Regent Investment Management as of June 30, 2015
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 186 positions in its portfolio as reported in the June 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| CVS Caremark Corporation (CVS) | 3.6 | $7.2M | 69k | 104.89 | |
| Apple (AAPL) | 3.5 | $6.9M | 55k | 125.42 | |
| Walgreen Boots Alliance (WBA) | 3.0 | $6.1M | 72k | 84.44 | |
| JPMorgan Chase & Co. (JPM) | 2.8 | $5.5M | 81k | 67.76 | |
| McKesson Corporation (MCK) | 2.6 | $5.2M | 23k | 224.80 | |
| Gilead Sciences (GILD) | 2.4 | $4.7M | 41k | 117.07 | |
| Celgene Corporation | 2.4 | $4.7M | 41k | 115.73 | |
| Farmers Capital Bank | 2.4 | $4.7M | 165k | 28.43 | |
| Johnson & Johnson (JNJ) | 2.0 | $4.1M | 42k | 97.45 | |
| Macy's (M) | 1.9 | $3.8M | 56k | 67.48 | |
| Time Warner | 1.8 | $3.5M | 40k | 87.41 | |
| Procter & Gamble Company (PG) | 1.8 | $3.5M | 45k | 78.24 | |
| Williams Companies (WMB) | 1.5 | $3.0M | 52k | 57.39 | |
| V.F. Corporation (VFC) | 1.4 | $2.9M | 41k | 69.74 | |
| Kinder Morgan (KMI) | 1.4 | $2.9M | 75k | 38.39 | |
| Google Inc Class C | 1.4 | $2.7M | 5.2k | 520.48 | |
| Mylan Nv | 1.3 | $2.6M | 39k | 67.85 | |
| Chevron Corporation (CVX) | 1.3 | $2.6M | 27k | 96.46 | |
| priceline.com Incorporated | 1.2 | $2.4M | 2.1k | 1151.28 | |
| Verizon Communications (VZ) | 1.2 | $2.4M | 52k | 46.61 | |
| AmerisourceBergen (COR) | 1.2 | $2.4M | 23k | 106.36 | |
| Diageo (DEO) | 1.1 | $2.3M | 20k | 116.05 | |
| Express Scripts Holding | 1.1 | $2.2M | 25k | 88.94 | |
| Prudential Financial (PRU) | 1.1 | $2.2M | 26k | 87.50 | |
| Capitala Finance | 1.1 | $2.2M | 142k | 15.60 | |
| 1.1 | $2.1M | 4.0k | 540.11 | ||
| Merck & Co (MRK) | 1.0 | $2.0M | 36k | 56.92 | |
| Cisco Systems (CSCO) | 1.0 | $2.0M | 73k | 27.46 | |
| iShares Russell 2000 Growth Index (IWO) | 1.0 | $1.9M | 13k | 154.60 | |
| E.I. du Pont de Nemours & Company | 1.0 | $1.9M | 30k | 63.95 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.9 | $1.7M | 37k | 46.10 | |
| Union Pacific Corporation (UNP) | 0.8 | $1.6M | 17k | 95.40 | |
| Whirlpool Corporation (WHR) | 0.8 | $1.6M | 9.1k | 173.06 | |
| General Mills (GIS) | 0.8 | $1.5M | 28k | 55.72 | |
| ConocoPhillips (COP) | 0.8 | $1.5M | 25k | 61.40 | |
| UnitedHealth (UNH) | 0.8 | $1.5M | 12k | 121.99 | |
| Coca-Cola Company (KO) | 0.7 | $1.5M | 38k | 39.22 | |
| Vanguard Emerging Markets ETF (VWO) | 0.7 | $1.4M | 35k | 40.87 | |
| General Electric Company | 0.7 | $1.4M | 53k | 26.57 | |
| Eaton (ETN) | 0.7 | $1.4M | 21k | 67.48 | |
| Allergan | 0.7 | $1.4M | 4.6k | 303.37 | |
| TJX Companies (TJX) | 0.7 | $1.4M | 21k | 66.17 | |
| MetLife (MET) | 0.7 | $1.3M | 23k | 56.00 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $1.3M | 9.8k | 129.71 | |
| Seagate Technology Com Stk | 0.6 | $1.3M | 27k | 47.49 | |
| Halliburton Company (HAL) | 0.6 | $1.2M | 28k | 43.05 | |
| Yum! Brands (YUM) | 0.6 | $1.2M | 13k | 90.09 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.2M | 18k | 66.51 | |
| Home Depot (HD) | 0.6 | $1.1M | 10k | 111.15 | |
| American International (AIG) | 0.6 | $1.2M | 19k | 61.83 | |
| International Business Machines (IBM) | 0.6 | $1.1M | 7.0k | 162.66 | |
| StoneMor Partners | 0.6 | $1.1M | 37k | 30.14 | |
| 3M Company (MMM) | 0.6 | $1.1M | 7.2k | 154.25 | |
| Mondelez Int (MDLZ) | 0.6 | $1.1M | 27k | 41.13 | |
| Kroger (KR) | 0.6 | $1.1M | 15k | 72.49 | |
| Templeton Dragon Fund (TDF) | 0.6 | $1.1M | 44k | 24.81 | |
| Walt Disney Company (DIS) | 0.5 | $1.0M | 9.1k | 114.18 | |
| FedEx Corporation (FDX) | 0.5 | $999k | 5.9k | 170.45 | |
| Honeywell International (HON) | 0.5 | $987k | 9.7k | 101.94 | |
| American Airls (AAL) | 0.5 | $971k | 24k | 39.95 | |
| United Technologies Corporation | 0.5 | $948k | 8.5k | 110.93 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.5 | $962k | 17k | 57.19 | |
| Schlumberger (SLB) | 0.5 | $939k | 11k | 86.19 | |
| Oracle Corporation (ORCL) | 0.5 | $943k | 23k | 40.29 | |
| Landmark Infrastructure | 0.5 | $925k | 57k | 16.13 | |
| Ace Limited Cmn | 0.5 | $910k | 8.9k | 101.73 | |
| CBS Corporation | 0.5 | $923k | 17k | 55.53 | |
| Illumina (ILMN) | 0.5 | $912k | 4.2k | 218.44 | |
| Qualcomm (QCOM) | 0.5 | $895k | 14k | 62.61 | |
| EMC Corporation | 0.5 | $890k | 34k | 26.39 | |
| Baker Hughes Incorporated | 0.4 | $865k | 14k | 61.68 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $855k | 17k | 51.51 | |
| ON Semiconductor (ON) | 0.4 | $845k | 72k | 11.69 | |
| Phillips 66 (PSX) | 0.4 | $854k | 11k | 80.59 | |
| Kraft Foods | 0.4 | $855k | 10k | 85.16 | |
| Medtronic (MDT) | 0.4 | $860k | 12k | 74.14 | |
| Humana (HUM) | 0.4 | $840k | 4.4k | 191.30 | |
| Ameriprise Financial (AMP) | 0.4 | $795k | 6.4k | 124.94 | |
| Exxon Mobil Corporation (XOM) | 0.4 | $798k | 9.6k | 83.19 | |
| Facebook Inc cl a (META) | 0.4 | $746k | 8.7k | 85.75 | |
| Abbvie (ABBV) | 0.4 | $749k | 11k | 67.18 | |
| U.S. Bancorp (USB) | 0.4 | $729k | 17k | 43.41 | |
| Danaher Corporation (DHR) | 0.3 | $691k | 8.1k | 85.57 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.3 | $699k | 1.9k | 368.87 | |
| Pepsi (PEP) | 0.3 | $674k | 7.2k | 93.35 | |
| Target Corporation (TGT) | 0.3 | $670k | 8.2k | 81.58 | |
| Anheuser-Busch InBev NV (BUD) | 0.3 | $658k | 5.5k | 120.73 | |
| Devon Energy Corporation (DVN) | 0.3 | $645k | 11k | 59.52 | |
| Lamar Advertising Co-a (LAMR) | 0.3 | $638k | 11k | 57.48 | |
| Mid-America Apartment (MAA) | 0.3 | $624k | 8.6k | 72.77 | |
| Stryker Corporation (SYK) | 0.3 | $621k | 6.5k | 95.54 | |
| Philip Morris International (PM) | 0.3 | $602k | 7.5k | 80.23 | |
| Advance Auto Parts (AAP) | 0.3 | $594k | 3.7k | 159.25 | |
| Unilever (UL) | 0.3 | $589k | 14k | 42.93 | |
| American Express Company (AXP) | 0.3 | $568k | 7.3k | 77.69 | |
| Lincoln National Corporation (LNC) | 0.3 | $574k | 9.7k | 59.18 | |
| Jabil Circuit (JBL) | 0.3 | $574k | 27k | 21.30 | |
| Apollo Investment | 0.3 | $573k | 81k | 7.07 | |
| Intel Corporation (INTC) | 0.3 | $548k | 18k | 30.41 | |
| eBay (EBAY) | 0.3 | $563k | 9.4k | 60.21 | |
| Consumer Discretionary SPDR (XLY) | 0.3 | $551k | 7.2k | 76.53 | |
| Kimberly-Clark Corporation (KMB) | 0.3 | $542k | 5.1k | 105.94 | |
| Travelers Companies (TRV) | 0.3 | $527k | 5.5k | 96.61 | |
| Wells Fargo & Company (WFC) | 0.3 | $544k | 9.7k | 56.21 | |
| Amgen (AMGN) | 0.3 | $537k | 3.5k | 153.43 | |
| ConAgra Foods (CAG) | 0.3 | $546k | 13k | 43.70 | |
| Flowserve Corporation (FLS) | 0.3 | $532k | 10k | 52.67 | |
| SPDR S&P Homebuilders (XHB) | 0.3 | $531k | 15k | 36.62 | |
| Morgan Stanley (MS) | 0.3 | $526k | 14k | 38.82 | |
| Newell Rubbermaid (NWL) | 0.3 | $514k | 13k | 41.12 | |
| Nextera Energy (NEE) | 0.3 | $513k | 5.2k | 98.07 | |
| Anthem (ELV) | 0.3 | $516k | 3.1k | 164.07 | |
| Henry Schein (HSIC) | 0.2 | $497k | 3.5k | 142.00 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $488k | 4.4k | 111.42 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $472k | 3.5k | 136.81 | |
| At&t (T) | 0.2 | $485k | 14k | 35.51 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.2 | $483k | 7.6k | 63.51 | |
| Microsoft Corporation (MSFT) | 0.2 | $463k | 11k | 44.11 | |
| Norfolk Southern (NSC) | 0.2 | $459k | 5.3k | 87.43 | |
| Maxim Integrated Products | 0.2 | $453k | 13k | 34.58 | |
| Ventas (VTR) | 0.2 | $446k | 7.2k | 62.03 | |
| China Petroleum & Chemical | 0.2 | $423k | 4.9k | 85.80 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $415k | 18k | 22.70 | |
| MasterCard Incorporated (MA) | 0.2 | $412k | 4.4k | 93.42 | |
| PNC Financial Services (PNC) | 0.2 | $391k | 4.1k | 95.65 | |
| Hewlett-Packard Company | 0.2 | $397k | 13k | 30.02 | |
| Cavium | 0.2 | $392k | 5.7k | 68.77 | |
| Tractor Supply Company (TSCO) | 0.2 | $382k | 4.2k | 90.01 | |
| Baxter International (BAX) | 0.2 | $381k | 5.5k | 69.91 | |
| Lowe's Companies (LOW) | 0.2 | $385k | 5.7k | 67.05 | |
| Hertz Global Holdings | 0.2 | $381k | 21k | 18.12 | |
| General Motors Company (GM) | 0.2 | $368k | 11k | 33.30 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $386k | 16k | 24.56 | |
| Hartford Financial Services (HIG) | 0.2 | $358k | 8.6k | 41.63 | |
| Cardinal Health (CAH) | 0.2 | $360k | 4.3k | 83.72 | |
| Altria (MO) | 0.2 | $357k | 7.3k | 48.87 | |
| Stericycle (SRCL) | 0.2 | $355k | 2.7k | 133.96 | |
| BP (BP) | 0.2 | $334k | 8.3k | 40.02 | |
| Abbott Laboratories (ABT) | 0.2 | $340k | 6.9k | 49.10 | |
| Tenne | 0.2 | $333k | 5.8k | 57.41 | |
| Annaly Capital Management | 0.2 | $324k | 35k | 9.19 | |
| Caterpillar (CAT) | 0.2 | $310k | 3.7k | 84.82 | |
| Eli Lilly & Co. (LLY) | 0.2 | $324k | 3.9k | 83.61 | |
| Koninklijke Philips Electronics NV (PHG) | 0.2 | $326k | 13k | 25.47 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $311k | 4.0k | 77.75 | |
| Ciena Corporation (CIEN) | 0.2 | $310k | 13k | 23.66 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $307k | 7.7k | 39.64 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $295k | 2.9k | 100.03 | |
| LifePoint Hospitals | 0.1 | $305k | 3.5k | 86.89 | |
| McDonald's Corporation (MCD) | 0.1 | $271k | 2.9k | 94.92 | |
| Genuine Parts Company (GPC) | 0.1 | $283k | 3.2k | 89.42 | |
| Royal Caribbean Cruises (RCL) | 0.1 | $283k | 3.6k | 78.61 | |
| Western Digital (WDC) | 0.1 | $273k | 3.5k | 78.56 | |
| Plum Creek Timber | 0.1 | $273k | 6.7k | 40.55 | |
| Comcast Corporation (CMCSA) | 0.1 | $266k | 4.4k | 60.05 | |
| Blackstone | 0.1 | $266k | 6.5k | 40.92 | |
| India Fund (IFN) | 0.1 | $268k | 10k | 26.52 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $257k | 1.3k | 205.60 | |
| J.M. Smucker Company (SJM) | 0.1 | $265k | 2.4k | 108.43 | |
| Plains All American Pipeline (PAA) | 0.1 | $266k | 6.1k | 43.61 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $251k | 2.5k | 101.99 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $249k | 2.6k | 96.70 | |
| Hillenbrand (HI) | 0.1 | $237k | 7.7k | 30.73 | |
| Ford Motor Company (F) | 0.1 | $245k | 16k | 15.03 | |
| Starbucks Corporation (SBUX) | 0.1 | $246k | 4.6k | 53.66 | |
| Yahoo! | 0.1 | $246k | 6.3k | 39.36 | |
| Texas Roadhouse (TXRH) | 0.1 | $243k | 6.5k | 37.38 | |
| Carnival Corporation (CCL) | 0.1 | $212k | 4.3k | 49.30 | |
| Dcp Midstream Partners | 0.1 | $221k | 7.2k | 30.72 | |
| Energy Transfer Partners | 0.1 | $223k | 4.3k | 52.13 | |
| Web | 0.1 | $223k | 9.2k | 24.27 | |
| KKR & Co | 0.1 | $209k | 9.1k | 22.85 | |
| Schwab U S Broad Market ETF (SCHB) | 0.1 | $211k | 4.2k | 50.29 | |
| Pfizer (PFE) | 0.1 | $189k | 5.6k | 33.55 | |
| Genspera | 0.1 | $189k | 230k | 0.82 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $144k | 13k | 11.29 | |
| Singapore Fund | 0.1 | $111k | 10k | 11.10 | |
| Cyan | 0.0 | $85k | 16k | 5.25 | |
| BGC Partners | 0.0 | $61k | 7.0k | 8.71 | |
| China Green Agriculture | 0.0 | $21k | 10k | 2.10 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $19k | 2.0k | 9.50 | |
| D Implant Sciences Corp Com Stk | 0.0 | $12k | 15k | 0.80 | |
| Chinacast Education Corporation (CAST) | 0.0 | $0 | 10k | 0.00 | |
| Tianyin Pharmaceutical | 0.0 | $8.0k | 17k | 0.48 | |
| Reneuron Group Plc Ord F | 0.0 | $8.0k | 100k | 0.08 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
