Pine River Capital Management

Pine River Capital Management as of Sept. 30, 2013

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 369 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Trust Etp (SPY) 23.1 $2.1B 12M 168.01
Ishares Iboxx High Yield Cor Etp (HYG) 3.2 $285M 3.1M 91.58
Apple (AAPL) 3.1 $276M 579k 476.76
General Motors WRT 2.3 $211M 11M 18.77
Annaly Capital Mgmt Debt (Principal) 2.1 $193M 190M 1.02
Ishares Msci Eafe Etf Etp (EFA) 2.1 $189M 3.0M 63.80
American Capital 1.9 $168M 12M 13.75
American Capital Agency Corp Reit 1.8 $162M 7.2M 22.58
Ocwen Financial Corporation 1.6 $144M 2.6M 55.77
Johnson & Johnson (JNJ) 1.1 $103M 1.2M 86.69
American Capital Mortgage In Reit 1.1 $102M 5.1M 19.77
Exxon Mobil Corporation (XOM) 1.1 $101M 1.2M 86.04
Financial Select Sector Spdr Etp Put Option (XLF) 1.1 $99M 5.0M 19.91
General Electric Company Call Option 1.1 $97M 4.1M 23.89
Coca-Cola Company Call Option (KO) 1.0 $94M 2.5M 37.88
JPMorgan Chase & Co. (JPM) 1.0 $86M 1.7M 51.69
Anadarko Petroleum Corporation 0.9 $84M 898k 92.99
Wells Fargo & Company (WFC) 0.9 $80M 1.9M 41.32
Ishares Russell 2000 Etf Etp Put Option (IWM) 0.9 $80M 750k 106.61
Armour Residential Reit Reit 0.9 $79M 19M 4.20
Procter & Gamble Company (PG) 0.9 $78M 1.0M 75.59
Xilinx Debt (Principal) 0.9 $78M 48M 1.62
General Motors WRT 0.8 $75M 2.8M 26.48
Bank of America Corporation (BAC) 0.8 $75M 5.5M 13.80
Google 0.8 $74M 85k 875.94
Walter Investment Management 0.8 $72M 1.8M 39.54
Knight Capital Group Debt (Principal) 0.8 $68M 69M 1.00
International Business Machines (IBM) 0.7 $66M 358k 185.18
Sigma-Aldrich Corporation Call Option 0.7 $65M 759k 85.30
Citigroup (C) 0.7 $64M 1.3M 48.51
Office Depot 0.7 $64M 13M 4.83
Vodafone Group Plc-sp Adr 0.7 $63M 1.8M 35.18
Schlumberger (SLB) 0.7 $63M 709k 88.36
Redwood Trust Debt (Principal) 0.7 $61M 58M 1.05
Tor Dom Bk Cad Put Option (TD) 0.6 $58M 625k 92.72
Microsoft Corporation Call Option (MSFT) 0.6 $56M 1.7M 33.28
New Residential Investment Reit 0.6 $55M 8.3M 6.62
Chevron Corporation (CVX) 0.6 $53M 434k 121.51
Verizon Communications (VZ) 0.6 $51M 1.1M 46.67
At&t (T) 0.5 $49M 1.5M 33.82
Pepsi (PEP) 0.5 $44M 555k 79.50
American International (AIG) 0.5 $44M 900k 48.63
Pfizer (PFE) 0.5 $43M 1.5M 28.72
Rbc Cad Put Option (RY) 0.5 $43M 645k 66.00
Amtrust Financial Servic Debt (Principal) 0.5 $42M 27M 1.57
Anworth Mortgage Asset Corp Reit 0.5 $42M 8.7M 4.83
United Technologies Corporation Call Option 0.5 $41M 384k 107.82
Merck & Co Call Option (MRK) 0.5 $41M 860k 47.61
Dole Food Company 0.5 $41M 3.0M 13.62
Phh Corp Debt (Principal) 0.5 $41M 20M 2.04
Cisco Systems Call Option (CSCO) 0.5 $41M 1.7M 23.43
Annaly Capital Management In Reit Call Option 0.5 $41M 3.5M 11.58
Chimera Investment Corp Reit 0.5 $41M 13M 3.04
Allstate Corporation (ALL) 0.4 $40M 795k 50.55
Apollo Residential Mortgage Reit 0.4 $38M 2.6M 14.59
US Airways Call Option 0.4 $37M 2.0M 18.96
Ishares China Large-cap Etf Etp Call Option (FXI) 0.4 $37M 1.0M 37.08
Pennymac Mortgage Investment Reit (PMT) 0.4 $37M 1.6M 22.68
Belo 0.4 $36M 2.6M 13.70
Philip Morris International (PM) 0.4 $36M 411k 86.58
Intel Corporation (INTC) 0.4 $35M 1.5M 22.91
Tyson Foods Debt (Principal) 0.4 $34M 20M 1.72
Evertec (EVTC) 0.4 $34M 1.5M 22.21
Berkshire Hathaway (BRK.B) 0.4 $33M 289k 113.50
Cms Energy Corp Debt (Principal) 0.4 $32M 17M 1.94
eBay (EBAY) 0.4 $32M 573k 55.80
Cobalt Intl Energy 0.3 $31M 1.2M 24.86
Sterlite Industries Debt (Principal) 0.3 $31M 32M 0.98
Altria Call Option (MO) 0.3 $31M 897k 34.35
Prudential Financial (PRU) 0.3 $31M 395k 77.98
ConocoPhillips Call Option (COP) 0.3 $30M 429k 69.51
Validus Holdings 0.3 $30M 803k 36.98
McDonald's Corporation (MCD) 0.3 $28M 295k 96.20
Home Depot (HD) 0.3 $28M 367k 75.87
American Express Company Call Option (AXP) 0.3 $28M 367k 75.52
Wal-Mart Stores (WMT) 0.3 $26M 347k 73.95
Cibc Cad Put Option (CM) 0.3 $26M 313k 82.06
Liberty Interactive Debt (Principal) 0.3 $26M 50M 0.52
Starwood Property Trust Reit (STWD) 0.3 $25M 1.1M 23.97
Walt Disney Company Call Option (DIS) 0.3 $25M 387k 64.49
Qualcomm Call Option (QCOM) 0.3 $25M 365k 67.32
Amazon Call Option (AMZN) 0.3 $24M 78k 312.64
Comcast Corporation Call Option (CMCSA) 0.3 $24M 537k 45.12
Prospect Capital Corp Debt (Principal) 0.3 $24M 24M 1.02
U.S. Bancorp Call Option (USB) 0.3 $23M 621k 36.58
China Mobile Ltd- Adr Call Option 0.3 $23M 400k 56.44
Amgen Call Option (AMGN) 0.2 $22M 198k 111.92
SEI Investments Company (SEIC) 0.2 $22M 710k 30.91
Oracle Corporation Call Option (ORCL) 0.2 $22M 654k 33.17
Bank Of Montreal Cadcom Put Option (BMO) 0.2 $22M 313k 68.76
Rait Financial Trust Debt (Principal) 0.2 $21M 18M 1.19
Goldman Sachs (GS) 0.2 $21M 133k 158.29
priceline.com Incorporated 0.2 $20M 20k 1010.92
Ciena Corp Debt (Principal) 0.2 $20M 13M 1.51
Suntrust Banks Inc $1.00 Par Cmn 0.2 $20M 614k 32.42
Gilead Sciences Call Option (GILD) 0.2 $20M 316k 62.87
Western Union Company (WU) 0.2 $20M 1.1M 18.66
Union Pacific Corporation Call Option (UNP) 0.2 $20M 128k 155.33
Cme (CME) 0.2 $20M 265k 73.88
CVS Caremark Corporation (CVS) 0.2 $19M 339k 56.72
Boeing Company Call Option (BA) 0.2 $19M 163k 117.50
Facebook Inc cl a (META) 0.2 $19M 377k 50.23
Zoetis Inc Cl A (ZTS) 0.2 $19M 602k 31.12
Prospect Capital Corp Debt (Principal) 0.2 $19M 17M 1.07
UnitedHealth Call Option (UNH) 0.2 $17M 241k 71.60
Capitol Acquisition Corp Ii 0.2 $17M 1.8M 9.60
3M Company Call Option (MMM) 0.2 $16M 137k 119.40
Discover Financial Services (DFS) 0.2 $16M 321k 50.54
Scorpio Tankers 0.2 $16M 1.6M 9.76
Apache Corporation 0.2 $16M 189k 85.14
Morgans Hotel 0.2 $16M 2.0M 7.67
Beazer Homes Usa (BZH) 0.2 $15M 847k 18.00
Vantiv Inc Cl A 0.2 $15M 544k 27.94
Visa Call Option (V) 0.2 $15M 77k 191.09
Ipath S&p 500 Vix S/t Fu Etn Etp 0.2 $15M 1.0M 14.70
Occidental Petroleum Corporation Call Option (OXY) 0.2 $14M 153k 93.53
Rackspace Hosting 0.2 $14M 268k 52.76
American Realty Cap Prop Debt (Principal) 0.2 $14M 14M 0.95
Abbvie Call Option (ABBV) 0.1 $13M 297k 44.73
Iron Mountain Incorporated Call Option 0.1 $13M 470k 27.02
Tesla Motors Debt (Principal) 0.1 $13M 7.5M 1.69
Direxion Daily Fin Bull 3x Etp (FAS) 0.1 $12M 178k 68.77
Chart Industries (GTLS) 0.1 $12M 99k 123.04
Bristol Myers Squibb Call Option (BMY) 0.1 $12M 251k 46.28
Dresser-Rand 0.1 $11M 182k 62.40
Altisource Residential Corp cl b 0.1 $11M 483k 22.98
Linkedin Corp Put Option 0.1 $11M 45k 246.04
Boise 0.1 $11M 877k 12.60
Nuveen Mortgage Opportunity Fund (JLS) 0.1 $11M 458k 23.76
Franks International Nv 0.1 $11M 363k 29.93
IAC/InterActive 0.1 $11M 196k 54.67
Superior Energy Services 0.1 $11M 424k 25.04
Omnicare Debt (Principal) 0.1 $11M 7.5M 1.41
GulfMark Offshore 0.1 $11M 207k 50.89
M.D.C. Holdings (MDC) 0.1 $10M 344k 30.01
Colony Financial Debt (Principal) 0.1 $10M 10M 1.03
Xpo Logistics Inc equity (XPO) 0.1 $10M 474k 21.67
Everest Re Group (EG) 0.1 $9.9M 68k 145.41
L-3 Comms Hldgs Debt (Principal) 0.1 $9.8M 9.0M 1.09
Lincoln National Corporation (LNC) 0.1 $9.8M 234k 41.99
Newcastle Investment Corp Reit 0.1 $9.7M 1.7M 5.62
Wisdomtree India Earnings Etp (EPI) 0.1 $9.7M 635k 15.32
HeartWare International 0.1 $9.6M 132k 73.19
Bk Nova Cad Put Option (BNS) 0.1 $9.6M 163k 59.00
Hawaiian Telcom Holdco 0.1 $9.6M 361k 26.55
Premier (PINC) 0.1 $9.5M 300k 31.70
Dril-Quip (DRQ) 0.1 $9.3M 81k 114.75
Ares Capital Corporation (ARCC) 0.1 $9.1M 529k 17.29
Solar Cap (SLRC) 0.1 $9.0M 408k 22.18
Kosmos Energy 0.1 $8.9M 869k 10.28
Stone Energy Corporation 0.1 $8.3M 257k 32.43
Hilltop Holdings Debt (Principal) 0.1 $8.2M 6.0M 1.38
NetApp (NTAP) 0.1 $8.1M 190k 42.62
Apollo Investment 0.1 $8.1M 990k 8.15
Novellus Systems Debt (Principal) 0.1 $7.9M 5.0M 1.59
Supernus Pharmaceuticals Put Option (SUPN) 0.1 $7.8M 1.1M 7.33
China Unicom Hong Kong- Adr Call Option 0.1 $7.7M 500k 15.42
Spdr Gold Shares Etp Call Option (GLD) 0.1 $7.7M 60k 128.20
Ellington Residential Mortga Reit (EARN) 0.1 $7.7M 499k 15.37
St. Jude Medical 0.1 $7.5M 140k 53.64
Chesapeake Energy Corporation 0.1 $7.5M 290k 25.88
Cabot Oil & Gas Corporation (CTRA) 0.1 $7.2M 194k 37.32
Ares Capital Corp Debt (Principal) 0.1 $6.9M 6.5M 1.06
Del Friscos Restaurant 0.1 $6.9M 341k 20.15
Endurance Specialty Hldgs Lt 0.1 $6.6M 123k 53.72
Whiting Petroleum Corporation 0.1 $6.5M 109k 59.85
Safeguard Scientifics In Debt (Principal) 0.1 $6.5M 6.0M 1.09
Hilltop Holdings (HTH) 0.1 $6.5M 349k 18.50
Chemed Corp Debt (Principal) 0.1 $6.3M 6.0M 1.04
Inland Real Estate Corp Debt (Principal) 0.1 $6.2M 5.8M 1.07
Autodesk (ADSK) 0.1 $6.2M 151k 41.17
Spartan Stores 0.1 $6.1M 278k 22.06
Retailmenot 0.1 $5.9M 166k 35.57
Third Point Reinsurance 0.1 $5.7M 397k 14.49
Cognizant Technology Solutions (CTSH) 0.1 $5.7M 70k 82.12
Stock Bldg Supply Hldgs 0.1 $5.5M 420k 13.14
Rexford Industrial Realty In Reit (REXR) 0.1 $5.5M 404k 13.51
First Trust High Income Long Fund (FSD) 0.1 $5.4M 308k 17.54
Tenet Healthcare Corporation (THC) 0.1 $5.4M 131k 41.19
Expedia (EXPE) 0.1 $5.4M 104k 51.81
Prologis Reit (PLD) 0.1 $5.3M 142k 37.62
Travelers Companies Put Option (TRV) 0.1 $5.1M 60k 84.77
Noble Energy 0.1 $5.1M 76k 67.01
Blackrock Corporate Hy Fd Vi Fund (HYT) 0.1 $5.1M 432k 11.76
Summit Hotel Properties Reit (INN) 0.1 $5.1M 551k 9.19
Informatica Corporation 0.1 $5.0M 129k 38.97
ardmore Shipping (ASC) 0.1 $4.9M 400k 12.14
Thermo Fisher Scientific (TMO) 0.1 $4.7M 52k 92.16
Clubcorp Hldgs 0.1 $4.6M 300k 15.33
Blackrock Corporate Hy Fd 5 Fund 0.1 $4.6M 377k 12.12
Wp Carey Reit (WPC) 0.0 $4.3M 67k 64.71
Rite Aid Corp Debt (Principal) 0.0 $4.2M 2.2M 1.98
Global Brass & Coppr Hldgs I 0.0 $4.2M 240k 17.54
Ply Gem Holdings 0.0 $4.2M 300k 13.98
Hca Holdings (HCA) 0.0 $4.2M 98k 42.75
Juniper Networks (JNPR) 0.0 $4.2M 211k 19.86
Allegheny Technologies Debt (Principal) 0.0 $4.2M 4.0M 1.04
Bioamber 0.0 $4.1M 840k 4.90
Bgs Acquisition Corp sh 0.0 $4.1M 412k 9.98
Kennedy-Wilson Holdings (KW) 0.0 $4.1M 221k 18.55
Xilinx Debt (Principal) 0.0 $4.1M 2.5M 1.63
Home Loan Servicing Solution ord 0.0 $4.1M 184k 22.01
Yume 0.0 $4.0M 380k 10.60
MicroStrategy Incorporated (MSTR) 0.0 $4.0M 39k 103.76
Flow International Corporation 0.0 $4.0M 1.0M 3.99
Western Asset High Income Op Fund (HIO) 0.0 $4.0M 664k 5.97
Agilent Technologies Inc C ommon (A) 0.0 $4.0M 77k 51.25
Investment Technology Call Option 0.0 $3.9M 250k 15.72
Spirit Airlines (SAVE) 0.0 $3.9M 115k 34.27
First Republic Bank/san F (FRCB) 0.0 $3.9M 84k 46.61
Tesla Motors Put Option (TSLA) 0.0 $3.9M 20k 193.35
Humana (HUM) 0.0 $3.8M 41k 93.33
Cis Acquisition Ltd shs ser a 0.0 $3.8M 380k 10.10
Western Asset High Yield Def Fund (HYI) 0.0 $3.8M 213k 17.86
Sony Corp- Adr (SONY) 0.0 $3.8M 176k 21.52
Barnes Group Debt (Principal) 0.0 $3.7M 3.0M 1.24
Twenty-first Century Fox Call Option 0.0 $3.6M 108k 33.52
Collabrium Japan 0.0 $3.5M 350k 10.05
Iconix Brand 0.0 $3.5M 105k 33.23
Team Health Holdings 0.0 $3.5M 92k 37.94
Tower International 0.0 $3.4M 171k 19.99
Envision Healthcare Hlds 0.0 $3.4M 130k 26.03
Nuveen Mtg Opport Term Fund Fund 0.0 $3.3M 139k 24.01
Sinovac Biotech (SVA) 0.0 $3.3M 552k 5.98
Medtronic 0.0 $3.3M 62k 53.25
VeriFone Systems 0.0 $3.2M 139k 22.86
Walter Investment Mgmt Debt (Principal) 0.0 $3.1M 3.0M 1.05
Community Health Systems (CYH) 0.0 $3.1M 74k 41.49
Kindred Healthcare 0.0 $3.1M 228k 13.43
Aetna 0.0 $3.0M 48k 64.03
First Trust Strat High Inc 2 Fund 0.0 $3.0M 190k 15.91
Catamaran 0.0 $3.0M 65k 45.95
Fortinet (FTNT) 0.0 $2.9M 142k 20.26
Neuberger Berman High Yield Fund (NHS) 0.0 $2.8M 218k 13.06
Apollo 0.0 $2.8M 136k 20.81
Icici Bank Ltd- Adr (IBN) 0.0 $2.7M 89k 30.49
Cemex Sab-spons Adr Part Cer Adr (CX) 0.0 $2.7M 239k 11.18
Key Energy Services 0.0 $2.6M 352k 7.29
Paragon Shipping Inc cl a 0.0 $2.5M 435k 5.78
Aquasition 0.0 $2.5M 250k 10.03
Market Vectors Gold Miners Etp Call Option 0.0 $2.5M 100k 25.02
Mfa Financial Reit 0.0 $2.5M 330k 7.45
Infinity Cross Bo 0.0 $2.5M 315k 7.81
Constant Contact 0.0 $2.4M 102k 23.68
Zynga 0.0 $2.3M 628k 3.67
Baltic Trading 0.0 $2.3M 463k 4.89
AK Steel Holding Corporation 0.0 $2.2M 593k 3.75
Mix Telematics Ltd- Adr 0.0 $2.2M 150k 14.80
Towerstream Corporation 0.0 $2.2M 768k 2.85
Axogen (AXGN) 0.0 $2.1M 483k 4.44
Janus Capital 0.0 $2.1M 250k 8.51
LifePoint Hospitals 0.0 $2.1M 45k 46.62
Canadian Solar (CSIQ) 0.0 $2.1M 123k 16.99
Caterpillar Call Option (CAT) 0.0 $2.1M 25k 83.40
Emeritus Corporation 0.0 $2.1M 111k 18.53
Express Scripts Holding 0.0 $2.1M 33k 61.80
WellPoint 0.0 $2.0M 24k 83.57
Globus Med Inc cl a (GMED) 0.0 $2.0M 116k 17.46
Responsys 0.0 $2.0M 121k 16.52
Marketo 0.0 $2.0M 62k 31.87
China Life Insurance Co- Adr Call Option 0.0 $1.9M 50k 38.86
Ldk Solar Co Ltd - Adr Put Option 0.0 $1.9M 1.0M 1.93
BroadSoft 0.0 $1.9M 53k 36.09
Melco Crown Entertainme- Adr (MLCO) 0.0 $1.9M 59k 31.83
Soufun Holdings Ltd- Adr 0.0 $1.9M 36k 51.64
Abbott Laboratories (ABT) 0.0 $1.8M 54k 33.19
J.C. Penney Company 0.0 $1.8M 200k 8.80
Thoratec Corporation 0.0 $1.8M 47k 37.29
Ford Motor Company Call Option (F) 0.0 $1.7M 103k 16.88
Take-Two Interactive Software (TTWO) 0.0 $1.7M 94k 18.17
Hannon Armstrong (HASI) 0.0 $1.7M 149k 11.40
Laredo Petroleum Holdings 0.0 $1.7M 56k 29.69
ACCRETIVE Health 0.0 $1.6M 173k 9.12
Baidu Inc - Adr (BIDU) 0.0 $1.6M 10k 155.20
Dfc Global 0.0 $1.5M 141k 10.99
Stealthgas (GASS) 0.0 $1.5M 169k 9.14
Mednax (MD) 0.0 $1.5M 15k 100.40
Chart Acquisition 0.0 $1.5M 148k 9.95
Ofs Capital (OFS) 0.0 $1.4M 114k 12.66
Isoftstone Holdings Ltd-ads Adr 0.0 $1.4M 290k 4.92
Nq Mobile Inc - Adr 0.0 $1.4M 62k 21.78
Blucora 0.0 $1.4M 59k 22.98
Greenbrier Companies (GBX) 0.0 $1.3M 54k 24.73
Western Asset Managed High Y Fund 0.0 $1.3M 232k 5.69
Enzymotec 0.0 $1.3M 79k 16.54
Nuance Communications 0.0 $1.3M 70k 18.68
Violin Memory 0.0 $1.3M 175k 7.35
Covisint 0.0 $1.3M 100k 12.83
Tetraphase Pharmaceuticals 0.0 $1.3M 112k 11.38
Las Vegas Sands (LVS) 0.0 $1.3M 19k 66.42
Ciena Corporation (CIEN) 0.0 $1.3M 50k 25.01
Constellium Nv 0.0 $1.2M 64k 19.40
Global Power Equipment Grp I 0.0 $1.2M 61k 20.10
United Ins Hldgs (ACIC) 0.0 $1.2M 134k 8.83
Andina Acquisition 0.0 $1.2M 117k 10.07
Titan Machinery (TITN) 0.0 $1.1M 70k 16.07
Tibco Software 0.0 $1.1M 42k 25.61
Ares Capital Corp Debt (Principal) 0.0 $1.1M 1.0M 1.07
Edgen 0.0 $1.1M 141k 7.60
Advanced Micro Devices Debt (Principal) 0.0 $1.0M 1.0M 1.04
Biotelemetry 0.0 $1.0M 103k 9.91
Cnooc Ltd- Adr Call Option 0.0 $1.0M 5.0k 201.80
Petrochina Co Ltd - Adr Put Option 0.0 $990k 9.0k 110.00
Changyou.com Ltd- Adr 0.0 $984k 28k 35.52
Helios Multi-sector High Fund (HMH) 0.0 $973k 167k 5.81
Emerald Oil 0.0 $954k 133k 7.19
Brookdale Senior Living (BKD) 0.0 $942k 36k 26.31
Pattern Energy 0.0 $924k 40k 23.39
Pennymac Financial Service A 0.0 $921k 49k 18.77
TTM Technologies (TTMI) 0.0 $901k 93k 9.74
Helios Advantage Income Fund Fund (HAV) 0.0 $896k 105k 8.52
Fidelity National Financial 0.0 $891k 34k 26.60
Marin Software 0.0 $870k 69k 12.55
Merge Healthcare 0.0 $853k 327k 2.61
Managed Hi Yld Plus Fund Fund 0.0 $849k 425k 2.00
Helios High Income Fund Fund (HIH) 0.0 $829k 100k 8.29
Blackberry Put Option (BB) 0.0 $794k 100k 7.94
New Oriental Educatio-sp Adr 0.0 $770k 31k 24.92
Suntech Power Hldgs Debt (Principal) 0.0 $750k 3.0M 0.25
Einstein Noah Restaurant 0.0 $731k 42k 17.33
Medivation 0.0 $701k 12k 59.91
Morgan Stanley East Europe Fund 0.0 $619k 33k 18.68
Sohu Call Option 0.0 $591k 7.5k 78.80
Fifth Street Finance 0.0 $590k 57k 10.28
Capitol Acquisition Corp Ii WRT 0.0 $540k 899k 0.60
Putnam Managed Muni Incm Trs Fund (PMM) 0.0 $536k 78k 6.84
Evryware Global 0.0 $526k 46k 11.39
Prospect Capital Corp Debt (Principal) 0.0 $518k 500k 1.04
Spansion 0.0 $510k 51k 10.10
Denali Fund/the Fund 0.0 $497k 26k 19.04
Giant Interactive Group- Adr 0.0 $481k 53k 9.12
Atlas Financial Holdings (AFHIF) 0.0 $432k 42k 10.23
Bioamber WRT 0.0 $430k 538k 0.80
Royce Focus Trust Fund 0.0 $414k 57k 7.22
Silver Standard Res 0.0 $369k 60k 6.15
Tal Education Group- Adr (TAL) 0.0 $348k 24k 14.50
Fulton Financial (FULT) 0.0 $343k 29k 11.68
Nuveen Select Qualty Muni Fund 0.0 $326k 26k 12.68
Xueda Education Gr- Adr 0.0 $324k 77k 4.22
Hovnanian Enterprises 0.0 $285k 55k 5.22
Cis Acquisition Ltd-class A WRT 0.0 $272k 775k 0.35
salesforce (CRM) 0.0 $261k 5.0k 51.96
Invesco Quality Muni Inc Tr Fund (IQI) 0.0 $258k 22k 11.57
Macquarie Global Infr Tot Rt Fund 0.0 $244k 11k 21.59
Blackrock Muni Interm Durati Fund (MUI) 0.0 $226k 16k 14.23
Wuxi Pharmatech Cayman- Adr 0.0 $225k 8.2k 27.44
Nuveen Quality Income Muni Fund 0.0 $212k 17k 12.54
Infinity Cross Border Acquis WRT 0.0 $204k 315k 0.65
Callidus Software Debt (Principal) 0.0 $190k 150k 1.27
Eaton Vance National Municip Fund (EOT) 0.0 $188k 10k 18.80
Mfs Investment Grade Municip Fund (CXH) 0.0 $180k 21k 8.65
Andina Acquisition Corp WRT 0.0 $177k 295k 0.60
Nuveen Md Premium Inc Muni Fund 0.0 $174k 14k 12.13
Nuveen Muni Advantage Fund Fund 0.0 $173k 14k 12.54
Federated Premier Int Muni Fund 0.0 $166k 13k 12.44
Prime Acquisition Corp WRT 0.0 $145k 181k 0.80
Bgs Acquisition Corp WRT 0.0 $144k 687k 0.21
Nuveen Dividend Adv Muni 3 Fund (NZF) 0.0 $140k 11k 12.73
ParkerVision 0.0 $119k 36k 3.35
Blackrock High Income Shares Fund 0.0 $115k 55k 2.07
Collabrium Japan Acquisition WRT 0.0 $98k 350k 0.28
Chart Acquisition Corp WRT 0.0 $85k 148k 0.57
Aquasition Corp WRT 0.0 $76k 300k 0.25
Ecotality 0.0 $75k 1.0M 0.07
Prospect Global Res 0.0 $61k 20k 3.04
China XD Plastics 0.0 $60k 13k 4.62
Armour Residential Reit WRT 0.0 $15k 5.0M 0.00
Crumbs Bake Shop WRT 0.0 $11k 96k 0.12
Resolute Energy Corp WRT 0.0 $4.0k 20k 0.21