Relative Value Partners

Relative Value Partners Group as of March 31, 2019

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 165 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.4 $60M 479k 125.28
Eaton Vance Limited Duration Income Fund (EVV) 3.7 $35M 2.8M 12.65
iShares Lehman 3-7 Yr Treasury Bond (IEI) 3.2 $30M 247k 123.20
Nuveen Mtg opportunity term (JLS) 3.2 $30M 1.3M 23.39
iShares Lehman 1-3 Year Treas.Bond (SHY) 3.2 $30M 352k 84.12
Allianzgi Nfj Divid Int Prem S cefs 3.0 $28M 2.3M 12.06
Special Opportunities Fund (SPE) 2.8 $26M 2.0M 13.44
Ishares Tr Dec 2020 2.8 $26M 1.0M 25.24
Special Opp 3.5% Pfd Conv 2.8 $26M 1.0M 25.05
TCW Strategic Income Fund (TSI) 2.7 $26M 4.6M 5.58
Ishares Tr cmn (GOVT) 2.6 $24M 961k 25.24
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 2.6 $24M 212k 113.37
Vanguard Total Stock Market ETF (VTI) 2.5 $24M 163k 144.71
BlackRock Credit All Inc Trust IV (BTZ) 2.5 $23M 1.9M 12.41
wisdomtreetrusdivd.. (DGRW) 2.4 $22M 517k 43.06
Nuveen Muni Value Fund (NUV) 2.3 $21M 2.1M 10.03
Tri-Continental Corporation (TY) 2.2 $20M 776k 26.30
Eaton Vance Short Duration Diversified I (EVG) 2.0 $19M 1.5M 12.97
Voya Prime Rate Trust sh ben int 2.0 $19M 3.9M 4.78
First Trust/Four Corners SFRI Fund II (FCT) 1.8 $17M 1.4M 11.82
Vanguard Information Technology ETF (VGT) 1.8 $17M 83k 200.63
General American Investors (GAM) 1.8 $17M 495k 33.31
Nuveen Real (JRI) 1.7 $16M 990k 16.15
Western Asset Vrble Rate Strtgc Fnd 1.6 $15M 961k 16.00
Templeton Emerging Markets (EMF) 1.6 $15M 992k 14.88
Pioneer Floating Rate Trust (PHD) 1.5 $14M 1.4M 10.40
MFS Charter Income Trust (MCR) 1.5 $14M 1.8M 7.90
BlackRock Floating Rate Income Strat. Fn (FRA) 1.5 $14M 1.1M 12.50
Ishares Msci Japan (EWJ) 1.3 $13M 228k 54.72
Vanguard Value ETF (VTV) 1.3 $12M 113k 108.37
MFS Intermediate Income Trust (MIN) 1.3 $12M 3.2M 3.80
MFS Government Markets Income Trust (MGF) 1.3 $12M 2.7M 4.49
THE GDL FUND Closed-End fund (GDL) 1.2 $11M 1.2M 9.56
Spdr Ser Tr shrt trsry etf (SPTS) 1.2 $11M 382k 29.76
Eaton Vance Municipal Bond Fund (EIM) 1.2 $11M 891k 12.40
Barings Bdc (BBDC) 1.0 $9.5M 967k 9.81
Eaton Vance Floating-Rate Income Trust (EFT) 0.9 $8.4M 637k 13.19
iShares Lehman Short Treasury Bond (SHV) 0.9 $8.2M 74k 110.57
First Tr Mlp & Energy Income (FEI) 0.8 $8.0M 693k 11.50
Nuveen Int Dur Qual Mun Trm 0.8 $7.3M 553k 13.11
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.8 $7.0M 891k 7.83
Ishares Inc core msci emkt (IEMG) 0.7 $6.6M 128k 51.71
Wisdomtree Tr blmbrg fl tr 0.6 $5.7M 227k 25.08
BlackRock Ltd. Duration Income Trust (BLW) 0.6 $5.5M 373k 14.70
Liberty All-Star Equity Fund (USA) 0.5 $4.9M 810k 6.11
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.5 $4.6M 146k 31.64
Ares Capital Corporation (ARCC) 0.5 $4.5M 262k 17.14
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.5 $4.5M 548k 8.25
Vanguard Health Care ETF (VHT) 0.5 $4.4M 25k 172.49
Oaktree Strategic Income Cor 0.5 $4.2M 523k 8.10
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.4 $4.1M 38k 106.67
Nuveen Mortgage opportunity trm fd2 0.4 $4.1M 180k 22.61
Tortoise Pwr & Energy (TPZ) 0.4 $3.8M 205k 18.61
Aberdeen Chile Fund (AEF) 0.4 $3.8M 522k 7.27
Pennantpark Floating Rate Capi (PFLT) 0.4 $3.7M 289k 12.91
Rivernorth Doubleline Strate (OPP) 0.4 $3.5M 216k 16.40
Granite Pt Mtg Tr (GPMT) 0.3 $3.3M 174k 18.99
PennantPark Investment (PNNT) 0.3 $3.2M 445k 7.09
Focus Finl Partners 0.3 $3.2M 89k 35.64
iShares S&P 500 Index (IVV) 0.3 $2.7M 9.6k 284.52
BlackRock Floating Rate Income Trust (BGT) 0.3 $2.6M 214k 12.21
First Tr Sr Floating Rate 20 0.3 $2.5M 284k 8.74
iShares S&P 500 Value Index (IVE) 0.2 $2.2M 20k 112.75
Equity Commonwealth (EQC) 0.2 $2.2M 68k 32.69
Eaton Vance Fltng Rate 2022 0.2 $2.3M 249k 9.15
Vanguard Short-Term Bond ETF (BSV) 0.2 $2.0M 25k 79.58
BlackRock MuniHolding Insured Investm 0.2 $2.0M 157k 12.96
Ladder Capital Corp Class A (LADR) 0.2 $2.0M 118k 17.35
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.2 $1.9M 1.5k 1292.06
MFA Mortgage Investments 0.2 $1.8M 241k 7.47
Blackrock Tcp Cap Corp (TCPC) 0.2 $1.7M 118k 14.18
BlackRock Enhanced Government Fund (EGF) 0.2 $1.5M 115k 13.11
Ares Coml Real Estate (ACRE) 0.2 $1.5M 95k 15.55
Microsoft Corporation (MSFT) 0.1 $1.4M 12k 117.91
iShares Russell 1000 Growth Index (IWF) 0.1 $1.3M 8.4k 151.40
Tpg Re Finance Trust Inc reit (TRTX) 0.1 $1.3M 65k 20.03
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.2M 19k 64.84
SPDR S&P Dividend (SDY) 0.1 $1.2M 12k 99.42
Nuveen Select Tax Free Incom Portfolio 2 0.1 $1.2M 86k 13.96
Loews Corporation (L) 0.1 $908k 19k 47.94
Vanguard Emerging Markets ETF (VWO) 0.1 $948k 22k 42.48
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $920k 62k 14.76
Health Care SPDR (XLV) 0.1 $848k 9.2k 91.71
Vanguard REIT ETF (VNQ) 0.1 $856k 9.8k 87.54
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.1 $888k 66k 13.55
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $815k 13k 60.80
Johnson & Johnson (JNJ) 0.1 $730k 5.2k 139.85
Chevron Corporation (CVX) 0.1 $774k 6.3k 123.23
Spdr S&p 500 Etf (SPY) 0.1 $738k 2.6k 283.85
Intel Corporation (INTC) 0.1 $789k 15k 53.67
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $728k 50k 14.68
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $709k 25k 28.54
Trupanion (TRUP) 0.1 $794k 24k 32.75
Nuveen Multi-mkt Inc Income (JMM) 0.1 $765k 108k 7.10
Bank of America Corporation (BAC) 0.1 $687k 25k 27.60
Alerian Mlp Etf 0.1 $626k 62k 10.03
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $691k 19k 36.57
SPDR S&P Emerging Markets (SPEM) 0.1 $609k 17k 35.77
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $691k 81k 8.55
Nuveen CA Select Tax-Free Incom Port (NXC) 0.1 $614k 43k 14.16
Aberdeen Global Dynamic Divd F (AGD) 0.1 $645k 68k 9.47
Cisco Systems (CSCO) 0.1 $529k 9.8k 53.98
Utilities SPDR (XLU) 0.1 $541k 9.3k 58.17
Nuveen Select Maturities Mun Fund (NIM) 0.1 $530k 53k 9.99
Lazard World Dividend & Income Fund 0.1 $521k 53k 9.91
First Trust Energy Income & Gr (FEN) 0.1 $540k 25k 21.74
Ihs Markit 0.1 $569k 11k 54.40
New Germany Fund (GF) 0.1 $474k 34k 13.98
Vanguard Utilities ETF (VPU) 0.1 $435k 3.4k 129.46
Putnam Municipal Opportunities Trust (PMO) 0.1 $505k 41k 12.32
Macquarie Global Infr Total Rtrn Fnd 0.1 $471k 21k 22.19
Citigroup (C) 0.1 $510k 8.2k 62.20
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $455k 9.3k 48.69
Nuveen Mun 2021 Target Term 0.1 $426k 44k 9.66
Blackrock Debt Strat (DSU) 0.1 $451k 42k 10.71
Affiliated Managers (AMG) 0.0 $418k 3.9k 107.18
Exxon Mobil Corporation (XOM) 0.0 $347k 4.3k 80.89
Wal-Mart Stores (WMT) 0.0 $392k 4.0k 98.00
Union Pacific Corporation (UNP) 0.0 $334k 2.0k 167.00
Merck & Co (MRK) 0.0 $385k 4.6k 83.70
WisdomTree India Earnings Fund (EPI) 0.0 $338k 13k 26.32
Vanguard Small-Cap ETF (VB) 0.0 $404k 2.6k 153.09
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $401k 28k 14.38
European Equity Fund (EEA) 0.0 $373k 43k 8.71
General Motors Company (GM) 0.0 $420k 11k 37.07
BlackRock New York Insured Municipal 0.0 $411k 32k 12.85
Schwab Strategic Tr 0 (SCHP) 0.0 $343k 6.2k 55.05
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $366k 6.2k 59.49
Royce Global Value Tr (RGT) 0.0 $390k 39k 10.05
Docusign (DOCU) 0.0 $336k 6.5k 51.84
Abbott Laboratories (ABT) 0.0 $277k 3.5k 79.92
Eli Lilly & Co. (LLY) 0.0 $297k 2.3k 129.69
Pfizer (PFE) 0.0 $323k 7.6k 42.51
Unum (UNM) 0.0 $245k 7.3k 33.79
Williams Companies (WMB) 0.0 $296k 10k 28.74
Southside Bancshares (SBSI) 0.0 $257k 7.7k 33.18
iShares Gold Trust 0.0 $325k 26k 12.39
Vanguard Mid-Cap ETF (VO) 0.0 $268k 1.7k 161.45
Vanguard European ETF (VGK) 0.0 $269k 5.0k 53.68
SPDR Barclays Capital High Yield B 0.0 $293k 8.1k 35.97
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $276k 7.6k 36.52
Nuveen California Municipal Value Fund (NCA) 0.0 $275k 29k 9.58
WisdomTree Japan Total Dividend (DXJ) 0.0 $307k 6.1k 50.69
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $253k 18k 13.82
Ellsworth Fund (ECF) 0.0 $280k 29k 9.58
Abbvie (ABBV) 0.0 $241k 3.0k 80.52
Japan Equity Fund ietf (JEQ) 0.0 $290k 42k 6.98
Ishares Tr hdg msci eafe (HEFA) 0.0 $271k 9.4k 28.82
Ishares Tr core msci euro (IEUR) 0.0 $247k 5.4k 45.84
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $293k 13k 22.45
iShares MSCI Emerging Markets Indx (EEM) 0.0 $228k 5.3k 42.89
Morgan Stanley (MS) 0.0 $211k 5.0k 42.20
General Mills (GIS) 0.0 $220k 4.3k 51.76
Southern Company (SO) 0.0 $210k 4.1k 51.69
iShares Russell 2000 Index (IWM) 0.0 $220k 1.4k 153.42
iShares S&P 500 Growth Index (IVW) 0.0 $207k 1.2k 172.36
Nuveen Senior Income Fund 0.0 $146k 25k 5.84
Nuveen New York Mun Value 0.0 $177k 13k 13.94
Exd - Eaton Vance Tax-advant 0.0 $182k 20k 9.26
Genworth Financial (GNW) 0.0 $67k 18k 3.81
Anworth Mortgage Asset Corporation 0.0 $104k 25k 4.16
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $124k 11k 11.27
Elements Rogers Intl Commodity Etn etf 0.0 $117k 22k 5.30
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $121k 13k 9.68
Tuesday Morning Corporation 0.0 $43k 20k 2.13