Relative Value Partners

Relative Value Partners Group as of June 30, 2018

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 139 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.4 $58M 478k 120.66
Tri-Continental Corporation (TY) 3.8 $35M 1.3M 26.51
TCW Strategic Income Fund (TSI) 3.5 $32M 5.7M 5.56
Nuveen Mtg opportunity term (JLS) 3.4 $31M 1.3M 23.62
Ishares Tr cmn (GOVT) 3.3 $30M 1.2M 24.62
Special Opportunities Fund (SPE) 3.1 $28M 1.9M 15.02
PowerShares FTSE RAFI US 1000 3.0 $28M 244k 112.60
Allianzgi Nfj Divid Int Prem S cefs 2.9 $27M 2.1M 12.62
Special Opp 3.5% Pfd Conv 2.9 $26M 1.0M 25.52
Ishares Tr fltg rate nt (FLOT) 2.8 $25M 492k 51.00
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 2.6 $24M 382k 62.65
BlackRock Credit All Inc Trust IV (BTZ) 2.6 $24M 2.0M 12.08
Vanguard Total Stock Market ETF (VTI) 2.6 $24M 167k 140.43
Eaton Vance Limited Duration Income Fund (EVV) 2.4 $22M 1.7M 12.58
wisdomtreetrusdivd.. (DGRW) 2.4 $22M 529k 41.01
MFS Charter Income Trust (MCR) 2.0 $18M 2.2M 7.93
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.9 $17M 206k 83.37
iShares Lehman Short Treasury Bond (SHV) 1.9 $17M 155k 110.44
General American Investors (GAM) 1.9 $17M 496k 34.34
Deutsche Multi-mkt Income Tr Shs cef 1.9 $17M 1.9M 8.81
Voya Prime Rate Trust sh ben int 1.9 $17M 3.3M 5.03
First Trust/Four Corners SFRI Fund II (FCT) 1.8 $17M 1.3M 12.85
Templeton Emerging Markets (EMF) 1.7 $15M 1.0M 14.71
Vanguard Information Technology ETF (VGT) 1.7 $15M 84k 181.89
Nuveen Real (JRI) 1.7 $15M 929k 16.29
Western Asset Vrble Rate Strtgc Fnd 1.6 $14M 852k 16.76
Eaton Vance Short Duration Diversified I (EVG) 1.5 $14M 1.0M 13.02
Ishares Msci Japan (EWJ) 1.5 $13M 231k 57.91
MFS Government Markets Income Trust (MGF) 1.4 $13M 2.8M 4.50
SPDR KBW Bank (KBE) 1.4 $13M 266k 47.16
Pioneer Floating Rate Trust (PHD) 1.2 $11M 1.0M 11.18
MFS Intermediate Income Trust (MIN) 1.2 $11M 2.9M 3.86
Nuveen Muni Value Fund (NUV) 1.2 $11M 1.2M 9.62
Liberty All-Star Equity Fund (USA) 1.1 $10M 1.6M 6.40
Eaton Vance Floating-Rate Income Trust (EFT) 1.1 $9.9M 686k 14.50
THE GDL FUND Closed-End fund (GDL) 1.1 $9.8M 1.1M 9.18
Spdr S&p Emerging Mkts Dividen inx (EDIV) 1.1 $9.6M 313k 30.63
iShares Lehman 3-7 Yr Treasury Bond (IEI) 1.0 $9.4M 78k 120.00
BlackRock Floating Rate Income Strat. Fn (FRA) 1.0 $9.1M 656k 13.90
American Cap Sr Floating 1.0 $9.1M 732k 12.40
Alerian Mlp Etf 0.9 $8.6M 856k 10.10
Vanguard FTSE All-World ex-US ETF (VEU) 0.8 $7.4M 142k 51.84
Rivernorth Doubleline Strate (OPP) 0.7 $6.3M 358k 17.69
Nuveen Mortgage opportunity trm fd2 0.6 $5.8M 253k 22.82
Dws Strategic Income Trust 0.6 $5.7M 462k 12.28
Wisdomtree Tr blmbrg fl tr 0.6 $5.3M 212k 25.08
Ladder Capital Corp Class A (LADR) 0.6 $5.0M 315k 16.01
Ares Capital Corporation (ARCC) 0.5 $4.8M 294k 16.45
PennantPark Investment (PNNT) 0.5 $4.8M 674k 7.18
Pennantpark Floating Rate Capi (PFLT) 0.5 $4.1M 295k 13.79
Alpine Total Dyn Fd New cefs 0.5 $4.1M 467k 8.75
BlackRock Ltd. Duration Income Trust (BLW) 0.4 $3.9M 264k 14.87
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.4 $3.8M 38k 102.51
Ares Coml Real Estate (ACRE) 0.4 $3.6M 256k 14.09
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.4 $3.4M 423k 7.99
Granite Pt Mtg Tr (GPMT) 0.4 $3.2M 172k 18.75
Blackrock Debt Strat (DSU) 0.3 $2.8M 247k 11.18
Oaktree Strategic Income Cor 0.3 $2.7M 315k 8.50
Vanguard Short-Term Bond ETF (BSV) 0.3 $2.3M 30k 78.21
BlackRock Enhanced Government Fund (EGF) 0.3 $2.4M 182k 12.98
Tortoise Pwr & Energy 0.2 $2.1M 110k 18.84
iShares S&P 500 Index (IVV) 0.2 $2.0M 7.4k 274.40
Triangle Capital Corporation 0.2 $2.0M 175k 11.50
Equity Commonwealth (EQC) 0.2 $2.0M 64k 31.50
MFA Mortgage Investments 0.2 $1.6M 209k 7.78
Tcp Capital 0.2 $1.6M 112k 14.45
Anworth Mortgage Asset Corporation 0.2 $1.5M 295k 5.11
Williams Companies (WMB) 0.2 $1.5M 54k 27.10
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.4M 21k 66.96
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $1.4M 147k 9.18
Aberdeen Chile Fund (AEF) 0.1 $1.4M 199k 7.00
Microsoft Corporation (MSFT) 0.1 $1.2M 12k 98.64
iShares Russell 1000 Growth Index (IWF) 0.1 $1.2M 8.4k 143.79
SPDR S&P Dividend (SDY) 0.1 $1.1M 12k 92.72
Loews Corporation (L) 0.1 $876k 18k 48.29
Trupanion (TRUP) 0.1 $936k 24k 38.61
Eagle Pt Cr (ECC) 0.1 $885k 49k 18.17
Vanguard REIT ETF (VNQ) 0.1 $795k 9.8k 81.46
Templeton Emerging Markets Income Fund (TEI) 0.1 $773k 74k 10.48
Chevron Corporation (CVX) 0.1 $705k 5.6k 126.46
Intel Corporation (INTC) 0.1 $721k 15k 49.72
Vanguard Emerging Markets ETF (VWO) 0.1 $696k 17k 42.21
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $693k 25k 27.90
Nuveen Multi-mkt Inc Income (JMM) 0.1 $767k 109k 7.03
Exxon Mobil Corporation (XOM) 0.1 $636k 7.7k 82.70
Johnson & Johnson (JNJ) 0.1 $633k 5.2k 121.26
SPDR S&P Emerging Markets (SPEM) 0.1 $602k 17k 35.36
Bank of America Corporation (BAC) 0.1 $507k 18k 28.17
Spdr S&p 500 Etf (SPY) 0.1 $570k 2.1k 272.34
iShares S&P 500 Value Index (IVE) 0.1 $542k 4.9k 110.88
New Germany Fund (GF) 0.1 $567k 31k 18.24
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $584k 16k 37.69
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $510k 13k 38.31
Citigroup (C) 0.1 $515k 7.7k 66.86
Ihs Markit 0.1 $540k 11k 51.63
Cisco Systems (CSCO) 0.1 $422k 9.8k 43.06
Bank of the Ozarks 0.1 $434k 9.6k 45.01
Utilities SPDR (XLU) 0.1 $457k 8.8k 51.93
Vanguard Small-Cap ETF (VB) 0.1 $430k 2.8k 155.80
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $428k 28k 15.35
European Equity Fund (EEA) 0.1 $421k 45k 9.38
General Motors Company (GM) 0.1 $419k 11k 39.42
Putnam Municipal Opportunities Trust (PMO) 0.1 $481k 41k 11.73
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $451k 9.2k 48.87
Royce Global Value Tr (RGT) 0.1 $460k 44k 10.52
Wal-Mart Stores (WMT) 0.0 $343k 4.0k 85.75
WisdomTree India Earnings Fund (EPI) 0.0 $366k 15k 25.17
Vanguard Utilities ETF (VPU) 0.0 $381k 3.3k 116.87
WisdomTree Japan Total Dividend (DXJ) 0.0 $341k 6.3k 54.00
Swiss Helvetia Fund (SWZ) 0.0 $318k 26k 12.36
Ellsworth Fund (ECF) 0.0 $370k 39k 9.43
BlackRock New York Insured Municipal 0.0 $399k 32k 12.47
Macquarie Global Infr Total Rtrn Fnd 0.0 $398k 18k 22.54
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.0 $369k 28k 13.06
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $356k 25k 14.03
Schwab Strategic Tr 0 (SCHP) 0.0 $342k 6.2k 54.89
Lazard World Dividend & Income Fund 0.0 $337k 33k 10.36
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $362k 6.2k 58.84
Japan Equity Fund ietf (JEQ) 0.0 $334k 38k 8.83
Union Pacific Corporation (UNP) 0.0 $283k 2.0k 141.50
Unum (UNM) 0.0 $250k 6.8k 37.04
Merck & Co (MRK) 0.0 $275k 4.5k 61.11
Southside Bancshares (SBSI) 0.0 $261k 7.7k 33.69
iShares S&P 500 Growth Index (IVW) 0.0 $245k 1.5k 163.12
Vanguard Mid-Cap ETF (VO) 0.0 $240k 1.5k 157.89
Vanguard European ETF (VGK) 0.0 $298k 5.3k 56.08
SPDR Barclays Capital High Yield B 0.0 $294k 8.3k 35.46
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $266k 23k 11.35
Anchor Bancorp 0.0 $235k 9.0k 26.11
Alpine Global Dynamic 0.0 $300k 29k 10.25
Ishares Tr hdg msci eafe (HEFA) 0.0 $248k 8.4k 29.61
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $270k 12k 22.35
Eaton Vance Fltng Rate 2022 0.0 $302k 32k 9.44
iShares MSCI Emerging Markets Indx (EEM) 0.0 $211k 4.9k 43.26
Eli Lilly & Co. (LLY) 0.0 $213k 2.5k 85.20
Pfizer (PFE) 0.0 $225k 6.2k 36.29
Genworth Financial (GNW) 0.0 $117k 26k 4.50
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $121k 10k 12.10
Elements Rogers Intl Commodity Etn etf 0.0 $125k 22k 5.66