 34.60
Youku 0.1 $18M 974k 18.41
Western Asset Mortgage cmn 0.1 $19M 844k 22.19
Avon Products 0.1 $16M 1.0M 15.96
Allergan 0.1 $16M 170k 91.58
KT Corporation (KT) 0.1 $16M 1.0M 15.65
SPDR Gold Trust (GLD) 0.1 $15M 89k 171.85
Home Inns & Hotels Management 0.1 $16M 632k 24.79
Peet's Coffee & Tea 0.1 $17M 232k 73.28
Sanofi Aventis Wi Conval Rt 0.1 $18M 10M 1.68
General Mtrs Co *w exp 07/10/201 0.1 $16M 1.1M 13.79
Meritage Homes Corp conv 0.1 $17M 17M 0.99
Ace Limited Cmn 0.1 $14M 189k 75.59
Pitney Bowes (PBI) 0.1 $15M 1.1M 13.82
Ameristar Casinos 0.1 $13M 735k 17.80
Colfax Corporation 0.1 $12M 335k 36.67
Annaly Cap Mgmt Inc note 5.000% 5/1 0.1 $13M 13M 1.02
Fidelity National Information Services (FIS) 0.0 $9.8M 313k 31.24
Family Dollar Stores 0.0 $10M 150k 66.35
Blount International 0.0 $10M 762k 13.14
Thermo Fisher Scientific (TMO) 0.0 $11M 193k 58.83
Broadcom Corporation 0.0 $10M 292k 34.57
Zions Bancorporation (ZION) 0.0 $10M 500k 20.66
K12 0.0 $11M 550k 20.20
Vale 0.0 $11M 606k 17.35
Charter Communications 0.0 $10M 139k 75.08
Black Diamond 0.0 $11M 1.2M 8.77
Kinder Morgan (KMI) 0.0 $10M 291k 35.48
American Rlty Cap Tr 0.0 $11M 898k 11.74
Molycorp Inc Del....... Note 6.0% 9/1/17 0.0 $12M 11M 1.16
Pioneer Nat Res Co note 2.875% 1/1 0.0 $7.8M 4.5M 1.74
Cme (CME) 0.0 $7.8M 136k 57.27
Hartford Financial Services (HIG) 0.0 $8.2M 424k 19.42
Coach 0.0 $8.8M 157k 56.02
Equity Residential (EQR) 0.0 $6.9M 119k 57.56
Mylan 0.0 $7.1M 290k 24.40
United States Oil Fund 0.0 $8.5M 250k 34.12
Ryanair Holdings 0.0 $8.3M 257k 32.18
First Solar (FSLR) 0.0 $7.3M 330k 22.15
Concho Resources 0.0 $7.1M 75k 94.84
Gaylord Entertainment Company 0.0 $6.8M 172k 39.51
Pantry 0.0 $8.7M 600k 14.55
Royal Gold (RGLD) 0.0 $7.7M 77k 100.00
Rockwell Automation (ROK) 0.0 $6.9M 100k 69.49
Boston Properties (BXP) 0.0 $8.6M 78k 111.11
Dole Food Company 0.0 $8.1M 576k 14.06
OpenTable 0.0 $6.8M 164k 41.60
Moly 0.0 $8.7M 760k 11.50
VirnetX Holding Corporation 0.0 $7.5M 293k 25.44
Mosaic (MOS) 0.0 $7.0M 122k 57.61
Prologis note 1.875%11/1 0.0 $7.0M 7.0M 1.00
Phillips 66 (PSX) 0.0 $7.7M 165k 46.36
Tronox 0.0 $7.5M 331k 22.66
Beazer Homes Pfd 7.5% 2015 pfd cv 0.0 $7.7M 256k 30.04
Transocean Inc note 1.500%12/1 0.0 $4.5M 4.5M 1.00
FirstEnergy (FE) 0.0 $5.9M 133k 44.07
Digital Realty Trust (DLR) 0.0 $4.9M 70k 70.00
Spectra Energy 0.0 $5.6M 190k 29.36
Best Buy (BBY) 0.0 $5.3M 308k 17.20
Air Products & Chemicals (APD) 0.0 $5.4M 65k 82.64
Goodyear Tire & Rubber Company (GT) 0.0 $6.4M 523k 12.18
Liberty Global 0.0 $4.3M 77k 56.57
PG&E Corporation (PCG) 0.0 $5.3M 125k 42.63
Bally Technologies 0.0 $5.7M 116k 49.39
Coinstar 0.0 $6.6M 146k 44.99
Research In Motion 0.0 $6.5M 862k 7.50
Wesco Intl Inc dbcv 6.000% 9/1 0.0 $6.6M 3.1M 2.15
New Oriental Education & Tech 0.0 $5.9M 355k 16.66
Baidu (BIDU) 0.0 $6.6M 57k 116.88
Talisman Energy Inc Com Stk 0.0 $4.1M 306k 13.32
Warner Chilcott Plc - 0.0 $5.8M 430k 13.50
Cree 0.0 $4.2M 167k 25.50
Elan Corporation 0.0 $4.8M 450k 10.70
Novagold Resources Inc Cad (NG) 0.0 $4.8M 858k 5.60
SanDisk Corporation 0.0 $4.3M 100k 43.48
InterOil Corporation 0.0 $6.2M 80k 77.25
Boulder Total Return Fund 0.0 $5.0M 276k 18.00
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.0 $6.2M 90k 69.18
Thompson Creek Metal unit 99/99/9999 0.0 $5.1M 300k 17.14
iStar Financial 0.0 $1.6M 195k 8.28
Genworth Financial (GNW) 0.0 $1.7M 326k 5.23
Ecolab (ECL) 0.0 $1.9M 29k 64.79
Comcast Corporation 0.0 $3.2M 93k 34.75
Consolidated Edison (ED) 0.0 $2.8M 47k 60.00
Supervalu 0.0 $3.3M 1.4M 2.41
Alcoa 0.0 $2.5M 279k 8.86
Radian (RDN) 0.0 $3.7M 850k 4.34
Questcor Pharmaceuticals 0.0 $2.3M 123k 18.47
GameStop (GME) 0.0 $3.4M 163k 21.01
Diamond Foods 0.0 $1.6M 87k 18.81
MGM Resorts International. (MGM) 0.0 $3.2M 298k 10.76
McMoRan Exploration 0.0 $2.4M 207k 11.75
United States Steel Corporation (X) 0.0 $1.8M 93k 19.07
TAL International 0.0 $4.0M 116k 34.09
Veeco Instruments (VECO) 0.0 $1.7M 57k 30.00
Westport Innovations 0.0 $3.6M 129k 27.85
MetroPCS Communications 0.0 $1.8M 150k 11.69
Qlik Technologies 0.0 $2.6M 116k 22.40
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $2.4M 3.5M 0.69
Sodastream International 0.0 $2.0M 50k 39.18
Meritor 0.0 $2.2M 508k 4.24
Qihoo 360 Technologies Co Lt 0.0 $2.2M 100k 22.05
Gt Solar Int'l 0.0 $3.2M 590k 5.44
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.0 $2.2M 2.5M 0.86
Suntech Power Holdings 0.0 $155k 180k 0.86
MGIC Investment (MTG) 0.0 $498k 325k 1.53
Franklin Resources (BEN) 0.0 $855k 6.9k 123.81
Host Hotels & Resorts (HST) 0.0 $383k 24k 16.03
NetApp (NTAP) 0.0 $783k 24k 32.85
R.R. Donnelley & Sons Company 0.0 $1.3M 125k 10.60
SYSCO Corporation (SYY) 0.0 $657k 21k 31.33
Buckle (BKE) 0.0 $1.2M 27k 45.42
Office Depot 0.0 $1.2M 479k 2.56
Raytheon Company 0.0 $798k 14k 57.00
Computer Sciences Corporation 0.0 $934k 29k 32.21
Stryker Corporation (SYK) 0.0 $583k 10k 57.01
Applied Materials (AMAT) 0.0 $282k 25k 11.13
Smithfield Foods 0.0 $1.1M 54k 19.66
H.J. Heinz Company 0.0 $540k 9.7k 55.71
Juniper Networks (JNPR) 0.0 $309k 18k 17.05
Owens-Illinois 0.0 $957k 51k 18.76
Saks Incorporated 0.0 $887k 86k 10.31
Canadian Solar (CSIQ) 0.0 $285k 102k 2.79
JDS Uniphase Corporation 0.0 $817k 66k 12.38
Sirius XM Radio 0.0 $272k 105k 2.59
United Microelectronics (UMC) 0.0 $1.1M 548k 2.05
Trina Solar 0.0 $310k 68k 4.59
MPG Office Trust 0.0 $1.2M 355k 3.37
OCZ Technology 0.0 $348k 100k 3.48
Gold Resource Corporation (GORO) 0.0 $1.2M 54k 21.47
General Mtrs Co *w exp 07/10/201 0.0 $1.4M 164k 8.27
Dunkin' Brands Group 0.0 $240k 8.2k 29.25
Skullcandy 0.0 $530k 39k 13.73
Zynga 0.0 $292k 103k 2.83
Halcon Resources 0.0 $544k 74k 7.33
Post Holdings Inc Common (POST) 0.0 $1.0M 34k 30.06
Allison Transmission Hldngs I (ALSN) 0.0 $552k 27k 20.10
Liberty Ventures Ser A 0.0 $339k 25k 13.56